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Informe especial / Special report

Community-based participatory action


research: transforming multidisciplinary
practice in primary health care
Marcia Hills,1 Jennifer Mullett,2 and Simon Carroll 2

Suggested citation Hills M, Mullett J, Carroll S. Community-based participatory action research: transforming multidisci-
plinary practice in primary health care. Rev Panam Salud Publica. 2007;21(2/3):125–35.

ABSTRACT Objectives. Health care systems throughout the world are in the process of restructuring
and reforming their health service delivery systems, reorienting themselves to a primary health
care (PHC) model that uses multidisciplinary practice (MDP) teams to provide a range of
coordinated, integrated services. This study explores the challenges of putting the MDP ap-
proach into practice in one community in a city in Canada.
Methods. The data we analyzed were derived from a community-based participatory action
research (CBPAR) project, conducted in 2004, that was used to enhance collaborative MDP
in a PHC center serving a residential and small-business community of 11 000 within a
medium-sized city of approximately 300 000 people in Canada. CBPAR is a planned, system-
atic approach to issues relevant to the community of interest, requires community involve-
ment, has a problem-solving focus, is directed at societal change, and makes a lasting contri-
bution to the community. We drew from one aspect of this complex, multiyear project aimed
at transforming the rhetoric advocating PHC reform into actual sustainable practices. The
community studied was diverse with respect to age, socioeconomics, and lifestyle. Its interdis-
ciplinary team serves approximately 3 000 patients annually, 30% of whom are 65 years or
older. This PHC center’s multidisciplinary, integrated approach to care makes it a member of
a very distinct minority within the larger primary care system in Canada.
Results. Analysis of practice in PHC revealed entrenched and unconscious ideas of the lim-
itations and boundaries of practice. In the rhetoric of PHC, MDP was lauded by many. In prac-
tice, however, collaborative, multidisciplinary team approaches to care were difficult to achieve.
Conclusions. The successful implementation of an MDP approach to PHC requires mov-
ing away from physician-driven care. This can only be achieved once there is a change in the
underlying structures, values, power relations, and roles defined by the health care system and
the community at large, where physicians are traditionally ranked above other care providers.
The CBPAR methodology allows community members and the health-related professionals
who serve them to take ownership of the research and to critically reflect on iterative cycles of
evaluation. This provides an opportunity for practitioners to implement relevant changes
based on internally generated analyses.

Key words Health services research, primary health care, interprofessional relations, patient
care team, health care reform, Canada.

1 School of Nursing, Centre for Community Health 2 Centre for Community Health Promotion Research,
ria, University House 3, Room 102, PO Box 3060,
Promotion Research, Faculty of Human & Social STN CSC, Victoria BC V8W 3R4, Canada; telephone: University of Victoria, Canada.
Development, University of Victoria. Send corre- (250) 472-4102; fax: (250) 472-4836; e-mail: mhills@
spondence to: Marcia Hills, Centre for Community uvic.ca.
Health Promotion Research, University of Victo-

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Special report Hills et al. • Community-based participatory action research in primary health care

Health care systems throughout the kinds of activities. Regardless of their plex delivery system, patient/client-
world are in the process of restructur- backgrounds, health professionals focused care demands multidiscipli-
ing and reforming their health service need a framework that builds linkages nary, interprofessional teamwork in
delivery systems. Government reports and relationships among multiple order to avoid service gaps and du-
and the academic literature consis- health determinants and supports the plication and to achieve coordinated
tently recommend that health care sys- achievement of the MDP approach. patient care (9–12). Secondly, most au-
tems be reoriented to a primary health The data analyzed in this study are thors observe a paucity of empirical
care (PHC) model, with multidiscipli- derived from a CBPAR project that research on the relationship of effec-
nary teams providing a range of coor- was used to enhance collaborative tive multidisciplinary teamwork to
dinated, integrated services. Over the MDP in PHC. We draw from one as- improved patient care (9, 13–15).
past 25 years, the multidisciplinary pect of this complex, multiyear project, While some excellent attempts have
teamwork model has been recognized aimed at putting PHC reform rhetoric been made to isolate factors that
as a prerequisite for implementing into sustainable practice. All data should improve care outcomes (14),
PHC and for addressing the needs of come from work with one of the PHC overall, the area has not received suffi-
clients (1); however, achieving multi- settings. This PHC center sits in an cient attention. There is a need for
disciplinary collaboration is another urban community, within a medium- more empirical research on specific in-
matter. sized city of approximately 300 000 terventions, describing in detail the
It is not easy for professionals, who people. The community itself, with a improvements in care processes and
have been educated and socialized by population of 11 000, is a residential outcomes. The third conclusion, a con-
their disciplines, to shift their orien- and small-business community. The stant theme especially in relation to
tation to seamless multidisciplinary residential area is mixed, with many the PHC setting, is that multidiscipli-
practice (MDP). They are more com- apartment units and a number of nary collaboration is a concept often
fortable within their own disciplines, single-family dwellings. The neighbor- recommended yet seldom practiced
where they share a common theoretical hood is diverse with respect to age, (16). Much of the literature empha-
understanding, similar approaches to socioeconomic levels, and lifestyle. sizes the recurrent failure of PHC
problem-solving, and familiar termi- There is a sizable number of low- teams to coalesce into effective MDPs.
nology. It appears that it is difficult to income, single-parent families, and a Considering the paucity of research,
implement collaborative team practice, high number of seniors (35% over 65 there is a surprising level of consensus
even when it is valued. Establishing years of age). Seventy-five percent of around the idea that effective collabo-
a team is more simple than creating the dwellings are rentals. rative teamwork in PHC is the best
collaborative teamwork (2). Likewise, The PHC center has an interdisci- route to improving continuity, effi-
sharing the same location and office plinary team of physicians, nurse ciency, and coordination of patient
space with various disciplines will not practitioners, clinicians, counselors/ care. This consensus appears to be at-
necessarily result in MDP. educators, social workers, support staff, tributable to a more demanding and
Community-based participatory ac- a management team, and a community- reflective patient population that is in-
tion research (CBPAR) is increasingly based board of directors. It serves ap- creasingly vocal about the lack of co-
recognized among health profession- proximately 3 000 patients annually, of ordination and perceived inefficiencies
als as a viable approach to collabo- which 30% are 65 years or older. The in service delivery (17). It is this per-
ratively researching and improving center has been running for over 30 ceived need for better integrated PHC
community health (3–7). The under- years, making it one of the oldest com- through a patient-centered, rather than
lying premise of the approach is that munity health centers in Canada. Its professional-centered, delivery system
engaging community members and multidisciplinary, integrated approach that has led to the demand for more
service providers as partners in the to care makes it a member of a very multidisciplinary teamwork. Never-
research process is not only respectful, distinct minority within the larger pri- theless, there are other crucial factors
it also increases the researchers’ ability mary care system in Canada. In fact, behind the consensus observed.
to identify, understand, and effec- one member of the research team often Over the past 40 or more years, a
tively address key issues. In a recent pointed out that Canada does not have conception of effective health services
report on educating public health pro- a primary care system! has developed that focuses on shifting
fessionals for the 21st century, the In- resources from a “curative” delivery
stitute of Medicine (United States of model to a “preventative” model of
America) included CBPAR as a focal Multidisciplinary practice: care. The context of this shift is often
area for supplementing traditional rhetoric or reality? called the second epidemiological rev-
curricula (8). olution, where mortality and mor-
Health professionals receive educa- One can draw three broad conclu- bidity in the industrialized world are
tion and training in a wide range of sions from the literature. The first is caused by chronic diseases—diabetes,
disciplines, work in many types of set- a general theoretical agreement that, coronary heart disease, cancer, and se-
tings, and are involved in numerous in the context of an increasingly com- vere mental health problems—rather

