Professional Documents
Culture Documents
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org.
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
Dumbarton Oaks, Trustees for Harvard University is collaborating with JSTOR to digitize,
preserve and extend access to Dumbarton Oaks Papers
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
Tradition and Reality in the Taktika
of Nikephoros Ouranos
ERIC MCGEER
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
130 ERIC McGEER
the Taktika, composed chosen, much against his will, to head an embassy
works of
phy, and epistolography.5 to Baghdad to conclude an agreement Hissecuring c
lined in several the return of Skleros. The sources record that
secondary be-
work
study has yet cause he attempted either all
collated to poisontheSkleros or ne-
m
ject, it would be gotiate secretly
useful with him, Ouranos
to arousedrevie suspi-
has appeared to cion anddate,
was incarcerated, to but behind whichis
seals of Ouranos will be added. misfortunes looms the hand of the parakoimome-
Ouranos is first mentioned in the sources as a
nos.1' He escaped or was released shortly after
Skleros was let go (late in 986), and returned to
participant in the negotiations conducted during
the early 980s between Basil II and the BuyidConstantinople
emir about 987-after the fall of his
nemesis Basil Lekapenos.
of Baghdad, Adud al-Dawla, over the extradition
of the rebel Bardas Skleros. Skylitzes states Following
that his return to the capital, he continued
Ouranos led an embassy to Baghdad whereboth bothto enjoy and to justify the emperor's favor.
The
he and Skleros fell under the emir's suspicion Diatyposis of Athanasios, dating between 987
and
were imprisoned.6 It has been shown, however,and 999, records that Ouranos was the first to be
that the Greek sources have condensed negotia- made lay guardian (icQtgonog) of the Great Lavra
tions of three to four years' duration into a on Mount Athos, and a chrysobull of Constantine
single
episode situated in the year 980,7 and testimony IX Monomachos, issued in 1052, recalls his ca-
from Arab sources indicates that Ouranos traveled pable fulfillment of this office."1 But his most cele-
to Baghdad at a later date. In response to a firstbrated exploit was the destruction of the Bulgar
Byzantine embassy dispatched (in 980) to seek the army under the tzar Samuel in 996/7, a victory that
return of Skleros, a Buyid ambassador, Ibn Shah- virtually eliminated the Bulgar threat to Greece."2
ram, journeyed to Constantinople in 982.When
He the invading Bulgars defeated and killed
the doux of Thessaloniki and then poured into cen-
wrote a report on his mission in which he referred
tral Greece, Basil appointed Ouranos Domestic of
to Ouranos as the kanikleios (6 0nti to oxavLxXFCov,,
or the keeper of the imperial inkstand),8 and
por-
the Schools of the West (ndogrl 63o0eg LQXWv)'3
and sent him in pursuit. Although there is no evi-
trayed him as an intimate of Basil II and, for
that
dence that Ouranos possessed any previous mili-
very reason, an enemy of the parakoimomenos
Basil
tary experience-in any case, demonstrated loy-
Lekapenos.9 Ouranos acted as an intermediary
be-
tween Ibn Shahram and the emperor, only toalty
be weighed more than actual military ability in
Basil's selection of commanders-he displayed
5Ouranos' known literary works include a parainetic poem,great skill and energy in overtaking the Bulgars at
ed. A. Papadopoulos-Kerameus, Biatvtytd 'AvdhExta, BZ
(1899), 66-70, with later comments by E. Kurtz, "Das paraine- 0 It was Basil Lekapenos who had arranged for Ouranos to
tische Alphabet des Nikephoros Ouranos," BZ 25 (1925), 18; abe sent to Baghdad as a means of ousting a powerful rival vying
poem on the death of Symeon the Metaphrast, ed. S. G. Mer-for influence over Emperor Basil II; see W. G. Brokkaar, "Basil
cati, "Versi di Niceforo Uranos in morte de Simeone Meta- Lecapenus: Byzantium in the Tenth Century," Studia byzantina
fraste," AnalBoll 68 (1950), 126-34; two hagiographical works,et neohellenica neerlandica 8 (1972), 199-234, esp. 224-34.
one ed. F. Halkin, "Un opuscule inconnu de Nic6phore Oura- "See P. Lemerle et al., Actes de Lavra, I (Paris, 1970), 19-21
nos: La Vie de St. Theodore le conscrit," ibid., 80 (1962), 308-and 189-92.
