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Chapter 3
Mechanical Systems
A. Bazoune
3.1 INTRODUCTION
Mathematical Modeling and response analysis of mechanical systems are the subjects
of this chapter.
Inertia elements
Spring elements
Dampers elements
change in force N
inertia (mass) = 2
or kg
change in acceleration m/s
Translational Springs
For translational motion, (Fig 3-1(a)), the force that arises in the spring is
proportional to x and is given by
F = kx (3-1)
where x is the elongation of the spring and k is a proportionality constant called
the spring constant and has units of [force/displacement]=[N/m] in SI units.
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At point P , the spring force F acts opposite to the direction of the force F applied
at point P.
X + x1
X x2
P Q P
f f f
X+x X+x1 −x2
Figure 3-1 (a) One end of the spring is deflected; (b) both ends of the spring are
deflected. ( X is the natural length of the spring)
Figure 3-1(b) shows the case where both ends P and Q of the spring are
deflected due to the forces f applied at each end. The net elongation of the spring
is x1 − x2 . The force acting in the spring is then
F = k ( x1 − x2 ) (3-2)
Notice that the displacement X + x1 and x2 of the ends of the spring are measured
relative to the same reference frame.
Practical Examples.
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Torsional Springs
Consider the torsional spring shown in Figure 3-2 (a), where one end is fixed
and a torque τ is applied to the other end. The angular displacement of the free
end is θ . The torque T in the torsional spring is
T = kT θ (3-3)
θ θ2 θ1
τ τ
τ
Figure 3-2 (a) A torque τ is applied at one end of torsional spring, and the other
end is fixed; (b) a torque τ is applied at one end, and a torque τ , in
the opposite direction, is applied at the other end.
At the free end, this torque acts in the torsional spring in the direction opposite to
that of the applied torque τ .
For the torsional spring shown in Figure 3-2(b), torques equal in magnitude
but opposite in direction, are applied to the ends of the spring. In this case, the
torque T acting in the torsional spring is
T = kT (θ1 − θ 2 ) (3-4)
At each end, the spring acts in the direction opposite to that of the applied torque at
that end.
change in force N
spring constant k =
change in displacement of spring m
for translational spring
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Practical Examples.
Practical spring versus ideal spring. Figure 3-3 shows the force
displacement characteristic curves for linear and nonlinear springs.
o
x
Figure 3-3 Force-displacement
characteristic curves for linear and
nonlinear springs.
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x1
x2
x 2 x 1 θ2 θ1
f f τ
τ
Figure 3-4 (a) Translational damper; (b) torsional (or rotational) damper.
Translational Damper
In Fig 3-4(a), the forces applied at the ends of translation damper are on the
same line and are of equal magnitude, but opposite in direction. The velocities of the
ends of the damper are x1 and x 2 . Velocities x1 and x 2 are taken relative to the
same frame of reference.
where x = x1 − x 2 and the proportionality constant b relating the damping force F
to the velocity difference x is called the viscous friction coefficient or viscous
friction constant. The dimension of b is [force/Velocity] = [N/m-s] in SI units.
Torsional Damper
For the torsional damper shown in Figure 3-4(b), the torques τ applied to
the ends of the damper are of equal magnitude, but opposite in direction. The
angular velocities of the ends of the damper are θ1 and θ2 and they are taken
relative to the same frame of reference. The damping torque T that arises in the
damper is proportional to the angular velocity differences θ1 − θ 2 of the ends, or
(
T = bT θ1 − θ2 = bTθ ) (3-6)
where, analogous to the translation case, θ = θ1 − θ2 and the proportionality
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Practical Examples.
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3.3 MATHEMATIC
ATHEMATICAL MODELING OF SIMPLE
MECHANICAL SYSTEMS
A mathematical model of any mechanical system can be developed by applying
Newton’s laws to the system.
Newton’s laws.
