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Journal of Cancer and Clinical Oncology

Vol. 3(1), pp. 024-030, February, 2019. © www.premierpublishers.org. ISSN: 5907-4449

Research Article

A Novel Immunohistochemical Signature with the Quantification of


HER2 Predicts the Complete Response in HER2-Positive Breast
Cancer
Anna Novell (PhD)1, Maria Alba Sorolla (PhD)1, Silvia Bielsa (MD, PhD)1,2, Gisela Urgel1,3, Joel
Veas (MD)3 and Antonieta Salud (PhD; MD)1,3
1ResearchGroup of Cancer Biomarkers (GReBiC), IRBLleida, Lleida, Spain
2Pleural
Medicine Unit, Department of Internal Medicine, Arnau de Vilanova University Hospital, Lleida, Spain
3Department of Medical Oncology, Arnau de Vilanova University Hospital, Lleida, Spain

Around 30% of HER2-positive breast cancer patients do not respond to neoadjuvant


chemotherapy (NAC) and anti-HER2 drugs. It is necessary to improve the selection system of
patients who will benefit from this treatment, with others biomarkers that could also predict the
response. HER2, ki67, ER, PR, LC45 and the HER family were quantified by immunochemistry in
HER2+ breast tumors from 99 patients treated with NAC and anti-HER2 drugs. The correlation
between the expression of these proteins and the response rate was evaluated through both an
area under the ROC curve and a logistic regression model analysis. HER2 score 3+ is a poor
predictive biomarker to NAC with anti-HER2 drugs, with an area under the ROC curve (AUC ROC)
HER2 score 3+ of 0.719. HER2 score 2+ with a curve of 0.438, is not associated with a response rate of
treatment. The optimal HER2 score 3+ cutoff point has been proven to yield 21% in HER2-enriched
tumors and 10% in HER2-luminal ones. The signature (AUC=0.809) formed by a high percentage
of HER2 score 3+, a high percentage of Ki67, a low Histo-score of ER and the absence of
involvement lymph nodes is a better predictive combination for response than HER2 score 3+
alone. HER2 status is a poor clinical biomarker. Our proposed signature will improve the selection
of patients who benefit from the neoadjuvant treatment.

Keywords: breast cancer, HER2 score 3+, predictive biomarker, trastuzumab, neoadjuvant chemotherapy.

ABBREVIATIONS

AUC = area under the ROC curve; BC= breast cancer; CI= confidence interval; ER= estrogen receptor; Hsc= histo-score;
IHC= immunohistochemistry; HER2+BC= HER2-positive Breast Cancer; LC45= leucocyte common 45; NAC=
neoadjuvant chemotherapy; O-R= odds-ratio; pCR= pathological complete response; PR= progesterone receptor; Se=
sensitivity; Sp= Specificity; TIL= tumor infiltrating lymphocytes

INTRODUCTION

Trastuzumab is effective in the treatment of HER2-positive therapy consists of chemotherapy combined with
breast cancer (HER2+BC), but not all patients benefit from trastuzumab or with a dual HER2 blockade (trastuzumab
it. Useful and robust biomarkers need to be identified in in combination with either pertuzumab or lapatinib). In the
order to select the most suitable anti-HER2 therapy for adjuvant setting, this therapy has improved patient
every individual tumor feature. These biomarkers help to prognosis, increasing disease-free survival in 40-50% and
decide the precise treatment for each patient and avoid decreasing the dying risk in 33% (Triulzi et al. 2016). In
over-treatment. addition, around 60-70% of the pathological complete
response (pCR) rate has been achieved in the
HER2 status is an established biomarker used to select neoadjuvant setting (Siravegna et al. 2017).
the patients who will benefit from anti-HER2 therapy. This

A Novel Immunohistochemical Signature with the Quantification of HER2 Predicts the Complete Response in HER2-Positive Breast Cancer
Novell et al. 025

