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Gait & Posture 36 (2012) 68–72

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Gait & Posture


journal homepage: www.elsevier.com/locate/gaitpost

Sit-to-stand alterations in advanced knee osteoarthritis


Katia Turcot a,b,*, Stéphane Armand a,b, Daniel Fritschy b, Pierre Hoffmeyer b, Domizio Suvà b
a
Willy Taillard Laboratory of Kinesiology, Geneva University Hospitals and Geneva University, Switzerland
b
Orthopaedic Surgery Service, Geneva University Hospitals, Geneva, Switzerland

A R T I C L E I N F O A B S T R A C T

Article history: This study investigated the full-body strategies utilized during a sit-to-stand (STS) task in patients with
Received 26 March 2011 knee osteoarthritis (OA) and the association between STS alterations and clinical measurements.
Received in revised form 17 October 2011 Twenty-five patients with advanced knee OA and twenty healthy elderly adults were recruited to
Accepted 8 January 2012
participate in this study. Patients were asked to stand up from a chair four times without using their
arms. A 3D motion analysis system was used to capture the full-body kinematics during the task. Two
Keywords: force plates were used to capture the forces under each leg. The following parameters were investigated
Sit-to-stand (STS)
in the knee OA group and compared with the control group: the time to realize STS, the force ratio
Knee osteoarthritis (OA)
between both limbs, the knee and hip kinetics and the trunk kinematics. The pain and functional capacity
Motion analysis
Biomechanics were obtained from the WOMAC. The results showed that patients with knee OA put 10% additional
weight on the contralateral side when compared with the symmetrical strategy of the control group.
Patients with knee OA showed a significantly lower knee flexion moment (0.51 N m/kg vs. 0.72 N m/kg),
a higher maximal trunk flexion (46.48 vs. 37.58), and a higher lateral trunk lean on the contralateral side
(2.48 vs. 0.98) when compared with the control group. The main correlations were found between pain
and the averaged time to complete the STS task (r = 0.55).
With the quantification of the full-body mechanisms utilized during the STS task, which includes both
distal and proximal compensations, our study brings new insights, leading to a better understanding of
the functional alterations in patients with advanced knee OA.
ß 2012 Elsevier B.V. All rights reserved.

1. Introduction those studies, the main parameters investigated were the weight-
bearing asymmetry [6,7,12,14], knee motion [9,13,14], knee
Functional alterations in patients with knee OA are well angular velocity [6,12], and knee and hip joint moments
recognized. Studies have already demonstrated modifications in [9,13,14]. These studies found that patients with advanced knee
gait [1,2], stair-climbing [3,4], unipodal stance [5], and the sit-to- OA or following a TKA had a greater weight-bearing asymmetry
stand (STS) task [6–8]. When compared with gait and stair- [6,7,12,14], a decrease of hip and knee joint moments [12,16,17]
climbing, STS requires greater joint forces and moments [9]. and a decrease in knee angular velocity [6,12] on the affected side
Furthermore, the achievement of STS is considered to be one of the compared with the healthy elderly.
most important activities of daily life [10] and is essential for Although both trunk positioning and movement are recognized
independent living in the elderly [11]. to play key roles in STS strategies [15] and might reflect significant
In a recent study, the authors evaluated the association of STS compensation mechanisms in patients with advanced knee OA,
parameters with clinical measures and found that STS was a there is currently only one study reporting on trunk compensation
selective and functionally valid measure of knee function [12]. during STS [12]. The trunk is the heaviest segment of the body and
They proposed that STS may be used to objectively evaluate the has the largest contribution to forward movement [16]. In addition,
biomechanical knee function following a total knee arthroplasty altered lower-limb kinetics during STS has previously been
(TKA) [12]. To our knowledge, only a few studies have used the STS associated with modification of upper-body position [17]. There-
task to investigate the functional disability of patients with fore, to better understand pathologic movement, the trunk should
advanced knee OA [6,7] or patients following a TKA [8,9,12–14]. In be fully considered [18,19].
To our knowledge, the study by Boonstra et al. is the only one
that has assessed the sagittal trunk movement during STS in people
with TKA [12]. In their study, they investigated knee and trunk
* Corresponding author at: Willy Taillard Laboratory of Kinesiology, University angular velocities and maximal upper body flexion using inertial
Hospitals of Geneva, 4 Rue Gabrielle-Perret-Gentil, CH-1211 Geneva 14,
sensors [12]. The authors hypothesized that people with TKA
Switzerland. Tel.: +41 022 37 27 868; fax: +41 022 37 27 799.
E-mail address: kturcot@gmail.com (K. Turcot). would accentuate upper body compensation during STS compared

