Professional Documents
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TERRA ET
AQUA
Maritime Solutions for a Changing World
TERRA ET
Editor Guidelines for Authors
AQUA
Marsha R. Cohen
Terra et Aqua is a quarterly publication of the International Association of Dredging Companies,
Editorial Advisory Committee emphasising “maritime solutions for a changing world”. It covers the fields of civil, hydraulic
Bert Groothuizen, Chair and mechanical engineering including the technical, economic and environmental aspects
Robert de Bruin of dredging. Developments in the state of the art of the industry and other topics from the
René Kolman industry with actual news value will be highlighted.
Heleen Schellinck
Martijn Schuttevâer • As Terra et Aqua is an English language journal, articles must be submitted in English.
Roberto Vidal Martin • Contributions will be considered primarily from authors who represent the various disciplines
Ann Wittemans of the dredging industry or professions, which are associated with dredging.
• Students and young professionals are encouraged to submit articles based on their research.
IADC Board of Directors • Articles should be approximately 10-12 A4s. Photographs, graphics and illustrations are
P. de Ridder, President encouraged. Original photographs should be submitted, as these provide the best quality.
Y. Kakimoto, Vice President Digital photographs should be of the highest resolution.
C. van Meerbeeck, Treasurer • Articles should be original and should not have appeared in other magazines or publications.
Th. Baartmans An exception is made for the proceedings of conferences which have a limited reading public.
P. Catteau • In the case of articles that have previously appeared in conference proceedings, permission
N. Haworth to reprint in Terra et Aqua will be requested.
P. Tison • Authors are requested to provide in the “Introduction” an insight into the drivers (the Why)
behind the dredging project.
IADC Secretariat • By submitting an article, authors grant IADC permission to publish said article in both the
René Kolman, Secretary General printed and digital version of Terra et Aqua without limitations and remunerations.
Alexanderveld 84 • All articles will be reviewed by the Editorial Advisory Committee (EAC). Publication of an
2585 DB The Hague article is subject to approval by the EAC and no article will be published without approval
of the EAC.
Mailing address:
P.O. Box 80521
2508 GM The Hague
The Netherlands
COVER
Aerial plan of the Brisbane Airport, where a New Parallel Runway is being built:
This runway is a critical part of Brisbane Airport Corporation’s multi-billion dollar
investment into capacity-building infrastructure. The challenges of this project were
met with early contractor and stakeholder involvement to determine what was
achievable within the confines of an operating airport (see page 13).
Contents 1
CONTENTS
EDITORIAL 2
EDITORIAL
One of the unique aspects of dredging and related maritime construction is the ability to dream
and the courage to dare. Without being too immodest, let’s say: People in the dredging industry
enjoy thinking “out of the box”. So it is no surprise that the combination of engineering skills,
practical hands-on experience and imagination to meet new challenges make for an especially
exciting career path. The dredging industry is involved with, not only engineering, but also
environment, economics and urban planning. Which has led the major dredging companies to
explore how to approach complex, formidable maritime operations and how best to support
their clients.
Dredging occurs in every corner of the world and in all types of water bodies – in oceans and
lakes and rivers. At large and small ports and harbours, for land reclamation for airports and Peter de Ridder
extensions, residential islands and recreation areas, at remote offshore locations. Facing the President, IADC
enormity of these projects, each with its unique set of circumstances, can be daunting –
especially if it’s the first time out for a client. A job must be done within budget, efficiently, with
sensitivity to the environment. The research and decision-making that occur before the first
dredging vessel is deployed to a destination can take years and cost millions of euros – consider
the Maasvlakte 2, the Port of Rotterdam expansion project for example (see page 21).
Where does the role of the dredging company start? When the client is ready to drill the first
borehole? Or perhaps earlier? How much earlier? Looking at Erik Mink’s article on European
Union regulations demonstrates how strict the legal restraints can be – and that is not only true
of the EU. In North America as well, the demand that all bids remain competitive has set a high
bar to protect competition and limit favouritism.
Contractors are willing to share this knowledge to the benefit of all parties. If you leave this
information out of the equation, you are tying the hands of the responsible authorities behind
their backs.
To examine how these two seemingly diametrically opposed demands – free competition and
sharing of knowledge – can be reconciled, IADC is organising a Forum on Early Contractor
Involvement (ECI) in Kuala Lumpur on November 14-15 (see page 18). Consultants and clients
are encouraged to take this opportunity to learn how important the early involvement of a
reliable contractor can be. As the Forum will make clear, ECI can bring benefits to society in the
form of faster and more cost-effective solutions. It’s an event that clients and consultants will
profit from literally and figuratively.
The Art of Screening: Effectiveness of Silt Screens 3
I N T R OD UC T I ON Silt screens have been subject to research for a DECISION PROCESS: WHEN TO
few decades. Mechanical and practical aspects APPLY SILT SCREENS?
In the past years, dredging contractors have have been treated extensively (JBF Scientific Temporary effects of dredging refer to the
gained extensive experience in the realisation Corporation, 1978; Francingues and Palermo, increase in turbidity as a result of the release
of marine infrastructure projects in 2005; Ogilvie et al., 2012). Assessments of silt of suspended sediments into the water
environmentally sensitive areas and in related screen effectiveness regarding mitigation of column during the dredging process.
monitoring of the environmental effects resulting environmental impact have also been made Decisions on deployment of silt screens to
from the construction activities themselves. based on measurements in the field and mitigate these impacts ideally go through the
One of these potential environmental effects laboratory experiments (Yasui et al., 1999; following three steps, effectively using a
is the generation and dispersion of suspended Jin et al., 2003; Vu et al., 2010; Vu and Tan, receptor-based approach:
sediments during dredging and associated 2010). 1. determine the necessity of environmental
marine construction activities. mitigation measures;
Despite all these publications, detailed and 2. determine the viability of silt screen
In an effort to minimise possible impacts of rigid conclusions on silt screen performance application;
suspended sediments on sensitive receptors have not been drawn yet. For that purpose, 3. installation and operability of a silt screen.
such as coral reefs, project and permit systematic research is needed to supplement
requirements are increasingly asking for the results of (incidental) stand-alone field Determine the necessity of
implementation of specific measures such as silt experiments in order to relate the research environmental mitigation measures
screens, even though local project conditions outcomes to engineering practice. This article It is important to realise that turbidity occurs
ensure that effectiveness of deployment is presents an integral view on the viability of naturally and that species of flora and fauna
questionable. silt screen application in the field based on can cope with variances in turbidity levels and
extensive modelling results (Radermacher, in some cases will not be affected by
Silt screens are flexible barriers that (partly) 2013) in combination with hands-on field fluctuations resulting from project operations.
block current flows containing increased experience. Furthermore, (natural) sediment plumes can be
suspended sediment concentrations (SSC). important for the health of some ecosystems as
Typically, two types of silt screens are used: The first part of the article provides an a source of nutrients (organic matter). In most
– hanging silt screens that aim to promote overview of the decision-making process on cases, however, a non-natural increase in
downward migration of suspended sediments silt screen deployment from an environmental turbidity level over an extended period of time
to a deeper level in the water column to and operational point of view. Subsequently, has a negative impact on the surrounding
allow for a shorter settling time, and the design of reliable and effective silt screens environment.
– standing silt screens which are connected to is studied in detail based on operational
the seabed by a heavy weight (e.g., immersed trials, flume tests and numerical modelling When determining background turbidity
pipeline) and kept in vertical position by (3D and 2DH) and supported by experiences values, the natural processes such as river
means of surface floaters (Figure 1). from dredging projects. Finally, the article peak discharges and re-suspension of fine
suggests alternative measures, including sediments during storms need to be taken
Generally, hanging silt screens are applied adaptive monitoring strategies, that can be into account as well as other human-induced
most often as they require less stringent used to manage SSC around dredging activities such as fishing and ship-manoeuvring
mechanical restrictions and are easier to projects if silt screens are proved not to be operations (Aarninkhof et al., 2008).
deploy and maintain. effective.
Once the background values and fluctuations
are known, the severity and spatial extent of the
project-related sediment plumes and associated
potential environmental impact can be
determined including the necessity of mitigation
measures (see, for example, PIANC, 2010):
– determine presence and type of sensitive
receptors relative to dredging/disposal
operations, the detectable stress-response
of these receptors and the timing (e.g., in
relation to coral spawning periods)
concerning duration and frequency of the
sediment plume;
– determine existing receptor stress levels in
combination with the local background
Figure 1. Standing (left) and hanging (right) silt screens. conditions regarding, e.g., turbidity levels
The Art of Screening: Effectiveness of Silt Screens 5
resulting from natural processes and other three, the local hydraulic conditions are the
human-induced activities; main limiting factor to the viability of silt
– estimate/model the transport of suspended screen application, both in terms of
sediment within a plume based on local constructional failure and failure from an
water depth, hydrodynamic conditions environmental point of view.
(e.g., tidal/seasonal currents) and sediment
characteristics (e.g., settling behaviour); and Mechanical aspects of silt screens in an open
– investigate the character of the dredging/ configuration have been treated extensively in
disposal operations (e.g., type of equipment, literature, leading to the conclusion that
production rate) in combination with the hanging silt screens get damaged easily when
character of the dredged/disposed material current velocities exceed 0.5 to 0.8 m/s
(e.g., fines content, in-situ density) as both (Francingues and Palermo, 2005). Explicit
determine the type and magnitude of the limiting values regarding mechanical failure of
source of a sediment plume. silt screens of the standing type do not occur
in literature. As a result of their full coverage
From the above list, the need for, and type of, of the water column, standing silt screens
environmental mitigation measure clearly has have to cope with much higher hydraulic
to be determined for every project individually, loads than hanging silt screens. Hence the
based on thorough understanding of the local application of standing silt screens in an open
Max Radermacher (right) receives the IADC Award environment. Providing “typical impacts” of configuration is limited to very mild hydraulic
for the Best Paper by a Young Author from IADC dredging operations is very difficult, as these conditions and geometries which allow weak
Secretary General René Kolman at WODCON XX in depend on the type of activity, work method currents to pass around the screen’s side
Brussels, Belgium, June 7, 2013. and equipment, distance from activity, ambient edges. Similar limitations apply to silt screens
flow characteristics and particle characteristics in a closed configuration.
(e.g., settling of suspended sediments).