HER2 expression status is mainly determined by Standardized surgery was performed after approximately
immunohistochemistry (IHC). The American Society of 6 weeks of neoadjuvant chemotherapy (NTC). The
Clinical Oncology (ASCO)/ the College of American adjuvant radiotherapy (AR) was administered in the
Pathologists (CAP) guidelines have defined three different patients subjected to conservative surgery in both breast
categories related to HER2 expression: a) Negative with and tumoral bed. The axilla was treated with AR in those
IHC 0 or 1+, b) Equivocal with IHC 2+ and c) Positive with patients having more than 3 involved nodes. Both axilla
IHC 3+. ASCO/CAP 2013 recommendations consisted of and chest wall received AR when tumors were larger than
establishing HER2 positivity or IHC 3+ when tumors 5 cm. Additionally, the patients with HER2-luminal tumors
exhibited at least 10% of the cells with intense complete received adjuvant hormonotherapy treatment. The
membrane staining (Wolff et al. 2018). adjuvant anti-HER2 drugs were administered in every
patient of this study.
There is an increasing body of evidence indicating that the
simple detection of HER2 status seems insufficient to Follow-up time was calculated from the date of tumor
predict patients who will benefit from anti-HER2 therapy. resection up to the date of death, or up to the last visit for
Previous studies suggested that it is necessary to combine surviving patients. The last follow-up recording was
the expression of HER2 with other biomarkers. Recently, conducted in August 2018.
there are some biomarkers that have been described as
being implicated in the response grade of trastuzumab and Immunohistochemical analysis
the different mechanisms of resistance to it (Pogue-Geile
et al. 2013). Formalin-fixed and paraffin-embedded breast tumors were
cut into 3 µm slices and dried 1h at 65°C. Sections were
On the one hand, it is necessary to find robust biomarkers dewaxed in xylene and rehydrated by decreasing the
in the neoadjuvant setting, in order to stratify subjects who concentrations of ethanol, and washed with PBS. Then,
are most likely to benefit from anti-HER2 therapy. A better slides were subjected to antigen retrieval for all antibodies
patient selection would limit the risk of side effects and through heat treatment at 95°C for 20 min in buffer
overtreatment, improving the outcome of all patients with (DAKO). Before staining, endogenous peroxidases were
early-stage HER2+ BC (Nuciforo et al. 2015; Di Modica et blocked. Primary antibodies were: Ki67 (ready-to-use;
al. 2017; Varadan et al. 2016). On the other hand, the MIB; DAKO); Estrogen receptor (ER) (ready-to-use; 1D5;
accepted conclusion that “more HER2, more response” is DAKO); Progesterone Receptor (PR) (ready-to-use;
not clear. In fact, there are patients with high HER2 PgR636; DAKO); HER2 (Herceptest kit; Dako); EGFR
expression who do not obtain a good response (Joensuu a(1/100; H11; DAKO); HER3 (1/50, DAK-H3-IC; DAKO) ;
et al. 2011; Gullo et al. 2009). HER4 (1/100, 111B2, Cell Signaling) and Leucocyte
The aim of our study was the assessment of the predictive Common 45 (LC45) (ready-to-use, PD7/26 + 2B11,
value of HER2 alone and together with other biomarkers DAKO). Anti-LC45 recognizes both B and T lymphocytes,
to predict the response rate when using a combination of as an indicator to tumor-infiltrating lymphocytes (TIL).
NAC and anti-HER2 therapy.
For all of these antibodies, the reaction was visualized with
Envision Flex (Dako). Sections were counterstained with
METHODS hematoxylin. Finally, in order to determine the specificity of
the immunostaining, primary lung cancer was used as a
Patients positive control. As a negative control, the primary
antibody was omitted, replaced by non-immune serum.
A total of 99 patients, diagnosed with HER2+ BC and Immunohistochemical (IHC) staining were evaluated and
treated at the Arnau de Vilanova University Hospital scored independently by two investigators who reached, in
(Lleida, Spain), collected from January 2010 to December case of discrepancy, a final decision by consensus. The
2017. The majority of patients were subjected to standard immunostaining of each protein was scored using different
preoperative treatment, consisting of one term of 4 cycles criteria. Ki67 and LC45 were calculated though the
of both anthracyclines and cyclophosphamide followed by percentage of staining nuclei. ER and PR were evaluated
4 cycles of both taxanes and anti-HER2 drugs. The rest though nuclear Histo-score (Hsc). Membrane EGFR and
were only treated with the combination of taxanes and anti- HER4 were quantified for the percentage of membrane
HER2, due to treatment toxicity. Trastuzumab was the staining. Cytoplasmic and nuclear HER3 and HER4 were
anti-HER2 drug of choice in the majority of patients, determined through Hsc. Finally, HER2 scores were
whereas the dual HER2 blockade was applied to the rest. obtained by averaging 3 fields at 40x magnification, where
Patient response to treatment was evaluated according to the percentage of stained tumoral cells over counted total
Miller-Payne classification. A complete response was cells was considered. Specifically, score 2+ and score 3+
considered to be grade 4 (isolated tumor cell nests) and 5 refers to moderate and strong complete membrane
(absence of tumor cells). Grades ranging from 1 to 3 (more staining, respectively.
than 20% residual tumor) meant lack of response to the
neoadjuvant treatment.
A Novel Immunohistochemical Signature with the Quantification of HER2 Predicts the Complete Response in HER2-Positive Breast Cancer
J. Cancer Clin. Oncol. 026