0966-6362/$ – see front matter ß 2012 Elsevier B.V. All rights reserved.
doi:10.1016/j.gaitpost.2012.01.005
K. Turcot et al. / Gait & Posture 36 (2012) 68–72 69

with the healthy elderly [12]. However, they found no difference in height, and BMI was 67 (7) years, 67.4 (10.6) kg, 1.70 (0.10) m, and 23.2 (2.4) kg/m2,
respectively. Written informed consents were obtained from all subjects.
upper body flexion between patients with TKA and control subjects
[12]. In a study conducted by Su et al. [9], the authors evaluated the
2.2. Instrumentation and data
biomechanics of rising from a chair in patients with knee OA,
patients with a TKA, and the healthy elderly. They reported a A 3D 12-camera motion analysis system (VICON Peak, Oxford, UK) was used to
significant increase in the amount of time to realize the STS task in capture the full body motion during the STS task. Reflective markers were placed on
the pelvis and on both lower limbs according to the Davis protocol [21] and on the
patients with knee OA compared with the healthy elderly [9]. The
trunk according to Gutierrez-Farewik et al. [22]. Two force plates (AMTI,
authors explained this difference by an increase of forward body Watertown, USA) embedded in the floor were used to capture the ground reaction
bending [9]. However, this conclusion was not based on trunk forces under each leg. The motion and force plate data were synchronized and
kinematics data but on the measurement of the center of mass sampled at 100 and 1000 Hz, respectively. Marker trajectories were filtered using a
(COM) [9]. generalized cross-validation (GCV) spline. Force plate data were normalized to body
mass. The joint kinematics and kinetics were generated using the dynamic model
Based on current literature, the full-body compensatory (Vicon Plug-in-Gait). The joint moments were normalized for body weight (N m/
movements during STS in patients with advanced knee OA and kg).
TKA are still not well understood. Therefore, the first objective of
this study was to investigate the strategy used by patients with 2.3. STS assessment
advanced knee OA to rise from a chair, with special emphasis on
The influence of arm use and chair height according to different thigh lengths on
compensatory trunk movements. The second objective was to the biomechanical parameters has been addressed previously [15,23]. For the same
determine if knee pain and functional level are associated with STS movement with a different seat height, the forces generated are different. Therefore,
strategies. We have hypothesized that patient with advanced knee all the subjects were evaluated in the following standardized position to reduce bias
OA will demonstrate a weight-bearing asymmetry and will show a and allow for comparison between the groups and at follow-up. The subjects sat on
a backless and armless chair, with the chair height set to place both knees at 908,
higher trunk flexion and a higher lateral trunk lean than the
with both tibias vertical to the floor. No restriction was imposed for feet position.
healthy elderly. Second, we have hypothesized that an association The subjects were asked to rise from the chair at their self-selected pace and were
between STS parameters and clinical measurements should be instructed not to use their arms to help them rise from the chair. Each subject
observed. completed the STS task four times. The first three well-executed STS trials were
used for data analyses.
2. Methods

