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In Detail
Data Access:
Computer Requirements
Required Datasets
A. Creation of CN Grid in ArcMap
Step 1: Preparing land use data for CN Grid
Step 2: Preparing soil data for CN Grid
Step 3: Merging soil and land use data
Step 4: Creating CN Look-Up Table
Step 5: Creating CN Grid
B. Hydrological Modeling in ArcHydroTools and HEC-GeoHMS
Step 6: Watershed and stream network delineation using ArcHydro Tools
Step 6.1: Terrain Preprocessing - Raster Data
Step 6.2: Terrain Preprocessing: Vector Data
Step 7: Terrain processing and HEC-GeoHMS model development
C. Hydraulic modeling in HEC-GeoRAS
Step 8: HEC-GeoRAS hydaulic modeling
Computer Requirements
You must have a computer with the latest windows operating system, and the following programs installed:
(1) ArcGIS 10 (ArcView)
(2) HEC-GeoHMS for ArcGIS 10
(3) HEC-GeoRAS for ArcGIS 10
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You will need to have administrative access to install ArcHydro and HEC-GeoHMS.
Make sure the correct versions of Arc Hydro and GeoHMS tools are installed on the system.
Required Datasets:
(1) Digital Elevation Model (DEM) for the study area;
The DEM and land cover grid from USGS and SSURGO data for Cedar Creek in northeast Indiana are provided as zip file for this tutorial and can be
downloaded here.
The terrain_geohms.zip can be downloaded here.
The baxter_tin data required in section 8.2 can be downloaded here.
Note:
1. The DEM, land use and soil data used in this tutorial are already clipped to the Cedar Creek study watershed;
2. This tutorial uses the SSURGO soil data, which is the highest resolution soil data available in public domain from the United States Department of
Agriculture - Natural Resources Conservation Service (USDA-NRCS). This could be replaced by other soil data (e.g. STATSGO) as long as you know how to
interpret the respective data.
Data Preparation/Pre-processing:
You have already downloaded the three required zip files (cf. above under "required datasets"). If not, you will find the links to the data also below.
1.1. Unzip cngrid.zip in your working directory. The ArcCatalog-view of the data folder is shown below:
1) cedar_ssurgo is the geodatabase with SSURGO spatial and tabular data for the Cedar Creek area;
2) cedar_dem is the raw 30 DEM for Cedar Creek obtained from USGS and clipped for the study watershed;
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3) cedar_lu is the 2001 land cover grid from USGS. All datasets have a common spatial reference (NAD_1983_UTM_16).
1.2. Unzip terrain_geohms.zip in your working directory. The ArcCatalog-view of the data folder is shown below:
1) cedar_dem is the raw 30 DEM for Cedar Creek obtained from USGS and clipped for the study
watershed.
Both raster cedar_dem and streams.shp are already assigned a projected coordinate system
(NAD_1983_UTM_16).
1.3 Unzip the GeoRASdata.zip file in your working directory. It contains the baxter_tin data required in section 8.2
Processing Steps:
A. Workflow for the Creation of CN Grid in ArcMap
Open ArcMap. Create a new empty map, and save it as cngrid.mxd (or any other name). Add Spatial Analyst extension and activate it by clicking on
Customize --> Extensions…, and checking the box next to Spatial Analyst.
The grid is added with a unique symbology assigned to cells having identical numbers as you can see below:
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Save the output raster as lu_reclass in your working folder, and click OK. A new grid named lu_reclass will be added to the map as shown below (if you get
different colors in symbology is absolutely fine).
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The final step in processing land use data is converting the reclassified land use grid into a polygon feature class which will be merged with soil data later. In
ArcToolbox, Click on Conversion Tools->From Raster->Raster to Polygon. Confirm the Input raster is lu_reclass, the Field is Value, output geometry type is
Polygon, and save the Output features as landuse_poly.shp in your working directory (this output is saved only as a shapefile without any other options). Click
OK.
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Now open the table cedar_soil_clip and modify the fields PctA, PctB, PctC, and PctD as previously indicated.
