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ADVISORY SERVICE

ON INTERNATIONAL HUMANITARIAN LAW


____________________________________

Amnesties and International Humanitarian Law:


Purpose and Scope
States party to the 1949 Geneva Conventions and Additional Protocol I of 1977 have an obligation to
take measures necessary to suppress all acts contrary to their provisions. Moreover, States must
investigate war crimes allegedly committed by their nationals or on their territory, and other war crimes
over which they have jurisdiction, such as on the basis of universal jurisdiction, and, if appropriate,
prosecute the suspects. In accordance with these obligations and the limits they impose, States may
adopt certain measures during and in the aftermath of armed conflicts to promote reconciliation and
peace, one of which is amnesties. International humanitarian law (IHL) contains rules pertaining to the
granting and scope of amnesties. Specifically, Article 6(5) of Protocol II additional to the Geneva
Conventions relating to non-international armed conflicts (NIACs) provides that, at the end of hostilities,
the authorities in power shall endeavour to grant the broadest possible amnesty to persons who have
participated in the armed conflict, or those deprived of their liberty for reasons related to the armed
conflict. Importantly, under customary IHL (as identified in Rule 159 of the ICRC customary IHL study 1),
this excludes persons suspected of, accused of, or sentenced for war crimes in NIACs.

Definition of amnesty convictions already handed an offence from serving all or


down and/or lift sentences part of their sentence.
There is no legal definition of already imposed. Amnesties
amnesty in international law may also take the form of a
but it can be understood as an treaty or political agreement. 2 Purposes of amnesties
official legislative or executive
act whereby criminal An amnesty is generally In relation to a situation of
investigation or prosecution of distinguished from a pardon. A armed conflict, the aim of an
an individual, a group or class pardon occurs post- amnesty is to encourage
of persons and/or certain prosecution and revokes the reconciliation and contribute to
offences is prospectively or penalty without absolving the restoring normal relations in
retroactively barred, and any individual(s) concerned of the life of a nation affected by
penalties cancelled. In such responsibility for the crime. 3 In such a situation. 4 As a tool of
cases, an amnesty can halt other words, a pardon does not transitional justice they serve
imminent or ongoing extinguish penal responsibility many functions, including (but
prosecutions, quash but exempts those convicted of not limited to) encouraging the

1
See ICRC customary IHL study Review of the Red Cross, Vol. 90, Cross, Vol. 86, No. 856, December
available at: https://ihl- No. 870, June 2008, pp. 327–341; 2004, pp. 837–851; and Yasmin
databases.icrc.org/customary- Laura M. Olson, “Provoking the Naqvi, “Amnesty for war crimes:
ihl/eng/docs/home dragon on the patio – Matters of Defining the limits of international
2
See ICRC, Commentary on the transitional justice: penal repression recognition”, International Review of
Additional Protocols, 1987, vs. amnesties”, International Review the Red Cross, Vol. 85, No. 851,
para. 4617; OHCHR, Rule-of-Law of the Red Cross, Vol. 88, No. 862, September 2003, pp. 583–625.
3
Tools for Post-Conflict States: June 2006, pp. 275–294; Simon M. See ICRC, Commentary on the
Amnesties, 2009; Anne-Marie Meisenberg, “Legality of amnesties Additional Protocols, 1987,
La Rosa and Carolin Wuerzner, in international humanitarian law: paras 4617–4618.
4
“Armed groups, sanctions and the The Lomé Amnesty Decision of the Idem.
implementation of international Special Court for Sierra Leone”,
humanitarian law”, International International Review of the Red
establishment of the truth persons alleged to have Importantly, the corresponding
and/or preventing resurgence committed, or to have ordered customary IHL rule applicable
or protraction of an armed to be committed, grave in NIAC clarifies that persons
conflict. breaches and bring such suspected of, accused of, or
persons, regardless of their sentenced for war crimes are
Provided that they are not nationality, before their own excluded from such an
extended to war crimes, courts, or extradite them. In amnesty. 7
amnesties can be an important addition, States Parties must
incentive to respect IHL ‒ in take measures necessary for IHL does not address
particular for non-State armed the suppression of all acts amnesties in IACs. However,
groups in the context of NIACs. contrary to the Conventions combatant immunity would
other than the grave breaches. preclude the prosecution of
The UN Security Council, UN persons who are entitled to
General Assembly, UN Furthermore, in both IACs and prisoner-of-war status for
Commission on Human Rights NIACs, it has been established merely participating in
(Res. 1996/71 and Res. under customary IHL that hostilities.
1996/73), NATO and the States must investigate all war
European Union have all crimes allegedly committed by Amnesties, or any other
encouraged the granting of their nationals or armed forces, measures that would, in effect,
amnesties to those who have or on their territory, and, if preclude any genuine
merely participated in appropriate, prosecute the investigation and prosecution
hostilities. 5 suspects. They must also cannot be extended to those
investigate other war crimes suspected of having committed
over which they have war crimes or ordering them to
Obligation of States to jurisdiction and, if appropriate, be committed. This would be
investigate and prosecute prosecute the suspects. 6 incompatible with States’
war crimes committed in obligation to investigate and, if
international and non- appropriate, prosecute alleged
international armed Granting of amnesties offenders. 8
conflicts under IHL
The issue of amnesties for war
Under the system of grave In NIACs, Article 6(5) of crimes has been addressed by
breaches set out in the four Additional Protocol II of 1977 various international courts,
Geneva Conventions of 1949 provides that at “the end of which have generally
(Arts. 49, 50, 129 and 146, hostilities, the authorities in supported the proposition that
respectively) and Additional power shall endeavour to grant war crimes may not be the
Protocol I of 1977 (Art. 85) the broadest possible amnesty object of an amnesty. 9
States Parties are obliged to to persons who have
impose effective penal participated in the armed
sanctions for persons conflict, or those deprived of Relationship between peace
committing, or ordering to be their liberty for reasons related processes, transitional
committed, any of those grave to the armed conflict, whether justice and amnesties
breaches during an they are interned or detained”.
international armed conflict Transitional justice can be
(IAC). They must search for defined as the range of