IADC YOUNG AUTHOR AWARD Therefore, a fit-for-purpose solution needs Viability with regards to sources of suspended
PRESENTED AT WODCON XX, to be found based on both the environment sediments
BRUSSELS, BELGIUM, JUNE 7 2013 and the dredging work method to ensure Sources of suspended sediment may occur
maximum efficacy of a suggested mitigation throughout the complete dredging cycle of
One of the highlights of WODCON XX was the presentation measure such as a silt screen. dislodging, transport and placement of bed
of the International Association of Dredging Companies material. Depending on the activity causing
(IADC) Award for Best Paper written by a Young Author. Determine the viability of silt screen dredged material to get suspended in ambient
The award was given to Max Radermacher for his paper, application water, initially the transport of suspended
“The Art of Screening, Effectiveness of Silt Screens”. In present day dredging practice, silt screens sediment can be density-driven (i.e., dynamic
Mr Radermacher received his BSc and MSc (cum laude) in are often regarded as the ideal answer to plumes, mostly occurring in the placement
Civil Engineering from Delft University of Technology, Delft, dredging-induced SSC. Admittedly, silt screens stage) or dominated by turbulent mixing in
the Netherlands and is now a PhD candidate at the same have many advantages over alternative the main flow (i.e., passive plumes). At some
university. His paper focusses on hanging silt screens, mitigation measures in terms of operational distance from the source, dynamic plumes
describing the decision process for deployment of hanging implications, production and costs. However, either settle out or proceed as passive plumes.
silt screens, their effectiveness and adaptive management absolute effectiveness of the silt screen
strategies as an alternative for silt screens. regarding reduction of environmental impact Hanging silt screens are typically intended to
should always be taken into account and be a mitigate passive plumes, as they have a
The Award necessary condition to proceed to silt screen distinctly negative effect on dynamic plumes
Each year at selected conferences, the International placement. (JBF Scientific Corporation, 1978; Radermacher,
Association of Dredging Companies grants awards for the 2013). As a result, they should be applied at
best papers written by authors younger than 35 years of Application of hanging or standing silt screens some distance from dredging activities which
age. In each case the Conference Paper Committee is asked Silt screens generally come in two different involve dynamic plumes. Standing silt screens
to recommend a prize winner whose paper makes a types – hanging and standing – which in turn in turn effectively block near-bed propagation
significant contribution to the literature on dredging and can be applied in a number of different of dynamic plumes.
related fields. The purpose of the IADC Young Authors configurations (JBF Scientific Corporation, 1978;
Award is “to stimulate the promotion of new ideas and Francingues and Palermo, 2005; Ogilvie et al., Installation and operability of a silt
encourage younger men and women in the dredging 2012). The choice of screen and configuration screen
industry”. The winner of this award receives € 1000 and a type depends on a combination of local Silt screen usage in dredging projects has a
certificate of recognition. The paper may then be published hydraulic conditions, the source of suspended (large) operational impact. Most hanging silt
in Terra et Aqua Journal. sediments and operational demands. Of these screens available on the market are not
6 Terra et Aqua | Number 132 | September 2013
with 𝐶𝐶∗ = 𝐶𝐶
𝐶𝐶!"#
[1]
𝑧𝑧∗ = 𝑧𝑧 ℎ
𝑃𝑃!" − 𝑃𝑃(𝑥𝑥)
𝐸𝐸!" = ∙ 100%
𝑃𝑃!"
[2]
𝑃𝑃!"# (𝑥𝑥) − 𝑃𝑃(𝑥𝑥)
𝐸𝐸!" = ∙ 100% Figure 4. Numerical
𝑃𝑃!"
model domain.
8 Terra et Aqua | Number 132 | September 2013
Figure 5. Inflow effectiveness [%] evaluated at 6h downstream of the silt screen, Figure 6. Reference effectiveness [%] evaluated at 6h downstream of the silt
as a function of the velocity ratio and relative screen height, for a uniform screen, as a function of the velocity ratio and relative screen height, for a
upstream SSC profile. uniform upstream SSC profile.
the water depth downstream and with a With different upstream concentration profiles, accounted for in the analysis above and,
uniform upstream SSC profile (Figure 6). The the effectiveness contours in the θ -hrel plane depending on local conditions, might lead
difference between Figure 5 with Ein and show different patterns. Generally two to even lower effectiveness percentages.
Figure 6 with Eref is clear: Although Ein showed different types can be distinguished: Profiles
positive effectiveness of the silt screen in the with the biggest sediment load in the lower Horizontal diversion of flow
range of realistic hrel and θ, Eref is never part of the water column and profiles with Despite the considerations presented in the
positive in the same range of hrel and θ. the biggest sediment load in the upper part previous section, vertical diversion is in fact
of the water column. In the former case the the intended effect of hanging silt screens,
When settling conditions become favourable vertical mixing caused by the silt screen can as it is thought to bring SSC closer to the bed.
(i.e., at high θ), the autonomous settling of only do damage: the sediment load was However, the presence of a silt screen also
suspended particles in a reference situation already at its most favourable position close to induces a big resistance to horizontal flow which
without a silt screen is more than the settling the bed. But even in the latter case, with an will naturally follow the path of least resistance.
in case of a silt screen. Therefore Eref is upstream sediment load in the upper part of This means that a part of the incoming current
negative for larger θ. For low θ, Eref attains the water column, the Eref effectiveness never will be diverted in the horizontal plane and
values close to 0%, but Eref never becomes exceeds 10%. Given all the costs and effort pass the screen around its side edges if lateral
significantly positive. needed to place silt screens, a maximum restrictions are absent (Figure 7).
positive effectiveness of only 10% is considered
This means that for all realistic θ and hrel, to be too low to apply a silt screen. Even This counteracts the intended usage of silt
applying no silt screen at all is better. Although though so far only a continuous supply of SSC screens as a vertical current deflector and is
the silt screen reduces P compared to upstream upstream of the silt screen has been considered, therefore an unwanted effect. The amount
(it causes a positive Ein in Figure 5), Figure 6 no positive Eref is obtained for discontinuous of horizontal diversion can be quantified by
makes clear that the reduction of P would supplies either (Radermacher, 2013). defining the relative discharge Qrel. It denotes
have been even more without a silt screen the ratio of the discharge passing underneath
(never a positive Eref in Figure 6). This direct Note: Flow contraction underneath a silt the screen’s lower edge and the total
comparison of Ein and Eref makes it clear that screen can induce a submerged jet flow near upstream discharge over the full width of the
Eref is the better parameter to judge the the bed. If erodible bed material is available, silt screen = QV /Qtot*100%. It thus represents
effectiveness of a silt screen, even though it is the high velocities occurring in this jet flow the percentage of vertical diversion. Hence the
harder to determine in the field on a dredging give rise to enhanced erosion and suspended percentage of horizontal diversion is equal to
site than Ein. sediments. This additional effect has not been 100%-Qrel.
The Art of Screening: Effectiveness of Silt Screens 9
Figure 7. Example of a model current simulation with silt screen. The colours and vector arrows represent magnitude and direction of the depth-averaged flow velocity.
The horizontal diversion of a silt screen is being represented as an internal discharge 40% of the incoming discharge is diverted
investigated by means of a 2DH depth- formulation. This discharge formulation relates vertically. The remaining 60% passes the silt
averaged flow model with the silt screen the screen’s geometry and the pressure screen around its side edges.
difference between both
sides to the discharge In summary, a silt screen of finite width will
passing underneath. give rise to horizontal diversion of sediment-
A large dataset is laden flow if lateral restrictions are absent.
obtained by varying U, hs Hence a dredging plume will partly pass the
and the screen’s width Ws. screen around its side edges, which allows
The associated values for free spreading of suspended sediment.
of Qrel are now depicted Using horizontal diversion as a beneficial
in Figure 8 as a function process, i.e., trying to guide the current away
of two dimensionless from potential sensitive receptors, has been
numbers: hrel and Fr ⁄ W*. proved to be counterproductive (Radermacher,
Here, Fr = U ⁄ √ gh 2013).
denotes the Froude
number with gravitational EXPERIENCE FROM SILT SCREEN
acceleration g and APPLICATION IN THE FIELD
W* = Ws ⁄ h represents The results of the modelling and lab tests
the dimensionless screen described above are supported by
width. observations and experiences obtained during
the execution and monitoring of various
From Figure 8 it can be projects in the field. In fact, based on
derived that for realistic evaluations of a range of dredging projects
values of Fr ⁄ W* the in the Arabian Gulf, Caribbean and Pacific
relative discharge is more Ocean where different silt screen set ups have
or less complementary to been applied, the following prerequisites for
Figure 8. Relative discharge [%] as a function of relative screen height hrel. For example, when successful use of hanging silt screens were
and Froude number over relative screen width. hrel = 0.6, slightly less than determined.
Figure 9. At Saadiyat Island, Abu Dhabi
the silt screen did not function in the
run-off channel as the current velocity
measured exceeded the permitted
velocity for the screen, even though
weighted down. Current patterns
formed around the screen causing fast
and turbid flows. Further use of silt
screens therefore was suspended.
Insert, the ballast chain used to weigh
the silt screen down (Taelman, 2009).
Operational requirements for effective use of and covering an effective part of the water the seabed. The local flow field around the
silt screens: column and (2) the suspended sediments to silt screen causes additional stirring of fine
– Space underneath (above in case of settle when these are redirected by the silt sediments into the water column. As a
standing silt screens) or on the sides of the screen towards the seabed; result, plume decay times increase.
silt screen is needed to compensate for – Uniform flow direction perpendicular to
water level differences and related flows the silt screen in combination with other Dedicated field experiments at a dredging
resulting from tidal movements. sheltering structures such as a breakwater project in the Arabian Gulf have shown that, for
– Use strong materials as water flow through or a quay wall; this optimises the efficiency very specific applications, silt screens are an
the screen is negligible. Field experience has of the silt screen (Figure 10). effective measure to mitigate dredging-induced
shown that silt screens applied in a marine – Mild wave conditions near the silt screen as turbidity levels. These applications include
environment tend to attract extensive the screen can get damaged easily when it sheltered reclamations in enclosed basins (SSC
marine growth which starts to block the is exposed to rough hydraulic conditions; decrease to 25-40% of original level) and the
water flow through the (semi-)permeable – Monitoring programmes have shown that unloading of barges through open bottom doors
screen material shortly after the screen is the combination of too high waves and too (SSC decrease to 20-25% of original level).
deployed. high current speeds can influence the However, it should be noted that charting the
– Install silt screens at a safe distance from reduction efficiency of silt screens and can flow field in full detail from field measurements
the dredging operations and navigational even induce longer periods of elevated is not possible. The effectiveness percentages
routes of auxiliary equipment. Use turbidity as a result of extra mixing induced have been determined from comparison of
demarcation buoys to identify the location by the turbulence around the silt screen; single point measurements of turbidity values
of the screens. – Single suspended sediment source: If there (instead of P) on both sides of the silt screen
– Screens need to be heavily enforced by is more than one source (e.g., river (‘inflow’ type of effectiveness parameter
means of ballast chain to allow for a discharge, other dredging or reclamation instead of ‘reference’ type).
sufficient cover of the water column works) the screen will lose its effectiveness
(see insert Figure 9). Even small currents as turbidity plumes can come from multiple ADAPTIVE MANAGEMENT
(< 0.3 m/s) cause the bottom of the directions (see Figure 11); STRATEGIES AS AN ALTERNATIVE
hanging silt screen to lift, even when it is – Deployment within 500 m range from TO SILT SCREENS
weighted down and regardless the depth of turbidity source is preferable to minimise The use of silt screens is in fact a mitigation
the screen. dispersal of suspended sediments; measure specifically aimed at reducing sediments
deployment directly upstream of a sensitive already in suspension. As has been described
Environmental conditions for the effective use receptor is also possible; in detail above, only a limited number of local
of silt screens include: – If only a small part of the water column environmental circumstances and/or dredging
– Low flow velocities (< 0.3 m/s) which allow: is blocked, sediment is not forced deep and construction work methods allow for
(1) the screen to stay vertically in the water enough to effectively improve settlement to effective deployment of silt screens.