Hsc provides semi-quantitative measurements of protein Related to treatment types, no differences were observed
expression by taking into consideration both the in the complete response rate according to the regimen of
percentage of positive cells and the intensity of their chemotherapy or anti-HER2 therapy types administered.
staining. An Hsc ranges from 0 (no immune reaction) to
300 (maximal immunoreactivity). Determination of predictive HER2 value in response to
neoadjuvant treatment in HER2+BC
Statistical analysis
HER2 score 3+ had an AUCROC of 0.719, being
Continuous and categorical variables were presented as significantly higher than HER2 score 2+. The AUCROC of
medians (25 – 75 quartiles) and number (percentages), HER2 score 2+ was of 0.438, not being associated with
respectively. Between-group comparisons (responder and the response grade. AUCROC values and confidence
non-responder tumor patients) were performed with the intervals are shown in table 2. Both responder and non-
Fisher’s exact and Mann-Whitney tests. Receiver responder tumors have a similar percentage of stained
operating characteristic (ROC) curves assisted in the tumoral cells with HER2 score 3+ (table 2).
selection of the best discriminating cut-off points of
expression proteins for predicting a complete response. Based on our results, no significant differences between
Measures of test efficacy included sensitivity and the ROC curve of HER2-enriched tumors and Her2-
specificity. For comparisons of AUC the Hanley & McNeil luminal (AUCROC HER2-enriched of 0.748; 95%CI 0.575-0.922
method was used. To adjust for confounders, a backward and AUCROC Her2-Luminal of 0.698; 95%CI 0.559 -0.839 with
conditional stepwise logistic regression model estimated p=0.66).
the impact of each predictor of complete response;
variables which showed statistical significance in the According to the AUCROC obtained from each molecular
bivariate analysis were entered into the multivariate model. subtype of HER2, distinct optimal cut-off values were
Statistical significance was established at p<0.05. determined depending on the HER2 molecular subtype
Analyses were performed using SPSS version 24.0 while maintaining a good balance between sensitivity (Se)
(Statistical Package for the Social Sciences Inc, Chicago, and specificity (Sp). In this regard, the HER2-luminal tumor
IL, USA) and for AUC comparisons with Epidat version 3.1 cut-off value of the HER2 score 3+ was 10%, with a Se of
(Xunta de Galicia, Spain). 69.2% and Sp of 58.8%, same as the approved cut-off
point by ASCO/CAP 2013 for all HER2+BC. In HER2-
enriched tumors, HER2 score 3+ with a cut-off point of
RESULTS 10% had a Se of 77.8% and Sp of 40%. Regarding our
results, its optimal cut-off point was 21% with a Se of
Clinical and pathological characteristics between 72.7% and Sp of 80%.
groups of responder and non-responder to
neoadjuvant treatment in HER2+BC Determination of other biomarkers that predict
response grade to neoadjuvant treatment in HER2+BC
A total of 99 patients with a median age of 56 years (25
and 75 quartiles 47-69 years) were studied. The median Four proteins showed a differential expression in primary
tumor sizes at diagnosis and after treatment were 3 cm (25 tumor core biopsies between responder and non-
and 75 quartiles 0 - 8.6 cm) and 0 cm (25 and 75 quartiles responder groups: the percentage of tumoral cells with
0 -6 cm), respectively. Approximately, half of the patients HER2 score 3+, Hsc of nuclear ER, percentage of Ki67
had affected lymph nodes at diagnosis. The median follow- and percentage of membrane HER4. In addition, all these
up time was 29 months (ranging from 5 to 137) and there variables displayed an AUCROC range between 0.6 and
were 9 metastatic events and 4 deaths reported. The 0.72 (Table 2).
clinical characteristics of the patients are summarized in
Table 1. It was determined that the odss-ratio (OR) and p-value of
these predictive biomarkers had more potential to predict
The complete response to NAC with anti-HER2 therapy a complete response, with their specific cut-off points:
was seen in 66.7% (grade 4 and 5; N=60) and a poor namely, percentage of Her2 score 3+ ≥10 (OR =3.38,
response in 33.3% (grades ranging from 1 to 3; N=39). p=0.005); Histo-score of ER <100 (OR=4.1, p=0.001);
percentage of Ki67 ≥30 (OR=3.1, 0.039); percentage of
According to Her2 intrinsic subtypes, 44% of tumors were membrane HER4 ≥1 (OR=4.9, p=0.012) and the absence
Her2-enriched and 56% were Luminal-Her2. The complete of affected lymph nodes (OR=3.3, p=0.018). The OR
response rate was significantly higher in HER2-enriched confidence interval and p-values are shown in table 3.
than in HER2-Luminal. Nevertheless, the rate of
recurrences and deaths were higher in those which were Remarkably, the combination of 3 from these independent
HER2-enriched. In particular, the 4 dead patients were continuous biomarkers (HER2 score 3+, ER and ki-67)
HER2-enriched, and half of these were responder tumors. plus a clinical variable (absence of involvement lymph
nodes) compose a clinically relevant predictive signature
A Novel Immunohistochemical Signature with the Quantification of HER2 Predicts the Complete Response in HER2-Positive Breast Cancer
Novell et al. 027