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Now start the Editor to edit the newly created CNLookUp table, and populate it as shown below.
Columns A/B/C/D store curve numbers for corresponding soil groups for each land use category (LUValue). These numbers are obtained from SCS TR55
(1986). Save the edits and stop the Editor. Save the map document.
5. Creating CN Grid
We will use HEC-GeoHMS to create the curve number grid. Activate the HEC-GeoHMS Project View toolbar in the same way as ArcHydro toolbar. HEC-
GeoHMS uses the merged feature class (cedar_soil_lu) and the lookup table (CNLookUp) to create the curve number grid. The format and the field names
that we have used in creating the CNLookUp table are consistent with HEC-GeoHMS. Before we proceed, one final step is to create a field in the merged
feature class (cedar_soil_lu) named “LandUse” that will have land use category information to link it to CNLookUp table. We already have this information
stored in GRIDCODE field, but HEC-GeoHMS looks for this information in LandUse field. So create a field named LandUse (type: short integer), and
populate it by equating it to GRIDCODE.
On the HEC-GeoHMS Project View toolbar, click on Utility->Create Parameter Grids. Choose the lookup parameter as Curve Number (which is default) in
the next window, Click OK, and then select the inputs for the next window as shown below:
HydroDEM for Hydro DEM, cedar_soil_lu (merged soil and land use) for Curve Number Polygon, CNLookUp table for Curve Number Lookup, and leave
the default CNGrid name for the Curve Number Grid.
This process takes a while (actually quite a while!). Be patient and CNGrid will be added to your map document. You can change the symbology of the grid to
make it look pretty!
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Arc Hydro Terrain Preprocessing should be performed in sequential order. All of the preprocessing must be completed before Watershed Processing functions
can be used. DEM reconditioning and filling sinks might not be required depending on the quality of the initial DEM. DEM reconditioning involves
modifying the elevation data to be more consistent with the input vector stream network. This implies an assumption that the stream network data are more
reliable than the DEM data, so you need to use knowledge of the accuracy and reliability of the data sources when deciding whether to do DEM
reconditioning. By doing the DEM reconditioning you can increase the degree of agreement between stream networks delineated from the DEM and the input
vector stream networks.
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This function fills the sinks in a grid. If cells with higher elevation surround a cell, the water is trapped in that cell and cannot flow. The Fill Sinks function
modifies the elevation value to eliminate these problems.
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Confirm that Fdr and Str are the inputs for the
Flow Direction Grid and the Stream Grid
respectively. Unless you are using your sinks for
inclusion in the stream network delineation, the
sink watershed grid and sink link grid inputs are
Null. The output is the stream link grid, with the
default name StrLnk that can be overwritten.
This function creates a grid in which each cell carries a value (grid code) indicating to which catchment the cell belongs. The value corresponds to the value
carried by the stream segment that drains that area, defined in the stream segment link grid.
On the ArcHydro toolbar, select Terrain Preprocessing -> Catchment Grid Delineation.
Confirm that the input to the Flow Direction Grid and Link Grid are Fdr and Lnk respectively. The output is the Catchment Grid layer. Cat is its default name
that can be overwritten by the user.
Press OK. Upon successful completion of the process, the Catchment grid Cat is added to the map. If you want, you can recolor the grid with unique values to
get a nice display (use properties->symbology).
6.2. Catchment Polygon Processing: Drainage Line, Adjoint Catchment, Drainage Point
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Press OK. Upon successful completion of the process, the polygon feature class Catchment is added to the map. Open the attribute table of Catchment. Notice
that each catchment has a HydroID assigned that is the unique identifier of each catchment within Arc Hydro. Each catchment also has its Length and Area
attributes. These quantities are automatically computed when a feature class becomes part of a geodatabase.
This function converts the input Stream Link grid into a Drainage Line feature class. Each line in the feature class carries the identifier of the catchment in
which it resides. On the ArcHydro toolbar, select Terrain Preprocessing -> Drainage Line Processing.
Confirm that the input to Link Grid is Lnk and to Flow Direction Grid Fdr. The output Drainage Line has the default name DrainageLine that can be
overwritten.