Figure 10. A hanging silt screen
at a dredging project in the
Arabian Gulf at a reclamation
discharge was applied successfully
in combination with a breakwater
and minimal current velocity.
In many cases determining measures that focus doing” and using feedback to adjust execution period) and longer term. Responsive
on source control and specifically on minimising construction operations to better meet the management involves the continuous
the actual generation of suspended sediments project objectives (functional requirements incorporation of new information and lessons
into the water column is more effective. This and environmental objectives [PIANC, 2009]). learned (e.g., monitoring data, project
can be done by designing smart dredging and Adaptive management is incorporated in the
construction procedures supported by design of the dredging operation work
verification monitoring and modelling programs, methods and comprises a combination of Receptor-based approach
so-called adaptive management strategies. proactive and responsive measures.
This will allow for effective SSC management
and reduction of related environmental impacts. Proactive management measures aim to Understanding the local
optimise the design of the work method in
The aim of adaptive management (see Figure 12) terms of limiting potential environmental
is to improve the specific project’s environ- impacts of the dredging, both on the short-
mental management through “learning by term (same temporal scale as the dredging
Forecast modelling
Field monitoring
Feedback
monitoring
Design / Apply /
Adapt mitigration
measures
Figure 11. A silt screen application at a dredging project in the Caribbean with reversed effect caused by natural
variation in suspended sediments as a result of a nearby river discharge (courtesy of Kent Reid). Figure 12. An adaptive management strategy.
12 Terra et Aqua | Number 132 | September 2013
This strategy enables the project team to: This article aims to treat the effectiveness of • Silt screens in an open configuration give
– fully understand and control the silt screens in an integral way. Main insights rise to a significant amount of horizontal
transportation and fate of fine sediments on silt screen effectiveness are: flow diversion, which counteracts the
around dredging operations; • Hanging silt screens in an open intended use of silt screens as a vertical
– adopt an early warning response configuration do not achieve a current deflector.
mechanism to potential exceedance of significantly positive performance in • Adaptive management strategies are a
environmental limits; mitigating the potential environmental viable alternative to the application of
– test environmental compliance of future impact of suspended sediment, silt screens.
dredging/disposal scenarios; and regardless of local flow conditions and
– design appropriate contingency measures. silt screen geometry. The conclusion of this study is that hanging
• Silt screen effectiveness must be rated silt screens in an open configuration, as
In many cases, this adaptive management with a reference effectiveness parameter often applied in present-day dredging
strategy is more effective than simply applying (comparing the situation with and practice, are not effective in reducing
generic mitigation measures such as silt without silt screen), not with an inflow the environmental impact of dredging
screens as it focuses on reducing the effectiveness parameter (comparing projects.
suspended sediments at the source. However, downstream with upstream of the silt
when implementing an adaptive management screen) as has always been done up to The recommendation is to integrate the
strategy, the following considerations should now. insights about silt screen effectiveness as
be taken into account: Hanging silt screens often have a described here in the decision making
– Adapting dredging procedures could have positive inflow effectiveness, but this process regarding mitigation of potential
serious implications for the production study shows that in the case of a environmental impact of suspended
rates, progress of work and often involve current, even with a positive inflow sediments, using a receptor-based
additional costs. effectiveness, it would have been better approach and adaptive management
– Adaptive management is more cost- to have no hanging silt screen at all: The strategies. Relying solely on silt screens,
effective when applied at more complex reference effectiveness is not positive. even when local conditions ensure that
dredging projects lasting for at least several • Flow contraction underneath hanging silt their effectiveness is negligible (or even
months or longer. screens actually leads to enhanced erosion adverse), hinders progress in the protection
– Besides optimising dredging procedures, if erodible bed material is available. of the marine environment.
adaptive management involves verification
of effectiveness of the measures taken.
Verification methods could include a
combination of baseline sediment and TN-DOER-E21), U.S. Army Engineer Research and Radermacher, M. (2013). Effectiveness of silt
marine habitat monitoring, feedback Development Center, Vicksburg, MS, USA. screens. Master’s thesis, Delft University of
monitoring and hindcast and forecast Technology, Delft, Netherlands.
JBF Scientific Corporation (1978). An analysis of
sediment modelling. the functional capabilities and performance of silt Taelman, E. (2009). “Saadiyat Island Tourist
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Engineer Waterways Experiment Station, Vicksburg, in an Ecologically Sensitive Area”. Terra et Aqua,
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Jin J.Y., Chae, J.W., Song, W.O., Park, J.S., Kim, S.E., USEPA (2010). United States Environmental
Jeong, W.M., Kum, K.D. and Oh, J.K. (2003). Protection Authority – Monitoring and assessment:
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Silt curtains as a dredging project management around coral reefs. PIANC Report 108, flow”. Proceedings Ninth International Offshore and
practice. DOER Technical Notes Collection (ERDC Environmental Commission. Polar Engineering Conference, Brest, France.
On Public Procurement Rules in the EU and Early Contractor Involvement, Part II : Case Studies 13
FREDERIK J. MINK
– if, because of specific circumstances related COMPETITIVE DIALOGUE occur to arrive at a minimum of two bidders.
to the nature or the complexity of the This procedure has not changed materially The final bids must be based on the agreements
works, or to the risks connected to the from the requirements in the current directive reached during the dialogue. No variants are
project, the contract cannot be awarded 2004/15, but is clarified somewhat. The steps allowed and the evaluation must be done
without prior negotiation. are similar to the procedure with negotiation, on the basis of the most economically
with the difference that at the outset of the advantageous offer.
The proposed criteria to use the negotiated dialogue the technical, contractual or financial
procedure have been opened up as compared solution is not yet clear. In summary, whilst this revised proposed
to the current procurement regime in directive provides more flexibility and some more
Directive 2004/15. Please note that the The competitive dialogue should start with at options for early contractor involvement, its
restriction to particularly complex contracts least three contractors and during the process scope is still limited to contract forms covering
has also been softened in line with the this may be reduced to two, but only on the works contracts or design and build contracts.
comments received during the consultation basis of objective criteria that were published
phase. beforehand. If the dialogue is started with more The process diagrams in Figures 1 and 2
than three parties, successive reductions may summarise the two procedures.
COMPETITIVE PROCEDURE WITH
NEGOTIATION
The following steps summarise the proposed
procedure: Competitive procedure Competitive dialogue
1. After a call for competition for a works with negotiation
contract, any economic operators that
believe themselves capable of meeting the
criteria may submit a request to participate 1. Establish 1. Establish
technical specification + functional specification +
and shall submit the necessary information
award criteria selection criteria + award criteria
as requested in the call.
2. The contracting authority evaluates the
information and invites those contractors
2. Publish call for competition 2. Publish notice of invitation
that satisfy the requirements as specified.
A minimum of three contractors is invited
to submit tenders.
3. The negotiation seeks to improve the 3. Limit qualified contractors (≥3) 3. Select qualified contractors (≥3)
content of the offers in order to better
correspond to the award criteria. However,
the scope of the bid, the technical
specifications that define the minimum 4. Submit tenders 4. Dialogue with bidders
requirements and the award criteria are
not subject to negotiation and may not be
changed in the course of the negotiations.
4. Equal treatment must be respected and 5. Negotiate with bidders 5. Select promising solutions
confidential information as well as
intellectual property rights must be
respected.
5. During the negotiations the number of 6. Reduce to ≥2 bidders 6. Final selection ≥2
participants may be reduced successively
on the basis of the bid’s technical and
award criteria, with the understanding that
7. Best and final offers 7. Priced bids
at least two bidders are kept in the race
until the final award decision.
6. After concluding the negotiations, the
contracting authority issues a request to
7a. Clarifications
participants to submit best and final offers.
FREDERIK J. MINK The proposal states in the Introduction that: procedure above along the following lines:
joined Interel European Affairs in 2005 The absence of clear rules at Union level 1. Publication of a notice announcing the
as a Senior Associate with a focus on governing the award of concession contracts intent to award a works concession. The
Maritime Policy, Energy and Environmental gives rise to legal uncertainty and to obstacles notice must contain a clear indication of the
issues. He is also Advisor to the European to the free provision of services and causes scope of the project envisaged. The notice
Dredging Association (EuDA), where he distortion of the internal market. (....) An should contain selection and award criteria
was previously Secretary-General. EuDA adequate legal framework for the award of that are clear and objective. Any economic
addresses a wide range of European and concessions would ensure a more effective and operator may request the draft contract
international regulatory issues, including non-discriminatory access to the market to all documents as developed by the contracting
maritime shipping policy, marine Union economic operators and legal certainty, authority and express its interest.
infrastructure, status of seafarers and favouring public investments in infrastructure 2. The selection criteria may include aspects
environmental impact of marine activities. and strategic services to the citizen. related to public standing of the private
Prior to his role for the European dredging entity (legal records...), economic standing,
industry he worked for more than 20 years The directive will cover concessions for works financial capacity, professional capabilities
for the Westinghouse Corporation in the and for services. The definition of a works and technical capacity.
nuclear division. He has degrees in concession is: “a contract for pecuniary 3. The tender documents should contain a
engineering and business administration interest concluded in writing between one or form of functional specification regarding
and extensive experience with research more operators and one or more contracting the works to be built and also the elements
programming, technical management and authorities and having as their object the governing the contractual relationship that
project development in an international execution of works, where the consideration defines the conditions for the concession.
context. for the works to be carried out consists either Interested parties can make a first assessment
solely in the right to exploit the works that are of their capability to meet the requirements
the subject of the contract or in that right and the management of the risks.
together with payment”. 4. Interested parties submit a dossier that
responds to the selection criteria.
