Professional Documents
Culture Documents
Chinese Background
and
Western Impact
by
Vll
Vl11 PREFACE
grateful also to Dr. Joseph Needham, who advised me and made his library
available while I was studying Chinese astronomy at Cambridge, England, in
1957·
Many suggestions were received through correspo~dence and personal
contact with scholars in the United States and Europe-Wang Lil).g, Otto
Neugebauer, W. D. Stahlman, Lynn Thorndike, Doris Hellman, Willy
Hartner, T. C. Mendenhall, Derek Price, A. J. Sachs, E. S. Kennedy, and
Aydin Sayili, to name just a few. In Japan, the following .persons assisted me
in gathering materials: Kanda Shigeru, Oya Shin'ichi, the late Maeyama
Jinro, Imoto Susumu, Hazama Heizaburo, and Hirose Hideo. To all of these
I am grateful indeed.
I am fortunate to have had the capable editorial services of Nathan Sivin and
Cornelius Kiley and use of the excellent facilities of the Harvard-Yenching
Library. Financial support from the Harvard-Yenching Institute and the
Rockefeller Foundation is gratefully acknowledged; without it, this book
would have been impossible. I am also thankful for the services of Mr. Peter
Brogren of the Voyagers' Press, Tokyo. Finally my thanks are extended to
Professor Edwin O. Reischauer and Dr. Glen W. Baxter, who sponsored this
work for publication as a Harvard-Yenching Institute Monograph.
Shigeru Nakayama
Tokyo
October 1967
Contents
I Introduction I
2 Historical Background 7
3 The Institutional Framework of Astronomical Learning 12
8 'Jesuit Influence 79
9 The Impact of Aristotelian Cosmology in 'Japan 87
10 The First Native Calendar Reform II6
IX
x CONTENTS
APPENDICES
I Table of contents ofthe Kenkon bensetsu. 235
2 The elements of calendars adopted in lapan. 238
3 Table of contents ofthe T'ien-ching huo;.wen. 239
4 Comparative accuracy ofthe gnomon and the armillary sphere. 242
5 Mathematical derivation ofthe variable term in tropical-year
length, according to the method ofhsiao-ch'ang. 245
6 Comparison ofpremodern observation and modern calculation of
solstices and equinoxes. 247
7 Mathematical procedure for obtaining right ascension and
declination of the sun. 257
8 Mathematical derivation ofthe instantaneous orbit ofthe moon,
with reference to the node and the inclination to the equator. 259
9 Derivation ofAsada Goryu's formula for variation oftropical-year
length. 263
10 Takahashi Toshitoki's epicyclic theory oftrepidation. 267
BIBLIOGRAPHT 271
1. Primary Sources (J apanese and Chinese sources that appeared
before 1880) 271
II. Japanese and Chinese Secondary Sources 293
III. Western-Language Sources 309
INDEX 315
Tables
Xl
Figures
Yll
FIGURES X111
2 See also Shigeru Nakayama, "Japanese studies in the history of astronomy," 'Japanese
studies in the history a/science, no. I, 14-22 (1962).
INTRODUCTION 3
period, in which the Chinese pattern was formed, .and on the contributions
of the Jesuits, concerning which there is abundant Western literature.
It is regrettable that relatively little is known of the slow evolution of Chi-
nese astronomy in the intervening period, for the Japanese were deeply in-
fluenced by medieval Chinese astronomy. Chinese calendar-making has been
almost entirely overlooked, as in Needham's volumes, despite the fact that
calendar-making held a central position in Chinese exact science. This neglect
is probably because of its technical complexity and the lack of a Western
counterpart.
In view of the dearth of comprehensive treatises, I have attempted to pre-
sent the chronologic outlines of the development of Japanese astronomy, but
at the same time I have focused attention upon certain principal topics,
sometimes at the expense of historical sequence. I have also filled in some of
the existing gaps in Western literature by examining several. characteristic
Chinese ideas and approaches to astronomy.
The major objectives of this book are to describe Japanese adaptation of
traditional Chinese astronomy, with its emphasis on tracing the apparent
motions of the heavenly bodies in order to prepare official ephemerides, and
to examine Japanese reception of the cosmologic schemes, mechanistic
philosophies, and astronomical techniques developed in Europe before and
after the Scientific Revolution. Part I, in which I describe the three major
aspects ofChinese astronomy-astrology, calendar-making, and cosmology-
and their development in Japan, covers the period before Japan's first contact
with the West. Against this background,· in Parts II and III I discuss' the key
issue, the confrontation of modern Western ideas with Chinese culture and
thought.
The period in which Western ideas came to'challenge the Chinese tradition
in Japan corresponds roughly to the period of the Tokugawa Shogunate
(1600-1867). Although there is no clear demarcation in political histof)\for
descriptive convenience I have divided this era into two periods, treated in
Parts II and III respectively. In the first century of the Tokugawa era, the
period described in Part II, Chinese influence was still..ov-e-rwhelming. In-the
period discussed in Part III, 1720-1880, the supremacy o[Western astronomy
was beginning to be recognized.
Chapters 9 and 13, which examine the conceptual aspects of Aristotelean
COSt11ology and the Copernican and Newtonian theories, will be of interest
to students of scientific thought. Chapters 10 and 14, on the other hand,
consider technical details of the various Japanese efforts at calendar reform.
4 INTRODUCTION
These chapters are aimed at specialists in the history and techniques of as-
trdnomy, and the more casua~ reader may wish to pass over them lightly.
It is not my intent to immortalize the giants of Japanese astronomy. After
all, their work did not directly contribute to contemporary science. My aim
is to clarify and analyze the ideologic development and conflicts of Japanese
scholars, professional and amateur, who were faced with a new astronomy,
the product of a foreign culture. Occasionally, more attention will be paid to
minor figures who partly or entirely. misinterpreted the new theories than to
the great Westernizers and syncretists. It is therefore inadvisable to evaluate
an individual's fame according to the frequency of his appearance in this book.
Historians of science often entertain doubts as to whether Western science
is an inevitable logical development of natural philosophy or simply the
result of a fortuitous concatenation of historical and geographical accidents.
Thus particular attention is paid herein to the recorded impressions of the
Japanese who first encountered Western astronomy, for they provide testi-
mony as to which of its aspects are local and which universal.
Part I
chinese astronomy: .
century
2 Historical Background
ONE OF THE OLDEST Japanese historical chronicles, the Nihon shoki S *_*C,1
compiled in A.D. 720, is arranged according to sexagesimal and ordinary (luni-
solar) calendar dates and relates events occurring as early as 667 B.C. Con-
temporary scholars are unanimous in agreeing that the earlier dates were
computed backward from some specific point in time. Since the calendrical
notation ofthe Nihon shoki is not entirely consistent with any Chinese system,
a claim was once made for the existence of a native calendrical system, devel-
oped independently of major Chinese influence.
A celebrated calendar reformer, Shibukawa Harumi lltlEJlI*w (also known
as Yasui Santetsu :tc*_=m-)
initiated this controversy2 by compiling the
"Nihon choreki" S **WI (A comprehensive chronology of Japan; MS,
earliest copy dated 1677), in which he attempted to reproduce the calendrical
system used in ancient Japan on the basis of calendrical notations in the
Nihon shoki. Nakane Genkei 9=t1l5G~, in his "Kowa tsureki" ~~iifiWl
(A comprehensive chronology of Imperial Japan; MS, 1714), repeated Shi-
bukawa's work independently and attempted to reconstruct the ancient
Japanese calendar not only on the basis of the internal evidence of the N~hon
shoki, but also by comparing it with other historical sources to ascertain the
dates of the events recorded there. Nakane's work was the first to state ex-
3 Yamada Takao r1Im::f:ftl, Hirata Atsutane fm~)~L (Tokyo, 1940), pp. 213-224.
4 Ogawa Kiyohiko IJ'\)llm-~, "Nihon shoki no rek"ijitsu ni tsuite" B ::<fs:iUcO))gi B~;:'
'0 \, \ -c (On the calendrical indexes of the Nibon shoki), printed in Tenkansho ;R'g:l= (private
journal of Imai Itaru) 2 (1946; mimeographed). This article was published posthumously,
as it could not appear in public until after World War II. .
5 It is commonly held that writing was first introduced into Japan from Korea in about
the third century A.D.
HISTORICAL BACKGROUND 9
seventh century; (2) the dominance of Chinese culture from the seventh
century to the ninth; and (3) the decline of Chines~ cultural institutions in
Japan from the tenth century to the early sixteenth century.