Newton’s first law: (Conservation of Momentum)
force
acceleration =
mass
or
Suppose that forces are acting on a body of mass m . If ∑F is the sum of all
forces acting on a mass m through the center of mass in a given direction, then
∑F = m a (3-7)
where a is the resulting absolute acceleration in that direction. The line of action of
the force acting on a body must pass through the center of mass of the body.
Otherwise, rotational motion will also be involved.
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or
∑T = J α (3-8)
where ∑T is the sum of all torques acting about a given axis, J is the moment of
inertia of a body about that axis, and α is the angular acceleration of the body.
J = ∫ r 2 dm (3-9)
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C’
X’
C R
As an example to that, consider the system shown in Figure 3-7, where a cylinder of
mass m and a radius R rolls on a flat surface. The moment of inertia of the cylinder
is about axis CC’ is
1
Jc = mR2
2
The moment of inertia J x of the cylinder about axis xx’ is
1 3
Jx = Jc + m R 2 = mR2 + mR2 = mR2
2 2
Forced response and natural response. The behavior
determined by a forcing function is called a forced response, and that due initial
conditions is called natural response. The period between initiation of a response and
the ending is referred to as the transient period. After the response has become
negligibly small, conditions are said to have reached a steady state.
Parallel
Parallel and Series Springs Elements. In many
applications, multiple spring elements are used, and in such cases we must obtain
the equivalent spring constant of the combined elements.
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k1 x
k eq x
k2 F F
F = k1 x + k2 x = ( k1 + k2 ) x = keq x
where
Series Springs. For the springs in series, Figure 3-10, the force in
each spring is the same. Thus
y x
k1 k2 k eq
F F
F = k1 y , F = k2 ( x − y )
F
F = k2 x −
k1
or
k2 k2 k +k
F = k2 x − F ⇒ k2 x = F + F = 1 2 F
k1 k1 k1
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or
k1 + k2 k2 k1 1
x= F ⇔ F = x = 1 1 x
k2 k1 k1 + k2 +
k k
1 2
keq
where
1 1 1
= + ( for series springs ) (3-11)
keq k1 k2
Consider the mass spring system shown in Figure 3-11. The equation of motion can
be given by
x+k x=0
m
or
k
x+
x = 0 ⇒
x + ωn2 x = 0
m k
where
k
ωn =
m m
is the natural frequency of the system and is
expressed in rad/s.
Taking LT of both sides of the above equation where
x ( 0 ) = x and x ( 0 ) = x gives x (t )
Figure 3-11 Mass Spring
System
s 2 X ( s ) − sx ( 0 ) − x ( 0 ) + ωn2 X ( s ) = 0
L [ x]
rearrange to get
sx + x
X (s) = , ⇒ Remember poles are s = ± jωn
s 2 + ωn2
complex conjugates
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xωn s
X ( s) = 2
+ x 2
2
ωn s + ωn s + ωn2
and the response x (t ) is given by
x
x (t ) = sin (ωnt ) + x cos (ωnt )
ωn
It is clear that the response x (t ) consists of a sine and cosine terms and depends
on the values of the initial conditions x and x . Periodic motion such that described
by the above equation is called simple harmonic motion.
x (t ) slope = x
Im
s − plane
ωn
t
Re
−ωn
2π
Period = T =
ωn
Figure 3-12 Free response of a simple harmonic motion and pole location on the s-plane
if x ( 0 ) = x = 0,
x ( t ) = x cos (ωnt )
The period T is the time required for a periodic motion to repeat itself. In the
present case,
2π 2π
Period T = = seconds
ωn k
m
The frequency f of a periodic motion is the number of cycles per second (cps), and
the standard unit of frequency is the Hertz (Hz); that is 1 Hz is 1 cps. In the present
case,
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k
1
Frequency f = = m Hz
T 2π
b ω
J J
ω bω
∑ M = Jθ = J ω
J ω + bω = 0 ⇒ ω + ( b / J ) ω = 0
or
1
ω + ω=0
( J / b)
Define the time constant τ = ( J / b ) , the previous equation can be written in the
form
1
ω + ω = 0, ω ( 0 ) = ω
τ
which represents the equation of motion as well as the mathematical model of the
system shown. It represents a first order system. To find the response ω ( t ) , take
LT of both sides of the previous equation.