2.1. Subjects 2.4. Pain and functional level assessment

Twenty-five patients (14 men and 11 women) with symptomatic knee OA and Pain level and functional capacity were obtained from the WOMAC question-
scheduled for a TKA were recruited at the orthopedic service of the University naire [24]. A visual analog scale (0–100) was also used to quantify the pain of the
Hospitals of Geneva to participate in this study. The patients were included if they affected knee for the group of patients with knee OA. A zero indicated no pain,
have end-stage knee OA (i.e., grade 4 on the Kellgren–Lawrence grading scale [20]) whereas a 100 signified an intolerable pain.
and complained of knee pain. The exclusion criteria were joint prosthesis, a history
of lower limb or back surgery, and neurological or orthopedic disorders other than 2.5. Data analysis
the presence of knee OA that could affect their gait or balance. The patients were
also excluded if they could not walk for a short distance without the use of technical All of the data were normalized to 100% of the STS task, as defined from the
aids. The mean and standard deviation (SD) of age, weight, height, and body mass beginning to the end of the STS task (Fig. 1). The beginning of the STS task (T0) was
index (BMI) was 69 (5) years, 83.3 (15.4) kg, 1.69 (0.08) m, and 29.1 (4.8) kg/m2, determined using the angular velocity of the thorax segment. When the angular
respectively. velocity of the thorax moved above zero, the beginning of the STS task was
Twenty healthy elderly (10 men and 10 women) were recruited as the control identified. When the angular velocity of the thorax returns to zero, the end of the
group. All the subjects were included if they were free from knee pain, had no recent STS task (T3) was noted [14]. Furthermore, two other instants were identified: the
history of lower limb or back surgery, and had no neurological or orthopedic seat-off (T1) and the peak value of the floor reaction forces (T2). The seat-off
disorders that could affect their gait or balance. The mean and SD of age, weight, corresponded to the instant at which the buttocks left the chair. This instant was
[(Fig._1)TD$IG]

Fig. 1. Illustration of the determination of the STS phases. The dash line corresponds to the trunk angular velocity, the gray line to the summation of vertical ground reaction
forces and the black line to the summation of anterior pelvic markers position. All phases (T0–T3) are identified. T0 corresponds to the beginning of the STS, T1 to seat-off, T2
to maximal forces and, T3 to end of the STS.
70 K. Turcot et al. / Gait & Posture 36 (2012) 68–72

identified at the lowest position of both the anterior pelvic markers. The peak value 3.1. Difference in movement time
of the floor reaction forces was identified using the maximal value of the
summation of both the vertical ground reaction forces.
The variables tested during STS were the movement time, the force ratio, the The mean time to perform the STS (T0–T3) was significantly
maximal knee and hip joint moments in the sagittal plane and the maximal trunk higher for patients with knee OA (3.2  1.7 s vs. 2.6  0.6 s;
movement in the sagittal and frontal planes. The completed description of each p = 0.032). The time from the beginning of the STS task to the seat-
variable is presented below. off (T0–T1) was not different between the patient and control groups
The mean time of the STS task and the time from the beginning of the STS task to
the seat-off (i.e., T0–T1) and from the seat-off to the peak value of the floor reaction
(0.8  0.5 s vs. 0.8  0.3 s; p = 0.758), whereas a significant higher time
forces (i.e., T1–T2) were calculated and compared between the groups. from the seat-off to the peak value of the floor reaction forces (T1–T2)
The mean ratio and the ratio between the maximal vertical ground reaction was found for patients with knee OA (0.6  0.7 s vs. 0.2  0.1 s;
forces (GRFvmax) at T1–T2 were calculated. For patients with knee OA, the ratio p = 0.001).
corresponded to the GRFvmax of the affected side divided by the GRFvmax of the
contralateral side. For the group of control subjects, the ratio corresponded to the
GRFvmax of the left side divided by the GRFvmax of the right side. 3.2. Difference in ratio
Knee and hip internal flexion moments were obtained from inverse dynamics
computed using the Plug-In-Gait model (Vicon Nexus, Oxford, UK). The peak value The mean ratio calculated during the second phase of STS (T1–T2)
of knee and hip moments for the affected side during the interval T1–T2 was showed that patients with knee OA put an average of 10% additional
calculated.
Finally, the maximal flexion of the thorax and its maximal lateral lean during the
weight in the nonaffected side compared with the symmetrical
realization of the STS were also calculated. strategy of the control group (0.91  0.14 vs. 0.99  0.11; p = 0.046)
The mean values for the above-listed variables were obtained by averaging the (Table 2).
discrete values across the three trials. All the computations were performed with
MATLAB R2008b (Mathworks, USA) and the open-source Biomechanical ToolKit
3.3. Difference in lower joint kinetics and trunk kinematics
package for MATLAB (http://code.google.com/p/b-tk).