to predict a complete response (Figure 1). The predictive 2014). We did not find this association of TIL with the
value of this multivariate model was significantly higher in complete response. We evaluated TIL through IHC of anti-
comparison with HER2 score 3+ alone (AUCROC signature LC45 to provide information more easily on the complexity
=0.81 versus AUCROC HER2 score 3+=0.72 with p=0.04). of the tumor immune microenvironment. Nevertheless, our
assessment of TILs does not give information on the
composition and functional status of the immune infiltrate.
DISCUSSION
High levels of Ki-67 expression have also been described
In this study, the predictive value of HER2 status was as a good predictor of complete response to
assessed in the complete response rate to the chemotherapy in BC (Resende et al. 2018). In this study,
combination of NAC and trastuzumab in HER2+BC Ki-67 has a predictive value of NAC with anti-HER2 drugs
patients. A determination was made in the percentage of with OR of 3.1 and AUCROC of 0.612.
tumoral cells with HER2 score 3+ and score 2+ by IHC.
This would seem to be the first study concluding that HER2 HER4 over-expression, in conjunction with the over-
score 3+ is a poor predictive biomarker and HER2 score expression of HER2, can be cross-activated to release
2+ is not associated with the response grade. 4ICD, enhancing the sensibility to trastuzumab (Portier et
al. 2013; Sassen et al. 2009). It was found that the
It is known that the HER2-enriched tumor subtype shows membrane HER4 expression was related to a complete
a higher pCR rate compared to the HER2-luminal one response with OR of 4.9 and AUC ROC of 0.617.
(Portier et al. 2013; Sassen et al. 2009). Interestingly, it
was found that AUCROC of HER2 score 3+ was equal The most important contribution of this study is the
independently the molecular subtype. According to our generation of a predictive signature of complete response
results, it is believed that the cut-off point of HER2 score to neoadjuvant treatment in HER2+BC, because HER2
3+ would have to be different for each molecular subtype interacts and cross-regulates with other biomarkers, like
of HER2+BC. It was shown that the current clinical cut-off the aforementioned. This signature is composed of HER2
point of HER2 score 3+ (>10%) is appropriate for the score 3+ together with Ki67, ER and lymph nodes
HER2-Luminal group. Conversely, the optimal cut-off point involvement state. Thanks to the combination of HER2
is >21% in the HER2-enriched subtype, having a similar with other biomarkers, the prediction of response grade
sensitivity, but a higher specificity than the current clinical has been improved. The AUCROC of the multivariate model
cut-off point. is higher than HER2 score 3+ alone, being 0.809. This
highlights that our signature is a clinically useful predictor,
There is a discrepancy in literature regarding whether a which becomes a starting point for future studies for further
positive or negative association exists between HER2 validation.
quantity and response grade in HER2-positive tumors
(Giuliano et al. 2015). Our results proved that there are no
major differences between responder and non-responder CONCLUSIONS
groups according to the percentage of stained tumoral
cells with HER2 score 3+. Bear in mind, the benefit from To sum up, this study is the first to show that HER2 score
trastuzumab depends on a complex interaction between 3+ is a poor predictive biomarker of response to NAC and
HER2 and other known and unknown variables. anti-HER2 drugs in HER2+BC. In addition, we suggest
using a specific cutoff point of HER2 according to
It is known that bidirectional HER/ER crosstalk contributes molecular subtype of HER2+BC, being at least 10% of
to the resistance to anti-HER2 therapy (Duchnowska et al. stained tumoral cells in the HER2-luminal group and a 21%
2012; Arpino et al. 2008; Pogue-Geile et al. 2013). in the HER2-enriched group.
Giuliano et al. published a preclinical model that showed a
simultaneous increase in ER and Bcl2 expression in BC We propose a novel and useful predictive signature of
xenografts treated with anti-HER2 therapies (Giuliano et complete response, which is composed by HER2, ER,
al. 2015). In the present results, low expression of ER is a Ki67 and absence of lymph nodes. Remarkably, these
predictive biomarker of complete response with an biomarkers are routinely determined in any pathology
important OR of 4.4 and AUCROC of 0.72. laboratory and thus, our proposed model could easily be
translated in clinical practice.
The relationship between baseline tumor-infiltrating
lymphocytes (TIL) and pCR rates in HER2+BC patients
(Solinas et al. 2017) has also been described. In this ACKNOWLEGMENTS
regard, it was reported that patients with tumors enriched
in genes related to T and B cell responses, chemokine Work supported by IRBLleida Biobank (B.0000682) and
signaling and inflammation have a better benefit from Plataforma Biobancos PT/17/0015/0027.
trastuzumab (Di Modica et al. 2017; Bianchini and Gianni