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Hills et al. • Community-based participatory action research in primary health care Special report

than communicable ones. It is easy to ship with the British Columbia Health range of skills needed to address com-
demonstrate that chronic disease man- Research Foundation (6). They define plex problems; improved quality and
agement demands a more preventa- CBPAR as a collaboration among com- validity of research; encouragement of
tive approach, with the main delivery munity groups/practitioners, policy- critical subjectivity; promotion of the
system being PHC and access to a makers/decisionmakers, and research- use of knowledge to benefit the com-
range of professions (the multidisci- ers to create new knowledge or munity; strengthened research and
plinary team), as opposed to episodic understanding about a practical issue program capacity; creation of more ef-
health care, and its primary care in order to bring about change. CBPAR fective practices; bridging cultural
physicians and acute care hospitals. is a planned, systematic approach to gaps between partners; provision of
The logic of the multidisciplinary PHC issues relevant to the target commu- funds and employment opportunities
team stems from the need for a coordi- nity, requires community involvement for community partners; directly and
nated and efficient model of care de- in the research, has a problem-solving indirectly improving the health of the
livery. Such a model allows a variety focus, is directed at societal change, communities involved; and involving
of practitioners to create an integrated and makes a lasting contribution to the the marginalized. CBPAR provides the
package of care that is based on the community. The issues are identified opportunity “for communities and sci-
individual patient’s disease trajecto- by the people who have an interest or ence to work in tandem to ensure a
ries. The reason for a PHC team also stake in it, and these stakeholders par- more balanced set of political, social,
comes from the need to monitor local ticipate in all aspects of the research economic, and cultural priorities that
determinants of health and advocate process. By engaging in iterative cycles satisfy the demands of both scientific
for positive changes that encourage of action and reflection, evidence for research and communities” (3). CBPAR
healthy communities. Such a dynamic, change is created and acted upon. is situated within a participatory para-
proactive model of health care deliv- CBPAR is an empowering philosophy of digm and endorses a subjective-
ery demands effective multidiscipli- inquiry, not simply a method, frame- objective ontology that is both trans-
nary teamwork within a constantly de- work, or strategy (19). CBPAR derives actional and interactive (22). The focus
veloping collaborative framework. its philosophical principles from com- of CBPAR is on investigating peo-
But how do we achieve such a team munity development and applies the ple’s individual and collective per-
approach to care? How can a collabo- rigor of action science. CBPAR places spectives and experiences, then using
rative multidisciplinary team ap- stakeholders (government, commu- the knowledge gained to put meaning-
proach be actualized? As stated above, nity, practitioners, and researchers) in ful change into practice.
the literature suggests that even prac- a unique position to facilitate the up- In contrast to orthodox science,
titioners who think they are practicing take of knowledge in order to initiate which presumes the knower and the
this way, in fact may not be. Creating change in MDP. known are separate and independent,
opportunities for practitioners to re- It is critical to distinguish CBPAR CBPAR postulates that the knower
flect on their practice and to engage in from other forms of community re- participates in the known. Evidence is
critical dialogue with others may assist search. A “community” may be a generated from four interdependent
in developing insight about their prac- group that lives in the same geographic ways of knowing: experiential know-
tice. Many strategies, such as change location or one that shares a common ing, presentational knowing, proposi-
management, continuous quality im- interest. Research situated in a commu- tional knowing, and practical knowing
provement, and continuing education, nity is not CBPAR per se simply be- (22, 23). Experiential knowing refers to
have been used to enhance MDP, with cause of its location. CBPAR must ac- direct encounters with persons, places,
varying degrees of success (18). An- tively engage the stakeholders in all or things. Presentational knowing is
other approach, CBPAR, engages aspects of the research process. From grounded in experiential knowing and
practitioners in research about their the identification of the issue or ques- is the way persons represent experi-
practices. This research creates oppor- tion, to the analysis of data and writing ences through imagery, such as dance,
tunities for them to generate their own of the project report, all stakeholders art, drawing, writing, or stories. Pro-
“evidence,” and to make decisions contribute their unique strengths and positional knowing is factual, empiri-
about how to change their practice knowledge to enhance understanding cal knowledge. This form of knowl-
based on this evidence. of the phenomena under study. It is edge is most valued by orthodox
through this collaborative process that science, but is seen as interdependent
new knowledge is integrated with ac- with the other three ways of knowing
Community-based tion to enhance MDP (20, 21). in CBPAR. Practical knowing is know-
participatory action research: Israel et al. (3) describe almost a ing how to do something. It is knowl-
a catalyst for change dozen advantages of using a CBPAR edge in action. This form of knowledge
approach in health research: enhanced synthesizes conceptualizations and ex-
The particular CBPAR approach used relevance, usefulness, and use of the periences into action.
in this study was developed by two of research data by all partners; creation The interdependent nature of the
the authors through a funding relation- of a research team with the diverse four ways of knowing is of critical in-