Apart from the procedural aspect, the most With this rather complex definition, the 5. The contracting authority makes the
significant difference between these two Commission attempts to grasp the common selection on the basis of objective criteria
methods is that under the negotiated denominator of all types of complex contracts and retains, where possible, two or more
procedure the authority defines some form of for infrastructure construction and exploitation parties for an indicative bid.
technical specification (without contractor input), which include an element of financing and 6. The authority will in most cases start a
whilst for the competitive dialogue the authority operating the works for a certain period, round of discussion, clarification and
defines a set of criteria or requirements, usually either as an economic operator or in close negotiation with each of the retained bidders.
in the form of a functional specification. cooperation with a contracting authority. 7. If more than two tenders were retained,
The technical solution will be defined only in In the Commission’s view this proposed the number of possible partners may be
the course of the dialogue. directive thus covers all forms of contractual reduced to two at this stage.
PPPs, where the relationship between the 8. These remaining bidders are requested to
Even though the scope of the directive is authority and the economic operator is submit their final offers
formally limited to the works contracts and contractual at arm’s length. 9. The final step is the selection, on the basis of
the design and build contracts, the two objective criteria, of one preferred partner
procedures are models for other types of Whether or not this definition indeed captures to whom the works concession is awarded.
complex contracts that need negotiation all forms of contractual PPPs remains to be
during the procurement process. These seen in practice. Quite likely there are also In cases where the technical or financial
procedures are an acceptable manner of complex contracts for works, covering options for the project are not defined in
satisfying the requirements of the Treaty. elements of design, building and operating, detail, the procuring entity might also opt for
that would not require a form of concession. a preliminary phase of exchanges with the
CONCESSION CONTRACTS bidders, similarly to the competitive dialogue.
The most significant new development is a The aim of the directive on concessions is to The position of institutional PPPs, where the
proposed directive to cover the other forms of reduce the legal uncertainty that follows from authority and the economic operator(s) form a
complex contracts that are conveniently the fact that the principles of the Treaty have separate legal entity would appear not to fall
described as public-private partnership (PPP) to be applied to awarding complex contracts, within the scope of the proposed directive.
contracts, operating on the basis of a but the detailed steps to be followed were a The preliminaries for an institutional PPP are
concession (Ref 6). The proposal follows matter of interpretation, if not confusion. necessarily complex, because the authorities
earlier guidance and consultation (Refs 2, 4). The proposal leaves quite a bit of room for and the economic operators enter jointly into
The scope applies to the majority of public- the detailed process, but follows nevertheless a business venture under which the
private partnership arrangements. mainly the approach of the negotiated responsibilities and risks are allocated to the
16 Terra et Aqua | Number 132 | September 2013
Figure 3. The author’s interpretation of the coverage of construction and infrastructure works contracts under the TWO CASE STUDIES
new directives. Two cases are presented here to illustrate the
potential of the Competitive Dialogue. The
information presented here is based on
respective partners in line with their capabilities. stage. The current public procurement publications in the press and the author has
This should normally take place before the directive 2004/18 does open the possibility for no access to further inside information.
design work has started and before accurate “competitive dialogues”, but only for
price information can be developed. The selection “particularly complex contracts”. Oosterweel connection (Antwerp)
can thus not be done on the basis of the most A separate public entity – BAM, Beheers-
economically advantageous bid. Specific rules Under this procedure the competition should maatschappij Antwerpen Mobiel – was formed
are difficult to develop; each case is unique, be maintained to the final bidding between at in the early decade to realize a series of
but parties will have to respect the general least two contractors. In the revised procurement infrastructure works around Antwerp and in
principles of the Treaty as discussed in the directive the competitive dialogue is opened up the port. The most visible project is a new
referenced publication (Refs 1, 3). to all “complex contracts” where early input connection across the Scheldt River, in view of
on possible technical solutions is necessary or completing the circular road around Antwerp.
Figure 3 represents the author’s understanding desirable. Nonetheless, the idea that at least The connection is named the “Oosterweel”.
of the coverage of construction and infrastructure two contractors should be consulted in parallel The procurement procedure was started in
works contracts under the new directives. during the competitive dialogue is maintained. 2004, prior to the revision of the EU public
The position of the institutional PPP is not procurement rules. In other words, BAM as
covered here. Over the last two decades, the marine offshore the procurement authority could not yet use
and dredging industry has evolved rapidly and the competitive dialogue as a suitable
AND WHAT ABOUT EARLY technical options to solve complex problems procedure for this complex infrastructure and
CONTRACTOR INVOLVEMENT? (soil issues, environment, production capacity, used conventional procedures.
The review of the European legislation on public special tools, holistic approaches...) in a cost-
procurement and public-private partnerships effective manner often exist. The contracting The decision had been made to prepare the
(PPPs) has made it clear that the principles of authority is most likely not familiar with the tender documents with the help of consultants.
the Treaty give preference to broad competition latest technology and consultants may not be The tender documents were fairly precise on
and leave little room in the proposal stage for familiar with the possible solutions either. For what had to be done and how, but did not
relationships with contractors that are closer that reason it is in the interest of all parties that present a conceptual design. The documents
than at arm’s length. The dominating concern optimal solutions can and should be discussed had selected the “best” scheme to realise the
in the various directives is that access to tenders between the contracting authority and the connection, consisting of the combination of
should be transparent and that competition contractors prior to the phase of priced tenders. a bridge and a tunnel. For these connections a
should be maintained throughout the bidding Under European competition and procurement corridor was defined that had to be respected,
On Public Procurement Rules in the EU and Early Contractor Involvement, Part II : Case Studies 17
but otherwise the tenderers were free to provide with a tunnel. After evaluation of the first round procedural errors, political wrangling and
a suitable design. only the two bidders with a double-decker bridge pending court cases.
were retained to submit the best and final offer.
In a first round of prequalification at the end Obviously, this case is not an example of
of 2004 six consortia indicated their interest. This case illustrates the importance of successful procurement and the question
Of these six four were retained as qualified. transparency and equal treatment. The European arises whether a competitive dialogue could
The four consortia received detailed tender Court of Justice has ruled on this in a famous have produced better results. The least one
documents with technical specifications in case (European Court of Justice Case C-496/99 can say is that significant costs would have
September 2005. A “first offer” was – Commission v. Succhi di Frutta SpA.(2004)): been avoided: For the preparation of a
requested by June 2006. The conceptual “The principle of transparency ...implies that reference design and the preparation of the
design had to be accompanied by a physical all the conditions and detailed rules of the tender documents. At least € 100 million
model. An example model was already award procedure must be drawn up in a clear, has been spent on consultancy.
provided by the contracting entity, BAM. precise and unequivocal manner in the notice
The model showed a bridge in two layers of contract documents so that, first, all In addition, each of the four consortia has
(“double decked”), but the tender documents reasonably informed tenderers exercising invested some € 10 million in proposal costs.
specified clearly that the tenderers were ordinary care can understand their exact In a competitive dialogue the four bidders
expected to be creative and that the boundary significance and interpret them in the same could have been guided as to the wishes of the
conditions were indicative only. way and, secondly, the contracting authority authority and a process of orderly selection
Elsewhere in the tender documents, however, is able to ascertain whether the tenders could have been initiated by continued dialogue.
an obscure passage requires that the existing submitted satisfy the criteria applying to the
constraints for spatial planning should be relevant contract.” This is not to say that this particular project
respected. This could be interpreted to mean would have had an easy ride, but some of the
that a double-decker bridge might be the only Obviously the tendering process was already procedural errors would have been avoided.
way to meet the specifications. in limbo by the end of October 2005 because The competitive dialogue would also have
the principle of equal treatment had not been provided a better assessment of the technical
One of the four candidates requested respected and court procedures had already possibilities. The comparison between a bridge
clarification from the authority on this point been initiated by at least one candidate. BAM and a tunnel is influenced by prevailing soil
and received as an answer that indeed the nevertheless continued with the evaluation conditions, by the permissible span length and
double-decker bridge is what was expected. and had specified that one of the award by existing technical means. For a tunnel the
BAM only replied to the candidate that asked criteria should be that the exceptional beauty comparison would be for example between a
and did not provide this feedback immediately of design might carry a supplementary cost of cut-and-cover technique or drilling. For the bridge
to the other three candidates. Only in February € 100 million (on a bid price of some € 2 billion) the comparison between a single bridge and
2006 did BAM indicate to the other parties compared to the lowest bidder. This fairly a double-deck bridge requires expert input,
that a double-decker bridge was preferred; subjective criterion had to be assessed by an especially on the cost impact, expertise that
then in April it reversed this requirement. independent committee of architects. The cannot be provided by consultants. Surely,
price difference between the lowest bidder a competitive dialogue with early contractor
In utter confusion only one of the bidders had and the most aesthetic design has been involvement would have produced better results.
assumed that a double-decker bridge was reported to be € 200 million or more.
required, one had changed course months later Seine-Nord Canal (France)
and was therefore handicapped in the final The final outcome of the whole process is still A new canal between Compiègne and the
costing, one stuck to a one-layer bridge, for not known, because the procedure came to a Scheldt basin in northern France will stretch
aesthetic and cost reasons and the fourth came grinding halt for reasons of cost increase, over a distance of some 106 km. The planned
18 Terra et Aqua | Number 132 | September 2013
The question should really be “Why not consider Early Contractor Adaptable development in an uncertain environment
Involvement (ECI)?” Not utilising the ECI process is a missed A second such project is Pluit City Land Development in Indonesia.
opportunity to reach faster and more cost-effective solutions to Wouter de Hamer is the Indonesia Project Manager for Conceptual
complex infrastructure challenges. The two projects described below Design and Modelling Studies for Land Development Island F, which
are examples of the positive potential of involving dredging will cover 190 ha in Jakarta Bay. De Hamer remarks, “Pluit City
contractors early on. Land Development Project is part of an ambitious land reclamation
project in Jakarta Bay. The high-quality residential area will be
These projects are amongst several that will be discussed in depth situated on a new island which promises to bring much-needed
at the upcoming FORUM ON EARLY CONTRACTOR INVOLVEMENT commercial and living space to the overcrowded Indonesian capital.
scheduled for 14-15 November 2013 at Hotel Istana, Kuala Lumpur, Central to its success is an appreciation of the environmental
Malaysia. By examining these on-going projects, the ECI Forum aims context. Issues of urban sprawl, climate change, land subsidence,
to distribute existing knowledge and to stimulate new, creative and on-going plans to better protect Jakarta in the future all have a
ideas for achieving solutions for “Best for the Project”. potential impact on the project. Using ECI, dredging contractors
have been able to demonstrate their expertise and provide inputs
Expanding an existing operational airport for a workable design solution”.
One project is the expansion plans for Brisbane Airport in Australia.