A Novel Immunohistochemical Signature with the Quantification of HER2 Predicts the Complete Response in HER2-Positive Breast Cancer
J. Cancer Clin. Oncol. 028

COMPLIANCE WITH ETHICAL STANDARDS Gullo G, Bettio D, Torri V, et al (2009) Level of HER2/neu
gene amplification as a predictive factor of response to
Funding trastuzumab-based therapy in patients with HER2-
positive metastatic breast cancer. Invest New Drugs
This study was funded, in part, by the second edition of 27:179–183. doi: 10.1007/s10637-008-9155-y
Martí Via award from Vallformosa Fundation, Spain in the Joensuu H, Sperinde J, Leinonen M, et al (2011) Very high
year 2016. quantitative tumor HER2 content and outcome in early
breast cancer. Ann Oncol 22:2007–2013. doi:
Conflict of interest statement 10.1093/annonc/mdq710
Nuciforo P, Radosevic-Robin N, Ng T, Scaltriti M (2015)
We declare that we have no conflict of interest. Quantification of HER family receptors in breast cancer.
Breast Cancer Res 17:53. doi: 10.1186/s13058-015-
Ethical approval 0561-8
Pogue-Geile KL, Kim C, Jeong J-H, et al (2013) Predicting
The local Ethical Committee (CEIC- number 1232) degree of benefit from adjuvant trastuzumab in NSABP
approved our study. All procedures performed in this trial B-31. J Natl Cancer Inst 105:1782–8. doi:
retrospective study involving human participants were in 10.1093/jnci/djt321
accordance with the ethical standards of the institutional Portier BP, Minca EC, Wang Z, et al (2013) HER4
and/or national research committee and with the 1964 expression status correlates with improved outcome in
Helsinki declaration and its later amendments or both neoadjuvant and adjuvant Trastuzumab treated
comparable ethical standards. invasive breast carcinoma. Oncotarget 4:1662–72. doi:
10.18632/oncotarget.1232
Informed consent Resende U, Cabello C, Oliveira Botelho Ramalho S,
Zeferino LC (2018) Predictors of Pathological Complete
Informed consent was obtained from all individual Response in Women with Clinical Complete Response
participants included in the study. All patient data was to Neoadjuvant Chemotherapy in Breast Carcinoma.
anonymized before the analysis. Oncology 95:229–238. doi: 10.1159/000489785
Sassen A, Diermeier-Daucher S, Sieben M, et al (2009)
Presence of HER4 associates with increased sensitivity
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A Novel Immunohistochemical Signature with the Quantification of HER2 Predicts the Complete Response in HER2-Positive Breast Cancer
Novell et al. 029