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Special report Hills et al. • Community-based participatory action research in primary health care

terest in transforming MDP. Inten- munity members who had received Transcripts and field notes
tional action or change is practical health services were asked about their from community forums
knowing (knowledge in action), and perceptions of the key elements of
practical knowing is grounded in PHC. The idea was to develop a A community forum was held with
propositional, presentational, and ex- framework of multidisciplinary, inte- members served by the PHC center.
periential knowing (23). Therefore, grated care from the realities of PHC Posters in the PHC center and vol-
change can be considered to be based practice. Two methods were used to unteers in other center activities in-
on evidence from all four ways of collect this data: a modified critical in- vited community members to attend
knowing (24). cident technique and a Freirian strat- the forums. Thirty-two participants
A community-based research team egy for a community forum (24, 27). attended.
cycles through iterations of reflection, The data were collected and analyzed At the forum, the research project
action, and reflection. Theory (propo- in 2004. was described by members of the in-
sitional knowing) about good MDP is quiry team. Participants engaged in a
built from MDP. As the group mem- number of activities designed to ascer-
bers test theory in the real world of Critical incident technique tain their perceptions of PHC. A
their practice and reflect upon their ex- Freirian methodology (27) was used to
periences, propositional knowledge is A modified critical incident tech- elicit community members’ percep-
created. The more congruent the four nique was used to collect data from tions of the philosophy and practice of
ways of knowing are, the more valid is practitioners at the PHC sites (28). PHC in the context of their local PHC
the evidence for putting change into Members of the multidisciplinary center.
practice. team, including care providers and Transformative in nature, the
CBPAR does not view theory as support staff, were asked to volunteer Freirian methodology is designed to
something that is known and that “in- to be individually interviewed. A total create critical reflection that results
forms” practice. As Van Manen says, of 21 interviews were conducted. The in new understandings, insights, and
“Practice (or life) comes first, and the- interview process engaged partici- new actions. By utilizing a trigger,
ory comes later as a result of reflec- pants in not simply the act of being such as role play, participants are
tion” (25). CBPAR is based on the con- interviewed but also in the process stimulated to reflect on the system
cept of praxis that is dialectical. It is a of reflection. According to Bentz and from within the system. A trigger en-
reflexive relationship, in which both Shapiro (29), “Action research pro- ables participants to discuss, reflect,
action and reflection build on one an- poses to help the system by helping it and learn through facilitated questions
other. In CBPAR, the cycling through gather the information it needs in and discussion. The method of form-
the iterations of action and reflection order to change or to, at least, explore ing a critical conscience follows three
creates praxis, and concomitantly gen- the need for change.” stages: investigation, thematization,
erates evidence for future practice (6). Care team members were asked to and problematization (30). Praxis,
This process grounds practice in the- recall incidents when key elements therefore, is constituted by both a the-
ory, rather than applying theory to were effectively implemented and oretical and an experiential compo-
practice. ineffectively implemented. The inter- nent, and is mediated by dialogue.
In this research project, a structured view protocol was developed by the Participants at the forum were re-
framework was used that consisted of inquiry team and was based on cruited to partake in a role play simu-
a series of logical steps: identifying the key elements identified in the lating a waiting room in a PHC facility.
issues/questions to be researched, de- PHC practice literature. The protocol Some participants were given cards
veloping explicit strategies for service is described in Figure 1. Interviews that instructed them to play a multi-
delivery (practice), putting the strate- were recorded on audio tapes and disciplinary team member: physician,
gies into practice, recording what hap- transcribed. nurse, nurse practitioner, nutritionist,
pens, reflecting on the experience, and After removing all identifying fea- homeopath, naturopath, or social
making sense of the whole venture tures, the transcribed interviews were worker. These role-play participants
(26). In this way, evidence about what distributed to all members of the sat behind the reception desk. Other
constitutes “best practice” in MDP was inquiry team. A subgroup of vol- participants were given a card asking
generated by practitioners, clients, and unteers consisting of practitioners, them to play the role of a client with
the community as they reflected on the researchers, and decisionmakers any one of a number of different ail-
various key elements of PHC (24). conducted a thematic analysis (25). ments and/or concerns. They were in-
This method was particularly use- structed to approach the receptionist,
ful in identifying the specifics of a simulating the typical interactions that
METHODS given concept and assisted the team in occur on a visit to this PHC center. This
truly grasping the practice perspec- role play activity was followed by a
In the initial phase of the research tive of all the key elements of a PHC lively discussion. Critical dialogue was
project, PHC practitioners and com- framework. prompted by a series of questions de-