In the first phase there are only occasional, scanty records of the importa-
tion of continental science. The earliest 6 bears the date A.D. 533, when the
Japanese emperor requested Paekche s~, a Korean state, to send professors 7
of medicine, divination, 8 and calendar-making to Japan. The next year a
Korean professor of calendrical science, Ko-tok Wang Po-son 11m~±*~,
and others arrived at the i!TIperial court in response to this request. 9 They
were employed as temporary visiting scholars, supplying technical advice to
the court. By this time Chinese culture, learning, and manual arts had already
begun to penetrate into Japan, but the technical arts probably remained in
the hands ofimmigrant specialists, who were consulted as their services were
required.10
Under the year A.D. 602, at the beginning of the second phase, the Nihon
shoki states:
astronomical arts. However, the names of the first two persons mentioned
indicate that they were Korean immigrants or their descendants.
a
The reconsolidation of China into gigantic centralized state, first under
the Sui dynasty (589-617) and then under the T'ang (618-906), inaugurated
a period ofwholesale introduction ofChinese political and cultural institutions
into Japan. In 607 Ono no Imoko /J\IfWj(.y was sent to the Sui court on the
first official mission to China recorded in Japanese chronicles. The replace-
ment ofthe Sui ruling house by that of the T'ang did not diminish the desire
of the Japanese to borrow elements of the continental culture. Student mis-
sions dispatched to the T'ang returned to playa highly significant role in
Japanese political and cultural development. They brought back firsthand
knowledge and experience ofthe advanced Chinese culture and paved the way
for the great political reform of 646. This change from the traditional system
of clans federated under the emperor to a centrally controlled bureaucratic
state was obviously prompted by the Chinese example. Enthusiastic assimila-
tion of Chinese culture continued until the power and prestige of the T'ang
dynasty began to wane. In 894 official missions to China were discontinued
by government ruling.
The Japanese imitated Chinese practices in astronomy as in other fields.
In 628 the Chinese system of timekeeping was adopted and a water clock
constructed. In 675 an astrologic observatory began to functi,?n. In 702 the
Taih6 civil code *~% was promulgated, containing regulations governing
administration and education in astrology-astronomy and calendar-making.
Between 690 and 861 Chinese calendars were adopted and revised four times.
These events indicate the prevailing enthusiasm for Chinese culture.
The third period, from the tenth century to the first half of the sixteenth
century, may be termed by historians ofscience a long dark age, comparable
to the seventh, eighth, and ninth centuries in the West. After the missions to
T'ang China were abolished official relations ceased, although individual
traders and Buddhist monks continued to maintain contacts with the main-
land. political institutions based on Chinese models deteriorated. A strictly
hereditary court aristocracy arose, to be replaced in its turn by an emergent
warrior class.
Japanese culture during'this period did not, of course, go into total decline.
There was genuine development in literature and Buddhist thought. But
since the study of astronomy had been introduced as an integral part of the
Chinese institutional framework, it deteriorated along with other aspects of
Chinese culture inJapan. After about the tenth century the office of astronomer
HISTORICAL BACKGROUND II
pre-Han times, and even during the Northern and Southern dynasties period I
who were mostly descendants of minor officials and commoners and had by
birth been denied admission to more prestigious educational institutions. The
subject matter taught in the Office of Mathematics was mainly practical
mensuration. It did not include the mathematical material used in calendrical
studies. The following is a typical textbook question of the first century,
quoted from the Chiu-chang suan-shu n:1i!1ff,jij (Nine chapters on the mathe-
matical art): "Suppose that there is a field IS paces in width and 16 paces in
breadth; what is the area?" Thus graduates of the Suan-kuan were not pre-
pared to contribute significantly to Chinese mathematics, but were trained
merely to be minor functionaries. is
The other kind of mathematics traditionally taught in China, known as
li-suan M1f (calendrical mathematics), was the concern not of the Office of
Mathematics, but of the Board of Astronomy. Most of the prominent figures
who appear inJuan Yuan's ~5G Ch'oujen chuan .Af' (Biographies of Chinese
mathematicians and astronomers; 1799) were specialists in this field. i6 Many
had a good background in the classics-some might be considered Confucian
philo~ophers-and some were members ofthe elite who had passed the highest
state examination in Confucian studies. Bureaucrat-scholars outside the Board
of Astronomy were also allowed to speak on matters of calendrical reform. i7
General mathematics, which was taught to clerks, had no political ramifi-
cations. In contrast, astronomy had vast political significance. It was feared
that ifastrologic knowledge and unauthorized private calendars were diffused
,,[ among the common people, po"Iitical unity and the authority of the imperial
court might be jeopardized. Therefore, astrological instruction was confined
to the court.
15 Taga Akigoro ~~V\1i~~, Chugoku kyoiku shi q:t~~Jc1f~ (History of education in China;
Tokyo, 1955), p. 38; T'ang liu tien, chap. 21; and Yabuuchi Kiyoshi, "Siigaku" ~~ (Mathe-
matics), in Shina rekishi chiri taikei 3Z:1}IH~~:tI!?JI** (Chinese geography aijd history series;
Tokyo, 1942), vol. 8, p. 14 I.
16 As Mikami Yoshio =:J::~5'c pointed out in "The Ch'ou-jen chuan of Yuan Yuan," Isis 8,
103 (1926), and in more detail in "Chiijin den ron" IBfJAff:~ (A study of the Ch'ou-jen chuan),
TOyo gakuh6JlU~~¥a 16 (2) and 16 (3) (1927), "ch'ou-jen" has a meaning closer to "astrono-
mer"·than to "mathematician," although there are a few "pure" or nonastronomical mathe-
maticians included in his book of biographies. Even so, the larger proportion of astronomers
suggests that court astronomers had more brilliant careers than "pure" mathematicians, and
that Juan Yuan valued the latter for the eventual utility of their discoveries to astronomy.
17 For detailed discussions of Chinese scientific institutions, see Yabuuchi Kiyoshi,
"Kanryo seiji to Chiigoku chiisei no kagaku" rgf*i&~ c!:: q:t~q:tt!tO)f3J-~ (Bureaucracy and
its relation to the Chinese sciences in the Middle Ages), Kagakushi kenkyu f3J-~~?i1f~ (Journal
of history of science, Japan), no. 59, 1-7 (1961); and "Chiisei kagaku gijutsu shi no tenbO"
q:tt!tf3J-~:f5t&~O) ~~ (An outline of medieval science and technology in China), in Chugoku
cht7sei kagaku gijutsu shi nokenkyu q:t~q:tt!tf3J-~:f5t&~O)?i1f~ (Researches on science and
technology in medieval China), ed. Yabuuchi (Tokyo, 1963).
INSTITUTIONAL FRAMEWORK OF ASTRONOMICAL LEARNING 17
B. Technical officials
(I) Yin-yang art (divination; on'yo ~~)18
Six masters (or practitioners)of yin-yang art (on'yo shi ~~ffijj).
One professor of yin-yang (on'yo hakase ~~i:i±), who specialized in
training students.
Ten students.
(2) Calendar-making (reki 11)
One professor of calendar-making (reki hakase 1Ii:i±), who made calen-
dars and trained students.
Ten students.
(3) Astrology (tenmon 7(3t)19
One professor of astrology (tenmon hakase 7(3ttf±), who observed
astrologic portents, sub,nitted a sealed report ofany extraordinary happening
in the heavens, and taught .students.
Ten students.
18 This art included speculation as to propitious days and spatial orientations for certain
conduct, based on the fundamental principles of yin-yang and other doctrines.
19 It seems that students of astrology were not permitted to interpret tl1e,meaning of
portents; their primary functions were simply to observe and report them. See Ry61/0 gige
4i-~M (Collection of annotated codes; 833) in Kokushi taikei ~.'£::k* (Outline of Japanese
History; 1900), vol. 12, chap. 10.
18 EARLY IMPACT OF CHINESE ASTRONOMY
In China, according to the T'ang liu tien fl!f:A~ (The six institutional
classifications of the T'ang dynasty), the following officials were assigned to
the Office of the Grand Astrologer:
A. Administrative officials
Two Grand Astrologers (t'ai-shih ling :*3!: ~), commissioned to observe
astrologic portents, to make calendars, to measure significant changes in the
sun, moon, and stars, and to make meteorologic observations-assisted,
ofcourse, by their subordinates. 21 Under them were eight administrative and
clerical officials, including two vice-directors (t'ai-shih ch'eng :*3!:ZR).
B. Technical officials
(I) Calendar department
Two technicians (ssu-li 'RJJI), who made calendars and published them. 22
One professor of calendar-making (pao-chang cheng f*.lE), who trained
students.
Forty-one students.
(2) Astrology department
Two professors of astrology (ling-t'ai lang .§~).
Five observers (chien-hou ~{~).
