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HENRI ZERNER
Outside the German-speaking countries, however, Riegl did not make much of a
mark (the exception was Italy, where Bianchi-Bandinelli and Raghianti were particu
aware of his His have never been translated into
larly importance). writings English,
except for a short piece that recently appeared in an anthology.2 With the advent of
and specialization in art
professionalism history, his popularity faded altogether.
W?lfflin, whose writings are to American had a
regularly assigned undergraduates,
much more enduring fame, because his pairs of
opposing concepts (linear/painterly;
plane/recession, etc.) could be readily exploited for purposes of analysis and stylistic de
scription independently of their role in the author's ideas did not lend
theory. Riegl's
themselves to such use. Nevertheless, his name has remained at least on the
vaguely
177
178 HENRI ZERNER
Schapiro's article on
celebrated style.3 Today,
with rising dissatisfaction over art his
torical "professionalism," Riegl has regained in some quarters his reputation as holy
prophet, and it may in fact be that his was the grandest effort ever made to give co
to the to more
herence discipline and integrate it satisfactorily into the general field of
the social sciences. In spite of certain shortcomings and even some distasteful traits in
his work, he clearly merits serious reexamination.
Born in 1858, Riegl belonged to a generation of great historians of art that includ
ed Heinrich W?lfflin, and Emile M?le, and he was a contemporary in
Aby Warburg,
Vienna of Freud and Klimt. He first studied law, then it for and
dropped philosophy
at the Institut fur a school modeled
history. Trained Geschichtsforschungen, on the
Ecole des Chartes, where and were
paleography diplomatics highly developed, Riegl
a
specialized in the study of art and took position in the museum of decorative arts
where he prepared a series of studies on textiles, especially on Oriental rugs. In 1893,
the year the Neoclassical Adolf von Hildebrand Das Problem der
sculptor published
Form,4 which had an enormous influence on art history and on Riegl in
particular,
Riegl published Stilfragen (Problems of Style), a book in which he sketches the history
of ornament in Europe and the Near East from its to Islam. This book was a
origins
a thesis. Itwas directed against the architect and the
polemical work with provocative
orist Gottfried Semper or, more
particularly, against Semper's disciples who had twist
ed his ideas into a sort of "materialistic" evolutionism. to them, was
According style
determined by three factors: material, technique, and purpose; to this Riegl opposed
the independence of aesthetic choice from material conditions, claiming that the latter
had only a negative and not a formative influence. He also expounded the thesis of the
historical of art?in this case of ornamental art from the ancient Near East
continuity
to and Islam. Whether the appearance is more naturalistic or
(Egypt) Byzantium
more abstract, the ornaments variations on the same
always present stylistic enduring
patterns.
In 1897, Riegl left the museum for the University of Vienna. Out of his lectures
came a number of the most famous of which was Kunst
publications, Sp?tr?mische
industrie, in which he studied the art of late Where his had seen
antiquity. predecessors
in that period only the decadence of classical art, Riegl observed in it the emergence of
new values. Furthermore, he attacked the standard explanation for the radical change
of style during the Early Christian period in terms of the barbarian invasions, and saw
instead in this change an organic transformation inside the Latin world itself.5 Against
the view that this period was "decadent," a term that he
entirely rejected, Riegl
a of that constant and irreversible
opposed philosophy history recognized only
progress.
on the formation and development
Riegl also gave lectures of the Baroque,6
another period that was generally regarded as decadent, and published his monumen
tal work on Dutch group portraits of the sixteenth and seventeenth centuries (1902).
With this work, Riegl abandoned those fields of research where the individual artist
can to
rarely be identified, and turned post-Renaissance painting, the most traditional
domain of the history of art. But it was not the contribution of individual artists that
ALOIS RIEGL 179
interested him in this long series of masterly, penetrating, and sometimes overly fastidi
ous nor was he concerned with the so
analyses; problem of patronage, important when
with the Dutch He an examination of the works
dealing portraits. attempted, through
themselves, to define the artistic projection of that society, of which the masterpieces of
Hals and Rembrandt, the the Guild, are the
particularly Syndics of Cloth-Drapers'
most a collection of ideas
complete realization. Riegl died in 1905, leaving behind
without a completely to later a number
systematic order and bequeathing generations
of radical and often puzzling texts.