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FIGURE 1. Critical incident interview questions used in community-based participatory action


research in a community in Canada, 2004

General
• Tell me briefly about the kind of work that you do.
• In a few words, how would you summarize the general aims and purposes of primary health care
practice?

Positive incident
• Take a few minutes to think about a time in your practice when you felt that things went well. A time
in your day to day work that seemed to be successful or productive in terms of the overall aims of
primary health care. Tell me about the situation. Who was involved? Was it uniformly positive, or
were there negative elements/aspects as well?
• Tell me what you, and others involved DID that made you feel that the experience was a success.
• Were there other factors that contributed to the success of this experience?
• In summary, was there anything that stands out for you as being essential to the success of “doing”
primary health care?

Negative incident
• Now think of a time in your practice when things did not go very well. A time in your day to day work
when you were either frustrated in trying to “do” primary health care, or when it just didn’t work out
well. Tell me about the situation.
• Tell me what you and others involved DID that made you think that the experience didn’t work out
well.
• Were there other factors that contributed to the lack of success?
• In summary, was there anything that stands out for you as being of primary importance that con-
tributed to the difficulties in “doing” or implementing primary health care?

Summary
• In the academic, and professional literature, primary health care is characterized as, or spoken about
as, health and social care that is patient-centred, integrated, accessible, participatory, and equitable.
It depends on intersectoral involvement, and includes components that the community defines as es-
sential—such as health promotion, selfcare, and disease prevention activities. It means that treating
the patient also means addressing some of the broader social determinants of health.
• How does this “fit” with your experience?

signed to elicit the participants’ per- themes that are embodied or drama- hand, whereas thematic analysis tries
ceptions of how effectively the key ele- tized in the evolving meanings of the to ward off any tendencies toward pre-
ments of multidisciplinary, integrated work” (25). He continues that this supposition (25). The themes emerge
care in PHC had been implemented. method of analysis is “more accurately directly from the data, from people’s
The protocol used to encourage critical a process of insightful invention, dis- experiences of PHC practice.
dialogue is described in Figure 2. covery, or disclosure . . . Grasping and
formulating a thematic understanding
is not a rule-bound process, but a free RESULTS AND DISCUSSION
Data analysis act of ‘seeing’ meaning . . . Themes
may be understood as the structures of Critical incident interviews
Van Manen’s method of analysis experience” (25). The occurrence of
was used to analyze the data collected similar or related ideas can be clus- Five themes regarding the essential
from both the critical incident inter- tered to constitute themes. ingredients of PHC emerged from the
views and the community forums (25). It is important to distinguish the- critical incident analysis: supportive/
There are no set guidelines for doing matic analysis from other techniques, flexible structures, roles, and resources;
this type of analysis; it is a thoughtful, such as content analysis, analytic cod- collaborative team/collaborative prac-
reflective grasping of what is mean- ing, taxonomic, or other data orga- tice; sense of belonging/ownership;
ingful that renders significance to an nizing practices common to ethnog- client-focused/integrated care; and
experience. As Van Manen suggests, raphy or grounded theory method. equity/power. Of interest in these re-
thematic analysis refers then to “the Generally, these forms of content sults are the strong agreement in two
process of recovering the theme or analysis posit their criteria before- of the themes (of supportive/flexible

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Special report Hills et al. • Community-based participatory action research in primary health care

FIGURE 2. Protocol for Freirian critical dialogue used in community-based participatory action
research in a community in Canada, 2004

Welcome and introductions


The community members were welcomed, and members of the inquiry team provided some brief
comments.

Overview of the project


Members of the inquiry provided background information about the project and answered preliminary
questions that the community members had about the research.
Example: In Canada, most people access health services by going to a doctor at his/her office. At your
primary health care centre, health services are set up differently. For example, you have access to sev-
eral different health professionals and several different programs, different than you find at a physi-
cian’s office.
We are doing a research project to understand the important components of delivering services the
way your health centre does, and we are also trying to understand what could make your health cen-
tre work better. How can we improve services for clients of this primary health care centre?

Purpose of the community forum


The main purpose of this community forum is to have the community (users of the service) be involved
in designing the framework for health service delivery that will be used by the PHC centre. In other
words, what are users of primary health care services perceptions of the essential elements of PHC.
What makes PHC work?

Methodology
A Freirian approach, which simply means using a trigger to stimulate thinking, and following with a se-
ries of questions that provokes critical dialogue. This approach will be used to stimulate dialogue and
debate.