One hundred fifty students.
(3) Timekeeping department
Thirty-seven technicians (two ch'ieh-hu cheng ~~lE, nineteen Jsu-ch'en
'RJ~, and sixteen lou-k'e tien-shih ~~U~*), who ran the clepsydras.
Six professors of timekeeping (lou-k'e po-shih ~~Utf±).
Three hundred sixty students.
Table 1 Comparison of 'Japanese and Chinese astronomical institutions in the eighth century.
Japanese Chinese
Number of Number of
Office officials Title Ranka officials Title Rank a
Administration I Director 5;4 2 Directors 5;4
2 Vice-directors 6;3 2 Vice-directors 7;4
3 Minor officers 6 Clerks
Astrology I Professor 7;2 2 Professors 6;2
10 Students 5 Observers
150 Students
Calendar-making I Professor 7;3 I Professor 8;3
10 Students 2 Technicians 9;3
41 Students
Timekeeping 2 Professors 7;4 6 Professors
20 Minor clerks 37 Technicians 8;4 or 9;2
360 Students
280 Bell clerks
160 Drum clerks
Yin-yang art b I Professor 7;2 I Director 8;4
6 Practitioners 7;3 2 Vice-directors 9;2
10 Students 37 Technicians 9;4
2 Professors of
divination 9;4
2 Assistant
professors
45 Students
a In the symbols given for rank, the first number denotes administrative class and the
second number subclass, with lower numbers representing higher classes. The rank indicated
is an approximate, relative one; it is impossible to compare the Chinese and Japanese offices
on an absolute scale. The status of the professor of timekeeping in China is not noted in the
T'ang liu tien. "
b In China, authority over the yin-yang art was vested in a separate Bureau of Divination.
Long ago, the yin-yang art.' which incl uded both astrOlOgy. and calendar-I.
making, was kept in the hands of one family. Later, Kamo no Yasunori
:MJl;1*1I, a cdebrated master, indoctrinated his disciple Abe no Seimei
~fflaN!!J3 in astrology and his son Mitsuyoshi:J't~ in calendar-making.
Since then theyin-yang art has been divided into these two families. The
meaning of astrology is that which clarifies the propitiousness of certain
portents, when something extraordinary happens in heaven or on earch.
These judgments, so important in the world, should not be entrusted to
mediocre talent. On the other hand, calendar-making is done in order to
publish the calendar of each year-a mere matter of routine calculation.
Kamo no Yasunori, a well-known authority, was at the same time a
shrewd judge of talent. He might have wished to initiate his own son
Mitsuyoshi into astrology. Nevertheless, because of his son's limited
ability, he instructed him only in calendar-making. His disciple Seimei
was initiated into the way of astrology, because he had excellent talent.
IfYasunori had misjudged his son, blinded by paternal love, and given
26 Momo Hiroyuki t}5f'£trr, 10dai gakusei no kenkyu J:~~lIJUO){i1f~ rCA study of the educa-
tional system in ancient Japan; Tokyo, 1949).
22 EARLY IMPACT OF CHINESE ASTRONOMY
27 Kaibara Atsunobu ffit)Jjt~lli, Kan'i kun '§'{ft~" (Study on governmental offices; Kyoto,
1718), vol. 2.
28 The hereditary professorship of calendar-making was discontinued in the sixteenth
century and later taken over by Tsuchimikado Arinaga ±mr,~{~, a descendant of Abe
no Seimei. See Shit/yo menmei fflirniifJ (Dictated diary ofShibukawa Hammi), ed. Tani Jinzan
:§~111 (1704), vol 1 in Misonoya :=:T~ll (Thirty scrolls), ed. Shoku Sanjin JJI1IA, reprint ed.
(Tokyo, 1939), vol. 2, p. 130.
29 Nij6 Yasumichi =1i*Elm, "Shoke kagy6 ki" Jm**~~a (Reports on the inherited
occupations of various families; MS, 1768).
INSTITUTIONAL FRAMEWORK OF ASTRONOMICAL LEARNr'NG 23
Althouth these studies were monopolized bya small group and became more
and more arcane in nature, practitioners of yin-yang techniques (on'yo shi ~
~§ffi) spread throughout the country. They performed popular services
(fortune-telling, physiognomy, chiromancy, and geomancy) for individual
clients and incorporated miscellaneous elements such as magica~ Tantric
Buddhism in their art. At one time the Tsuchimikado family received great
revenues, comparable to those of a feudal lord, by issuing licenses to these
provincial practitioners. The government was constantly disturbed by the
scurrilous conduct of local practitioners during the Tokugawa period and
often requested the Tsuchimikado to maintain strict controls over them. 30
2 Noda, Shilhi sankei, pp. 18-19; Kawabe Shin'ichi )11~{B-, Sbubi sankei 'Zukai noff.~
lJiIM (Illustrated Cbou pi suan ching, 1785), vol. I, p. 2 I. '
3 Needham, Science and Civilisation, vol. 3, pp. 229 fT.
26 EARLY IMPACT OF CHINESE ASTRONOMY
amount for every 1000 Ii south. 4 This idea was based on the notion of the
parallelism of earth and sky and obviously provided very erroneous values.
There may have been some crude empirical basis for this highly speculative
idea, but it is hardly conceivable that it had any scientific foundation.
4 In a nonspherical theory of the earth, "the center of the universe" means simply the
cardinal point to which geographical surveying is referred. The vicissitudes of this corre-
spondence have been examined in detail by Joseph Needham, A. Beer, Ho Ping-yii, Lu
Gwei-djen, E. G. Pulleyblank, and G. 1. Thompson in "An eighth-century meridian line;
I-hsing's chain of gnomons and the prehistory of the metric system," Vistas in astronomy
(Oxford, 1964), pp. 3-28.
5 N6da, shuhi sankei p. 60. .
6 There is no overt statement in volume 1 that earth and sky are flat, but any other concept
is inconceivable in the context.
EARLY CHINESE COSMOLOGY 27
Part
r-1000/i,
~r
Sky
\ I ..... , .....
,I ,
'I ..........
\~ "'",
----~ ~
A D
11000
A"
Ii, B
B'i
........._--,--- Earth
~"'(----r-\-Sky
""', \
"........ \,
".... \
----------
''h C '.
~b+1~
I Earth
Part IT
Figure 1. Illustration of the correspondence hypothesis of I ts'un to rooo Ii. In Part
I, A and B are points on the same parallel of longitude, rooo Ii apart. The sun S then
causes I ts'un difference in the length of the shadows (a and a+I) cast at these
points. In Part II, with the sun at points A" and B", also rooo Ii apart, there is again
a difference of I ts'un in the shadow lengths (b and b+ I) at the single terrestrial
point c.
-
16,OOOii
t--------------~--...;:C--------------Earth
Figure 2. Computation of the distance between sky and earth using the kai t'ien
theory. Cis the terrestrial site, NP the North Pole, and WS and SS represent the sun's
midday positions at winter and summer solstice. By use of a gnomon 8 ch'ih high,
the celestial distance is calculated to be 80,000 Ii.
between sky and earth, equals 80,000 Ii. Use ofa gnomon 10 ch'ih high in the
Huai-nan tzu i'lmr (Book ofthe Prince ofHuai-nan; about 120 B.C.) in place
of the 8-ch'ih gnomon of the Chou pi suan ching gave a celestial distance of
100,000 Ii.
(f) The diameter ofthe sun is estimated by using the 3':4-5 right triangular
theorem. On occasions when the midday shadow is exactly 6 ch'ih long, the
theorem holds for both the earth-sky space and the gnomon-shadow triangle.
Thus, assuming the distance between sky and earth to be 80,000 Ii) t~e dis-
tance between the sun and the observer (the hypotenuse) is 100,000 Ii) as in
Figure 3. The sun was sighted through a bamboo tube 8 ch'ih long with a
0.1 ch'ih aperture. It was found that the apparent solar disc exactly coincided
with the area of the aperture. From a simple proportion-8 ch'ih: 0.1 ch'ih:
100,000 Ii : diameter of the sun-the diameter of the solar disc is determined
to be 1250 Ii.
(g) When the pole star is located in a sighting tube mounted on the 8-
ch'ih gnomon, a horizontal projection (corresponding to a shadow) of 10.3
ch'ih is obtained. The North Pole is therefore situated 103,000 Ii north of the
site (see Figure 2).7 ~
7 From the solstitial shadow lengths of step (e), the latitude of the site was calculated to
be 35°37' N, while from the North Pole distance ofstep (g) it was 37°49' N, obviously too far
north. The observation of North Pole distance by such a primitive method is technically*
EARLY CHINESE COSMOLOGY 29
Sky
.§
g
Earth
l~
1··---
_
60,000 Ii ---~~I
Figure 3. Calculation of the sun's diameter by use of the gnomon-shadow triangle.