As Paul Coughlan, Project Director for the new Parallel Runway for The Forum: Partnering Creates Possibilities
Brisbane Airport, explains, “This is a complicated and interesting The International Association of Dredging Companies (IADC)
project where an expansion of the existing airport facilities with a with the support of the Eastern Dredging Association (EADA,
second runway presents enormous challenges. It resulted in early part of the World Organization of Dredging Associations that serves
involvement with stakeholders and contractors to see what is the Asia Pacific region) is organising this two-day forum with the
achievable within the confines of an operating airport”. theme, Partnering Creates Possibilities. The event will bring together
canal is part of the European transport Lys) and Wallonia (via the Scheldt and – pre-project 2004-2006
networks (TEN-T) and connects the Paris Sambre) by waterway to the Paris basin. – public hearings
region with the north of France and Belgium, – preliminary design and final choice of
with a further connection to the ports of Studies to prepare the project have been preferred routing; cost estimate
Antwerp and Rotterdam. The routing in taking place for more than a decade. The – official acceptance of the project as a
Belgium will connect both Flanders (via the more recent stages were: priority infrastructure: 2008. This phase
On Public Procurement Rules in the EU and Early Contractor Involvement, Part II : Case Studies 19
top-level experts and advisors responsible for construction projects knowledge for making co-operation a success – beyond the
for an in-depth exchange of knowledge. Project owners, financiers, “mediocracy” of a mere compromise.
insurers, contractors, construction lawyers, regulators, government
agencies or NGOs working in the maritime infrastructure Also joining the Forum is Dr Dean Kashiwagi, keynoter in London,
construction industry cannot afford to miss this interactive, who is a Professor at Arizona State University’s School of Sustainable
networking event. Engineering and the Built Environment. He will be joined by
Mr Gerlando Butera, an international construction law specialist
Why is Early Contractor Involvement important? located in Singapore, with extensive experience in dredging and
Anyone involved in large infrastructure projects has come up against reclamation works for the construction of new port facilities, offshore
delays, postponements and risks. And the first question that arises pipelines and beach replenishment and coastal defence works.
is: How could this have been done differently? Why didn’t anyone
see these problems coming? Early Contractor Involvement (ECI) Registration fee is € 995.- per person (this includes all tuition,
can help identify risks and responsibilities, pinpoint obstacles to proceedings and workshops but excludes travel costs and
co-operation and suggest possible methods to eliminate or minimise accommodation). Accommodation at the Hotel Istana can be
differences. The projects mentioned above are just two of several arranged. Sponsorships of the ECI Forum are available and offer a
presentations which will be elaborated and discussed during the valuable opportunity to make your company visible to professionals,
Forum. stakeholders and key players.
This Forum on Early Contractor Involvement in Kuala Lumpur is a For further information about attending and/or sponsoring
follow-up to the outstanding meeting on the subject organised in the Forum please contact:
London 2 years ago and guided by Marc Gramberger, managing Mr. Jurgen Dhollander
director of Prospex, a consultancy group based in Brussels, • Email: dhollander@iadc-dredging.com
specialised in co-operation for excellence. He and his team will once Tel. + 31 (0)70 352 33 34
again introduce participants to the set of attitudes, skills and basic Fax + 31 (0)70 351 26 54
includes the acceptance of environmental – acceptance of two consortia as candidates Operate, Maintain activities.
impact studies for further discussion in a competitive – start of the competitive dialogue with the
– agreement with all public partners about dialogue: Fall 2009. The objective is two consortia in parallel: April 2011. The
the financing (4,200 million euro) to form a public-private partnership candidates retained are Bouyges and Vinci.
– notification of the project and call for (contractual). NB. The contract form – final selection still being evaluated; decision
interest: April 2009 will cover Finance, Design, Construct, expected in June 2014.
20 Terra et Aqua | Number 132 | September 2013
A further observation must be made however: 1) Recital 2 of the current Directive on Public 3) COM(2007)6661 – ‘On the application of
Procurement states this as follows: “The Community law on Public Procurement and
The scale and complexity of the procedures award of contracts concluded in the Concessions to Institutionalised Public-
made it necessary that the environmental Member States on behalf of the State, Private Partnerships’ Commission paper
regional or local authorities and other COM (2011)15 – “On the modernisation
impact study be approved and the necessary bodies governed by public law entities is of EU public procurement policy” (dated
permits obtained prior to starting the subject to the respect of the principles of January 27, 2011).
dialogue. The objective of the dialogue was the Treaty and in particular to the principle
of freedom of movement of goods, the 4) COM(2011)896 – Proposal for a revised
to obtain input on the technical solutions principle of freedom of establishment and
the principle of freedom to provide services directive on public procurement.
for infrastructure works (locks, tunnels, (20/12/2011).
and to the principles deriving therefrom,
aquaducts). So, even though the competitive such as the principle of equal treatment, the
dialogue was used, this is not the ultimate principle of non-discrimination, the principle 5) COM(2011)897 – Proposal for a directive
of mutual recognition, the principle of on the award of concession contracts.
example of early contractor involvement. (20/12/2011).
proportionality and the principle of
In a complete early contractor involvement transparency.”
process – the ideal context – contractor(s) are 6) Mink, F.J. (2012). “On Public Procurement
2) COM(2005)569 – ‘On Public-Private Rules in the European Union and Early
involved prior to preparing the environmental Partnership and Community Law on Public Contractor Involvement”. Terra et Aqua,
impact studies. Procurement and Concessions.’ nr. 129. December, pp. 3-8.
Monitoring Programme for the Maasvlakte 2, Part III - The Effects of Underwater Sound 21
FLOOR HEINIS, CHRIST DE JONG, MICHAEL AINSLIE, WIL BORST AND TIEDO VELLINGA
MONITORING PROGRAMME
FOR THE MAASVLAKTE 2, PART III –
THE EFFECTS OF UNDERWATER SOUND
AB S T RAC T INTRO DU CT IO N Vellinga, 2007). On that basis, it was
concluded in the EIA in 2007 that the area
The Port of Rotterdam is expanding to meet Maasvlakte 2 is the Port of Rotterdam affected is negligible in size by comparison
the growing demand to accommodate large Authority’s port extension project west of the with the total space that is used by the
cargo vessels. The construction of Maasvlakte 2 existing Maasvlakte. The project area comprises animals as feeding grounds and migration
(MV2) started in September 2008. One of the approximately 2,000 hectares gross of which areas.
licensing conditions is the monitoring of the 1,000 hectares is the net infrastructure. The first
underwater sound produced during its phase of the project was finished April 2013. This article focusses on the provision included
construction, with an emphasis on the in the Soil Removal Permit for the construction
establishment of acoustic source levels of the To determine the effects of underwater sound of Maasvlakte 2 on the monitoring of
trailing suction hopper dredgers (TSHDs) generated by dredgers on fish and marine underwater sound related to the construction
during their various activities: dredging, mammals, model calculations were made for activities. The research conducted in the
transport and discharge of sediment. the Environmental Impact Assessment (EIA) on context of the aforementioned provision
the basis of the best knowledge available at focussed on finding answers to the following
TNO (Netherlands Organisation for Applied the time. From these calculations it emerged questions:
Scientific Research) Sonar and Acoustics that the sound level below the water in the – What is the source level of the underwater
carried out measurement and analysis vicinity of dredgers can exceed the hearing sound of the deployed dredgers during the
activities for this monitoring. During an initial threshold of fish and marine mammals. various phases of the dredging cycle?
measurement campaign in September 2008, – How does the dredger sound relate to the
background measurements were performed However, at a distance of more than a few background sound?
in the absence of dredging. Source level and hundred metres away from the vessel, it was – To what extent are the effect contours
background sound measurements were made thought that the threshold for avoidance (determined on the basis of the predicted
in the dredging area while MV2 dredging would not be exceeded (Vertegaal et al., 2007; received levels, weighted on the basis of
activities were underway in September 2009. the hearing sensitivity of the relevant
In a final phase of the study, possible effects species) related to the contours for a
of underwater sound on marine fauna were Above: Following the Environmental Impact Assessment, possible impact on marine organisms
considered for scenarios with and without the underwater sound related to all the different phases predicted in the EIA for a possible impact
dredgers. In this article, the principal results of of the dredging cycle was monitored and compared on marine organisms?
the research are described and discussed in with background sound and other sources of sound
the context of the effects predicted in the from shipping vessels and their potential effects on the The Port of Rotterdam Authority does not
Environmental Impact Assessment. marine fauna. have any extensive expertise in the field of the
22 Terra et Aqua | Number 132 | September 2013
FLOOR HEINIS
received a PhD in Natural Sciences in 1993
from the University of Amsterdam. She is a
consultant specialised in freshwater, estuarine
and marine ecology. From 1988-1999 she
was at AquaSense Consultants. She was
responsible for the marine ecological issues in
the EIA for Maasvlakte 2 and now advises the
Port of Rotterdam Authority on these issues.
CHRIST DE JONG
received a MSc (1986) and PhD (1994) in
Technical Physics from the University of
Eindhoven, the Netherlands. In 1986 he joined
TNO (Netherlands Organisation for Applied
Science), where he works in the field of under-
water and ship acoustics. He is ship acoustic
advisor for the Royal Netherlands Navy. Since
2007 he has studied the environmental impact
of anthropogenic underwater sound.
MICHAEL AINSLIE
received a BSc in Physics from Imperial College,
London, UK in 1981, MSc in Mathematics from
the University of Cambridge, UK in 2011, and
PhD in Ocean Acoustics from the Institute of
Sound and Vibration Research (ISVR), University
of Southampton, UK in 1992. He is Visiting
Professor at ISVR’s Centre for Ultrasonics and Figure 1. Map showing the future Maasvlakte 2 (C, lime green) and the approved sand dredging areas/borrow areas
Underwater Acoustics and was awarded the (green). The red oval shows where sand was actually dredged for the construction of Maasvlakte 2. The large letters
1998 A. B. Wood medal by the UK Institute of show the sites where recordings of underwater sounds were made. Z: background sounds; A: sand dredging;
Acoustics. B: transport of sand (transit); C: construction area (bottom discharge, rainbowing and pumping ashore).
WIL BORST
received a MSc, Civil Eng, at Delft University of this is the part of the research that focusses Hydrophones
Technology in 1974 and joined De Weger specifically on compliance with the Measurements of the background sounds
International, followed by Svasek BV. In 1987 requirements of the permit (determining prior to the construction of Maasvlakte 2
he took over Netherlands Dredging Consultants. source levels for TSHDs); (the baseline measurements) were conducted
From 1991-2002 he lectured part-time at the – Forward modelling: here, on the basis of in the week of 8 -15 September 2008 at a
Groningen State Polytechnic. He is a founding one or more sources, sound levels are fixed location (designated as Z in Figure 1)
member of Blue Pelican Associates. In 2005 he calculated for the entire three-dimensional which was less than 5 km from the borrow
joined the Maasvlakte 2 organisation to draft space below the surface of the water; on area (the area where the sand was dredged)
the EIA and is now responsible for monitoring the basis of these calculations, the predicted and the future Maasvlakte 2. The monitoring
the possible effects on the marine environment. sound as received by marine animals, set-up used in 2008 is shown schematically in
weighted according to the animal’s hearing Figure 2.
