Professional Documents
Culture Documents
Review
Tissue-Specific Immunity at
the Oral Mucosal Barrier
Niki M. Moutsopoulos1,* and Joanne E. Konkel2,3
The oral mucosal barrier is constantly exposed to a plethora of triggers requiring Highlights
immune control, including a diverse commensal microbiome, ongoing damage Unique signals tailor immune function-
ality at the gingiva compared to other
from mastication, and dietary and airborne antigens. However, how these tissue-
barrier sites.
specific cues participate in the training of immune responsiveness at this site is
minimally understood. Moreover, the mechanisms mediating homeostatic immu- Ongoing damage from mastication is a
tissue-specific cue that trains immune
nity at this interface are not yet fully defined. Here we present basic aspects of the function at the gingiva.
oral mucosal barrier and discuss local cues that may modulate and train local
immune responsiveness. We particularly focus on the immune cell network The oral microbiome provides key sig-
nals for the regulation of oral innate
mediating immune surveillance at a specific oral barrier, the gingiva – a constantly defenses.
stimulated and dynamic environment where homeostasis is often disrupted,
Dysbiosis of the oral microbiome trig-
resulting in the common inflammatory disease periodontitis.
gers the inflammatory disease period-
ontitis at the gingiva.
The Oral Barrier – Gateway into the Human Body
At the gingiva, a specialized immune
The oral mucosa is a site of first encounters. Commensal microbes, airborne antigens/aller- cell network polices this dynamic
gens, and food are all initially encountered here before entry into the gastrointestinal (GI) and barrier.
often respiratory tracts. As is the case with other barrier sites, the local immune system strikes a
Better understanding of immune cell
delicate balance in that it performs effective immune surveillance without exuberant inflamma-
training and function at the gingival
tory responses, while tolerating commensals and innocuous antigens [1]. However, although barrier will support the development
extensive work has focused on the regulation of barrier immunity at sites such as the of barrier-targeted immune therapies.
gastrointestinal tract and skin, training and regulation of homeostatic immune responsiveness
is much less explored at the oral barrier (see Outstanding Questions). In the current review we
present unique aspects of the oral mucosal barrier and discuss current knowledge of the local
immune cell network mediating immune homeostasis. Moreover, we outline recent data on
tissue-specific cues involved in training immune function at this site, with a focus on gingival
(see Glossary) barrier immunity. 1
Oral Immunity and Inflammation Unit,
Oral and Pharyngeal Cancer Branch,
National Institute of Dental and
Home to a Rich and Diverse Microbiome Craniofacial Research (NIDCR),
National Institutes of Health (NIH),
The oral barrier is one of the main ecological habitats of the human body [2]. Oral microbial Bethesda, MD 20892, USA
communities are distinct from those at other barrier sites and are among the most diverse in 2
Faculty of Biology, Medicine and
terms of community membership [3]. Dominant phyla detected are Firmicutes, Proteobacteria, Health, Manchester Academic Health
Science Centre, University of
Actinobacteria, and Bacteroidetes, with varying levels of representation in distinct ecological Manchester, Manchester M13 9PT,
niches within the oral cavity, with the clearest distinction between shedding epithelia (oral UK
3
mucosa) and non-shedding surfaces (tooth-adherent biofilm) [4]. At the species level, over 600 Manchester Collaborative Centre for
Inflammation Research (MCCIR),
prevalent taxa have been described in the oral cavity [5]. Interestingly, tooth-adherent microbial University of Manchester, Manchester
communities are among the most rich and diverse [6,7], and have been shown to form biofilms M13 9NT, UK
with complex structural organization [8]. However, despite extensive characterization of the oral
microbiome, the host–microbiome interplay at the oral mucosa is much less well understood
*Correspondence:
than at the intestinal mucosa. In this section we highlight three key areas of ongoing nmoutsop@mail.nih.gov
investigation. (N.M. Moutsopoulos).
clinically detectable gingival inflammation [43]. These inflammatory changes occurred over a
period of days to a few weeks and were reversible, underscoring the ability of this site to
continuously remodel and perform an active but delicate form of homeostasis.
The gingival barrier is also a site of constant mechanical damage due to mastication/hygiene.
The vulnerable connection between the JE and tooth is routinely breached during physiologic
functions such as chewing and brushing, allowing transient microbial translocation [44]. In fact,
microbial translocation of oral microbes is reported after chewing and during dental procedures
[34,35]. Interestingly, one of the remarkable properties of the JE is that it readily regenerates if
damaged or surgically excised in health [37], suggesting the presence of a unique immunologi-
cal system tailored for both surveillance and repair programs. The delicate balance between
The crucial role of tissue neutrophils in oral/periodontal immunity has been revealed in patients
with single-gene mutations related to granulopoiesis or defective neutrophil recruitment/extrav-
asation, including ELANE (neutrophil elastase), WAS (Wiskott–Aldrich syndrome), LYST (lyso-
somal trafficking regulator, mutation are responsible for Chediak–Higashi syndrome), CXCR4
(WHIM syndrome), and ITGB2 (integrin b2, involved in leukocyte adhesion deficiency) muta-
tions, all of which present with severe/aggressive periodontal immunopathology [54,56].