The writings of Riegl span a great variety of subjects, and, on the whole,
they
remain remarkably solid both in their research and in their general historical views.
a brilliant master of the detailed art.
Riegf shows himself analysis of particular works of
It is, however, in the field of was the most decisive and in
theory that his contribution
which he found followers. His contribution can be defined most terms of the
readily in
various approaches he opposed: factual positivistic which
history archeologists practice
own an
and which represented his training; iconographie point of view that stresses the
matter of a work of art; criticism, which interprets the work in the
subject biographical
light of the artist's life; the primacy of the individual artist's consciousness and will; the
"materialistic" or mechanistic of
explanation stylistic evolution; any aesthetic theory
severs art from system that attempts to reach a definitive
that history; any normative
or
interpretation judgment; the hierarchical distinction between the applied or decora
tive arts, on the one hand, and the higher arts
(painting, sculpture, and architecture),
on the other, where the latter alone are considered to be art in the strict sense of the
word. In brief, Riegl attacked all the fundamental convictions of traditional art
history.
These convictions have no means are not, it is true, very
by disappeared today. They
held, but neither have been what one call a new
comfortably they replaced by might
monumental effort to confront all these issues remains unmatched
paradigm. Riegl's
to demand consideration.
today and continues
An account of Riegl's contribution is harder to give in if
positive terms, especially
one makes an at that is, however, not
attempt systematization?an attempt necessarily
can two
advisable. One begin by making points. The first is generally recognized as an
accomplishment: Riegl completely reopened the field of art history. The idea that
artistic value was relative had certainly been entertained during the Romantic period,
but it always had to be accommodated to the
contending notion that some periods?
classical antiquity, the High Renaissance, or the French thirteenth
century?had
attained artistic supremacy. Riegl's plea for equal treatment for all historical
periods, if
it is by no means easy to realize, seems nevertheless at least
theoretically acceptable to
many people today, and there are
signs that the situation is progressing further in this
direction: little in the Western tradition remains to be discovered, while a serious
effort to deal with the art of primitive
peoples is apparent.
The second is more difficult to accept: effort to overthrow the
point Riegl's
supremacy of the individual creator as central to the significance of the work in favor of
a
higher communal point of view reflects a decidedly subversive Hegelian inheritance
and undermines our whole aesthetic tradition. It is, nonetheless, a necessary corol
to the first we are not to our
lary point if impose post-Renaissance Western view on the
art of remote cultures.
180 HENRI ZERNER
Let us go a little more specifically into the tenets of Riegl's convictions. One?his
out
irreducible historicism?comes strongly and persistently. Nothing escapes history.
is not so much concerned with the conditions at the historical moment when the
Riegl
work appears?these conditions are important, but only as limiting factors of resis
tance. The scholar, however, must confront the whole of art as a link in
history. It is
the chain of artistic events that he must understand each individual work. Its place in
this historical chain elucidates the aesthetic tendency of the work, which is for Riegl the
of art historical When studies a
major object investigation. he particular genre, wheth
er it is Roman fibulae, or Dutch
Empire furniture, group portraits, Riegl always places
itwithin a much larger development. He sees art evolving in one great movement that
goes from a tactile vision of the world toward a more and more one.
(haptisch) optical
In his later years, with Das holl?ndische Gruppenportr?t, he turned to the fundamen
tal analytical tools of Romanticism and talked of an evolution from an objective to an
appears as what we
might call a "deep structure." This school of Riegl's followers
called itsmethod Strukturanalyse; to it, the historian first has to discover this
according
to understand
informing principle, which
will then make it possible for him the surface
phenomena.
ALOIS RIEGL 181
Both interpretations can be defended by quoting Riegl's writings. The meaning of
the word Kunstwollen is elusive because it seems to vary with its context. Otto Pacht
has explained this by saying that the meaning o?Kunstwollen ten
developed during the
of theoretical reflection. His a
years Riegl's writings exhibit searching mind in constant
motion and, moreover, were produced during a
particularly active decade of European
Another reason for our in
thought. difficulty pinning down what Riegl meant by the
term is the varied, not to say character of the intellectual and
disparate, philosophical
equipment of the author. Riegl, having invested the term Kunstwollen with all the ver
us with residues of various
satility of his mind, presents borrowings that do not always
fit comfortably together. His use of the term Kunstwollen not as the years
changes only
go by, but at the same time within the same text.