Press OK. Upon successful completion of the process, the linear feature class DrainageLine is added to the map.
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This function allows generating the drainage points associated to the catchments.
On the ArcHydro toolbar, select Terrain Preprocessing -> Drainage Point Processing.
Confirm that the inputs are as below. The output is Drainage Point with the default name DrainagePoint that can be overwritten.
Press OK. Upon successful completion of the process, the point feature class “DrainagePoint” is added to the map.
Arc Hydro toolbar also provides an extensive set of tools for delineating watersheds and subwatersheds. These tools rely on the datasets derived during terrain
processing. This part of the exercise will expose you to some of the Watershed Processing functionality in Arc Hydro.
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When snapping is turned on, if your point is sufficiently near to a drainage line (within around 5 grid cells) then the point will be snapped (i.e. moved) to a
nearby drainage line before delineation of the upstream watershed, otherwise the local watershed draining to the point will be delineated.
Note: You can create more points using the same technique at other locations of interest, but for this exercise we will limit our “batch” delineation to only one
point (outlet).
To perform a batch watershed delineation: on the Arc Hydro toolbar, select Watershed Processing -> Batch Watershed Delineation.
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You can also open the attribute table of BatchPoint to see that the value of “BatchDone = 0” that you assigned to this point earlier is now equal to “1”. This
tells ArcHydro that the batch processing is done. Due to some reason, if you decide to delineate the watershed for this point again, make sure BatchDone is set
to “0”, or else ArcHydro will skip this point.
If you have an existing shapefile or feature class with a set of points that you would like to use instead of interactively creating points, you can do so by using
the following guidelines:
- Make sure the points are close enough (within snapping distance) to the corresponding drainage line feature so that they can be snapped to drainage line
before delineating the watershed.
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Notes:
- Another way to delineate watersheds for existing points is to just load/append these points to the BatchPoint feature class. However, if you want to
distinguish your points (for whatever reason) from the default BatchPoint, it is better to just keep them in separate feature class.
- The WatershedPoints that are created as a result of batch watershed delineation will not have any attributes from the USGS gages or any other point feature
class that you used in delineating the watersheds. If you want to associate the watershed points with attributes from your point features, you will need to use
join and relates or other ways of linking these attributes to watershedpoints. This discussion is beyond the scope of this exercise.
An alternative to delineate watersheds when you do not want to use the batch mode (process a group of points simultaneously) to generate the watershed for a
single point of interest is the Point Delineation tool.
Click on the Point Delineation icon in the ArcHydro toolbar to activate the tool. Zoom-in to the network and click the mouse (along the drainage line) to
create your point of interest.
Fill-in the name and comment as shown below in the form below.
The new point will be added to the WatershedPoint feature class, and the new Watershed will be added to the Watershed feature class.
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Raster Data:
Vector Data:
Confirm that the input as cedar_dem, slope type is percent_rise, and the output will be a slope grid with the default name WshSlopePct that can be
overwritten.
This concludes the terrain processing part. What you have produced is a hydrologic skeleton that can now be used to delineate watersheds or sub-watersheds
for any given point on delineated stream network. The next part of this tutorial involves delineating a watershed to create a HEC-HMS model using HEC-
GeoHMS. Save your map document.
Before you continue, please make sure you have the following datasets in the map document from the previous part.
Raster Data:
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The HEC-GoeHMS project setup menu has tools for defining the outlet for the watershed, and delineating the watershed for the HEC-HMS project. As
multiples HMS basin models can be developed by using the same spatial data, these models are managed by defining two feature classes: ProjectPoint and
ProjectArea. Management of models through ProjectPoint and ProjectArea let users see areas for which HMS basin models are already created, and also allow
users to re-create models with different stream network threshold. It is also convenient to delete projects and associated HMS files through ProjectPoint and
ProjectArea option.
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Click OK.
This will create ProjectPoint and ProjectArea feature classes. In the next window, provide the following inputs:
If you click on Extraction Method drop-down menu, you will see another option “A new threshold” which will delineate streams based on this new threshold
for the new project. For now accept the default original stream definition option. You can write some metadata if you wish,and finally choose the outside
MainView Geodatabase for Project Data Location, and browse to your working directory where cedar.mxd is stored. Click OK.