24, the other, a vita of St. Symeon Stylites the Younger, in PG '2Skylitzes, pp. 341.23-342.51; Zonaras, pp. 558.12-559.10
86 (2), cols. 2987-3216 (a reprise of an earlier vita by Arkadios, '3A document from the Athonite monastery tou Vatopedio
bishop of Cyprus); and a corpus of 50 letters, ed. J. Darrouzes,dated 1001, recalls Ouranos' mediation in a quarrel betwee
Epistoliers byzantins du Xe sikcle (Paris, 1960), 217-48. this monastery and tou Philadelphou; since the text reads
6Ioannis Scylitzae Synopsis historiarum, ed. J. Thurn, CFHB 5
nCtlvE4TOg idyLgTQOg 6 X0Q NLXrl60og, T TLVLXa1XtOT ()
(Berlin, 1973), p. 327.30-44. 8OicoJrxOg T-v oXoX6ov, it must refer to the period betwe
7j. H. Forsyth, in his masterful dissertation The Byzantine-Arab996/7 and 999 when Ouranos was Domestic of the Schools. See
Chronicle (938-1034) of Yahya b. Said al-Antaki (University ofM. Goudas, Bitavttax? EyyQa4ca trig v "AOAo L6(g OVTg T
Michigan, 1977), 400-16, gives the most thorough account ofBaTo3uE&ov, 'ET.'ET.Buv.Xn. 3 (1926), 113-15. I. Jordano
these negotiations and the problematic chronology; see also M. has recently published two seals of a Nikephoros magistros a
Canard, "Deux documents arabes sur Bardas Skleros," Actes duDomestic of the Schools, whom he identified as Nikephor
Ve Congres d'tudes byzantines (SBN 5) (Rome, 1930), 55-69. Ouranos, but, as in the case of the seal published by Laure
8V. Laurent published a seal of a Nikephoros &vO16nacog(note 8 above), the absence of a family name on these seals ru
3tnacLxtOog xcat t zt xto atxhLEov, whom he identified as Nike- out a positive identification; see Jordanov, "Molybdobulles
phoros Ouranos, in Corpus des sceaux, II: L'administration centrale Domestiques des Scholes du dernier quart du Xe siecle trouv
(Paris, 1981), no. 219. This identification, tempting as it is, can-dans la Strategie de Preslav," Studies in Byzantine Sigillography
not be verified for lack of a family name on the seal. (1990), 210-11 (where the cursus honorum should be revised
9Ibn Shahram's report has been translated into English by light of the foregoing review). A similar specimen was pu
H. F. Amedroz and D. Margoliouth, The Eclipse of the Abbasidlished by G. Zacos, Byzantine Lead Seals, II (Berne, 1984), n
863.
Caliphate, VI (London, 1921), 23-35.
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
THE TAKTIKA OF NIKEPHOROS OURANOS 131
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
132 ERIC McGEER
22Ed. Ju. A. Kulakovsky, "Strategika imperatora Nikifora," 28H.in MihAescu, "Pour une nouvelle edition du trait6 Praecepta
militaria
Zapiski imperatorskoi akademii nauk 8, 9 (St. Petersburg, 1908), 1- du Xe siecle," RSBS 2 (1982), 318-21.
21. 29Ed. G. T. Dennis, Three Byzantine Military Treatises, CFHB 25
23Ibid., 47-49. (Washington, D.C., 1985), 241-335. The date of the treatise
24Ibid., 49-51. cannot be ascertained exactly, but references in the treatise
25J.-A. de Foucault, "Douze chapitres inedits de la Tactique(1.100,
de 161) to the tagma of the Athanatoi suggest a terminus
Nic6phore Ouranos," TM 5 (1973), 281-311; all referencespost to quem of 970 when this corps was founded by John Tzim-
the Greek text of chapters 63-65 of the Taktika are from this iskes: cf. N. Oikonomides, Les listes de prgsdance byzantines (Paris,
edition. 1972), 332-33. It was most likely composed during the 990s
26He assumed, for example, that the Praecepta ended ex when Basil II resumed the war against Bulgaria after with-
abrupto because of an accident to the manuscript, which in fact standing the rebellions of Bardas Skleros and Bardas Phokas
he had never seen; the manuscript is not damaged nor is there (986-989). Ouranos' use of chapter 20 of the treatise in the
any reason to suspect that the concluding passage of the Prae- Taktika 64.4-8 (see previous note) marks a terminus ante quem
cepta is mutilated in any way. Dain's studies of the classical and of 999-1007, the period to which Ouranos' composition of the
Byzantine tacticians continue to be invaluable contributions to Taktika should be assigned.