These of the meaning
fluctuations of Kunstwollen are not, however,
simply the
result of incoherence that we can explain away in order to regularize the system ;
they
a more
play positive role. An understanding of the necessary and fruitful
ambiguity of
the term will enable us to define Riegl's peculiar
place in the formalist study of art?in
the general tendency, that is, to study art as a closed system. We must note first that in
the term Kunstwollen replaces the word
Riegl's writing 'style.' Like Morelli before
him, Riegl avoids using the word even in he
'style.' Curiously enough, Stilfragen,
uses it except when someone else's ideas. Thus Kunstwollen is
hardly paraphrasing
loaded with all the ambiguities that usually affect the concept of
style. The change of
word obviously betrays an effort to rethink the fundamental notions of art
history. This
is why, although the word Kunstwollen has fallen almost entirely out of use, we will
have to retain it in our discussion of Riegl in order to conserve the distance that he
wished to keep between traditional ideas and his own.
In principle, there is no doubt that to establish art as a science
Riegl wanted history
and to define its autonomy. His attitude, however, was ambivalent. On the one hand,
he aspired to what he called a His "positivism" consisted largely in
"positivism."
in the causes (or the
avoiding any metaphysical question, renouncing study of the first
teleological determination) of artistic development. "As for what determines the aes
thetic urge to see natural in works of art or
objects represented by stressing repressing
the features that isolate them or one can
conversely unify them, only indulge in
metaphysical conjectures that an art historian must absolutely refuse to make."12
did not entertain the a
Riegl possibility of Rankean positivism, the reconstruction of
the past by the establishment a succession of facts or
through historical criticism of
events. more
Very early, and much clearly than Riegl, the young W?lfflin had envi
sioned two opposite conceptions of science and had made his choice:
decidedly
cannot pose such a clear-cut alternative between two views of science because
Riegl
he is not prepared to give up
empirical positivism. His solution is bold, somewhat sur
182 HENRI ZERNER
prising, and put forth perhaps not without irony. It is the very Kunstwollen, this most
elusive entity, that makes his scientific: "There remains the Kunstwollen as
approach
the secure datum."14
only
Riegl reconciles his empirical conviction and the German idealist tradition by
as data not, as one would the results of sensual our
accepting expect, perception, but
global comprehension of the work of art. This bizarre and willful
apparently
intellectual act may seem simply to be a subterfuge. Riegl, however,
probably felt it
was insofar as the Kunstwollen is a formal it only exists as
justified strictly principle:
"color and outline, on the plane or in space."15 This comes out at the end of
clearly
"Naturwerk und Kunstwerk":
ing with space but with fictional or imaginary space (since Riegl uses the com
actual
part precisely because it occupies an ambiguous place midway between a device of rep
resentation and
the thing represented. The introduction of space keeps the study of
artistic from being narrowed down to a sterile analysis of configurations.
"forms" It
broadens this kind of criticism by including the analysis of a rich visual structure?a
of relations?but an structure. In his book on Dutch group
complex system imaginary
extends the domain of artistic to the
portraits, Riegl specifically analysis psychological
relations among the figures, and between the figures and the spectator, as expressed
of the glance. This is treated as a formal element, just as space is, and
by the direction
in relation to it. For instance, the artist can give the picture its unity through the inter
ALOIS RIEGL 183
creates an indirect link between himself and the
mediary of the spectator who depicted
characters whose glances are turned toward him; this, according to Riegl, is how the
If we take into consideration not the arts, but any of the other domains of human civ
only large
ilization?state, science?we shall come to the conclusion that, in this domain as well,
religion,
we are with a relation between individual and collective Should we, how
dealing unity unity.
184 HENRI ZERNER
ever, follow the direction of the will [Wollen] that particular people at a given time has fol
lowed in these various domains of civilization, it will turn out that this is,
necessarily tendency
in the last identical to that of the Kunstwollen in the same at the
analysis, completely people
same time.18
expressions.