Dialogue
We will begin with a “trigger.” We have created a role play about PHC practice. We are going to imag-
ine that we are in the waiting room of a primary health care centre. Participants are given “role cards”
and asked to imagine themselves as that person in that situation. The participants are asked to have
fun and to exaggerate their roles.
The role play lasts about 15 minutes and is followed by a set of questions, such as:
1. What do you see here? What is going on?
2. How is this scenario similar or different to your experience of accessing services at your primary
health care centre?
This will lead to further dialogue by posing the following questions.
3. What were you looking for when you first came to this primary health care centre?
4. What is it about this primary health care centre that makes you come back?
5. If there were something about the way that services are offered or organized at this centre that you
would change, what would it be?
6. What do you think this centre offers that other places that offer health services, such as walk in clin-
ics, or physician’s private practice, don’t?
These questions are used to guide the dialogue, rather than asked in a series to simply elicit answers
or information.

structures, roles, and resources and that supportive/flexible structures agreed that effective practice was sup-
of sense of belonging/ownership) and a sense of belonging were essen- ported when professionals were aware
and the high variability in the other tial, and present in this PHC setting. of their complementary, overlapping
three themes (of collaborative team For example, it was acknowledged roles, and were able to move beyond
practice, of integrated care, and of that integration of care was strength- territorial issues. Client-centered care
power relations). ened when the multiple disciplines enabled the team to be flexible and cre-
There was consensus from the prac- recognized and valued each other’s ate an environment where the right
titioners and community members strengths and contributions. It was care provider would provide the right

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care. For example, one nurse said: “I supported with many of the things pected outcome, and everyone felt
think we are able here to be less hung that he [the physician] will find diffi- good about the situation. I felt a little
up or focused on trying to define indi- cult, by our counselor, who’s now see- bit uncomfortable with the whole
vidual roles, and our goal is to simply ing her.” In this example, the contribu- process because I felt like my involve-
make sure that whatever the particular tion of the counselor’s work rests in ment with her [the client] over that
issue is . . . and we’re talking about the ability to address issues that the time was less than it would’ve been
basic individual care . . . whatever the physician would find “difficult” and previously, because we have this clini-
issue is, the person who deals with it is not in the intrinsic value of the coun- cal nurse who has got good experience
the right person.” selor’s work vis-à-vis the client’s needs. in that sort of thing. And she [the
However, further analysis revealed Similarly, when nonphysician team nurse] was not resistant to being in-
that although the collaborative team members spent time talking with volved as much as she was. So in the
approach was valued by all, there was clients about the effectiveness of their end it was just my own personal dis-
much greater variability in how multi- medication, or carrying out health ed- comfort.” Interestingly, the physician
disciplinary work was actually prac- ucation, these activities were valued described the nurse as not “resistant to
ticed. In other words, there was a dis- for saving the physician’s time, rather being as involved.” He assumed the
crepancy between the ideal way to than providing comprehensive care perception on the nurse’s part that the
practice and the real-life examples. In for the client. The following statement physician would take responsibility
practice, there was no shared vision of illustrates this: “And [in] the next visit for the care, and in this clinic that may
PHC and much ambiguity around how to the doc, all that explanation [health be the case.
the multidisciplinary team functioned. education] has been done, and the doc Contrast this situation to the follow-
Additionally, the impact of practice on just needs to review the symptoms ing case where a physician advises a
the delivery of services and the impact and determine for him/herself that an- team member (a nurse) not to feel
of power on MDP did not reflect stated tidepressants would be helpful, and guilty and reassures the nurse that, in
values. We realized that these tensions then write the script. So that saves a lot the end, the person is his patient and
had to be critically examined in order from their end too, I think.” Another his responsibility: “And so I [the
to get MDP in line with the values held interviewee described a client who nurse] go back to the doc and said, ‘Oh
by the practitioners. tested the physician’s patience by my, I missed that.’ He [the doctor]
The inquiry team decided to look chronically missing appointments and said, ‘Well, you assessed her [the pa-
more closely at the areas of variability. arriving late. Notice that the follow- tient’s] back, and you knew something
We conducted a second in-depth the- ing anecdote from the interviewee/ was wrong . . . You followed up, and
matic analysis using Van Manen’s ap- counselor stresses her ability to placate did what you were supposed to do.
proach, paying particular attention to the physician, rather than the impor- Chuck the guilt here . . . In the end
these three themes and their interrela- tance of her counseling role: “She’s it’s my patient.’” The reassurance
tionship. Four subthemes emerged [the client] a person who could very amounts to telling the team member
from this analysis. First, team mem- easily wear out the patience of a physi- that she had done her part by passing
bers frequently judged their contribu- cian. Our youth outreach counselor the client on to the physician. The team
tion to the team and to client care in re- has probably pursued her [the client] a member, on the other hand, feels
lation to the physician’s practice. little bit more, and been more flexible guilty because she knows she did not
Second, physicians seemed to feel an about appointments and so on.” explore the problem with the client.
ultimate responsibility for client care.
Third, the concept of “health” (disease Subtheme 2: physicians felt an ulti- Subtheme 3: concept of “health” in-
vs. broad determinants) influenced mate responsibility for client care. fluenced practice and perception.
individual practice, as well as how Working as part of a multidisciplinary Many comments from team members
highly another team member’s prac- team means that practitioners share re- and staff revealed that there is not
tice is valued. Fourth, there was ambi- sponsibility and accountability for the yet a consensus on what constitutes
guity in the definition of roles and the clients’ care. In the interviews, how- health. Health was described differ-
interplay among disciplines. ever, it was evident that physicians felt ently, depending on whether the prac-
the ultimate responsibility for the titioner’s discipline was aligned with
Subtheme 1: team members fre- clients’ care. Even when a dying pa- traditional health services or with
quently judged their contribution to tient received excellent care by others, social services. A counselor, who
the team and to client care in relation as in the following example, the physi- worked in the part of the building
to physician practice. Team members cian felt guilty for not being more in- where social services are usually of-
often described what they do as being volved: “Our nurse did all of that. She fered, described the situation this way:
supportive of the physician’s work [the nurse] knew the situation better “Well, I think the very first one is that
rather than of client’s needs. For exam- than I did and did the necessary home everybody understands what primary
ple, one nurse stated: “She’s a difficult visits very frequently . . . And then she health care is, that it doesn’t mean just
person to care for. Certainly she can be [the client] died, and that was the ex- medical care . . . I think over on this