Click OK on the message regarding successful creation of the project. You will see that new feature classes ProjectArea and ProjectPoint are added to
ArcMap’s table of contents. These feature classes are added to the same geodatabase cedar.gdb.
Next Zoom-in to downstream section of the Cedar creek to define the watershed outlet as shown below:
Select the Add Project Points tool on the HEC-GeoHMS toolbar, and click on the downstream outlet area of the cedar creek to define the outlet point as shown
below as red dot:
Accept the default Point Name and Description (Outlet), and click OK. This will add a point for the watershed outlet in the ProjectPoint feature class. Save
the map document.
Next, select HMS Project Setup->Generate Project. This will create a mesh (by delineating watershed for the outlet in Project Point), and display a message
box asking if you want to create a project for this hatched area as shown below:
(Note: This part could be challenging sometimes. If you face problems in creating Project Area, just delineate a watershed using the point delineation tool in
Arc Hydro for the Project Point feature, and load this watershed polygon into ProjectArea feature class. Make sure the HydroID of ProjectArea is same as
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The basin processing menu has features such as revising sub-basin delineations, dividing basins, and merging streams.
For merging basins, we follow the process that allow us to merges two or more adjacent basins into one. Zoom-in to the area marked in the rectangle below:
Select the three adjacent basins (shown above) using the standard select tool . Click on Basin Processing-> Basin Merge. You will get a message asking to
confirm the merging of selected basins (with basins hatched in background), click Yes. Similarly merge two more sub-basins as shown below:
As a result of this merging, we now have 12 sub-basins and 15 river segments in the project. Save the map document.
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The River Lenght tool computes the length of river segments and stores them in RiverLen field. Select Characteristics->River Length. Confirm the input
River name, and click OK.
You can check the RiverLen field in the input River1 (or whatever name you have for your input river) feature class is populated. Save the map document.
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After the computations are complete, the BasinSlope field in the input Subbasin feature class is populated.
The Longest Flow Path tool will create a feature class with polyline features that will store the longest flow path for each sub-basin. Select Characteristics-
>Longest Flow Path. Confirm the inputs, and leave the default output name LongestFlowPath unchanged. Click OK.
A new feature class storing longest flow path for each sub-basin is created as shown below:
Open the attribute table of Longest Flow Path, and examine its attributes. Close the attribute table, and save the map document.
The Basin Centroid tool will create a Centroid point feature class to store the centroid of each sub-basin. Select Characteristics Basin Centroid. Choose the
default Center of Gravity Method, input Subbasin, leave the default name for Centroid. Click OK.
(Note: Center of Gravity Method computes the centroid as the center of gravity of the sub basin if it is located within the sub basin. If the Center of Gravity is
outside, it is snapped to the closest boundary. Longest Flow Path Method computes the centroid as the center of the longest flow path within the sub basin.
The quality of the results by the two methods is a function of the shape of the sub basin and should be evaluated after they are generated.)
A point feature class showing centroid for each sub-basin is added to the map document.
As centroid locations look reasonable, we will accept the center of gravity method results, and proceed. Save the map document.
The Basin Centroid Elevation tool will compute the elevation for each centroid point using the underlying DEM. Select Characteristics->Centroid Elevation
Update. Confirm the input DEM and centroid feature class, and click OK.
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You can specify the methods that HMS should use for transform (rainfall to runoff) and routing (channel routing) using this function. Of course, this can be
modified and/or assigned inside HMS.
Select Hydrologic Parameters->Select HMS Processes. Confirm input feature classes for Subbasin and River, and click OK. Choose SCS for Loss Method
(getting excess rainfall from total rainfall), SCS for Transform Method (for converting excess rainfall to direct runoff), None for Baseflow Type, and
Muskingum for Route Method (channel routing). Click OK.
You can open the attribute table of subbasin feature class to see that the subbasin methods are added to LossMet, TransMet, and BaseMet fields, respectively.