The other aspect of Riegl's reservation has to do with the way we should under
stand the phrase "at a given time." Are we to understand that on a given day at a giv
en hour all cultural manifestations have reached the same point in their evolution?
This image of the
arts
marching like a well-disciplined army and obeying superior
orders may seem strikingly absurd; nevertheless, one must as an
probably accept it
abstract assumption. In reality, however, this instant has no existence; the different
of culture have to be a certain
Wollen and the various branches compared within
at least from some point of view, can be considered as a
length of time that, synchronie
unit, as a "state of civilization." At the same time, the size and of human
type group
chosen for consideration can vary extensively. It is hard to say to what extent Riegl
meant a "nation" the word Volk, but, not
surprisingly, the significant social unit for
by
can vary from a small group or a to a whole race.
study city
The time limits must obviously be chosen in relation to the social segment under
a transitional
consideration. In Kunstindustrie, Riegl examines period, the emergence
of a new Kunstwollen in the entire expanse of the Roman empire. In the study of the
Dutch group portraits, he examines the Dutch Kunstwollen of the sixteenth and sev
enteenth centuries, and he describes the progressive realization of this Kunst
carefully
wollen. The parallelism of cultural domains, the basic intentional unity of a social
group, has to be investigated within such a time unit, while the limits of that unit will
have to be adjusted according to the results obtained in the parallel disciplines (the
social sciences). The ideas of Riegl on cultural unity are effective only when we deal
with basic mental structures changing at long range, at the level of what Fernand
Braudel has called la longue dur?e, and not at the level of rapid surface movements,
to reach the structures
although has necessarily
the historian deeper through the
meticulous investigation and analysis of these epiphenomena.
formalism, therefore, is very different from W?lfflin's. For the latter, the
Riegl's
"double root of art" implies a truly autonomous development and completely distinct
ALOIS RIEGL 185
art from other
organic laws ruling the history of style. With Riegl, the separation of
human activities appears essentially as a methodological tactic. It ensures the proper
art as a
interrogation of the specific works, the respect for special domain of under
in the end, the contribution of art to the social sciences as a par
standing, and, history
ticular branch of a more art
general Geisteswissenschaft. Riegl's theory of history is
in relation to his method. The practice inflects the enriches it,
interesting mostly theory,
and disturbs a system that would otherwise run the risk of functioning too
smoothly
a
regardless of observed data. This explains why purely theoretical essay like Natur
werk und Kunstwerk is not entirely
satisfactory.
The practice of art criticism in Sp?tr?mische Kunstindustrie and even more inDas
holl?ndische Gruppenportr?t has theoretical and methodological implications that are
not covered more abstract statements. most
by Riegl's Riegl is interesting today largely
because of this interplay between practice and theory. The initial formalist conviction
ensures the
rigorous internal analysis of the work of art, and makes it possible to avoid
the pitfall of explaining the work by imposing an exterior interpretation?whether bio
socioeconomic, or other. The breaks open too narrow a
graphic, religious, practice
notion of artistic form and shows us a way to a
escape from the dangers of reductionist
criticism.
One of the most crucial problems raised by Riegl's work is that surrounding the
concept of value. It is a as have come to feel
particularly pressing problem today, many
that the art historian's function is not to pass judgment on a work of art, and yet such
are inevitable.
judgments Riegl's radical historicism?his total rejection of normative
aesthetics and of any fixed standard of artistic accomplishment?seems to
preclude any
value at all. As Pacht has put it: "If we accept the deterministic
judgment assumptions
without qualification, we would really have no right to talk about artistic failures; it
would be impossible to explain any features as due to lack of skill; we would have
only
successful works of art?which seems to common sense."20
contrary
In most
of his works Riegl dealt with the problem in a pragmatic way
through his
choice of subject, the unequal attention he gave to different examples, his implied or
sometimes admiration for works of art such as Rembrandt's
outspoken particular
Guild. There are was a more
Cloth-Drapers1 signs that he groping for systematic solu
tion, but even inDas holl?ndische Gruppenportr?t his thoughts
on the
subject were by
no means out.
fully worked
Insofar as one considers that the task of art is not to seek in the work of art what corre
history
to modern taste, but to in it the Kunstwollen that has it and it
sponds decipher produced shaped
as it is, it will are the most
exactly immediately be realized that group portraits likely of all
to reveal the essential character of the Dutch Kunstwollen.21
genres
In other words, the very disparity between the original popularity and importance of
the group portraits and the little appeal they have for us a
today makes them privileged
for historical a sound and
object investigation: strongly expressed consequence of histor
icism, but not one that clears much ground.