\
\
(h) In accordance with the notions of polar centricity and lien yuan ti
fang, the sun's diurnal orbits at the two solstices are drawn in concentric
circles centering at the North Pole, with their radii the distances between the
North Pole and the sun's midday solstitial position. 8 From steps (a) and (g),
the radii are scaled to 238,000 Ii for the winter solstice and 119,000 Ii for the
summer solstice.
CD The diurnal orbit of the sun at the vernal and autumnal equinoxes
is drawn with its radius scaled to the computed mean value of the orbits of
two solstices, 178,500 Ii. Intermediary orbits are calculated by simple linear
interpolation. In this way the "seven-orbit diagram" (ch'i-heng t'u--t~Ii'iJ) of
Figure 4 is drawn to indicate the sun's p~sitions for each ofthe Chinese calen-
dar's solar periods (known as ch'i *\ and described in Chapter 6).9
(j) Now 7r (in this case, 3) is applied to compute the circumference of
each orbit.
*far more difficult than the measurement of shadow length. Ch'ien Pao-tsung ~.~ doubts
the possibility of actual measurement, especially of polar distance. See his "Chou pi suan ching
k'ao" mJM.~~ (A study ofthe Chou pi suan ching), K'o-hsueh f4~ (Science) 14, 17-18 (1929).
8 Polar centricity, however, neglects the annual solar motion on the ecliptic.
9 In the absence of a concept of probable error, division is carried to the point of yielding
meaningless figures.
3° EARLY IMPACT OF CHINESE ASTRONOMY
Figure 4. Seven-orbit diagram of the sun's positions in each solar period (ch'i) ac-
cording to the kai t'ien theory. (Ming edition preserved in Naikaku bunko.)
(k) The idea of an "illuminated area" like that cast by a lampshade was
introduced to explain the lengths of day ~nd night. As it was known that the
"polar region" under the north celestial pole is always illuminated during
the period from the vernal equinox to the autumnal equinox, and always dark
during the other halfofthe year, the radius ofthe illuminated area was defined
as the distance between the equinoctial orbit and the polar region. The
polar region is not identical to the North Pole, but to a circular area with a
radius equal to the polar distance of the brightest circumpolar star-11,500
Ii, possibly calculated by triangulation. The radius of the illuminated area is
EARLY CHINESE COSMOLOGY 31
thus the radius of the equinoctial orbit, from step 0), minus the radius ofthe
polar region, or 167,000 Ii.
It should be remembered that the text considers only the actual illumination
of the terrestrial area and does not theorize about the mechanism of the sun's
movement. There is no discussion as to whether shifts from one orbit to an-
other are gradual and continuous or sudden and discrete.
(0 The "visible" earth is limited to the area on which the sun may at some
time shine. The maximum visible and illuminated area is a circle, the radius
of which is the radius of the outermost winter solstitial orbit plus the radius
ofthe area illuminated by the sun's light, or 405,000 Ii. We can now represent
the dimensions of the universe by a diagram, as in Figure 5. .
The polar distance of the circumpolar star, as given in step (k),' may not
have been measured. Sun-shadow length was rather easy to measure, but
determination of mean gnomon-shadow length was unsatisfactory for finding
the declination ofa star. Most probably it was calculated to satisfy the follow-
ing equations.
From step (0: Winter solstitial radius+illuminative radius=405,000 Ii
(diameter= 810,000 Ii), (4. I)
and from step (k): Equinoctial radius-illuminative radius = declination
radius of circumpolar star. (4.2)
Since the number 81, the square of 9, had great importance for the ancient
Chinese, the diameter ofEq. (4.1) may have been a priori. In any case, the
illuminative radius was determinedfrom it, and finally the right-hand member
ofEq. (4.2) was calculated. 10
It is important to note that angular measure using degree units is of no
significance in the first volume ofthe Choupi Juan ching. In ancient China, where
the armillary sphere and angular measurement had not yet developed, it was
necessary for the elaboration of a cosmologic system to depend solely upon
linear distance, projected from the terrestrial onto the celestial region.
In the second half of the Chou pi Juan ching, the curvature of both earth and
sky is introduced to avoid the difficulty of explaining sunrise and sunset in
terms of plane surfaces. The part of the book containing the "secondary kai
t'ien theory" apparently was written between the times of Yang Hsiung ~tl
(53 B.C.-A.D. 18) and Ts'ai Yung ~~ (A.D. 131-192).11 N6da feels that this
10 Ch'ien, "Chou pi suan ching k'ao," pp. 22-23.
11 Noda, Shuhi sankei, pp.60-61.
l.H
I• 238,000 Ii :I ~
I.. 178,500 Ii
119,000 Ii Winter solstice
_ I Summer solstice
t!l
North Pole :>
::=:J
tot
t-<
H
~
"tl
~ :>
(')
o ""i
o
o o
6 '":!j
OJ
(')
::r::
1
H
Z
t!l
Illuminated area 1
CI:l
t!l
:>
CI:l
""i
::=:J
According to the theory of the Chou pi school, the sky is a cover like a
bamboo hat, enclosing the earth like an inverted basin. Both the center
of the heavens and the center of the earth are elevated, while the outer
regions are low. The polar region is the center of both the sky and the
earth; both are highest at the center and slope down in the outer regions.
The beams of celestial light are blocked by the elevation of the center of
the earth. This makes day and night. The center of the sky is 60,000 li 13
higher than the outermost orbit where the sun is located at the· time of
winter solstice. The earth beneath the North Pole is also 60,000 Ii higher
than the terrestrial region beneath the outermost orbit. The outermost
celestial orbit is 20,000 Ii higher than the earth beneath the North Pole.
Elevations of the sky and earth are in parallel correspondence, and the
sun always keeps the same distance of 80,000 Ii from the earth. 14
This constant distance of 80,000 Ii between the sky and the earth can be
interpreted in two ways, in terms ofthe up-and-down distance or the distance
perpendicular to each point on the earth. In other words, in the former sense,
the earth and sky are parallel vaults ofequal curvature, and in the latter they
are concentric hemispheres. A model illustrating the first of these concep-
tions was drawn by Shinohara Yoshitomi 1iJJj{W,&,15 and this interpretation
is also followed by N6da. 16 The second interpretation is Chatley's.17 The two
versions are shown in Figures 6 and 7.
We have no way of determining which interpretation is correct, since the
text reveals a lack of rigorous geometric concepts. Obviously the intent of
the second half of the Chou pi suan ching was merely'to present a physically
12 Noda Chiiryo, Taya tenmongaku shi ronsa *¥$~)(~3!:.ffifB. (Serial discussions on the
history of astronomy in the Far East; Tokyo, 1944), p. 232.
13 How this value of 60,000 Ii was derived is not at all clear; perhaps it comes from the
favorite number combination 6-8-10 (3 2 +4 2 =5 2). Noda, shahi sankei p. 56.
14 Section I, treatise on astronomy of the Chin shu.
15 shahi sankei kokujikai WJ"¥f~~*m (A Japanese annotated edition of the Chou pi suan -
ching; 1819), vol. 2, p. I.
16 Noda, shahi sankei 53-54.
17 Chatley, "The heavenly cover," pp. 17-20.
34 EARLY.IMPACT OF CHINESE ASTRONOMY
North
Pole
q::
o
o
o
oa:>
1 -oo,ooon-+-
Figure 7. Earth and sky according to Herbert Chatley's interpretation. They are
considered to be concentric hemispheres, with a constant perpendicular distance of
80,000 Ii to each point on the earth.
The focal point of the hun t'ien f!f[* (enveloping sky) theory, developed
by another important cosmologic school, is simply recognition that the shape
of the sky is spherical. In Chang Heng's ~~ Hun-i chu f!f[~tt (Notes on the
armillary sphere; about A.D. II 7), we find this statement: "The sky is like a
hen's egg, and is as round as a crossbow pellet; the earth is like the yolk ofthe
egg, lying alone at the center. The sky is large and the earth small." This
cosmic-egg analogy was a favorite of the hun t'ien school, repeated again and
again by later writers, although they may have been quite aware that it was
no more than an analogy.is
Another component of hun t'ien cosmology is its obvious close association
with the development of the armillary sphere (hun'i f!f[m), like that of the kai
t'ien theory with the gnomon. The "Treatise on astronomy'? of the Chin shu
says: (
At the time of the Emperor Ling Jlifif (reigned A.D. 168-188) of the
Han dynasty, Ts'ai Yung ~~ writingtotheemperorfromShuo-fangyrJJ
15, said, "The hsuan yeh ~~ theoryi9 has been lost and no teachers of it
are lett. With regard to the Chou pi theory, although the method and cal-
culations based on it are extant, many errors were discovered when the
theory was put to the test of explaining the structure of the universe.