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Special report Hills et al. • Community-based participatory action research in primary health care

side [this part of the building], because say that what stands out the most is social worker, who I used to talk to in
we spend more time working in the that the medical staff, for whatever the lunchroom or walk down the hall,
community, we tend to think of health reasons, are focused inward and on and knock on her door, it was a tele-
in the broader sense. But also there are their issues . . . and don’t even always phone tag game. You play that tele-
lots of times when we could spend come to staff meetings . . . So we don’t phone tag game for a few years until
more time communicating. So I think have a chance to talk about things. So I those social workers you knew are
that’s the most important piece, that think that that’s the biggest one, is gone and you’ve lost track of them and
everybody agrees what primary health having them recognize the signifi- you make phone calls and you don’t
care is, that it’s not just medical.” cance of what we do, will actually get phone calls back. I think for collab-
One social worker described com- make their work easier rather than oration to work well there needs to be
prehensive care as integrated care, in- them feeling like it adds to their work some time for face-to-face collaborat-
dicating that it is not enough to have to do the other pieces.” ing, and those are hard moments to
the all the constituents of PHC in the steal or create. The shared chart cer-
same building, that is, social issues Subtheme 4: ambiguity of roles and tainly helps, but a chart is very unidi-
plus health issues. These services must the interplay among disciplines. Part mensional, and there’s certainly much
be integrated. That social worker com- of the problem with implementing more richness there that doesn’t al-
mented: “For me it was a goal that PHC multidisciplinary teams is the ways get communicated.”
took some time, actually, to accom- ambiguity of the roles. These are new In addition, the results indicated that
plish. But getting her [the client] to a concepts to many practitioners, and only physicians thought that they were
place where she can get both her social there are no role models for guidance. working in a multidisciplinary way.
services and her sort of more narrow When there is a lack of clarity and a All other practitioners reported that
health services in the same place, and dearth of exemplars, they retreat to they did not think that there was an ef-
those people [social services and what is familiar. The following quote, fective team approach to client care.
health care professionals] have the po- from a nurse, illustrates how pro-
tential at least to work together. I think viders have experienced ambiguity,
they will have to work together be- and the effect it has on practicing as a Community forum
cause the physician, even in this set- team: “I’m just not sure of how doctors
ting, is not as understanding of some and non-health service people work Several themes emerged from the
of the issues in her life as I would like together. I don’t have many good analysis of the community forum tran-
to see him be.” models of that. So I’m not much expe- scripts. Some of the themes coincided
For others, the promise of PHC is rienced with that. I also want to say with those that emerged from the crit-
the expansion of the scope of medical that when people see the vision, they ical incident interviews, while others
care, which has yet to be realized at the get energized and motivated, and vi- told a different story. The two themes
health center. One nurse practitioner sion means that you see the whole pic- that mirrored the critical incident in-
noted: “And so I think that that’s es- ture. So you don’t get stuck in your lit- terviews were: (1) valuing the multi-
sential, that we haven’t talked about tle ‘me’ place, ‘this is how I practice, disciplinary team and (2) understand-
how we can spend more time and . . . I and I don’t want to give up how I ing health as more than medical care.
know that we were excited about practice.’ I think what stops people Unlike the critical incident interviews
doing primary care, with the thought from, or what keeps them holding on with the practitioners, the community
that it would expand the scope of to the old stuff, is that they don’t have members did not comment on the am-
medical care by bringing in nutrition- enough security or detail in what that biguity of the multidisciplinary roles,
ists, or alternate health, or you know, vision is going to be like, and that’s be- the physician being ultimately respon-
getting into other kinds of things, and cause there aren’t that many painted sible for client care, or other providers
I’m feeling a bit frustrated that it pictures out there.” being judged in relation to the physi-
hasn’t really moved beyond the med- Collaboration and sustained collabo- cian. The themes that emerged, and
ical model significantly.” rative relationships require certain lo- some examples are described below.
Some team members expressed gistics. If all team members are not on
frustration that other medical staff did site or there is no face-to-face commu- Theme 1: valuing the multidisciplin-
not value the importance of the disci- nication, it is more difficult to share in- ary team. Several participants com-
plines beyond their own and were not formation and provide integrated care. mented on the team approach and the
interested in meeting to discuss them. Understanding the totality of the team difference it made to their care. In re-
Additionally, some team members member roles is often difficult without sponse to the role play that demon-
perceived that physicians did not un- the practicalities of things, such as a strated people waiting to see the doc-
derstand that working as a team room in which to meet. A nurse practi- tor, one participant said: “I would like
would not increase their workload, tioner expressed this clearly: “We lost to make another comment about the
but would ultimately make their work our social workers . . . and all of a sud- young family [in the role play] saying
easier. One nurse said: “Well, I would den, if I want to talk to this woman’s to the nurse practitioner, ‘I want to see