TIEDO VELLINGA characteristics, can be drawn up in a map.
received a degree in Civil Engineering from Hydrophones were deployed from a small
Delft University of Technology in 1979. He then UNDERWATER AMBIENT SOUND boat on which the recording system was
joined the Port of Rotterdam Authority working MEASUREMENTS operated. During this week, recordings were
on infrastructure and water management. There are no specific national or international made over a period of 5.5 consecutive days
He is currently Professor, Ports and Waterways standards for measuring underwater ambient 2 m above the seabed and over a period of
at Delft University of Technology, Director sound. Therefore, TNO proposed a measurement more than 3 days in the same period at a
Environmental Monitoring at Maasvlakte 2, plan, which was fixed in consultation with the height of about 7 m above the seabed (total
and project leader for the development of the Port of Rotterdam Authority and the Dutch water depth was approximately 20 m). A six-
Environmental Ship Index. competent authority. second sample was recorded every minute.
24 Terra et Aqua | Number 132 | September 2013
Figure 2. Schematic
representation of the fixed
monitoring set-up at location
Z during the baseline
measurements in 2008.
SESAME thus not visible at the water surface. The basic ships sailing in the Maasvlakte area during the
To eliminate the practical problems associated principles and further details for the ambient 2009 measurement campaign are displayed in
with underwater sound recording from a boat sound measurements in 2008 and 2009 can Figure 4. Weather conditions, such as wind
during an extended time period, TNO be found in Dreschler et al. (2009) and de speed and direction, were monitored by two
developed the Shallow water Extendible Stand Jong et al. (2010). meteo systems: One positioned at a fixed
Alone Acoustic Measuring System SESAME location in the Maasvlakte area and the other
(see Figure 3). SESAME was deployed during In both measurement campaigns, information on board of the measurement ship for the
the Maasvlakte 2 construction in the period on all shipping, including the active dredgers mobile measurements.
25 September to 2 October 2009 at a position in the vicinity of the Maasvlakte 2 area, was
about 2 km east from the measurement logged by using an Automatic Identification The acoustic data collected using the
location of the 2008 campaign. This position System (AIS) receiver to investigate the hydrophones were converted into sound
avoided the risk of damage by fishing vessels correlation between shipping activity and pressure levels (SPL) per one-third-octave band,
to the system, which was underwater and ambient sound levels. The trajectories of all with a frequency range of 20 Hz to 80 kHz
(2008) and 12.5 Hz to 160 kHz (2009). The
different calculation steps required to do this
are described in section 4.2 of the first TNO
report (Dreschler et al., 2009).
Shipping traffic sound arising from marine aggregate dredging phases of the dredging cycle were made at
At frequencies up to 10 kHz, the measured operations (Robinson et al., 2011). a range of locations. The approximate
sound pressure levels proved to be significantly locations of the monitoring stations are
affected by variations in shipping traffic. The Figure 6 gives an example of the geometry shown in Figure 1.
effect was also perceptible at higher frequencies, of the radiated sound level measurements of
but much less so. The effects associated with the dredgers during their various activities. The dipole source levels corresponding to the
shipping started to decline from a frequency The measurements were carried out with two various phases of the dredging cycle were
of approximately 5 kHz onwards. hydrophones at 6 and 12 m from the water determined using “inverse modelling”. This
surface, deployed from a small boat (Figure 7). means that the sound levels measured for
Wind speed each third-octave band at various distances
The wind also affected the measured sound From 22 September to 5 October 2009 from the dredger were back-calculated to the
pressure levels. At higher frequencies, there (inclusive), radiated sound recordings of sound level at the source (in this case the
was a strong positive correlation between individual TSHDs, linked to the various dredger). A detailed description of how these
wind speed and measured sound pressure
levels: above approximately 10 kHz, sound
caused by the wind, for example as a result
of waves, was a significant component of
1/3-octave sound pressure level [dB re μPa2]
The underwater sound recorded by hydrophones (‘underwater microphones’) is generally analysed and quantified
in terms of “levels” and expressed in decibels. Note that there are different “levels” to describe different aspects
of different types of sound and that underwater sound levels are not comparable to sound levels in air.
• The underwater sound measured by a hydrophone or received by a marine animal is here quantified in terms
of a Sound Pressure Level (SPL): ten times the logarithm to the base 10 of the quadratic sound pressure
Rainbowing and Pumping ashore averaged over a specified time interval and in a specified frequency bandwidth; unit: dB re 1 μPa2.
• For the total dose of sound received over a specified time interval a Sound Exposure Level (SEL) was used:
ten times the logarithm to the base 10 of the quadratic sound pressure integrated over a specified time
interval and in a specified frequency bandwidth; unit: dB re 1 μPa2s.
The sound radiated by individual ships and dredgers is quantified in terms of a “source level”. The Monopole
Source Level (MSL) expresses the mean square sound pressure at a distance r in a certain direction in the far field of
the source (where the sound pressure and particle velocity are in-phase and decrease inversely proportional to the
distance from the source), scaled back to a reference distance rref = 1 m from the acoustic centre of the source.
This definition is appropriate for a monopole in free space, i.e., a point source that radiates sound continuously and
Figure 6. Above, procedures for measuring underwater uniformly in all directions, in a homogeneous, isotropic medium, without absorption and free from boundaries.
radiated sound of dredgers during various operations
(de Jong et al., 2010). For a reliable estimation of the In practice, the underwater environment in which sound is measured is complex, because of the effects of
source level, measurements with one or more reflections at the water surface and seabed and of variations of the speed of sound across the water depth.
hydrophones are carried out at several distances Especially the reflections at the water surface often referred to as Lloyd’s Mirror effect, have a large impact on
(d1, d2, d3). MS = Measurement station. the sound radiated by surface ships. When comparing published ship “source levels”, one must be alert for the
definition, the measurement conditions, experimental procedures and environmental parameters, as well as for
inconsistencies in reference distances, units and bandwidths, which are all given in various ways in the literature.
calculations were made and the underlying
assumptions are set out in Chapter 4 of the In this study, the MSL of the dredgers is estimated using a point-to-point propagation loss model, assuming a
TNO report (De Jong et al., 2010). source position at 4 m below the water surface. Because the actual depth of the acoustic centre will differ per
ship, this monopole source level was converted to a Dipole Source Level (DSL), which includes the contribution of
The maximum values for these source levels the surface image and is therefore independent of the assumed source depth. At high frequency, DSL exceeds
for the different activities are shown in MSL by about 3 dB. At low frequency, MSL exceeds DSL by an amount that increases with decreasing frequency.
Figure 8. The figure shows that dredgers Source levels are here expressed in dB re 1 μPa2m2. (The levels are the same as the source levels in “dB re 1 μPa
produce the most sound as they move from at 1 m” which one often encounters in literature, though the levels can never be measured “at 1 m”).
the borrow areas to the discharge area and
vice-versa. The frequency content of sound is reported in standardised ‘third-octave’ bands (ISO 266: 1997). Single number
broadband levels express the energetic sum of the levels in the individual frequency bands. Where appropriate,
During the sand dredging, comparable levels the reported levels are weighted for the sensitivity of marine animals to specific frequencies. The precautionary
were produced although the levels in most M-weighting function (Southall et al. 2007) was used for “high-frequency cetaceans” for the harbour porpoise
third-octave bands were a few decibels lower. Phocoena phocoena and the M-weighting function for “pinnipeds in water” for the harbour seal Phoca vitulina.
During pumping ashore and rainbowing,
the maximum source level at frequencies
between 500 Hz and 10 kHz was comparable
with that of a vessel dredging sand but
substantially lower than at frequencies outside
this range.
Table I. Input data for calculations of sound maps because the calculations are based on a wind
speed of 0 m/s and a sediment sound speed
Parameter Value that is appropriate for coarse sand.
Sediment sound speed 1960 m/s*
The sound maps in Figure 9 are snapshots
Wind speed 0 m/s*
taken from movies showing the variations in
selected on the basis of the best match with activity and speed
Source level the soundscape at the two depths in question
(data from Automatic Identification System)
on 29 September 2009 (0.00 to 24.00 hours).
1 m above the seabed, representative for animals located somewhere
The movies can be found on the DVD
in the water column, with the exception of the upper metres
Depth accompanying the TNO report of Ainslie et al.
(depending on the frequency) 1 m below the water surface,
(2012). The DVD also includes movies for
representative for animals that swim close to the surface
scenarios in which other shipping traffic is
29 September 2009 11.04
Time included and in which no dredgers are active.
29 September 2009 12.02
* These parameters were selected in such a way that the sound was propagated relatively well, resulting in “worst case” In combination with the information about
effect distances. At wind speeds exceeding approx. 4 m/s and lower sediment speeds, dissipation and absorption the shipping traffic (from an AIS), the
prevent sound from travelling as far. The sediment sound speed of 1960 m/s is the velocity of the sound through the measured (maximum) source level of the
seabed, which is different from through water only. The seabed consist (mainly) of sand in the North Sea near the TSHDs during the various activities (Figure 8)
Maasvlakte (Ainslie, 2010). and a statistically averaged source level
spectrum (Wales and Heitmeyer, 2002) for
other ships in the area, the AQUARIUS model
was applied to calculate maps of the Sound
Exposure Level (SEL) accumulated over
24 hours.
ASSESSMENT OF EFFECTS ON thought to result in a permanent increase in Stationary marine mammals and fish
MARINE FAUNA the hearing threshold (PTS) have been taken Based on a comparison of the 24-hour SEL
Underwater sounds can affect marine organisms into account for harbour porpoises and seals. maps (Figures 10 and 11) with the thresholds
in different ways depending on the sound There are no thresholds for fish relating to harm shown in Table II at which fish, harbour
pressure level and the frequency (see, for after exposure to continuous sound generated porpoises and harbour seals may suffer TTS,
example, Richardson et al., 1995; Kastelein et al., by, for example, shipping. The criteria proposed an area can been calculated where these risk
2008). The literature generally distinguishes by the US Fish Hydroacoustic Working Group thresholds are exceeded. Without the
between zones of responsiveness, ranging from (FHWG) relate to pulse sounds generated by pile contribution of dredgers, this area is, at 1 m
a zone in which the sound is heard but where driving (Oestman et al. 2009). There is a above the seafloor (worst case), 68 km2 for
the animal does not respond, to a zone in which distinction here between small fish (< 2 grams small fish and 23 km2 for large fish (30% and
severe physical harm or even death can occur. fresh weight) and larger fish (> 2 grams fresh 10% respectively of the area of 225 km2
In between, there are zones in which behaviour is weight). It is not clear to what extent these studied). When the dredgers are present, these
affected, with the animal swimming away from values can be applied to continuous sound. The areas are 97 km2 and 72 km2 respectively (43%
the sound or being attracted to it, and a zone threshold values for continuous sounds are often and 32%). The areas for seals and harbour
where the animal’s hearing may be affected slightly higher than for pulse sounds and so the porpoises at 1 m above the seafloor are,
temporarily or permanently (temporary hearing application of these criteria to continuous sound respectively, 10 km2 and 0.0 km2 (4% and 0%)
threshold shift = TTS, and permanent hearing would produce a “worst case” description of the assuming regular shipping traffic only, and 72 km2
threshold shift = PTS respectively). possible effects. An overview of the thresholds (seal) and 0.5 km2 (harbour porpoise) (32% and
used can be found in Table II. 0.2%) when the contribution of dredgers is
In addition, there can be masking effects in
some animals. This is the situation in which the
frequency range, and level, of the non-natural
sound is comparable to the sounds produced
by the animals or their prey. This can be a
particular problem for animals that track their
prey using echolocation, the harbour porpoise
being one example. Since ship sounds are
relatively low-frequency sounds, there is no
overlap with the very high frequency of the
vocalisations used by harbour porpoises (in the
120 kHz range) and so this does not play a role.