APPENDIX

TABLES AND FIGURE


Table 1: Clinical and pathological characteristics of 99 patients with HER2+ breast cancer treated with neoadjuvant
chemotherapy and anti-HER2 therapy
Clinical characteristic N (%)
Age (years) 56 (47-69)*
Diagnostic tumor size (cm) 3 (2,2-4)*
Tumor with affected lymph node 54 (55)
M 7 (7)
Clinic TNM
I 8 (8)
II 31 (31)
III 54 (55)
IV 6 (6)
Tumor subtype
Her2-enriched 44 (44)
Her2-Luminal 55 (56)
Type of neoadjuvant anti-Her2 treatment
Trastuzumab 75 (76)
Doble-drug combination therapy 24 (24)
Chemotherapy
anthracycline plus taxane 67 (68)
taxane 30 (30)
anthracycline 2 (2)
Response Rate
Responder Tumor 60 (61)
Non-responder tumor 39 (39)
Recurrence 9 (9)
Dead 4 (4)
Data are presented as median (25-75 quartiles)* or n (%)

Table 2: Comparison of expression proteins between non-responder and responder HER2-positive primary tumors treated
with neoadjuvant chemotherapy combined with anti-Her2 drugs.
Biomarkers N Responder Tumors No-responder p- value AUCROC (95%CI)
Median (range) Tumors Median (range)
HER2 score 3+ (%) 99 40 (10-80) 7 (2-30) 0.001 0.719 (0.616-0.822)
ER (Hsc) 99 0 (0-238) 260 (40-290) 0.001 0.720 (0.614-0.826)
Ki67 (%) 99 42 (30-62) 40 (29-55) 0.073 0.612 (0.499-0.725)
Membrane HER4 (%) 72 0 (0-0) 0 (0-19) 0.010 0.617 (0.476-0.759)
Cytoplasmic HER3 (Hsc) 78 93 (35-109) 100 (50-130) 0.094 0.613 (0.481-0.744)
Total LC45 (%) 98 35 (20-45) 30 (15-40) 0.545 0.536 (0.42-0.652)
Estromal LC45 (%) 98 30 (15-40) 25 (10-40) 0.468 0.543 (0.427-0.659)
Intratumoral LC45 (%) 98 5 (0-10) 0 (0-10) 0.493 0.539 (0.421-0.657)
PR (Hsc) 99 0 (0-20) 10 (0-55) 0.100 0.587 (0.471-0.702)
Membrane EGFR (%) 77 0 (0-9) 0 (0-0) 0.445 0.540 (0.408-0.671)
Nuclear HER4 (Hsc) 72 0 (0-0) 0 (0-0) 0.236 0.543 (0.407-0.680)
Membrane HER3 (%) 78 10 (0-30) 10 (0-21) 0.751 0.521 (0.391-0.650)
Cytoplasmic HER4 (Hsc) 72 100 (58-133) 100 (15-160) 0.859 0.487 (0.339-0.636)
HER2 score 2+ (%) 99 38 (13-70) 50 (20-70) 0.302 0.438 (0.325-0.552)
The table 2 shows the expression of each possible predictive biomarker in both responder and no-responder groups. In
addition, the AUCROC indicates the association grade between the biomarker expression and the response to neoadjuvant
treatment. The biomarkers with values of AUCROC ≤0.5 are not associated with the response.
Notes: the bold values show significant differences of expression between responder and no-responder groups.
Abbreviations: N= number of analyzed cases; AUCROC= area under curve of ROC analysis; CI=confidence interval; Hsc=
histo-score.