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sΩ ( s ) − ω ( 0 ) + 1 Ω ( s ) = 0
τ
L[ω ] L[ω ]
1 ω
s + Ω ( s ) = ω ⇒ Ω(s) =
τ s + (1 τ )
where the denominator s + (1 τ ) is known as the characteristic polynomial and the
ω ( t ) = ω e −(b / J ) t = ω e −(1/τ )t = ω e −α t
It is clear that the angular velocity decreases exponentially as shown in the figure
−( t / τ )
below. Since lim e = 0; then for such decaying system, it is convenient to
t →∞
depict the response in terms of a time constant.
α=0
ω
o
α=0.2
α=0.5
ω (t)
α=0.7
α=1
0.5
α=2
α=5
α =10
0
0 5 10 15 20
time (t)
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A time constant is that value of time that makes the exponent equal to -1. For this
system, time constant τ = J / b . When t = τ , the exponent factor is
−( t / τ ) −(τ / τ )
e =e = e−1 = 0.368 = 36.8 %
This means that when time constant = τ , the time response is reduced to 36.8 %
of its final value. We also have
τ = J / b = time constant
ω (τ ) = 0.37 ω
ω ( 4τ ) = 0.02 ω
ω (t )
ω
ω o e −( b J ) t
0.37 ω
0.02 ω
t
τ 2τ 3τ 4τ 5τ
Figure 3-15 Curve of angular velocity ω versus time t for the rotor shown in Figure 3-13.
http://www.sciences.univ-nantes.fr/physique/perso/gtulloue/equadiff/equadiff.html
Spring-
Spring-Mass-
Mass-Damper System. Consider the simple mechanical system
shown involving viscous damping. Obtain the mathematical model of the system
shown.
b x k x
k
b
m
+x
x(t )
Figure 3-16 Mass -Spring –Damper System and the FBD.
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∑ F = m x
−b x − k x = m
x
or
x + bx + k x = 0 ⇒ Free Vibration of a second order system
m
If in SI units m = 0.1 kg, b = 0.4 N/m-s, and k = 4 N/m , the above differential
equation becomes
x + 0.4 x + 4 x = 0 ⇒
0.1 x + 4 x + 40 x = 0
s 2 X ( s ) − s x ( 0 ) − x ( 0 ) + 4 sX ( s ) − x ( 0 ) + 40 X ( s ) = 0
L
x( t ) L x ( t ) L x( t )
s 2 + 4 s + 40 X ( s ) = [ sx + 4 x ]
or solving for X (s) yields
X (s) =
( sx + 4 x ) =
( s + 4) x
s 2 + 4 s + 40 2
+ 4 s + 40
s
Characteristic polynomial
Which can be written as
X (s) ( s + 4)
G(s) = = 2
x + 4 s + 40
s
Characteristic polynomial
where G (s) is referred to as the transfer function that gives the relationship
between the input x and the output X (s) . G (s) can be shown graphically as:
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ME 413 Systems Dynamics & Control Chapter Three: Mechanical Systems
(s + 4 )
x s2
+ 4 s
+ 40 X ( s)
C h a ra cte ristic p o lyn o m ial
Input Output
Transfer function
2
s 2 + 4 s + 40 = s
2
4 s +4 + 36 = ( s + 2 ) + 62 = 0
+
( s + 2 )2
The roots of the above equation are therefore complex conjugate poles given by
s1 = −2 + j 6 and s 2 = −2 − j 6
X (s) =
( s + 4) x =
( s + 2 + 2) x = ( s + 2) x + 2
x
2 2 2
s 2 + 4 s + 40 ( s + 2 ) + 62 ( s + 2 ) + 62 ( s + 2 ) + 62
=
( s + 2) x + 1 6
x
2
( s + 2 ) + 62 3 ( s + 2 )2 + 62
1
x ( t ) = x e −2t cos 6t + e −2t sin 6t
3
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x (t ) Im
s − plane
e −2 t s1 = −2 + j 6
1
x ( t ) = x e−2 t cos 6t + e−2t sin 6t
3 j6
t Re
−2
− j6
2π
Damped period, Td =
ωd
s1 = −2 − j 6
Pole-Zero Map
10
5
Imaginary Axis
-5
-10
-4 -3.5 -3 -2.5 -2 -1.5 -1 -0.5 0
Real Axis
xo
x(t)
0.5
-0.5
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
t (sec)
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ME 413 Systems Dynamics & Control Chapter Three: Mechanical Systems
Remark: The expression of a cos (ωt ) + b sin (ωt ) can be written in terms of
a cos (ωt ) + b sin (ωt ) = a 2 + b 2 ( cosψ cos (ωt ) + sinψ sin (ωt ) )
Therfore,
d d
F
θ
F
W =F d W = F d cos θ
Figure 3-19 Work done by a force
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x
1
W = ∫ k x dx = k x 2
2
0 F
k
F F
l
l+x
Figure 3-19 Work done by a spring.