The Muskingum method is added to RouteMet field in the River feature class. You can treat these methods as tentative which can be changed in HMS model.
Save the map document.
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Confirm the inputs for Subbasin and Curve Number Grid, and click OK.
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(Note: Due to some unknown reasons, if you get an error message at this point saying field cannot be added to a layer, save the map document, exit ArcMap
and open the document, and try again).
In the next window, choose English units (default) from the drop-down menu, and click OK.
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You can also look at the log file and make sure
there are no errors in the data by scrolling to the
bottom of the log file as shown below:
This tool creates a GIS representation of the hydrologic system using a schematic network with basin elements (nodes/links or junctions/edges) and their
connectivity. Select HMS->HMS Schematic. Confirm the inputs, and click OK.
Two new feature classes HMS Link and HMSNode will be added to the map document.
After the schematic is created, you can get a feel of how this model will look like in HEC-HMS by toggling/switching between regular and HMS legend.
Select HMS->Toggle HMS Legend->HMS Legend.
You can keep whatever legend you like. Save the map document.
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Select HMS->Background Shape File. This function captures the geographic information (x,y) of the subbasin boundaries and stream alignments in a text file
that can be read and displayed within HMS. Two shapefiles: one for river and one for sub-basin are created in the project folder. Click OK on the process
completion message box.
Select HMS->Basin Model File. This function will export the information on hydrologic elements (nodes and links), their connectivity and related geographic
information to a text file with .basin extension. The output file CedarCreek.basin (project name with .basin extension) is created in the project folder. Click
OK on the process completion message box.
You can also open the .basin file using Notepad and examine its contents.
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This set of files displayed in project report defines the HMS project that you can open and manipulate in HMS directly without interacting with GIS.
Typically, you will have to modify meteorologic and basin files to reflect field conditions before actually running the HMS model. Close the report. Save the
map document.
This section briefly explains how to interface or open the project files created by GeoHMS using HMS.
Open HEC-HMS, and select File->Open. Browse to CedarCreek.hms file, and click Open. You will see that two folders: Basin Models and Meteorologic
Models will be added to the Watershed Explorer (window on top-left) in HEC-HMS. Expand the Basin Models folder and click on CedarCreek. This will
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To create a geometry file, you need terrain (elevation) data. Click on Add button in ArcMap, and browse to baxter_tin to add the terrain to the map document
(cf. section on "Required Datasets" above regarding the download of the dataset). You must have the same coordinate system for all the data and data frames
used for this tutorial (or any GeoRAS project). Because baxter_tin already has a projected coordinate system, it is applied to the BaxterGeometry data frame.
You can check this by right-clicking on the data frame and looking at its properties.
In the Create All Layers window, accept the default names, and click OK. HEC-GeoRAS creates a geodatabase in the same folder where the map document is
saved, gives the name of the map document to the geodatabase baxter_georas.mdb, in this case), and stores all the feature classes/RAS layers in this
geodatabase.
After creating RAS layers, these are added to the map document with a pre-assigned symbology.Since these layers are empty, our task is to populate some or
all of these layers depending on our project needs, and then create a HEC-RAS geometry file.
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Bank lines are used to distinguish the main channel from the overbank floodplain areas. Information related to bank locations is used to assign different
properties for crosssections. For example, compared to the main channel, overbank areas are assigned higher values of Manning’s n to account for more
roughness caused by vegetation. Creating bank lines is similar to creating the channel centerline, but there are no specific guidelines with regard to line
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Certain guidelines must be followed in creating cross-section cutlines: (1) they are digitized perpendicular to the direction of flow; (2) must span over the
entire flood extent to be modeled; and (3) always digitized from left to right (looking downstream).
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After digitizing the cross-sections, save the edits and stop editing. The next step is to add HEC-RAS attributes to these cutlines. We will add Reach/River
name, station number along the centerline, bank stations and downstream reach lengths. Since all these attributes are based on the intersection of cross-
sections with other layers, make sure each cross-section intersects with the centerline and overbank flow paths to avoid error messages.