this field, but scholars should be attentive to the many un- So I have edited these chapters for publication with a new edi-
founded assumptions and errors in his work. To be fair, how- tion of the Praecepta militaria; for the time being it is necessary
ever, it should be noted that his survey of the military corpus to consult chapters 56-62 in Monacensis gr. 452 (14th century)
was left unrevised at his death. and 63-65 in de Foucault's edition (cited above, note 25). Note
27With the exception of Taktika 67, which is drawn from chap- that the titles of chapters 59 through 64 have not been pre-
ter 45.32 of the Sylloge tacticorum (ca. 950, ed. A. Dain [Paris, served.
1938]), chapters 66-74 derive (directly or indirectly) from On- 31Discussed in my article "Cavalry versus Infantry: The Byz-
asander's treatise on generalship (1st century A.D.). antine Response," REB 46 (1988), 144-45.
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
THE TAKTIKA OF NIKEPHOROS OURANOS 133
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
134 ERIC McGEER
gage train within, and the encampment was to be XEXCOU 3tLOEeSg TQLOCXtLOV c'OlOYEV, rTd4LEvov
LtoXvQ(g L 6T g Tfl kt' a65XXi0v TOv OXEhXOV
protected by a trench, as well as other obstacles
placed outside the trench: ovyxQOTcrOeg. neL & T 6 aXQOV ToU olov t1 evLWXOU
L(dgQLtov [tya xat 68bQv vtEpaOkEV 3QOX37TOV TOU
'00(?ECLt 6U yvEGOMO XaLtt oE i000Ev TO W EV Oo6t, TQLOXEsXOU, 0 g E'i5lTa, LJTLOa4tadg 60 'o Lt XQ(
...ov. ...
xact i~E8v Tflg oo150g 3dktLV 'vIt CiETWVTat TQLf36tLa
xoi T o?axoxLa iETa T L7dlZ V, av &cQO Xatt f3OTdAf It went like this. Taking two wooden sticks of eq
arTd~ 6 Xa6g. length, roughly three spithamai [70 cm] or a li
more, he assembled a lambda-shaped frame (A), an
There must be a trench to the outside of the infantry-
men, and then on the outside of the trench, caltrops
S8Anonymus de obsidione toleranda, ed. H. van den Berg
and triskelia with tzipata must be thrown out, if the host den, 1947) (hereafter De obsid.).
happens to be carrying any. S9De obsid., p. 53.6-7.
40Ed. R. Vairi, Leonis imperatoris Tactica, two vols. (Budap
The entire phrase Ttox~thL petr TUtzdTWy is a 1917-22) (to 14.38). The only complete text is found in PG
cols. 671-1094.
hapax, occurring only in the Taktika, but the word
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
THE TAKTIKA OF NIKEPHOROS OURANOS 135
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
136 ERIC McGEER
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
THE TAKTIKA OF NIKEPHOROS OURANOS 137
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
138 ERIC McGEER
their selves by
withdrawal Chorasmian allies of the Turks
appeared imposswho had
Apokapes' signal,
surely seenthe men
these devices deplo
in campaigns against the
hurled the beams down upon the t
Byzantines along the eastern frontiers.
let fly with bows and stones. Ther
ing Alkan, pierced through the ro
was knocked over by their weig
overturned. When The primary
it aim was of this paper has been to estab-
overturn
lish chapters
came exposed and were 56-65 of the Taktika of Nikephoros
bombarde
Ouranos as an important
by stones and archery, with source forno Byzantine
on
off. All the others
warfare in the fell
east, writtendead on
by a commander th
active
conspicuous because of the bright
in that region during the first decade of the elev-
was taken prisoner. Two virtuous
enth century. Since the discussion has centered on
ward from the city gates, and seiz
the issue of the conflict between tradition and re-
dragged him inside the citadel. Ba
ality in
off his head and the tactical treatises, it would
displayed itbe apton
to con- a
whereupon the clude
sultan, stricken
by citing Ouranos' remarks on the utility of w
the siege and went home....