It has been found that only the hun t'ien theory approximates the truth.
18 Needham, Science and Civilisation, vol. 3, p. 217. The cosmic~egg notion seems to have
been widespread among the ancients (for example, the Hindus and the Persians). See the
Encyclopedia ofreligion and ethics, vol. 4, pp. 158-159 and vol. 12, p. 85.
19 This was the third cosmologic theory of anc~ent China.
EARLY IMPACT OF CHINESE ASTRONOMY
20 See the section "T'ien t'i" :;Rftl (The structure of the heavens), translated in Ho Ping-
Yii, "Astronomy in the Chin shu and Sui shu" (inaugural dissertation; Singapore, 1955).
21 Willy Hartner, "The obliquity of the ecliptic," Silver 1ubilee Volume ofthe Zinbun-Kagaku-
Kenkytlsyo (Kyoto, 1954), p. 179.
22 N6da, TOya, pp. 292-294.
EARLY CHINESE COSMOLOGY 37
ical incompatibility of the two theories, practical observers made use of the
techniques associated with each. They made observations with the aid of the
gnomon during the day and used the armillary sphere and water clock at
night.
There is an obscure causal explanation of the hun t'ien theory, transmitted
most clearly by Chang Heng in his Hun-ichu 1!I!fi~, which says: "Both inside
and outside the sky there is water. The sky and earth are both supported by.
the ch'i *t: [air], and water is carried round with them in their rotation."
Wang Ch'ung .:E3iS, the celebrated skeptic (A.D. 27-97), interpreted this to
mean that there is water below the earth, and expostulated: "The hun t'ien
theory asserts that the sky revolves and passes under the earth. Let us now dig
a hole 10 ch'ih deep in the earth. Water is invariably found. How is it possible
for the heavens to move through water? They cannot do so."
At this point, Ko Hung ~~ commented: "The sky is exterior to the earth,
and water is found outside the sky. Hence it is on water that the sky floats,
carrying with it the earth."23 But his counterargument against Wang Ch'ung,
the only known dissenter, is a naIve and futile metaphor. Because the dragon,
the representative ofyang, lives in the water, he said, the sky, also belonging
to yang, must be able to move through water. 24
Since the height of the sky was not an element of the hun t'ien: theory, the
idea of an infinite universe was possible. But Chang Heng, one ofthe greatest
astronomers of a~cientChina, refused to speculate on the extent of the uni-
verse. However, there were those who tried to estimate the size ofthe (finite)
celestial sphere. According to the Chin shu, the circumference of the celestial
sphere in the hun t'ien theory was, like that in the kai t'ien theory, equal to the
circumference of the sun's diurnal orbit at the equinoxes, or 1,071,000 Ii.
The figure is somewhat reasonable, because the equinoctial orbit is the mean
of the tropical zones. .
In the third century, Wang Fan.:E¥ revised this value, using the improved
circular constant 142/45, or 3.155.25 He obtained a circumference of 329,401,
122,221 +10/7,200,000 Ii. (The lack of appreciation of probable error is ap-
parent.) In spite ofhis beliefin a spherical sky, he made his armillary sphere in
the shape of a bird's egg, with the ecliptic longer than the equator. 26
28 Ho translation.
24 Alfred Forke, The world conception of the Chinese (London, 1925), p. 22.
25 A contemporary, Liu Hui ~Ufi, arrived at the more accurate value of 3.14159.
26 See the section on astronomical instruments in the treatise on astronomy of the Chin shu.
EARLY IMPACT OF CHINESE ASTRONOMY
/
Cheng Hsuan ~j( (A.D. 127-200), best known as a classical scholar, also
tried to measure the size of the sky. His method utilized both the kai t'ien and
hun t'ien theories, indicating that he was unaware of their geometric incom-
patibility. He accepted the idea that the earth was flat and that Yang-ch'eng
was the center of the universe. Nevertheless, he assumed that the sky was
spherical and attempted to determine its circumference by the application
ofthe characteristic kai t'ien techniques of gnomon-shadow measurement and
triangulation. Figure 8 shows his method.
I
I
I
I
~ I I
o
o
II II
tfu~h
1.5 Ch'ih -+I ~ .
Yang .. ch'eng
Figure 8. An early effort to determine the size of the universe. Using an 8-ch'ih
gnomon, Cheng Hsuan measured the gnomon's shadow at summer solstice as 1.5
ch'ih. Accepting the assumption that the zenith is 80,000 Ii above the earth, he com-
puted the circumference of the heavens to be 513,687.68162 Ii.
The shadow of the midday sun is shortest at the summer solstice. There-
fore the extent ofthe sky as calculated in this case is also the shortest possible.
Cheng apparently did not consider other cases, which would have led to larger
values of the sky's circumference.
It is incorrect to assume that the egg model of the universe in the hun t'ien
theory implies a spherical (or spheroidal) earth. Acceptance of the armillary
sphere firmly established the spherical model of the sky, but construction of
terrestrial globes did not follow. In fact, the sphericity of the earth was gener-
ally not recognized, as the case ofCheng Hsuan shows. "The yolk of the egg"
suggested not the shape but the position of the earth.
During the Sui and T'ang periods, the correspondence hypothesis (I ts'un
to 1000 Ii) Jas questioned and tested by making careful measurements of the
sun's shadow at several sites on the same parallel, as nearly as possible, of
longitude. As a result, the 1000 Ii ofthe old hypothesis was reduced to 250 li. 28
In 724 Nan Kung-yueh ffl'gwt measured the distance corresponding to
I tu)jt (roughly I degree) ofearth latitude. 29 Choosin,g the flat pl~in in Honan
province for his observations, he measured the altitude of the North Pole
from several sites and the distances between them. He obtained a value of
351.80 Ii for I tu of meridian latitude. 3D
These painstaking surveying activities did not lead to postulations con-
cenling the shape of the earth. The Chinese were satisfied to obtain locally
valid values.
28 Tung Tso-pin ]I[{1=Jt et aI., Chou-kung ts'e ching-t'ai tiao-ch'a pao-kao mJ1}mU~§~31t
¥~1!f (Report ofthe investigation ofthe Duke of Chou's tower for measurement of the shadow
of the sun; Ch'angsha, 1938), pp. 32-34; and n. 4, above.
29 There are 365 1;4 tu in a circle; 1 tu is about 0.98563 degrees.
30 Yabuuchi Kiyoshi til*JfFIf, Zuito rekihO shi no kenkyu m~~~5!:z1iff~ (Researches in
the history ofcalendrical science during the Sui and T'ang periods; Tokyo, 1944), pp. 33-34.
4° EARLY IMPACT OF CHINESE ASTRONOMY
31 See the section on the structure of the heavens in the Chin shu, Ho translation.
32 A good account of these ideas is given in Forke, The world conception, pp. 24-29.
33 "Li chih" Mit (Treatise on calendar-making) of the Hsin T'ang shu ~)!Hf (New stan-
dard history ofthe T'ang period), eds. Ou-yangHsiu Jt~1J1; and Sung Chi *iil~ (1060), quot-
ed in Yabuuchi, Zuit6 rekiM p. 6.
EARLY CHINESE COSMOLOGY 41
were re-examined~ and although the basic mathematical and astronomical
tenets were not disturbed, attempts were made to rationalize them. 34
The Neo-Confucians favored the hun t'ien theory. Chu Hsi (II31-
1200), the chieffigure of the sc~ool, argued that the kai t'ien theory could not
*,,,
explain how the sky kept in consonance with the earth. That his quasi-
mechanical model derived from the hun t'ien theory is apparent from the fol-
lowing oft-quoted statement:
The shape ofthe sky and earth is as if somebody joins two bowls with
water inside. So long as he constantly turns them aroundwith his hands,
the water remains inside and is not spilled, but no sooner does he stay his
hands for a moment than it runs out. 35
Chu Hsi's concept of the world was rooted in his materialistic cosmogony,
the origin ofwhich can be traced back at least as far as the Huai-nan tzu (Book
ofthe Prince ofHuai-nan; about 120 B.C.). This work is based on the behavior
of the cosmic protyle, ch'i *,,:
Heaven and earth were in the beginning nothing but the ch'i of yin
and yang. This single ch'i was in motion, turning around,and after the
turning had become very rapid, there was separated out a great quantity
of sediment. There being no way by which it could escape from within,
it coagulated and formed an earth in the center. The purest [elements]
of ch'i became the sky, the sun, the moon, and the stars. 36
The concepts of ch'i and its formal correlate Ii ~ had subtle and wide im-
plications in Chu Hsi's study of cosmic patterns. Ch'i and Ii can be roughly
compared to Aristoteli~.n material cause and formal cause.