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Hills et al. • Community-based participatory action research in primary health care Special report

the doctor.’ I had a young family who about caring for the community and unique. Instead, the center’s success
came to the practice and wanted to see what we can do for the people who comes from the supportive structures
the nurse practitioner—[they] got in live in the community to make their that allow team members to demon-
quickly. It was for something like an life better.” strate their caring in different ways.
eye, ear, nose, throat kind of thing that Participants articulated how the For example, the role of volunteers is
a nurse practitioner could make an as- multidisciplinary team’s broad ap- often that of catalyst for community
sessment on very quickly. So, I think proach to health created many oppor- development work. There is a large
that knowing that and having knowl- tunities for community members to network with other community agen-
edge about . . . what the nurse practi- engage in healthy living activities. For cies that allows many services to re-
tioner does really assisted with that example, one participant stated: “Well, main universal, in that there is no
process.” I think the project is more able than charge for them. It is this relationship
Another participant elaborated on any other doctor’s office or clinic could with the community that empowers
this point and stated that by having a be to respond to the whole person. Be- the center to make a significant contri-
team approach “people coming in cause it isn’t just a place where you bution and employ a broader approach
with a variety of problems aren’t come to see a doctor or a nurse practi- to health. One participant stated,
stone-walled, but are sent in the right tioner or to see someone on the health “Where this clinic is different from a
direction, whereas sometimes the doc- side . . . If you have a child you can regular doctor’s clinic is there are
tors just don’t know what other agen- come here. If you want to create an or- things going on here that require peo-
cies or services are out there.” ganization that needs a place to meet, ple’s participation—200 volunteers.”
In fact, participants also saw the you can come here . . . If you have an There was consensus at the forum
team as very broad, extending beyond idea that you think the community that while the medical services may be
the practitioners or professionals. will benefit from, you can bring that the hook that draws most people to the
They included the receptionist, other idea here, and there is a good chance center, the work of the volunteers and
members of the staff, and the volun- that that idea will grow . . . And the the community outreach changes the
teers, in their discussion. In this team approach is very significantly focus/value of the work from “doing
broader view, they did not see the con- different than from stand-alone ser- for, to doing with.” This is reinforced
flict or tension between the team mem- vices out in the community.” by opportunities to mingle with the
bers identified by the practitioners in In addition, participants described practitioners on an informal basis. One
the critical incident interviews. As one how the broad concept of health, re- volunteer said: “I went to a supper [at
participant explained: “[My parents] flected in the team approach, impacted the center] with someone who did my
got all kinds of support from all of the social determinants of health. In one Pap smear! . . . You can also have this
staff here, not just the physicians and such example, a description of pre- sort of informal relationship with
the nurse practitioner. In fact, I think it venting isolation for both young moth- them that I think is really special . . .
was the receptionist who connected ers and seniors, a young mother ex- The diversity of the staff and the vol-
my mom with the Alzheimer’s sup- plained: “I started coming here to the unteers offers a sense of community.
port group. It made a huge, huge dif- drop-in baby group, and that helped Come for my health stuff, and, you
ference for her. My father passed away me out. I got to make friends, a lot of know, be a part of the Board, like it
just about two years ago now, but she my long-term friends have come from makes me feel like I have a little hug in
is still involved with that group that the project, and then I was able to go my life in the neighborhood.”
she started with, and so now she has [to] the doctor here, so it was very All the study results were distrib-
become a support for other people.” helpful to me.” Similarly, a senior uted and discussed at a care team
stated: “When I first came I didn’t meeting with participating practition-
Theme 2: understanding health as really know what the project was all ers and staff. This provided an op-
more than medical care. Not surpris- about. I didn’t need medical advice or portunity for team members to debate
ingly, participant comments at the anything like that, but I met the volun- issues and resolve discrepancies in
community forum focused more on a teer coordinator. She had a project that implementing a multidisciplinary ap-
broader concept of individual health we initiated, and it is still an ongoing proach. Team members found the re-
and the center’s contribution to the project to keep the seniors living in sults surprising, but insightful, and
community, and less on its medical apartments longer in order to create made commitments to further explore
aspects. Their comments reflected the health care in the hospices or their collaborative team practices.
awareness that it is not the medical wherever you go, along with therapy.” In total, five reflection meetings
clinic that keeps one healthy, but the In attempting to determine how a were conducted with team members
links between the multidisciplinary center such as this might flourish in to provide further analysis, interpreta-
team members. One participant ex- other jurisdictions, community mem- tion, explanation of results, and litera-
pressed it this way: “I realized that the bers were clear that it is not these par- ture findings. In addition, information
project [the primary health care center] ticular practitioners who are exception- needs and next steps were discussed.
is not really just about a clinic—it is ally caring or the neighborhood that is A meeting outcome was the develop-

Rev Panam Salud Publica/Pan Am J Public Health 21(2/3), 2007 133


Special report Hills et al. • Community-based participatory action research in primary health care