m
x
h mg F
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θ2 θ2
1 1
Change in potential energy ∆U = ∫ T dθ = ∫ kT θ dx = kT θ 22 − kT θ12
θ1 θ1 2 2
1 2
mv (Translation)
T = Kinetic energy= 2
1 Jθ 2 (Rotation)
2
The change in kinetic energy of the mass is equal to the work done on it by
an applied force as the mass accelerates or decelerates. Thus, the change in kinetic
energy T of a mass m moving in a straight line is
x2 t2
dx
Change in kinetic energy ∆T = ∆W = ∫ F dx = ∫ F dt
x1 t1
dt
t2 t2 v2
= ∫ F v dt = ∫ mv v dt = ∫ m v dv
t1 t1 v1
1 1
= mv22 − mv12
2 2
The change in kinetic energy of a moment of inertia in pure rotation at
angular velocity θ is
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1 2 1 2
Change in kinetic energy ∆T = Jθ 2 − Jθ1
2 2
x2 x2 t2 t
dx 2
∆W = ∫ F dx = ∫ b x dx = b ∫ x
dt = b ∫ x 2 dt
dt
x1 x1 F t1 t1
x2
x1
x
b
Figure 3-20 Damper.
dW
Power = P =
dt
where dW denotes work done during time interval dt .
In SI units, the work done is measured in Newton-meters and the time in seconds.
The unit of power is :
N-m Joule
[ Power ] = = = [ Watt ] = W .
s s
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ME 413 Systems Dynamics & Control Chapter Three: Mechanical Systems
∆ (T + U ) = ∆
W
Net work done on the
Change in the total energy system by external forces
Tmax = U max
Solved Problems.
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ME 413 Systems Dynamics & Control Chapter Three: Mechanical Systems
(T + U ) = m x 2 + k x 2 = 0
d d 1 1
dt dt 2 2
1 1
= × 2 × m xx + × 2 × k xx = 0
2 2
= x ( m x + k x ) = 0
Since x is not zero then we should have
m
x+ kx = 0
or
k
x+
x = 0 ⇒
x + ωn2 x = 0
m
where
k
ωn =
m
is the natural frequency of the system and is expressed in rad/s. Another way of finding the
natural frequency of the system is to assume a displacement of the form
x = A sin ωnt
1 1
Tmax = m A2ωn2 , U max = k A2
2 2
Since Tmax = U max , we have
1 1
m A2ωn2 = k A2
2 2
From which
k
ωn =
m
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x
F4 F2
m F1 θ
F3 J
Inertia
T
∑F = m a
∑T = J α
x1 x2 k
F F T T
Spring k θ1 θ2
F = k ( x1 − x2 ) = kx T = k (θ1 − θ 2 ) = kθ
x 1 x 2 b
F F T T
Damper b θ1 θ2
F = b( x1 − x 2 ) = bx T = b(θ1 − θ2 ) = bθ
PROCEDURE
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