Li is the metaphysical principle that permeates physical phenomena and
brings harmony and order, a kind ofself-regulatory equilibrium, to the uni-
verse. Ch'i is the purely physical protyle. Li also has the characteristics of
"essence": a specific Ii exists for every separate object and makes that object
what itis. 37 Yet Ii as such, like Aristotelian matter, is passive and cannot
create anything by itself. It is perceivable only in things. Ch'i ,unlike matter,
is not passive and includes energy that brings about physical change. Hence
Ii does not playa concrete role in change and ch'i is actually the "efficient
cause" ofappearance. Still, Ii is a more worthy object ofstudy than ch'i because
it is "metaphysical" rather than "physical"-and has ethical and moral implica-
tions, whereas ch'i is morally neutra1. 38 We shall have occasion later on to ex-
plore this dichotomy further, as it dominated Japanese astronomical thought
in the first half of the Tokugawa period.
Chu Hsi goes on to state that the rotation of the sky keeps the earth in equi-
librium, just as the turning bowls do the water:
Thus the heaven moved unceasingly, turning round-day and night ...
Should heaven stop only one instant, the earth must fall apart. But the
gyration of the heaven was so fast that a great amount of sediment was
amassed in the middle. This sediment of the fluid is the earth. There-
fore it is said that the purer and lighter parts became heaven, the grosser
and more turbid, the earth. 39
~
proper motions of the planets, of ignoring the natural motion merely for
convenience in calculation.
The revival of cosmology during the Sung period thus included a crude
mechanical interpretation. But the instigators of the revival were metaphy-
sicians. Their theoretical contributions were not utilized by astronomers
of the time. Nor, as the astronomical treatise of the Sung history shows, was
such learning incorporated into official theory.
In the West, until the time of Copernicus (1473-1543), cosmologic specula-
tion and practical astronomy were two virtually separate fields. Although
a succession of schemes of the cosmos were conceived by philosophers and
theologians descended from the Aristotelian tradition, practical astronomers
of the Ptolemaic heritage took schematic considerations more or less for gran-
ted. Their paramount concern was with accumulating observational data and
improving the precision of astronomical formulas and parameters. An anal-
ogous bifurcation was maintained in the East Asian tradition. 41
Cormology in Japan
Cosmology must have been transmitted to Japan early in the period of
Chinese cultural dominance. The Chou pi suan ching and the "T'ien-wen chih"
of the Chin history (which includes the most substantial discussion of early
Chinese cosmology) were required reading for Japanese students of astrono-
my. There was, however, no more interest in cosmology in Japan than in
China at that time, although it is recorded that a student taking the Japa-
nese state examination in 801 wrote a thesis on Chinese cosmology.42
The first references to Chinese cosmology after the period ofinitial cultural
contact appeared in the Rekirin mondo shu ~*r,Wg~ (Collection of dialogues
on the calendar; 1414) by the ~ourt astronomer Kamono Arikata ~a;tE:1J.
The treatise is devoted to hemerologic indications in the on'yo do tradition.
In the opening section, which dwells briefly on Chinese cosmology, Chu
Hsi's influence is overwhelming. 43
Court Astrology
PRACTICE IN CHINA
Chinese court astrology was strictly portent astrology2 used in the service
of rulers. It consisted first of observation of portents in the form of celestial,
1 Saito Tsutomu ~JJi.lb, OchOjidai no on'yo do =EijiJj~~O)~IJ~H:§ (Tin-yang art during the
OchO era; Tokyo, 1915), p. 76.
2 This is identical to what Otto Neugebauer has called "judicial astrology" as opposed to
"horoscopic astrology." See Neugebauer, "The history of ancient astronomy-problems
and methods," 'Journal of Near Eastern Studies 4,1-38 (1945), and A. Sachs, "Babylonian horo-*
ASTROLOGY AND THE OCCULT SCIENCES 45
meteorologic, and seismologic phenomena-running the gamut from super-
novae to planetary conjunctions to hailstorms to earthquakes-and then of
empirical correlation ofthese portents with happenings in human society that
. were relevant to the success of the imperi~l rule. The following example is
taken from the "T'ien-kuan shu" ~1fS: (Monograph on heavenly offices)
of the Shih chi ~~a (Records of the Grand Astrologer-Historian; circa 90
B.C.): "When Mercury appears in company with Venus to the east, and when
they are both red and shoot forth rays, then foreign kingdoms will be van-
quished and the soldiers of China will be victorious."3
From dynasty to dynasty portents were described and analyzed in relation
to terrestrial events in the "T'ien-wen chih" ~Y:.~ (Treatise on astrology)
ofthe Standard Histories. This voluminous and detailed coll~ction ofobserva-
tions extending over two millennia is even today proving of immense value
to seismologists,:ast,ronomers, and other scientists. 4
There must have been a strong impelling motive for such indefatigable
efforts. The Han shu liS: (History of the Former Han dynasty) gives a clue
to this motive by showing the tremendous significance ofcelestial phenomena
to the Chinese ruler. It quotes from an imperial edict: "When the prince of
men is not virtuous, a reproach appears in heaven or earth, and visitations and
prodigies happen frequently, in order to inform him that he is not governing
rightly. Our experience in governing has been [only] for a brief time, so that
[we] have not been correct in [our] acts, hence on [the day] wu-shen [Jan. 5,
29 B.C.] there was an eclipse of the sun and an earthquake. We are greatly
dismayed."s
According to the Chinese, a ruler's title to the throne was bestowed by
heaven. 6 He should be a virtuous man; ifhe was not, he was no longer qualified
*scope," 'Journal ofCuneifo1J~Studies 6 (2),51 (1952). There is, however, the historical usage of
defining "judicial astr6logy" as opposed to "natural astrology." In order to avoid confusion,
the term "portent astrology" will be used in place of"judicial astrology" throughout this work.
S Joseph Needham, Science and civilisation in China (Cambridge, England, 1959), vol. 3, p.
353· .
ancient Chinese, Japanese, and Korean sources. See Imoto Susumu **;ii
4 To cite one of many instances, statistics on meteor showers have been compiled from
and Hasegawa
*
Ichir6 :R:t:t)ll~~~, "Chiigoku, ChOsen oyobi Nihon no ryiiseiu kokiroku" 1=f~:iWJM:&ry
S ~ VfE~ f:ffltt~~ (Ancient records of Chinese, Korean, and Japanese meteor showers), Ka-
gakushi kenkyii f4~Jl:1iJF~ (Journal of history of science, Japan), no. 37, 7-15 (1956). An English
translation was published as "Historical records of meteor showers in China, Korea, and
Japan," Smithsonian Contributions to Astrophysics 2 (6), pp. 131 ff(Washington, 1958).
5 Homer H. Dubs (trans.), History ofthe Former Han dynasty (5 vols. projected; Baltimore,
1944- ), vol. 2, p. 382. Interpolations are Dubs's.
6 Yabuuchi Kiyoshi ~P9m, Shina no tenmongaku 310j:~~X)(~ (Chinese astronomy;
Tokyo, 1943), pp. 63-66.
EARLY IMPACT OF CHINESE ASTRONOMY
PRACTICE IN JAPAN
The Japanese Yin-yang Board required that astrology students study five
Chinese works :13
(I) "T'ien-kuan shu" of the Shih chi.
(2) "T'ien-wen chih" of the ;Former Han history.
(3) "T'ien-wen chih" of the Chin (A.D. 265-420) history.
(4) San-se pu-tsan ::::f3r-t~ (Commentary on three star classics).14
(5) Han-yang t'ien-wen yao-chi Jl!lt~)f;R)(~~ (Collected essentials of
Han-yang's astrology).15
A brief comment on the first two, which are astrologic sections of official
dynastic histories, will suggest the nature ofthe Chinese astrologic teachings
that were endorsed by the Japanese Yin-yang Board.
In the "T'ien-kuan shu" an analogy was drawn between the celestial
realm and the imperial court. The characteristics and activities of the stars
were interpreted in relation to the imperial scene, constellations and stars
being considered analogous to governmental bureaus and their officials.
Since the nature ofa fixed ;tar was not yet firmly established, displacement of
a star from its regular position required astrologic interpretation. Forecasting
was also based on the changing number of stars observable in a constellation
and on variation of stellar magnitude and scintillation.