A Novel Immunohistochemical Signature with the Quantification of HER2 Predicts the Complete Response in HER2-Positive Breast Cancer
J. Cancer Clin. Oncol. 030

Table 3: Bivariate analysis for predictive biomarkers of complete response in HER2+ breast cancer patients.
Bivariate analysis
N Biomarkers with its cut-off point
Complete Response Proportion (%) OR 95% CI p-value
99 Her2 score 3+ (%) ≥10 vs <10 44/59 (75%) vs 18/39 (46%) 3.38 1.42-8.06 0.005
99 ER (Hsc) < 100 vs ≥100 * 35/60 (58%) vs 10/39 (26%) 4.1 1.70-98.0 0,001
99 Ki67 (%) >30 vs ≤ 30 44/60 (73%) vs 26/39 (67%) 3.10 1.02-9.40 0.039
72 Mem HER4 (%) ≥1 vs <1 44/48 (92%) vs 18/26 (69%) 4.9 1.3-18.3 0.012
99 Affected lymph nodes 0=N>1 33/45 (73%) vs 27/54 (50%) 3.3 1.3-8.3 0.018
The table 3 shows odds-ratio (OR) of biomarkers with its AUC>0.5, categorized according to the best discriminating cut-
off point of expression proteins for predicting a complete response or the value using in the clinical practice.
Notes: * The cut-off points of ER and PR are currently being used in clinical practice. Abbreviations: N= number of
analyzed cases, Mem= membrane; OR= Odds-Ratio, CI=confidence interval.

Figure 1. An immunohistochemical predictive signature of complete response in HER2+BC. A) Multivariate analysis.


Protein expression profile in primary tumor has a high predictive value to the complete response of neoadjuvant treatment.
The predictive signature is composed for 3 continuous biomarkers (HER2 score 3+, ER and Ki-67) and a clinical variable
(affected lymph nodes state). B) Representative IHC images of predictive signature of complete response.

AUTHORS INFORMATION Antonieta Salud (MD; PhD), Research Group of Cancer


Corresponding Author: Anna Novell (PhD) Research Biomarkers (GReBiC), IRBLleida and Department of Medical
Group of Cancer Biomarkers (GReBiC), IRBLleida, Oncology, Arnau de Vilanova University Hospital, Avda.
Avinguda Alcade Rovira Roure, 80; 25198 Lleida, Spain. Alcalde Rovira Roure, 80; 25198 Lleida, Spain.
Email: anovell@irblleida,cat Tel: +34973003747 Email: asaluds@hotmail.com; Tel:+34 659 96 51 37
CO-AUTHORS
Maria Alba Sorolla (PhD), Research Group of Cancer
Biomarkers (GReBiC), IRBLleida, Avinguda Alcade Rovira
Roure,80; 25198 Lleida, Spain.
Email: msorolla@irblleida.cat; Tel: +34 973 00 37 47 Accepted 11 February 2019
Silvia Bielsa (MD, PhD), Research Group of Cancer
Biomarkers (GReBiC), IRBLleida and Pleural Medicine Unit, Citation: Novell A, Sorolla MA, Bielsa S, Urgel G, Veas J,
Department of Internal Medicine, Arnau de Vilanova Salud A (2019). A Novel Immunohistochemical Signature
University Hospital, Avda. Alcalde Rovira Roure, 80; 25198 with the Quantification of HER2 Predicts the Complete
Lleida, Spain. Response in HER2-Positive Breast Cancer. Journal of
Email: silviabmartn@hotmail.com; Tel: +34 625 78 44 23 Cancer and Clinical Oncology 3(1): 015-023.
Gisela Urgel, Research Group of Cancer Biomarkers
(GReBiC), IRBLleida and Department of Medical Oncology,
Arnau de Vilanova University Hospital, Avda. Alcalde Rovira
Roure, 80; 25198 Lleida, Spain.
Email: gurgel@irblleida.cat; Tel: +34 608 69 15 39 Copyright: © 2019 Novell et al. This is an open-access
Joel Veas (MD), Department of Medical Oncology, Arnau de article distributed under the terms of the Creative
Vilanova University Hospital, Avda. Alcalde Rovira Roure, 80; Commons Attribution License, which permits unrestricted
25198 Lleida, Spain. use, distribution, and reproduction in any medium,
Email: joelveas@gmail.com; Tel: +34 635 81 29 17 provided the original author and source are cited.
A Novel Immunohistochemical Signature with the Quantification of HER2 Predicts the Complete Response in HER2-Positive Breast Cancer

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