At the end of his life, Riegl was put in charge of organizing a government commis
sion for the preservation and restoration of monuments. Faced with practical problems,
186 HENRI ZERNER
development of art. This value is a historical value, the object being considered as a
record, but as a record of art, its aesthetic value comes to the fore. The two aspects of
the object, which were originally so sharply set apart, end by being very closely related.
Riegl envisages the problem in a historical perspective. Values
Characteristically,
are not permanent occurrences. The nuances he
categories but historical distinguishes
to stages in a a pattern which
correspond history of values. This history follows clearly
relates to Riegl's more general views, although he does not spell this out. Itmoves from
the objective to the subjective. More specifically, it moves from an insistence on
values, where the completeness and autonomy of the object are valued
present-day
almost to the exclusion of everything else, to an sense of historical distance.
increasing
For Riegl, the primitive aesthetic urge, which, however, never disappears, is the taste
for the new and shiny; historical appreciation develops only later. In Riegl's view,
was still concerned with a reconstruction of the
nineteenth-century positivist history
as present, with the evocation of historical stages in their original
past perfection. One
recall here the many nineteenth-century attempts to restore medieval churches to
may
their supposed pristine state, as well as Louis Dimier's sarcastic remark in front of the
Carcassonne fortress after its restoration by Viollet-le-Duc: C'est flambant neuf, et pr?t
? servir ("It is spick-and-span-new and ready for use").
The last historical acquisition is the Alterswert, the value of the old as such. It has
had a long development, were to be found
but for Riegl its full consequences only in the
ALOIS RIEGL 187
twentieth century. It is the taste for the alterations that nature and time have inflicted
on the an
perfection of the man-made object; appreciation of what Walter Benjamin
has since described as the aura. It introduces a sense of distance, of the accretion of time
that surrounds the work of art, us conscious of our own somewhat remote rela
making
tion to it. It corresponds, therefore, in Riegl's system exactly to the most advanced
of art where the of
"optical" stages subject's way seeing ismade increasingly important
at the expense of the
"palpable" reality of the object. It is true that the twentieth cen
tury has indeed value on the sense of historical distance and that in the
placed great
practical domain, which was the immediate subject of Riegl's reflection, the notion of
conservation has largely replaced that of restoration. we often
Today, prefer to keep the
works of the past with all the marks of the time have lived
they through rather than
them in favor of a we no
impoverish rejuvenation longer believe in.
analytical and historical
Riegl's investigations exploded the notion of value into
fragments. This, curiously, makes the problem much easier to deal with and dispels
some of the apparent
paradox between history and criticism. The history of art
becomes not merely the
history of artistic production, but also the history of values.
still does not one work of art
Riegl directly deal with the question of what makes
better than another. His answer, however, is implicit. The art historian is not the man
who can be called to account for the value
judgments he pronounces. He certainly
makes such judgments, but when he makes them he is no more free of his aesthetic
preferences than the artist who made the art. The historian must, however, deliberate
even strive to overcome his taste. He needs neither to suppress
ly and self-consciously
nor to his to make himself aware of the value
impose judgment, but he has placed
on
the work of art as part of his data. This value is not, however, a
simple given fact. It is
not his own reaction in his modern artistic sensi
complex, comprising only grounded
bility (today's Kunstwollen), but also the different ways the work has been received
from the moment of its creation. This forms an aggregate which has both historical
a relative
significance and stability, but which also constantly grows and alters its
appearance according to the moment and the individual. The history of art, therefore,
cannot be written once and for all : it is a continuous *
process.
*A shorter, French version of this paper in the September, 1975, issue
appeared ofCritique.