Studies in such patients have revealed crucial functions for tissue neutrophils in periodontal
homeostasis that extend beyond microbial killing. In fact, in patients with neutrophil defects a
dysregulated IL-17/Th17 response has been shown to drive immunopathology. In this context
neutrophils play roles beyond microbial surveillance and related to immunoregulation [57].
Efferocytosis (uptake of apoptotic cells) of tissue neutrophils by macrophages has been shown
to be crucial in the resolution of inflammation [58,59] by downregulating production of IL-23, a
key trigger of Th17 responses [60]. In the context of tissue neutropenia, exacerbated IL-23/IL-
17 axis responses become a pathogenic driver mediating immunopathology [59,61,62].
Importantly, a ‘goldilocks’ balance of neutrophils must be established within the gingiva, with both
too few and too many neutrophils contributing to periodontal immunopathology [26,63–65].
However, the pathways leading to excessive neutrophil recruitment and activation in periodontitis
are not completely detailed, neither are their specific functions that are crucial in immune regulation,
suggesting that the gingival barrier is an ideal site of study to better understand neutrophil biology.
Other Granulocytes
Additional granulocytes reported to be present in the gingiva predominately include mast cells,
with limited demonstrations that eosinophils or basophils are resident in the gingiva during
Mononuclear Phagocytes
The gingival mononuclear phagocyte compartment is composed of an elaborate network of
dendritic cells (DCs) [68], macrophages, and recruited monocytes [26], each subset likely
exhibiting contextual roles in defending the barrier and promoting immune regulation. Mono-
cytes expressing the chemokine receptor CX3CR1 are recruited to the gingiva in response to
bacterial infection [69], suggesting that these cells function similarly in the gingiva and other
barrier sites by being recruited in response to barrier inflammation. However, the relationship
between recruited monocytes and resident macrophages has not been fully explored in the
gingiva. Indeed, although tissue-resident macrophages are key gatekeepers of mucosal
immunity at other barriers [70], the ontogeny, heterogeneity, functionality, and niche location
of macrophages in the gingiva remain to be elucidated. Given the importance of tissue location
in shaping macrophage function [71], it is likely that gingival macrophages will exhibit distinct
functional properties compared to other barriers. These cells likely mediate key antimicrobial
functions at the gingiva but may also participate in ongoing wound healing and repair given the
high levels of barrier damage occurring at this site and its potential for rapid healing [72]. Despite
minimal information on gingival conditioning of macrophage populations, it has been reported
that recruited monocytes can give rise to CD45+CD11c+CD11b+EpCAM+langerin+ cells in the
gingiva, which share transcriptional traits with skin-resident Langerhan cells (LCs) [73]. Intrigu-
ingly, gingiva-resident LC-like cells with a similar phenotype to those derived from monocytes
could also be generated from precursors to DCs [73], highlighting the impact of adopting
gingival residence on cell function and phenotype.
Within the DC network, multiple DC populations have been reported to reside in the gingiva and
are increased during gingival inflammation [74,75]. In mouse, CD11b+, CD103+ and, as already
discussed, langerin+ DCs have been identified [68,76]. Similarly, in human CD1c+, CD141+,
and CD1a+EpCAM+ Langerhans-like cells constitute the gingiva DC network [26]. However, the
transcription factor dependency and origin of these DC subsets has not yet been ascertained,
and whether the transcriptional signatures and functional capabilities of gingival DCs align with
the better-defined gastrointestinal and skin DCs remains to be established [77,78]. Moreover, in
other barrier environments specific subsets of DCs have been shown to support particular T cell
populations [79–81]. Whether these DC subsets perform similar functions within the gingiva
remains to be explored.
Lymphocytes
T cells, B cells, and innate lymphoid cells (ILCs), as at other barriers, reside within the gingiva. B
cells are present in gingiva in health, and commensal-specific IgA and IgG have been detected
in oral fluids; however, their contribution to maintenance of gingival immune homeostasis has
not been fully elucidated [27]. Nevertheless, in the context of periodontitis, B cells have been
shown to have both protective and detrimental roles in settings of immunopathology [82,83].
ILC populations have also been described in human gingiva – with a predominance of ILC1 and
natural killer (NK) cells – although functions for ILCs in both health and disease remain to be
established [26] and the ILC subsets resident in mouse gingiva await exploration. By contrast,
much work has focused on gingival T cell populations, mainly because of the early demon-
stration in mouse models that T cells, particularly CD4+ T cells, are key mediators of periodon-
titis pathology [84,85]. Indeed, both CD4+ and CD8+ T cells expand in settings of periodontitis.