5
For more information, see ‘Related ocumentId=3ED0B7D33BF425F3C12 and other international crimes before
Practice’ under Rule 159 of the ICRC 57F7D00589C84 an international tribunal; ii) the
customary IHL study: https://ihl- Also, for example, the European Court Furundžija judgment (1998) of the
databases.icrc.org/customary- of Human Rights (ECHR) held, via the International Criminal Tribunal for the
ihl/eng/docs/v2_rul_rule159 Grand Chamber decision in Marguš v. former Yugoslavia, which dealt with the
6
See Rule 158 of the ICRC customary Croatia (27 May 2014), that criminal war crime of torture, outlined that an
IHL study: https://ihl- proceedings for charges of torture and amnesty covering crimes whose
databases.icrc.org/customary- ill-treatment should not be time-barred prohibition had attained the status of
ihl/eng/docs/v1_rul_rule158 or subject to an amnesty and that an jus cogens was invalid; and iii) the
7
See Rule 159 of the ICRC customary amnesty is generally incompatible with Extraordinary Chambers in the Courts
IHL study: https://ihl- the duty to investigate and prosecute of Cambodia (in 2011) affirmed that an
databases.icrc.org/customary- serious crimes, including war crimes. amnesty by royal decree could not
9
ihl/eng/docs/v1_rul_rule159 For example: i) the Special Court for relieve Cambodia of its “absolute
8
See ICRC, Commentary on the First Sierra Leone, in the Decision on obligation to ensure the prosecution or
Geneva Convention, 2nd edition, Challenge to jurisdiction: Lomé Accord punishment of perpetrators of grave
2016, para. 2845: https://ihl- Amnesty (2003), stated that the breaches of the 1949 Geneva
databases.icrc.org/applic/ihl/ihl.nsf/Co granting of amnesties by a State did Conventions, genocide and torture”.
mment.xsp?action=openDocument&d not rule out prosecution for war crimes
processes and mechanisms NIAC. The Inter-American their orders, or owing to their
that seek to address the legacy Court of Human Rights failure to prevent, repress or
of a violent past linked to an (IACHR) held that “the report such acts. 12 If they are
armed conflict or other enactment of amnesty laws on suspected or found guilty of the
situations of violence, and thus the conclusion of hostilities in commission of a war crime
bring about major political non-international armed under one of these forms of
changes in post-conflict conflicts are sometimes liability, then they may not
societies. These processes justified to pave the way to a benefit from an amnesty.
comprise both judicial and non- return to peace”. 10 However,
judicial mechanisms, the the IACHR interpreted
particular aims of which are to: Article 6(5) of Additional Extension to crimes against
(i) establish the truth about Protocol II to exclude humanity, genocide and
gross violations of human amnesties that preclude the other international crimes
rights and war crimes that investigation and prosecution
occurred in the past; of war crimes. In addition to war crimes,
(ii) strengthen the rule of law; amnesties cannot apply to
(iii) ensure reparation for This case (as well as others genocide, crimes against
victims; and (iv) impose mentioned above) illustrates humanity, torture and other
sanctions on the perpetrators. that the right balance must be gross violations of international
The investigation and struck between the pursuit of human rights law.
prosecution of war crimes are peace and ensuring
therefore essential accountability. Regional courts have held that
components of transitional an amnesty cannot cover
justice processes and crimes against humanity
mechanisms. Resulting limitations on generally, 13 nor prevent the
amnesties for war crimes investigation and punishment
The granting of partial or of those responsible for gross
conditional amnesties may be As noted above, amnesties, or violations of human rights,
considered as part of a any other measures that such as torture, 14 abduction,
negotiated settlement to end a would, in effect, preclude any forced imprisonment, arson,
NIAC, or in the broader context genuine investigation and destruction of property,
of any transitional justice prosecution cannot be kidnapping, 15 extrajudicial,
process. However, they must extended to those suspected summary or arbitrary
not bar or hamper the of having committed war execution, and forced
investigation of war crimes, or crimes or ordering them to be disappearance. 16
the prosecution of alleged committed. This would be
perpetrators. incompatible with States’ Such decisions are based on
obligation to investigate and, if obligations under international
Regional courts have dealt appropriate, prosecute alleged law, including existing regional
with this issue in various offenders. 11 human rights obligations. 17
decisions. For example, the
Masacre de El Mozote case In addition, commanders and Furthermore, international and
was the first in which a court other superiors can be held regional human rights bodies,
analysed an amnesty law for criminally responsible for war such as the UN Human Rights
war crimes committed in a crimes committed pursuant to Committee and the Inter-