2.6. Statistical analysis


Patients with knee OA showed a significant lower knee internal
flexion moment during T1–T2 (0.51  0.16 N m/kg vs.
The unpaired Student’s t-tests were used to analyze the difference between 0.72  0.15 N m/kg; p = 0.0002), a higher maximal trunk flexion
groups’ characteristics. The parameters extracted from the kinematics and kinetics
(46  128 vs. 37  188; p = 0.007), and a higher lateral trunk lean on
data and averaged from the three trials were compared between groups. For
nonparametric data, Kruskal–Wallis and multiple Dunn comparison tests were the contralateral side flexion (2.4  1.88 vs. 0.9  1.78; p = 0.008)
performed. For parametric data, one-way ANOVA was used. When significant during the STS task when compared with the control group. However,
differences existed, Tukey’s post hoc tests were conducted. A significant difference no difference between the groups was obtained for the knee adduction
was defined as p < 0.05. For patients with knee OA, Spearman’s correlations were moment (0.10  0.07 N m/kg vs. 0.11  0.08 N m/kg; p = 0.597) and
conducted to evaluate the associations between clinical (i.e., pain, function) and
biomechanical parameters.
for the hip flexion moment (0.60  0.18 N m/kg vs. 0.68  0.23 N m/
kg; p = 0.189) (Table 2).

3. Results 3.4. Correlations between clinical and biomechanical parameters

No difference between the groups was found for age and height, The correlations between all of the significant parameters found
whereas weight and BMI were significantly higher for patients between the groups for the STS and clinical measures were
with knee OA (Table 1). The average and SD of the parameters calculated for the group of patients with knee OA, and they are
extracted from the STS are presented for both groups in Table 2. presented in Table 3. The main correlations were found between
the pain score obtained from the WOMAC questionnaire and the
averaged time to complete the STS task (r = 0.55) and between the
Table 1 total score of the WOMAC questionnaire and the average time to
Demographic data for patients with knee OA and control subjects. complete the STS task (r = 0.46).
Age (year) Weight (kg)* Height (m) BMI (kg/m2)*

Knee OA patients 69  5 83.3  15.4 1.69  0.08 29.1  4.8 4. Discussion


Control subjects 67  7 67.4  10.6 1.70  0.10 23.2  2.4
*
Significant difference between groups with p < 0.05. Knee OA is a disabling disease associated with pain and loss of
function. The assessment of STS in patients with advanced knee OA
Table 2
Mean and standard deviation (SD) of parameters calculated from the sit-to-stand (STS) for patients with advanced knee OA and control subjects.

STS parameters Patients with knee OA (n = 25) Control subjects (n = 20) P value

Mean SD Mean SD

Force ratio (%)


Mean ratio (T1–T2) 0.91 0.14 0.99 0.11 0.046*

Time (s)
Mean time (STS) 3.2 1.2 2.6 0.4 0.032*
Mean time (T0–T1) 0.8 0.4 0.8 0.2 0.758
Mean time (T1–T2) 0.6 0.5 0.2 0.1 0.001*

Joint moment (N m/kg)


Maximal knee add/abd (T1–T2) 0.10 0.07 0.11 0.08 0.597
Maximal knee flex/ext (T1–T2) 0.51 0.16 0.72 0.15 0.0002*
Maximal hip flex/ext (T1–T2) 0.60 0.18 0.68 0.23 0.189

Trunk angle (8)


Maximal flexion (STS) 46.4 8.7 37.5 12.3 0.007*
Maximal lateral lean (STS) 2.4 1.8 0.9 1.7 0.008*
*
Significant difference between groups with p < 0.05.
K. Turcot et al. / Gait & Posture 36 (2012) 68–72 71