Similar to effector T cell populations, gingival resident Foxp3+ regulatory T cells (Tregs) have
also been described [26,12]. However, little is known about specialization of Tregs in the
gingiva, although studies in other tissues have shown that Treg phenotypes are typically
exquisitely tailored by tissue location [88,89]. Regardless of specialization, it is clear that Tregs
play key roles in maintaining periodontal homeostasis [90,76]. In the gastrointestinal tract,
generation of Tregs toward orally encountered antigens is a well-described mechanism of
tolerance [91]; however, it appears unlikely this would be a dominant tolerance mechanism at
the gingiva. Indeed, fewer Tregs reside in the gingiva at steady-state compared to the
gastrointestinal tract [26,92], and in addition the DC subset preferentially supporting Treg
generation, CD103+ DCs, constitutes the smallest proportion of gingival DCs [68,93].
For all gingival resident lymphocyte populations, a key unanswered question is how these cells
traffic to this barrier. In the gastrointestinal tract, skin, lung and nasal mucosa, crucial chemo-
kine and integrin interactions support trafficking of lymphocytes to, and residence at, the barrier
site [94,95]. Studies on gingival Tregs have indicated that CCR4–CCL22 supports Treg
trafficking to the gingiva [90,96]. Determining the recruitment and developmental requirements
for residence of gingival lymphocytes in health and disease is an important outstanding
question with clear therapeutic implications. Beyond this, it is important to consider the vital
functions mediated by these different lymphocytes at the gingiva. Gingiva-resident effector and
memory T cells are present in both mouse and man [26,86], and their residence at the barrier
suggests that effective, antigen-specific responses are mounted at this site. However, no data
are available on the specificity of any gingival resident T cell population, and therefore under-
standing their contribution to controlling and curtailing gingival inflammatory reactions during
steady-state remains limited. However, a crucial function for T/NKT cell immunity in oral viral
protection has been documented in patients with combined immunodeficiencies and T/NKT
cell defects [56,97].
Figure 3. Tissue-Specific Cues Tailoring Immunity at the Oral Barrier. Diverse microbial commensal communities
and ongoing damage have been established to educate immune function at the gingiva, while dietary elements and
airborne allergens/particles are speculated to play a role in the training of local immunity.
Th17 cell development at these barriers being dependent upon commensal colonization
[10,11]. Thus, residence of Th17 cells at the gingiva takes place via mechanisms distinct from
those employed at other barrier sites. At the gingiva, accumulation of Th17 cells occurred in
response to the physiological barrier damage that results from mastication/chewing [12]. Thus,
ongoing mechanical damage was revealed as a tissue-specific cue capable of triggering
immune responsiveness. Underscoring the vital role of mastication-induced barrier damage
in the regulation of the local immune function, mice placed on a soft diet, and thus having
reduced levels of gingival barrier damage, had reduced numbers of gingival Th17 cells. By
contrast, mice on a hardened diet, or following acute gingival injury, exhibited elevated
frequencies of gingival Th17 cells. Damage-induced Th17 cells were shown to arise in an
IL-6- and antigen-dependent manner, and were, importantly, able to promote the induction of
protective innate barrier defenses [12,100]. These data demonstrate the pivotal role of a
physiological function such as mastication as a central regulator of barrier immunity, and
highlight the importance of understanding unique local cues in the study of tissue immunity.
Concluding Remarks
The oral mucosa is a barrier site that is constantly exposed to a multitude of environmental stimuli,
but the mechanisms that mediate immunological surveillance and tolerance, thus safeguarding
tissue homeostasis, are not well defined. As the immunological network of the oral barrier is
starting to be deciphered, recent studies highlight some similarities in the cellular subsets detected
compared to other barrier sites. However, in the oral and gingival environments the developmental
requirements and functional roles of specific immune cell subsets remain largely unknown.
Importantly, the unique aspects of the immune network policing the oral barrier may be of
importance and could potentially reflect specialized functional capabilities that are necessary
to maintain homeostasis in this environment. As such, the continuous recruitment and extrava-
sation of neutrophils within gingival tissues in health, and the severe inflammatory oral phenotypes
Acknowledgments
The authors would like to thank Alan Hoofring (Lead Medical Illustrator, NIH Medical Arts) for creating figure illustrations. We
also would like to thank Dr John Grainger, Dr Eva Mezey, and Ms Teresa Wild for providing input on our manuscript. This
work was funded in part by the Intramural Program of the NIDCR (to N.M.), by the Biotechnology and Biological Sciences
Research Council (BBSRC; BB/M025977/1 to J.E.K), and by the Manchester Collaborative Centre for Inflammation
Research (to J.E.K).
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