Table II. SEL thresholds in dB re 1 μPa2s for risk of PTS and TTS. Thresholds for that this was also the maximum source level
harbour porpoise and harbour seal from Southall et al. (2007) and for fish from during sand dredging;
Oestman et al. (2009). –M
inimal propagation loss at higher
frequencies (wind speed 0 m/s an sediment
PTS risk TTS risk sound speed of 1960 m/s).
Species (or group) Weighting
threshold threshold
harbour porpoise 215 195 Mhf The results of the calculations are stated for
harbour seal 203 183 Mpw depths of 1 m and 16 m in Figure 12 and
Table III. For harbour porpoises, the TTS risk
fish > 2 g - 187 none
thresholds are not exceeded at any distance
fish < 2 g - 183 none from the dredging vessel. TTS may occur in
Mhf = M-weighting for “high frequency cetaceans” (including harbour porpoise) seals if they swim past the vessel at a depth of
Mpw = M-weighting for “pinnipeds in water” (seals). 16 m and a distance of 90 m or less. In the
case of fish, the distances are 100 m or less
for larger fish (> 2 g) and 400 m or less for
Table III. Distance to dredgers at which the TTS threshold (see Table II) is small fish (< 2 g). The distances are shorter for
exceeded for harbour porpoises, seals and fish at a depth of 16 m (worst case). animals swimming closer to the sea surface
(Figure 5, top). They are 15 m for seals and
Harbour 20 m for small fish. At this depth, the TTS risk
Seal Fish > 2 g Fish < 2 g
porpoise thresholds are not exceeded for harbour
TTS threshold 183 dB 187 dB 183 dB
195 dB
re 1 μPa2s re 1 μPa2s re 1 μPa2s porpoises and larger fish.
re 1 μPa2s
Distance to The 24-hour sound maps presented in
n/a 90 m 100 m 400 m
dredging vessel Figures 10 and 11 provide an accurate and
In all cases, the animal is moving at a speed of 1 m/s with respect to the dredging vessel. representative picture of the changes in the
Total exposure duration of 24 hours. soundscape during the construction of
Maasvlakte 2. However, on the basis of these
maps, it is not possible to satisfactorily establish
taken into account. These areas are much following worst-case principles: the cumulative dose of sound to which the
smaller for animals located close to the surface. – A total exposure duration of 24 hours; animals are exposed when they are swimming
in reality, the hearing of an animal will through the area. The results of the calculations
Swimming fish and marine mammals recover, at least in part, over the course of presented in Figure 12 and Table III do indeed
The AQUARIUS model was also used to those 24 hours but it is not known at what give an impression of the distance from a TSHD
calculate the levels of underwater sound to level this will be the case; at which animals may suffer TTS but it is not
which individual fish, harbour porpoises and – The highest source level found in the study possible to determine on that basis the
seals were exposed at various depths when was used – the level generated by the probability that this will indeed actually happen.
swimming at a relative speed of 1 m/s in a loudest dredging vessel sailing to and from Actual exposure depends not only on the
straight line past a single TSHD engaged in the borrow area and the discharge area position of the animal with respect to the
dredging sand. The calculations adopted the (dark blue line in Figure 8); it was assumed source and the propagation conditions but also
Table IV. Calculated SEL values for south-north transits (swimming speed = 6 km/h).
on the animal’s behaviour over time. Marine assumed here that animals start to swim level was calculated for all 1440 (24×4×15)
organisms are always on the move and so at intervals of 15 minutes from 15 points animal transits. The total sound exposure level
calculations were also made to determine the situated at intervals of 500 m on a line on the for an animal making the south-north crossing
sound exposure level that harbour porpoises southern edge of the area of 15 x 15 km of 15 km repeatedly without a break in a
and seals receive when swimming along a between kilometre 50 and kilometre 57, consecutive period of 24 hours is estimated to
straight north-south line through the area, proceeding northwards at a speed of 6 km/h. be 9.8 dB (=10log10 (24 h / 2.5 h) higher than
i.e., the aforementioned dynamic sound maps. This means that a single transit through the the exposure for single transits. Table IV
area takes 2.5 hours. It was decided to adopt contains an overview of the mean results of
These calculations were not made for fish. straight lines because all the animals then the exposure calculations. This shows that the
Fish generally swim more slowly than harbour cover the same distance. The starting time for TTS risk thresholds are not exceeded for
porpoises and seals. When estimating the the first 15 animals was midnight on 28/29 swimming harbour porpoises and seals. In
impact on fish, the worst-case approach can September, after which a new group of fact, fewer than 0.1% of the individual seals
be adopted based on the results of the 15 animals started out every 15 min until the and even fewer of the harbour porpoises are
calculations for stationary animals (Figure 6 end of the same day (midnight on 29/30 exposed to a sound level that exceeds the TTS
and Figure 7 and accompanying text). It is September 2009). The total sound exposure risk threshold.
RE F E RE N C E S
Ainslie, M.A. (2010). Principles of Sonar Performance Lucke, K., Siebert, U., Lepper, P.A. and Blanchet, Southall, B.L., Bowles, A.E., Ellison, W.T., Finneran, J.J.,
Modelling. Springer – Praxis, Chichester, UK. M-A. (2009). “Temporary shift in masked hearing Gentry, R.L., Greene Jr., C.R., Kastak, D., Ketten, D.R.,
threshold in a harbor porpoise (Phocoena phocoena) Miller, J.H., Nachtigall, P.E., Richardson, W.J.,
Ainslie, M.A., de Jong, C.A.F., Janmaat, J. and after exposure to seismic airgun stimuli”. Journal of Thomas, J.A. and Tyack, P.L. (2007). Marine
Heemskerk, H.J.M. (2012). Dredger noise during the Acoustical Society of America 125(6), pp 4060- mammal noise exposure criteria: initial scientific
Maasvlakte 2 construction: Noise maps and risk 4070. recommendations, Aquatic Mammals 33(4),
assessment. Commissioned by Port of Rotterdam. pp. 411-522.
TNO report TNO 2012 R 10818. Oestman, R., Buehler, D., Reyff, J.A. and Rodkin R.
See www.noordzeeloket.nl (2009). Technical Guidance for Assessment and Vellinga, T. (2007). Milieueffectrapport Aanleg en
Mitigation of the Hydroacoustic Effects of Pile Bestemming Maasvlakte 2. Nadere toelichting
De Jong, C.A.F., Ainslie, M.A., Dreschler, J., Jansen, E., Driving on Fish. Prepared for California Department vragen en opmerkingen Commissie m.e.r.
Heemskerk, E. and Groen, W. (2010). Underwater noise of Transportation. http://www.dot.ca.gov/hq/env/ Havenbedrijf Rotterdam N.V.
of Trailing Suction Hopper Dredgers at Maasvlakte 2: bio/files/Guidance_Manual_2_09.pdf (last accessed
Analysis of source levels and Background noise. 25 June 2013). Vertegaal, C.T.M., Heinis, F. and Goderie, C.R.J.
Commissioned by Port of Rotterdam. TNO report (2007). Milieueffectrapport Aanleg Maasvlakte 2,
TNO-DV 2010 C335. See www.noordzeeloket.nl Projectorganisatie Maasvlakte (2008). Monitorings- Bijlage Natuur. Havenbedrijf Rotterdam NV.
plan Aanleg Maasvlakte 2 (MV2 Construction Wales, S.S. and Heitmeyer, R.M. (2002).
Dreschler, J., Ainslie, M.A. and de Groen, W.H.M. Monitoring Plan, in Dutch). Official Site of MV2 (in “An ensemble source spectra model for merchant
(2009). Measurements of underwater background Dutch and English) http://www.maasvlakte2.com ship-radiated noise”. Journal of the Acoustical
noise Maasvlakte 2. Commissioned by Port of Society of America, 111, pp. 1211-1231.
Rotterdam. TNO report TNO-DV 2009 C212. Richardson, W.J., Greene Jr., C.R., Malme, C.I. and
See www.noordzeeloket.nl Thomson, D.H. (1995). Marine Mammals and Noise. Weston D.E. (1971). “Intensity-range relations in
Academic Press. San Diego. oceanographic acoustics”. Journal of Sound and
Kastelein, R.A., Verboom, W.C., Terhune, J.M., Vibration 18(2), pp. 271-287.
Jennings, N. and Scholik, A. (2008). Towards a generic Robinson, S.P., Theobald, P.D., Hayman, G., Wang,
evaluation method for wind turbine park permit L.S., Lepper, P.A., Humprey, V. and Mumford, S. Weston D.E. (1976). “Propagation in water with
requests: assessing the effects of construction, (2011). UK: Marine Aggregate Levy Sustainability uniform sound velocity but variable-depth lossy
operation and decommissioning noise on marine Fund. Report MEP F 09/P108 “Measurement of bottom”. Journal of Sound and Vibration 47(4),
mammals in the Dutch North Sea. SEAMARCO underwater noise arising from marine aggregate pp. 473-483.
report no. 1-2008. Commissioned by Deltares. dredging operations”.
32 Terra et Aqua | Number 132 | September 2013
C O N CLUSI ON S sound on animal behaviour, it was decided to TTS (or PTS). Seals swimming past a stationary
focus on the risk that animals experience a vessel dredging sand will only suffer TTS if
Measurements 2008 and 2009 temporary hearing threshold shift (TTS). This they are swimming 1 m above the seafloor at
In 2008, the measured background sound risk is associated with the total underwater a distance of 90 m or less from a dredging
was dominated by underwater sound from sound dose that animals are exposed to during TSHD; if they are swimming at 1 m below the
shipping in virtually the entire frequency 24 hours. TTS onset may occur when the surface, this distance will be approximately
range. Only in situations with little nearby cumulative weighted sound exposure level 11 m. Harbour porpoises will not suffer TTS in
shipping and at frequencies of more than received by an animal exceeds a specified any of the scenarios studied.