Click on RAS Geometry->XS Cut Line Attributes->River/Reach Names. This tool uses the River and Reach attributes of the centerline, and copy them to the
XS Cutlines. Next, click on RAS Geometry->XS Cut Line Attributes->Stationing. This tool will assign station number (distance from each cross-section to
the downstream end of the river) to each cross-section cutline. Next, click on RAS Geometry->XS Cut Line Attributes-> Bank Stations. Confirm XSCutlines
for XS Cut Lines, and Banks for Bank Lines, and click OK.
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Obstructions represent blocked flow areas (areas with no water and no flow). For example, buildings in the floodplain and levees are considered obstructions.
We can add blocked obstructions to our study by using building locations in the aerial photograph.
To define blocked obstructions (in BlockedObs feature class), start editing, and choose Create New Feature as the Task, and BlockedObs as the Target as
shown below:
Use the Sketch tool to define the blocked obstruction, save edits and stop editing. Similar to Ineffective flow areas, the positions and elevations of the
intersection of this obstruction with cross-sections needs to be stored in a table. Click on RAS Geometry->Blocked Obstructions-> Positions. Leave the
default values in the Blocked Obstructions window, and click OK. You will notice that a new table (BlockedPositions) will be added to the map document,
and its content are identical to IneffectivePositions table.
The final task before exporting the GIS data to HEC-RAS geometry file is assigning Manning’s number value to individual cross-sections. In HEC-GeoRAS,
this is accomplished by using a land use feature class with Manning’s n stored for different land use types. Ideally you will store this information in the
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Click OK.
To import the GIS data into HEC-RAS, first go to geometric data editor by clicking on Edit->Geometric Data… In the geometric data editor, click on File-
>Import Geometry Data->GIS Format. Browse to creekRAS.RASImport.sdf file created in GIS, and click OK. The import process will ask for your inputs to
complete. In the Intro tab, confirm US Customary Units for Import data as and click Next.
Confirm the River/Reach data, make sure all import stream lines boxes are checked, and click Next.
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Click on the Copy US to DS button to copy the information from upstream to downstream, and click OK. Next, we will enter pier information. We will
assume twelve 10 ft wide piers with a spacing of 100 ft. Click on Bridge Design button , and enter the information as shown below:
Click on Make Piers, and then click Close. The bridge should now look similar to the figure shown below:
You need to know the actual bridge condition to be able to accurately enter this information, but for this tutorial we have used our intuition (and creativity!) in
designing the bridge. After you are done editing the bridge data, close the bridge/culvert editor, save geometry data and close the geometric editor. We are
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Now click on RAS->Mapping -> Layer Setup to open the post processing layer menu as shown below:
In the layer setup for post-processing, first select the New Analysis option, and name the new analysis as Steady Flow. Browse to Baxter..RASexport.xml for
RAS GIS Export File. Select the Single Terrain Type, and browse to baxter_tin. Browse to your working folder for Output Directory. HEC-GeoRAS will
create a geodatabase with the analysis name (Steady Flow) in your output directory. Accept the default 20 map units for Rasterization Cell Size. Click OK. A
new map (data frame) with the analysis name (Steady Flow) will be added to ArcMap with the terrain data. At this stage the terrain TIN (baxter_tin) is also
converted to a digital elevation model (DEM) and saved in the working folder (Steady Flow) as dtmgrid. The cell size of dtmgrid is equal to the Rasterization
Cell Size you chose in the layer setup window.
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Save the ArcMap document. Congratulations, you have successfully concluded the HECGeoRAS tutorial!
Assessment:
After the inundation map is created, you must check the inundation polygon for its quality. You will have to look at the inundation map and the underlying
terrain to correct errors in the flood inundation polygon. Sometimes you will realize (at the end!) that your terrain has errors, which you need to fix in the
HEC-RAS geometry file. The refinement of flood inundation results to create a hydraulically correct output is not covered in this tutorial - this is an iterative
process requiring several iterations between GIS and HECRAS. The ability to judge the quality of terrain and flood inundation polygon comes with the
knowledge of the study area and experience.
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