/ Twenty-eight lunar mansions were associated with twelve ancient feudal
states. The movable celestial bodies that appeared in a mansion were thought
to exert influence upon the corresponding state. Although interpretations
were to a large extent based directly on past experience, they were structured
and modified to form a system by application ofconceptions which, congruent
with the general conceptions of Chinese natural philosophy, were largely a
priori. The five planets were related to the seasons, directions, and so forth,16
On this basis thepositions ofplanets against their background constellations,
their relative positions, and changes in their magnitudes were interpreted and
correlated with terrestrial events by highly rational speculation.
Portents other than stars and movable celestial bodies included eclipses,
comets, earthquakes, and sublunar meteorologic phenomena such as halos of
the sun and moon, thunder, lightning, meteorites, and "visitations of fire."
The "T'ien-kuan shu" ofthe Shih chi dealt only with the theory ofastrology.
It did not record actual phenomena or applications of theory to individual
cases, which were described elsewhere in the book, especialfy in the annals of
the emperors. However, the astrologic treatise ("T'ien-wen chih") of the
Former Han history not only repeated and extended the theory formulated
in the Shih chi, but also added numerous chronologic records of portents and
correlated them with terrestrial events. After the Chin history, portents were
simply recorded in chronologic order, with increasingly less correlation with
terrestrial events, from dynasty to dynasty until the Ming{ls68-I644).
As the textbook material suggests, heavenly portents were a source ofmajor
concern in Japan as well as in China. The ruler was extremely superstitious
about them. For example, in A.D. 721 the Empress Gensh6 5GIE was impressed
with a halo of the sun and said: "The appearance of the wind and clouds is
unusual. I have become most anxious, and cannot be tranquil day or night.
Consulting the old classics, I find that when the govern'an~e of a ruler is inad-
16 The correspondences between the planets and the elements are indicated in the follow-
ing table, arranged from the astrologic treatise of the Former Han history:
Planet Direction Season Element
Jupiter East Spring Wood
Mars South Summer .Fire
Venus West Autumn Metal
Mercury North Winter Water
Saturn Center End of summer Earth
ASTROLOGY AND THE OCCULT SCIENCES 49
quences. All ofthe courtiers turned pale, and the emperorhimselfwas seriously
frightened.1 8 Having such power over the emotions of the ruler, astrologers
were able to maintain their position as advisers indispensable to the state.
There were two distinct aspects ofactivity in court astrology in Japan and
China: the first, objective description, and the second, subjective interpreta-
tion. Although celestial and terrestrial phenomena are the subject matter of
more or less objective description, thus providing data for scientific analysis,
their astrologic interpretations are arbitrary and involve many subjective and
dogmatic elements.
Scientific astronomy seeks objective regularity and periodicity, while only
irregular phenomena invite astrologic attention. As the recognition ofcelestial
periodicity is established, how and when are phenomena transferred from the
realm of astrology to that of mathematical astronomy?
We can classify natural portents into two classes, according to whether
their recurrence was known to be periodic. All sublunary (meteorologic)
portents, such as lightning, earthquakes, and meteors, were nonperiodic.
Since the periodicity of comets and of the magnitude of variable stars was
unknown in those days, they also were considered nonperiodic. The only way
to detect these random occurrences was constant observation. Their effect
on superstitious minds made them omens. They were regarded either as
unwelcome or as unusually auspicious signs.
The objective study of regularly recurrent, or periodic, phenomena was
identical with the subject today known as celestial mechanics. Material for
this study was limited, however, for many occurrences now recognized as
periodic were considered nonperiodic in early China and Japan. As irregular
*drical treatise of the period 226-239. By how long remains to be rigorously established. The
best account in a Western language of Chinese methods of eclipse prediction is given in K.
Yabuuti [Yabuuchi Kiyoshi], "Astronomical tables in China, from the Han to the T'ang
dynasties," Chugoku ehusei kagaku gijutsu shi flO kenkyu *~9=t1itf4~itvtlj~o>fiJf~ (Studies
in the history of science and technology in medieval China), ed. Yabuuchi Kiyoshi (Tokyo,
1943), English section, pp. 445-495."
20 Hsing-li ta-eh'uan 1tw.*~ (Collected works of philosophers of the Nco-Confucian
school), ed. Hu Kuang iiJ.lJJ( et al. (1415), vol. 27, p. 6.
21 "Giseirei" ff!lIlU~ (Regulations pertaining to the system of ceremonies) of the Taih6
code, quoted in Saito, OeM jidai, p. 86.
22 Genpei seisuiki ~f!l&~~~ (The rise and fall of the Minamoto and Taira clans), chap.
33. See Saito, OeM jidai, p. 88.
23 Nihon kiryaku B **,c.~ (Outline of the annals of Japan), under the twenty-fifth day of
the twelfth month, second year of the Jogen J{5G (A.D. 978) reign, in Kokushi taikei, vol. 5
(1900).
24 Suzuki Takanobu ~*lWcm, "Honpo kodai no nisshoku ni tsuite" *:mtlf\;iD B :~n~::. ":)
\" -C (On the ancient Japanese records of eclipses), Nihon tenmongakkai yoM B *::R5t~"~¥~
6 (4), 143-169 (194 1).
52 EARLY IMPACT OF CHINESE ASTRONOMY
solar eclipses recorded before A.D. 1600, fewer than 20 percent were clearly
listed as having been observed. According to T. von Oppolzer's Canon der
Finsternisse (Vienna, 1850), only halfofthem were observable inJapan, and only
three-fourths of the lunar eclipses so recorded could have been seen there.
Why did astrologers report excessive numbers of eclipses, even though
their duty was to make accurate prognostications? The answer lies in the
consequences of the prediction. If the forecast failed, the relieved emperor
did not punish the astrologer, but regarded the nonoccurrence as a happy
omen. On the other hand, the emperor was painfully embarrassed by an un-
foreseen eclipse, for he was not prepared to ward off the disaster it foretold.
As a result, he might remove the astrologer from office or even execute him.
Small wonder that the astrologer considered an occasional unconfirmed
prediction to be merely good insurance.
Comets. There were no elaborate theories about comets in China. Needless
to say, their periodicity was not known. Some early writers ascribed them to
derangements of the yin and yang;25 others thought that because of their
broom-like shape they swept up contamination in the heavens. 26
In primitive Japan, just as stars were regarded as fearful gods,27 comets
were interpreted as the,worst portents of all. 28 The intensity of fear excited
by comets was much greater than in China. A study of a great number of
astrologic interpretations ofcomets gathered by Saito reveals that from about
the reign of Emperor Ichijo -{~ (986-101 I), interpretations became more
detailed and were less commonly based on Chinese texts. 29 In Kanda Shigeru's
/i1$E8l3t exhaustive collection of historical records there is an unusual abun-
dance of data on comets, including notes on some comets that were recorded
in neither China nor Europe. 3o
Tp provide countermeasures against the misfortunes that comets foretold,
25 For instance, Huai-nan-t'Zu ?t.m.:r
(Book of the Prince of Huai-nan; circa 120 B.C.).
See Needham, Science and Civilisation, vol. 3, pp. 430 fr.
26 Examples are the Tso-ehuan tcW (Tso-ch'iu Ming's tradition of interpretation of the
spring and autumn classic) and the treatise on astrology of the Chin history. The verb custom-
arily used in classical Chinese to describe the motion of a comet means, literally, "sweep."
27 Saito, OeM jidai, p. 76.
28 "According to my interpretation, comets are formed by derangements of the five
planets; therefore they produce unusually dangerous exhalations (ki W:)." Shodo kanmon mfili.fY;
3t (Memorials of specialists), chap. 45, in Gunsho ruiju ff:;:~:f:E. (Encyclopedic anthology),
vol. 26 (1898).
29 Saito, OeMjidai, pp. 81-96.
80 Kanda Shigeru jjj$EBa;, "Tenmon kansoku shi" ::R3tfiillU31: (a history of astronomical
observations), in Meiji 'Zen Nihon tenmongaku shi §Jj¥iiiW S *::R3t~3I: (A history of Japanese
astronomy before the Meiji era; Tokyo, 1960), pp. 447 fr; also Nihon tenmon shiryo S*::R3t31:
~ (T:ln::mt'!':t' :l!':trnnnmiC':ll rt'C'nrtl<::· 'r"!r",, T"?(C\
ASTROLOGY AND THE OCCULT SCIENCES 53
the emperor either called Buddhist monks to court to practice exorcism or '\
issued ordinances to prohibit the slaughtering of animals until the comet J
disappeared. 31 The Gukan shO ~fjffP (Miscellany of personal views of an
ignorant fool; 1220) tells us that Emperor Tsuchimikado ±1flVr~ abdicated
because of the unfavorable appearance of a comet.