the methods he recommends, as opposed to those
outlined this
In many details in the classicalepisode
treatises on siege opera-cl
tions (Taktika
to the directions 65.22, 25):
issued in the t
the use of the laisai and the m
The men of old, in their pursuit of siege warfare, con-
them. The ill-fated Alkan pro
structed many devices such as battering rams, wooden
wheeled laisai towers,
to approach an
scaling ladders with various features, tortoises,
walls in a manner consistent
and all kinds of other things which our generation can w
by Ouranos, while Apokapes
hardly imagine. It has, however, tried all these devices a
and found that out of all of them, the most effective
ered stones and heavy, sharpen
way, one the enemy cannot match, is undermining the
them once they had
foundations, been
all the more pushe
so if one does this with care-
Here it is worth recalling that
ful scrutiny and method, and has the accompanying i
nos advised fixing
and extremely the laisai
helpful protection 10-
of the laisai....
and then Many and variedsappers
sending are the means which the men of old
out
foundations. In contrived
light for conductingofsiege warfare,
the but I have
forset
down only the methods that our generation currently
seems to have been a precaution
employs. The more extraordinary devices of the an-
the laisai out of
cients I have passed over, and of
range stone
let those eager to learn
down from the them parapet,
study the taktika and find out all for
about them. it
ans' advancing their laisai to the
Ouranos'
the belief that thewords echo comments in a similar vein
defenders
made by the authors of the De velitatione
that enabled Apokapes' men and De re
t
devastatingly. militari,
Ouranos who restrict their own discussions of siege
appears
possible ploy byoperationstheto the practicable
defenders methods currently in
use and likewise refer the interested reader to the
setting down his instructions f
more recondite
sieges, a sign that ancient treatises his
from on siege equip-
exp
miliar with the antidote which the defenders of ament and tactics.53 These remarks do not mean
that
fortress were likely to employ against these shel- Ouranos and his fellow soldier-authors con-
ters. sidered the ancient treatises valueless-indeed,
Beyond confirming and elucidating the precepts these texts were evidently read as potentially use-
ful sources of information and ideas well worth
on siege warfare in the treatises, however, Sky-
knowing as part of a good soldier's background-
litzes' narrative is interesting testimony to the con-
stant emulation and refinement of enemy weapons but instead that when they came to the discussion
and tactics so characteristic of the Byzantines and of siege operations, or other types of warfare in
their foes. In this case plaited laisai, first used their
by own day, these Byzantine tacticians chose to
the Bulgarians as barricades against the Byzan- instruct the reader not by what they had read, but
tines, were subsequently adopted by the Byzan- by what they had used or seen themselves.
tines for use as protective screens and huts by at-
tackers and defenders alike in sieges, and as such "5Cf. De velitatione 21.12-17 (ed. Dennis in Three Byzantine
ended up being used against the Byzantines them- Military Treatises, 137-239) and De re militari, 27.3-13.
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
THE TAKTIKA OF NIKEPHOROS OURANOS 139
APPENDIX
.....I.P,MAfrICI.,TUKPAI..NTITHCI..ATOAHCI
.00UVNUI-m-
b IL
~TL~I I ,.
4 ""
? 1 r po
It is worth notin
normally shorten
whereas in this c
the name Ourano
ov-og (for otQav
termination in the dative case.
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms
140 ERIC McGEER
+eI6"eRolHe6ITU ICU4OVAUI1
TUOVPAI-NU-
O(Eot6)XE I30oeAL T oP bo 0
Okpavq
'...
.-. ,
ii
5.'
t;?-t I.q. ~
'.. ."~~j~;? .F
,,.
The absence of a title rules out certain identifica- name (who would have to be a grandfather or
tion, but it is very probable that this is a personal
grandson, in keeping with the Byzantine custom)
seal issued by our Nikephoros Ouranos sometime
could have issued the seal. It is possible that the
seal could be that of a contemporary Nikephoros
in the last decade of the tenth century or the first
decade of the eleventh. Such a dating is secure onOuranos who belonged to a collateral branch of
grounds of epigraphy, supported by the close re-the family, but the rare mentions of the name Our-
semblance in lettering between this specimen and anos in seals and documents of the tenth and
a seal of Patriarch Sergios II struck between 1001eleventh centuries do not suggest that such a
branch existed.
and 1019 (N. Oikonomides, A Collection of Dated
Byzantine Lead Seals [Washington, D.C., 1986], no.
74). This dating is also consistent with Ouranos' Universit6 de Montr6al
estimated lifetime (ca. 950-1010), making it un- and Dumbarton Oaks
likely that an ancestor or descendant of the same
This content downloaded from 140.254.87.149 on Tue, 14 Aug 2018 18:56:25 UTC
All use subject to https://about.jstor.org/terms