10 kHz, the wind was the main determining threshold level. It is likely that this is a safe
factor. Sound pressure levels for the choice, because there are indications that, at The effect distances for fish are larger at 1 m
background sound measured in 2009 were, sound levels below the TTS threshold, there above the seabed: 100 m for fish weighing
in general, slightly higher than during the are no changes in behaviour in some marine more than 2 g and 400 m for smaller fish.
measurements in 2008 and were closely mammal species, including the seal (Southall In the case of fish swimming closer to the
correlated with the distance from passing et al. 2007). surface – at a depth of 1 m – the criterion is
dredgers to the SESAME underwater sound not exceeded for fish weighing more than 2 g
monitoring station. To establish a picture of the possible and the distance will be 20 m for smaller fish.
maximum effect distances, calculations were The threshold value for a permanent threshold
A new method has been developed for the made to determine where, in the area of shift (PTS) was not exceeded in any of the
analysis of the measured radiated sound 15 x 15 km under study, thresholds for TTS cases studied or in any of the species in
associated with the various activities of the onset would be exceeded by sound from ships question.
individual dredgers. TSHDs produced most in the area if an animal were to remain
sound when they were travelling to and from stationary there for a period of 24 hours. From this it can be concluded that the effect
the borrow and discharge areas at relatively contours around a dredger calculated in this
high speed. The next noisiest activity was sand The worst case calculations for animals study are lower for harbour porpoises and
dredging. spending 24 hours at 1 m above the seabed seals than the “few hundred metres”
– which is not realistic for marine mammals mentioned in the EIA and that they are of the
During pumping ashore and rainbowing, the because they have to breathe – produced the same order of magnitude for fish.
source levels in the frequency range between following results:
500 Hz and 10 kHz were comparable with the • For fish, the size of the area affected In reality, marine mammals never stay at the
level of vessels dredging sand, but significantly increases from 23 km2 to 72 km2 as a result same location for a long time in natural
lower at higher and lower frequencies. The of dredging activities; the areas affected for conditions; they are constantly swimming in
lowest sound levels were produced during the smaller fish are 68 km2 and 97 km2 for order to feed and to move from one place to
bottom discharge of sand. It can be assumed regular shipping only and shipping including another.
that the underwater sound generated by the dredging, respectively.
TSHDs in this area was mainly caused by • The area in which seals can suffer TTS is Calculations were therefore made for the
cavitation from the propellers and bow thrusters. 10 km2 in the scenario with regular shipping situation in which seals and harbour porpoises
traffic only and 72 km2 if there is also swam for a period of 24 hours at a realistic
Dredging sound and fish and marine dredging activity. speed of 6 km/h along north-south lines in
mammals • For harbour porpoises, these areas are 0.0 the area measuring 15 x 15 km (9.6 transits in
The EIA (Vertegaal et al., 2007; Vellinga, and 0.5 km2 respectively. 24 hours).
2007) concluded – on the basis of now
outdated assumptions – that the behaviour of The areas are much smaller for animals closer To establish a worst-case scenario (the sound
fish and marine mammals can be influenced to the surface. The threshold value for a level is lower near the surface of the water)
up to a distance of a few hundred metres permanent hearing threshold shift (PTS) was calculations were only conducted for animals
from a dredging vessel. TNO adopted not exceeded in any of the cases studied or in swimming 1 m above the seafloor for a period
different principles, criteria and calculation any of the species in question. of 24 hours. In this rather unrealistic scenario
methods for the final underwater sound (marine mammals are unable to breathe
monitoring study. For the assessment of In order to obtain an impression of more underwater), less than 0.1 % of the harbour
effects on animals, the criteria recommended realistic effect contours, calculations were porpoises and seals are exposed to the risk of
by Southall et al. (2007) were adopted. made to determine the extent to which fish, experiencing a temporary hearing threshold
seals and harbour porpoises swimming (once) shift (TTS), even in the presence of dredging
Because of the lack of relevant data to past a vessel dredging sand at a relatively low activities representative for the construction of
develop thresholds for effects of underwater relative speed of 1 m/s (3.6 km/h) may suffer Maasvlakte 2.
Books / Periodicals Reviewed 33
technique. One reason for this growth is that water injection dredging Two years ago IADC published a Facts
challenged because of insufficient knowledge of the physical difficulty getting it right.
conditions at the project site.
Early Contractor Involvement (ECI) provides an efficient IS ECI ALWAYS A BETTER CHOICE THAN
means of designing and planning infrastructure projects in TRADITIONAL PROCUREMENT SYSTEMS?
a cost-effective, more efficient and less adversarial structure. No, ECI is not always the most optimal choice. For instance,
Using ECI with a properly executed contract that reflects a for repetitive work, such as routine maintenance dredging,
can provide cost-efficient solutions for moderate-sized maintenance About Early Contractor Involvement.
relationship able to deal with project risks should increase ECI does not offer a specific advantage. These types of projects,
transparency and therefore reduce risks, increase shared which are done more regularly, where data is fully available,
responsibilities and limit the reasons for disputes. where environmental assessments have been conducted in the
past and where the contractor has a long-term agreement with
HOW DO TRADITIONAL PROCUREMENT METHODS the client, do not usually require extensive operational planning.
WORK?
WHEN DOES ECI OFFER BENEFITS THAT
dredging projects in water bodies where budgets are not extravagant. Since then many changes, in regulations
With traditional procurement a client/owner must make many
decisions before accurate information has been collected. The TRADITIONAL PROCUREMENT SYSTEMS DO NOT?
experiential knowledge of contractors is rarely requested in the For complex, mega infrastructure projects, such as large
planning stages and is therefore seldom used. This ultimately reclamation works, port expansion and new port development.
leads to inaccurate conclusions, which may have an adverse Contractors are skilled in such projects and when brought in
effect on the project outcome in terms of price, time and quality. early can offer technical knowhow and innovative ideas and
Project designers – who do not necessarily know how to can fast track the procurement process. The contractor’s
But it is not only for budgetary reasons that this method is important. as well as in the number of clients using
scope and cost – come on board first. Thereafter contractors knowledge can help develop more realistic and reliable
brought in. Getting involved when a design has already been operating schedules, also in terms of environment, safety
determined forces contractors to be re-active instead of and cost estimates.
Environmentally injection dredging also makes sense. ECI, have taken place – resulting in the
requires extensive technical expertise.
international association of dredging companies
For further information contact: The CEDA Forum will take place in conjunction with Europort 2013
• Email: digitalhydro@ths.org.uk and will replace the CEDA Dredging Days.
www.ths.org.uk
For further information contact:
CEDA Secretariat
8TH INTERNATIONAL SEDNET CONFERENCE Tel: +31 15 268 2575
NOVEMBER 6-9, 2013 • Email: ceda@dredging.org
LISBON, PORTUGAL www.cedaconferences.org
IADC SEMINAR ON DREDGING & RECLAMATION • descriptions of types of dredging equipment and boundary
OCTOBER 21-25, 2013 conditions for their use;
GRAND PARK CITY HALL HOTEL, SINGAPORE • state-of-the-art dredging and reclamation techniques including
environmental measures;
For (future) decision makers and their advisors in governments, • site and soil investigations, designing and estimating from the
port and harbour authorities, off-shore companies and other contractor’s view;
organisations who have to execute dredging projects, the • costing of projects and types of contracts such as charter,
International Association of Dredging Companies has organised unit rates, lump sum and risk-sharing agreements;
the International Seminar on Dredging and Reclamation at • design and measurement of dredging and reclamation works;
numerous venues often in co-operation with local technical • early contractor involvement.
universities. Since 1993 this week-long Seminar has been
successfully presented in Delft, Singapore, Dubai, Buenos Aires, An important feature of the Seminars is a site visit to a dredging
Abu Dhabi, Bahrain and Brazil. As is appropriate to a dynamic project being executed in the given geographical area. This gives
industry, the Seminar programme is continually updated. the participants the opportunity to see dredging equipment in
In addition to basic dredging methods, new equipment and state- action and to gain a better feeling of the extent of a dredging
of-the-art techniques are explained. activity.
To optimise the chances of the successful completion of a project, Each participant receives a set of comprehensive proceedings
contracting parties should, from the start, fully understand the with an extensive reference list of relevant literature and, at the
requirements of a dredging project. This five-day course strives to end of the week, a Certificate of Achievement in recognition of
provide an understanding through lectures by experts in the field the completion of the coursework.
and workshops, partly conducted on-site in order to give the
“students” hands-on experience. Please note that full attendance is required for obtaining the
Certificate of Achievement. The Seminar starts Monday
Highlights of the programme are: 21 October at 8:45 hrs and ends Friday 25 October at 17:30 hrs.
Day 1: Why Dredging? The Need for Dredging/Project Phasing
Day 2: What is Dredging? Dredging Equipment/Survey Systems The fee for the week-long seminar is € 3,100.- (inclusive VAT).
(includes a site visit) The fee includes all tuition, seminar proceedings, workshops
Day 3: Production of various types of dredgers (includes a visit to and a special participants’ dinner, but excludes travel costs and
a dredging yard) accommodations. Assistance with finding hotel accommodation
Day 4: Preparation of a Dredging Contract, Reclamation, Tender, can be given.
Cost Pricing
Day 5: Contracts For further information contact:
Jurgen Dhollander, International Association of Dredging
Subjects covered include: Companies (IADC)
• overview of the dredging market and the development of new Tel: +31 70 352 3334
ports and maintenance of existing ports; • Email: dhollander@iadc-dredging.com
• project phasing (identification, investigation, feasibility studies, www.iadc-dredging.com
design, construction, and maintenance);
5TH INTERNATIONAL PORTS & THE ENVIRONMENT Especially designed for planning and development officers, consulting
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36 Terra et Aqua | Number 132 | September 2013
Terra et Aqua is published quarterly by the IADC, The International Association © 2013 IADC, The Netherlands
of Dredging Companies. The journal is available on request to individuals or All rights reserved. Electronic storage, reprinting or
organisations with a professional interest in dredging and maritime infrastructure abstracting of the contents is allowed for non-commercial
projects including the development of ports and waterways, coastal protection, purposes with permission of the publisher.
land reclamation, offshore works, environmental remediation and habitat restoration. ISSN 0376-6411
The name Terra et Aqua is a registered trademark. Typesetting and printing by Opmeer Drukkerij bv,
For a free subscription register at www.terra-et-aqua.com The Hague, The Netherlands. PEFC/30-31-372