ment of a framework for multidiscipli- implementation, and conclusions. By proach to PHC requires a movement
nary team practice and integrated enabling the system to examine itself away from physician-driven care. This
client care. The framework is currently and explore the need for change, key can only be accomplished after chang-
being implemented and documented. barriers and underlying beliefs were ing the underlying structures, values,
revealed. The research design was power relations, and definition of roles
based on questions that the practition- within the health care system and the
CONCLUSIONS ers found compelling and wanted to community at large, where physicians
address. Also, the inclusion of practi- are traditionally regarded as being
A growing number of health re- tioners in the interpretation of the above other care providers.
searchers and practitioners have sug- findings led to more reflective conclu- The CBPAR approach provides
gested that the CBPAR approach to sions and processes that also proved practitioners with the opportunity to
public health may add a useful, if not useful for program change. engage in critical dialogue and reflec-
fundamental, aspect to the practice of Analysis of PHC practice revealed tion with other team members; as a re-
PHC (3–7). Advocates of CBPAR be- entrenched and previously unac- sult, practitioners gain insights into
lieve that engaging community mem- knowledged ideas about its limitations their practice. When practitioners are
bers in public health endeavors will and boundaries. In the rhetoric of engaged in research about their prac-
ensure that social and cultural consid- PHC, MDP is lauded by many. In tice, they are presented with the op-
erations of PHC issues will be more practice, however, this can be contra- portunity to generate their own “evi-
fully explored, and that interventions dicted since collaborative, multidisci- dence,” and decide how best to change
will be more responsive to community plinary team approaches to care are their practice to address the issues
needs (3–5). difficult to achieve. Our CBPAR ap- identified. Through the critical inci-
While there are obviously many ap- proach revealed that in this PHC set- dent technique and the Freirian
proaches to implementing multidisci- ting, team members frequently judged methodology, practitioners were able
plinary teamwork in PHC settings, we their contribution to the team and to reflect on their individual and team
found CBPAR methodology allows client care relative to physician prac- practice, and recognize the barriers to
community members, and the health- tice, while physicians felt ultimately implementing collaborative practice.
related professionals who serve them, responsible for client care. The persis- Processes to overcome barriers will be
to take ownership of the research, and tent concept of “health” as disease- developed by the team.
critically reflect on iterative cycles of oriented, rather than incorporating This paper responds to the need for
evaluation. This provides an opportu- broad determinants, influenced indi- research that focuses on the shift from
nity for practitioners to implement vidual practice as well as how team traditional to multidisciplinary care
changes based on internally generated members’ practice was viewed and practices. Improved patient care is gen-
analyses that are not perceived as valued. In addition, although team erally described as efficient, continuous,
being dropped on them from “above.” members believed they were working and coordinated. The benefits of a
Our CBPAR approach helped us con- collaboratively, ambiguity remained dynamic, proactive model of health
duct the research project in ways that in how roles were defined and how care within MDP and a collaborative
were respectful to the practitioners, disciplines should interact. The suc- framework can be achieved using the
and that enhanced the project design, cessful implementation of a MDP ap- methodological principles of CBPAR.

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RESUMEN Objetivos. Los sistemas de salud de todo el mundo se encuentran en un proceso de


reestructuración y reforma de sus sistemas de prestación de servicios, reorientándose
hacia el modelo de atención primaria de salud (APS) que utiliza equipos de consulto-
Investigación-acción rios multidisciplinarios (CMD) para brindar un conjunto de servicios coordinados e
participativa basada integrados. En este estudio se exploran los retos de poner en práctica el enfoque de
CMD en una comunidad urbana de Canadá.
en la comunidad: Métodos. Los datos analizados se tomaron de un proyecto de investigación-acción
transformación de la práctica participativa basada en la comunidad (IAPBC) llevado a cabo en 2004. Su objetivo era
multidisciplinaria en atención perfeccionar un CMD colaborativo en un centro de APS que atiende a una comunidad
primaria de salud de 11 000 personas, compuesta por una zona residencial y pequeños negocios, en una
ciudad canadiense de aproximadamente 300 000 personas. La IAPBC permite abordar
de manera planificada y sistemática problemas importantes para la comunidad en
cuestión, requiere la participación de la comunidad, se enfoca hacia la solución de los
problemas, se dirige a lograr cambios en la sociedad y hace contribuciones duraderas
a la comunidad. Se partió de un aspecto de este complejo proyecto de varios años,
para transformar la defensa retórica de la reforma de la APS en una práctica real y
sustentable. La comunidad estudiada era diversa en cuanto a la edad, las característi-
cas socioeconómicas y los estilos de vida. Su equipo multidisciplinario atendía apro-
ximadamente a 3 000 pacientes al año, 30% de los cuales tenían 65 años o más. Gra-
cias a su enfoque multidisciplinario e integrado con respecto a la atención, este centro
de APS pasó a formar parte de un selecto grupo dentro del extenso sistema de aten-
ción primaria de Canadá.
Resultados. El análisis del trabajo de APS puso de manifiesto ideas arraigadas e in-
concientes acerca de los límites y las limitaciones de la atención prestada. En el sen-
tido retórico de la APS, el CMD era elogiado por muchos. En la práctica, sin embargo,
era difícil lograr el enfoque de equipo colaborativo multidisciplinario.
Conclusiones. La exitosa implementación de un enfoque de CMD en la APS exige
apartarse del estilo de atención centrada en el médico. Esto sólo puede lograrse
cuando cambian las estructuras subyacentes, los valores, las relaciones de poder y los
papeles a desempeñar, definidos por los sistemas de salud y la comunidad en gene-
ral, donde los médicos tienen tradicionalmente una posición por encima de la de otros
proveedores de atención sanitaria. La metodología de IAPBC permite a los miembros
de la comunidad y a los profesionales relacionados con la salud que los atienden apro-
piarse de la investigación y reflejarse críticamente en ciclos iterativos de evaluación.
Esto ofrece a los médicos una oportunidad de implementar cambios importantes ba-
sados en análisis generados internamente.

Palabras clave Investigación sobre servicios de salud, atención primaria de salud, relaciones in-
terprofesionales, grupo de atención al paciente, reforma en atención de la salud,
Canadá.

Rev Panam Salud Publica/Pan Am J Public Health 21(2/3), 2007 135

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