Table 3 as the knee adductor moment by moving the COM laterally [25]. In
Correlations (r) between sit-to-stand parameters and clinical measurements.
the present study, patients shifted their weight on the contralateral
Knee WOMAC WOMAC WOMAC side to unload the affected side. This strategy leads to a significant
pain pain function total increase in the lateral trunk lean on the contralateral side, which
r r r r results in a significant decrease of the sagittal knee joint moments
Force ratio (T1–T2) 0.07 0.05 0.08 0.09 on the affected side. This is also proposed as a mechanical strategy
Mean time (STS) 0.28 0.55* 0.34 0.46* to reduce pain as well as to decrease the solicitation of weaker
Time (T1–T2) 0.25 0.21 0.26 0.24 muscles.
Max knee flex/ext moment 0.02 0.09 0.26 0.19
The functional status was also found to be associated with the
Maximal lateral trunk lean 0.10 0.13 0.11 0.06
Maximal trunk flexion 0.34 0.27 0.22 0.27 STS biomechanical parameters (Table 3). The main result
*
demonstrated a positive correlation but was not significant
Significant correlations with p < 0.05.
between the WOMAC function score and the time to perform
the STS task (r = 0.34). Furthermore, the results showed that a
could help in the determination of their functional level and could reduction in the functional capacity is associated with a decrease in
be used as an objective outcome of improvement following a TKA. the knee flexor moment. We can speculate that this is closely
However, there is currently a lack of literature regarding STS full- linked with the quadriceps weakness recognized in knee OA [26].
body movement alterations in patients with advanced knee OA, However, the quantification of muscle strength was not considered
especially on the implications of trunk movement. Moreover, no in the present study.
study has yet quantified the 3D kinematics of the trunk during STS A limitation of this study is that we had recruited advanced
for this population. knee OA patients scheduled for a TKA, but we did not consider
The objective of our study was to investigate the altered bilateral affectation. In fact, among all of the patients evaluated, 16
movement patterns during a standardized STS motion in patients out of 25 reported symptoms in the contralateral knee. This aspect
with advanced knee OA. Full-body 3D kinematics and lower body may have underestimated the loading asymmetry in the STS task
kinetics were assessed to highlight movement compensations and for this population.
identify their relationships with pain and functional status. This study is the first to have investigated the 3D trunk
The patients with advanced knee OA demonstrated an overload compensations in patients with advanced knee OA during the
of the contralateral limb of 10% compared with a symmetric force performance of the STS task. With the quantification of full-body
ratio of 0.99 for the control subjects. This outcome is in agreement mechanisms during the STS task, which includes both distal and
with previous studies [6,7]. The study by Christiansen and Stevens- proximal compensations, our study brings new insights, leading to
Lapsley [7] compared the weight-bearing asymmetry during the a better understanding of the functional alterations in patients
STS task in patients having severe unilateral knee OA with a group with advanced knee OA. Moreover, our data show the association
of healthy elderly. The authors found an increase in asymmetry in between compensatory movements and clinical measurements.
the patients with knee OA with an average loading of the affected It has been recognized that abnormal movement patterns
limb at 87% of the nonaffected one [7]. In the present study, we developed with knee OA can persist for a long time after TKA,
found a mean loading of the affected limb at 91% of the nonaffected although pain and function are usually improved [27]. Therefore,
one. Compared with the study by Christiansen and Stevens-Lapsley identification of altered movement patterns prior to TKA is
[7], the patients evaluated in the present study could not use their essential for patient follow-up. Maintaining altered movements
arms to rise from their chair. following TKA might increase the risk of developing knee OA on the
In the present study, no correlation between the force ratio and contralateral side and may have a negative influence on rehabili-
clinical scores was found. We had presumed that patients with a tation.
more symptomatic knee joint would overload the contralateral Further studies are therefore needed to identify the modifica-
limb more. However, this was not confirmed by our results. tion of patients’ strategy in the realization of the STS task after TKA.
Conversely, we found that the increase in the knee pain was The identification of relevant parameters reflecting patients’
positively correlated, but not significant, with the forward trunk function prior to TKA might be helpful in the rehabilitation
lean (r = 0.36) and the average time to perform the STS task process of patients with knee OA after a TKA, thus improving
(r = 0.28). These results suggest that to reduce the forces and patient satisfaction.
moments required to rise from the chair, the patients horizontally
displace their center of mass by leaning their trunk forward. This Acknowledgments
strategy increases the time to stand up and decreases the
solicitation of the quadriceps muscles. This is in agreement with This work was supported by the Orthopaedic Surgery Service of
the significant reduction of 41% of the knee flexor moment in the the Geneva University Hospitals, the Clinical Research Center of the
group of advanced knee OA patients compared with the control University Hospital and Faculty of Medicine of Geneva University
subjects. and the Louis-Jeantet Foundation and by the ‘‘Fonds de la
As shown in Su et al. [9], patients with knee OA performed the Recherche en Santé du Québec’’. The authors would like to thank
STS more slowly than the healthy elderly [9]. As demonstrated in Dr. Anne Lübbeke for her contributions to the development of the
the present study, Su et al. explained the increase in the time to protocol.
perform the STS task with the forward lean of the trunk [9]. In fact,
we found a significant increase of 98 for trunk flexion in patients Conflict of interest statement
with knee OA compared with the control subjects. None.
Our results showed that patients with knee OA had a superior
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