10
See Massacres of El Mozote and could not cover crimes against Human and Peoples’ Rights held that
Nearby Places v. El Salvador (2012), humanity. an amnesty law adopted with the aim
14
Inter-American Court of Human In Abdülsamet Yaman v. Turkey of nullifying suits or other actions
Rights. (2004), the ECHR highlighted that cannot shield the country from fulfilling
11
For more information, see ICRC, where a State agent is charged with its international obligations under the
Commentary on the First Geneva crimes involving torture or ill-treatment, African Charter on Human and
Convention, 2nd edition, op. cit., note an amnesty or pardon should not be Peoples’ Rights; and ii) in Yeter v.
8. permissible. Turkey (2009), the ECHR reaffirmed
12 15
For more information, see the ICRC See Zimbabwe Human Rights NGO that when an agent of the State is
Advisory Service’s Command Forum v. Zimbabwe (2006), African accused of crimes that violate Article 3
Responsibility and Failure to Act Commission on Human and Peoples’ of the European Convention on Human
factsheet: Rights. Rights, the granting of an amnesty or
16
https://www.icrc.org/en/document/com See the Barrios Altos case (2001), pardon should not be permissible.
mand-responsibility-and-failure-act- Inter-American Court of Human
factsheet Rights.
13 17
In Almonacid-Arellano et al v. Chile For example: i) in Malawi African
(2006), the Inter-American Court of Association and Others v. Mauritania
Human Rights held that an amnesty (2000), the African Commission on
American Commission on Crimes committed by In addition, the Special
Human Rights, have stated children who have taken Representative of the UN
that amnesties are part in hostilities Secretary-General for Children
incompatible with the duty of and Armed Conflict has called
States to investigate serious IHL establishes the obligation on States to consider
crimes under international law for States to investigate and alternatives to prosecution and
and violations of non- punish those responsible for detention of children on the
derogable human rights law. 18 committing war crimes. In grounds of their alleged or
general, this obligation applies actual association with armed
to all persons who commit such groups. 22
Amnesties and statutes of acts, and there is no exception
international criminal for children. However, it is It is therefore necessary to
tribunals essential to consider special consider alternatives to
treatment for children who may criminal justice when dealing
Statutes of various face criminal prosecution for with children who have taken
international criminal tribunals acts committed while taking part in hostilities and are
have explicitly declared that part in hostilities, given their accused of having committed
amnesties granted under age and limited capacity to war crimes.
national law to any person make decisions in armed
falling within the tribunal’s conflict.
jurisdiction shall not be a bar to October 2017
prosecution. 19 The ICRC’s Guiding Principles
for the Domestic
With respect to the Implementation of a
International Criminal Court Comprehensive System of
(ICC) and the principle of Protection for Children
complementarity under the Associated with Armed Forces
ICC Statute, the effect of an or Armed Groups (2009)
amnesty law will be assessed outline that children who are
in light of Article 17 of the alleged to have committed war
Statute, especially with regard crimes should be considered
to a State’s unwillingness to primarily as victims and treated
prosecute. as such.

The Paris Principles: Principles


Legality/constitutionality of and Guidelines on Children
amnesties (before national Associated with Armed Forces
courts) and Armed Groups (2007)
reflect a similar point:
At the national level, courts in Paragraph 3.6 outlines that
various jurisdictions have children “must be treated in
declared amnesties void or accordance with international
inapplicable in the case of law in a framework of
various international crimes. 20 restorative justice and social
In addition, many amnesty rehabilitation, consistent with
laws specifically exclude from international law which offers
their scope persons suspected children special protection
of having committed war through numerous agreements
crimes under international and principles”.
law. 21

18 20
For example, see Juan Gelman et al. For more information, see ‘Related and Law 1820 of 30 December 2016,
v. Uruguay, Case 438-06, Report No. Practice’ under Rule 159 of the ICRC Colombia.
22
30/07, Inter-American Commission on customary IHL study, op. cit., note 5. See Annual report of the Special
21
Human Rights, OEA/Ser.L/V/II.130 For example, see Act No. 2003-309 Representative of the Secretary-
Doc. 22, rev. 1 (2007). of 8 August 2003, Côte d’Ivoire; Act General for Children and Armed
19
See Article 10 of the Statute of the No. 08-020 of 13 October 2008, Conflict (A/HRC/28/54), Human Rights
Special Tribunal for Sierra Leone, and Central African Republic; Council, twenty-eighth session,
Article 6 of the Statute of the Special Act No. 014/006 of 11 February 2014, 29 December 2014.
Tribunal for Lebanon. Democratic Republic of the Congo;

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