References
'A of the works of A. Riegl can be found in the volume of his collected
bibliography essays entitled
Gesammelte 1929), xxxv-xxxix. The works are
Aufs?tze (Augsburg-Vienna, pp. principal Stilfragen
(Berlin, 1893, 2nd ed., 1923); Sp?tr?mische Kunstindustrie (Vienna, 1901, 2nd ed., 1927, reprinted in
1964) ;Das holl?ndische
Gruppenportr?t,
as an article in Jahrbuch der kunsthisto
originally published
rischen des allerh?chsten Kaiserhauses, 1902, pp. 71-278, then as a separate volume
Sammlungen
(Vienna, 1931). There is an admirable of ideas Otto Pacht, "Art Histo
general presentation Riegl's by
rians and Art Critics, VI: Alois 1963, 188-93.
Riegl," Burlington Magazine, May, pp.
2W. Kleinbauer, Modern in Western Art (New York, 1971),
Eugene Perspectives History pp.
124-38. This is an taken out of Das holl?ndische
important passage Gruppenportr?t.
3Meyer Schapiro, "Style," ed. A. L. Kroeber 1953).
Anthropology Today, by (Chicago,
4AdolfHildebrand, Das Problem des Form in der bildenden Kunst
(Strasbourg, 1893); English
trans., The Problem of Form in and (New York, 1907).
Painting Sculpture
5This thesis was attacked G. Baldwin in The Arts and
by Brown, Crafts of Our Teutonic Forefathers
1 88 HENRI ZERNER
(London and Edinburgh, 1910). Meyer has called my attention to this isolated reaction to
Schapiro early
in England.
Riegl
6His notes were inDie der Barockkunst in Rom (Vienna, 1903).
published posthumously Entstehung
7Hans "Die Quintessenz der Lehren introduction to Gesammelte
Sedlmayr, Riegls," Riegl's Aufs?tze.
8"Zur kunsthistorischen der Becher von Vafio," in Gesammelte Aufs?tze, pp. 71-90.
Stellung
9I shall the German word this paper because there is no satisfactory translation.
keep throughout
'Artistic will' or 'intention' is not exact. Otto Pacht (art. at.) has out that does not use
pointed Riegl
Kunstwille as one would rather expect. In a recent article "Alois und die Entstehung der autonomen
" Riegl
am 'Fin de si?cle,' Willibald Sauerl?nder has out the vitalist connotations of
Kunstgeschichte brought
the term.
10Erwin "Der des Kunstwollens" in
Panofsky, Begriff Zeitschrift fur Aesthetik und
allgemeine Kunst
between the Kunstwollen and Schopenhauer's has been out. The relation to
terminology already pointed
Herbartian formalism since he had studied with
Fiedler deserves special study. Riegl knew independently
Zimmermann. it is hard to believe
But that he was not interested in Fiedler's much more sophisticated
art
that is antihistorical in regard to the essence of art, Riegl's historicism may have
theory. Although theory
fed on such formulas as "It is well known what many different roles have been assigned to art, in accord
ance with the different ways in which human has been conceived." On Works Art
perfection Judging of
and Los 1949), p. 24. Furthermore, of artistic value as a
(Berkeley Angeles, Riegl's
conception strictly
value, a point to which I shall return later, is based on an effort to reconcile his
present-day surely partly
toricism with Fiedler's On the origins and connections of Riegl's the most recent contribu
theory. thought,
tion is Sauer l?nder 's article cited above. He discusses the connection de si?cle aestheticism, and
with^w
considers of art to be a of vitalism and models of universal
Riegl's philosophy synthesis philosophical
history.
l*Gesammelte Aufs?tze, p. 63.
"I am that this assumed it is
19Elsewhere Riegl writes: convinced unity exists absolutely, although
often In my it is even the unconscious of our whole historical
questioned by pedants. opinion, hypothesis
The only question iswhether this unity, for instance between art and can be established
thinking. religion,
with scientific evidence. I should not like to answer this question without reservation, but what is
today
sure is that the has not yet been produced by anybody." Gesammelte Aufs?tze, p. 49.
proof
193.
20Art.?t.,p.
21
Das holl?ndische Gruppenportr?t (1902), p. 73.
22"Der moderne Denkmalkultus, sein Wesen und seine reprinted in Gesammelte
Entstehung,"
144-93, in 1903.
Aufs?tze, pp. originally published