Planetary motions. In ancient China, as evidenced by the "T'ien-kuan shu"
of th~ Shih chi, the positions of planets, particularly their meetings (con-
junctions, occulations, and apparent contiguities), also had remarkable as-
trologic significance. The Babylonian idea of geographical association was
paralleled in the identification of twelve divisions of the sky where meetings
could occur, with twelve states of the empire, so that the terrestrial location
affected by a celestial event was immediately specified.
On the other hand, the "Lli-li chih" 1$mf~ (Treatise on harmonics and
calendrical astronomy) of the Former Han history furnishes us with fairly
precise figures for the synodic periods of the five planets, reflecting the state
of knowledge at the end of the first century B.C. 32 Using these as a basis, the
Chinese proceeded to establish a Grand Conjunction period in which the
initial conditions of the sky, and thus of time, were to recur, and to adopt the
beginning of this great cycle as the epoch for computation of their ephe-
merides.
Gradual advances in knowledge of planetary motions were minor, and
did not reduce the importance of astrology any more than it was reduced by
scientific attempts to predict eclipses of the sun. Once cyclical behavior was
established, astral influence was simply considered to operate in regular
sequenqes. This idea was one of the basic factors that, in the Hellenistic
period iln the West, gave rise to the horoscopic art. It did not have the same
effect in China, as we note in the next section.
EMERGING CRITICISM
In Japan it was not until the Tokugawa period that outspoken criticism of
astrology appeared. At the same time, astrologic records became fewer
because as the calculation ofephemerides advanced, conjunction, occultation,
and other planetary phenomena were seen to be entirely predictable. 33
A seventeenth-century treatise says: "The ancients recorded solar eclipses 1\
Fate Calculation
There are two principles that throughout history were applied to Chinese
astrology, as well as to medicine, alchemy, and many other aspects of the
Chinese intellectual framework: the yin-yang and "five-elements" principles.
The yin-yang principle explained all phenomena in the universe in terms of a
fundamental dichotomy which corresponded to that of heaven and earth,
34 Iguchi Tsunenori * 1=1 ~iil!, Tenmon zukai 5'(Xliim (Astronomy illustrated, 5 vols.;
Osaka, 1689), vol. I, p. 4, in Nihon tetsugaku zensho B *'&~~. (Source· book in Japanese
philosophy), vol. 8 (1936).
35 Nishikawa Joken fl§JII~QJ!, "Kaii bendan" 1¥:~~t¥JT (A refutation of the theory of
anomalies; MS, 1714), vol. I, p. I.
36 "Nihon tenmonshi" B *5'(xit (A treatise on Japanese astrology; MS, 1781); "Fu, Sen-
koka no ben" ~#, d:if~*O)~ (Appendix on astrologers).
ASTROLOGY AND THE OCCULT SCIENCES 55
male and female, and so on. The five-elements principle was used to systema-
tize the relation of things by placing them in the constellation of natural
agents-wood, fire, earth, metal, and water.
The questions of when and how these principles came into being still chal-
lenge the historian. According to Kobayashi Nobuyuki's IJ\;ft~ff textual
study, they were first formulated and put together during the early Warring
States period (about the fourth century B.C.) and became established during
the Former Han dynasty (the second and-first centuries B.C.).37 _
From their inception, these principles were closely related to astronomical
and cosmologic thinking. In the "I-wen chih" .3t~ (Treatise on bibliog-
raphy) of the Han shu ~. (History of the Former Han dynasty) there is an
explanation ofthe function ofthe yin-yang art: "The yin-yang school originated
in the office of Hsi ~ and Ho 5f\J. Respectfully obedient to the course of the
great heavens, they trace the positions of the sun, moon, and stars, and
respectfully provide the people with determinations of time." This descrip-
tion gives precisely the function of the calendar-maker.
Thus the yin-yang dualism was apparently first ad0pted as the fundamental
principle of calendar-making. 38 Nevertheless, it did not remain a mere ra-
tionale of technique, but was elaborated into cosmologic theories based on
a celestial-terrestrial dichotomy,39 which in turn was one of the bases from
which the theory of individual fate calculation was deduced.
According to Kobayashi, the five-elements principle was not simply
derived from a knowledge of five planets. 4o This assertion is quite plausible
because earlier systems embodying different numbers ofelements are known.
In the recently discovered inscriptions of the Yin ~ dynasty (1400-1027
B.C.), for instance, a system of nine elements has been found. 41 But it is a fact
that five survived as the most fundamental number. The reason, Shinjo
Shinzo ~;IBX;~lii conjectured, may be that in about 360 B.C. it was first rec-
ognized that there are five, and only five, planets, and this belief presumably
indicated the superiority ofthe number five over the others. 42 This discovery
may have influenced astrologic forecasting at an early date. 43
. The five-elements principle played an indispensable role in fate calculation.
It was combined in practice with the stem-branch (kan-chih =P 3Z:) ordinal cycle,
the sixty numbers of which were formed by successively pairing a decimal
with a duodecimal series of characters. Its elements may have originated as
early as the Yin dynasty, although use of the ten stems and twelve branches
to form sexagenary cycles for counting years took place in the Former Han
dynasty as part of the development of calendar-making. 44 The relation
between these symbols and fate calculation, however, is not found in any Han
dynasty book. The earliest known work in which it is alluded to was written
by Kuan Lu ~!/i6 in the Three Kingdoms period. 45
The notion of fate, ming iff, is also found very early in the history of Chinese
thought, just as in that of other peoples. The problem of fate was often dis-
cussed by scholars during the Han dynasty, when ch'an-wei ~~ thought was
developed. 46 Although the various elements of ch'an-wei appeared in the
Warring States period (403-221 B.C.), its close association with the calendar
was established during the Han period and developed thereafter. 47"
Despite the objections ofeminent scholars, this superstitious current grew
with the social disintegration of the Later Han and Three Kingdoms periods.
Some emperors favored it for their own advantage,48 but it also provided a
basis for subversive ideologies. For the most part'it was not considered or-
thodox and was often severely repressed by the government. Consequently
most ch'an-wei books ha~e not survived.
We must take care, however, not to confuse this Chinese art with the
~~::.eth!i~~al astrology of the Hellenistic tradition. Although the basic idea of
foretelling the individual's fate was the same, the method employed in each
case was distinctly different. The Chinese art, from its outset, was not directly
concerned with celestial motions as Ptolemaic· astrology was. So far as the
state was concerned, the goal ofastronomy was the compilation of the official
calendar. Chinese astrologers relied heavily on calendrical indications rather
than directly upon astronomical computations or observations. Counting
cycles based on planetary periodicities could be replaced with much simpler
abstract cycles.
The stem-branch system was in this sense purely mathematical. Interpre-
tation depended upon a combination of the five elements (with their auxiliary
correlates, such as geographical directions and seasons) and the sexagenary
calendrical indexes of the year, month, day, and even hour of the individual's
birth. 49 The direct influence of celestial phenomena could be dealt with only
by complex and laborious calculation, as anyone acquainted with the writings
of Ptolemy is only too aware. If astrologic caleulations were to be drasticallyJ
simplified for widespread use in a culture where advanced mathematical
training was not common, the replacement of an intricate system of celestial \
periods by a simple numerical cycle is hardly to be wondered at. Thus Chinese I
fate calculation is not astrology in any literal sense, but an application ofcalen- I
drical, or time-numbering, elements to mundane personal affairs. '
Closely related to developments in calendrical science was the notion of
lucky and unlucky days. As early as the Han dynasty, hemerology was
practiced to determine the propitious moment for undertaking any act of
daily life. Illustrations and notes in the margins ofthe official calendar, printed
and distributed to the public after the tenth century, were widely used as
guides for scheduling personal conduct.
WESTERN INFLUENCES
The further development ofthe art offate calculation was a complex process.
It was augmented by}-'aoist elements, particularly during the Six Dynasties
period (third to sixth centuries A.D.) and probably reached its maximum
development in the T'ang,50 when Western cultural influence was prom-
inent. 51
Although portent astrology appears to have been widespread in early times,
The importation of Chinese ideas. The Chinese art of divination was welcomed
by the Japanese court. Textbooks assigned to students of the yin-yang art
were as follows :54 .
(I) Chou i )Wj£ (popularly known as I-ching £~, The book of changes).
(2) Hsin chuan yin-yan shu ~m~I~HI (Newly compiled book of yin-yang
art).
(3) Huang-ti chin-kuei yii-heng-ching 'J{*~llf3~~~ (The yellow empe-
ror's golden casket canon of the jade balance).
(4) TFu-hsing ta-i :n.fi*~ (Fundamental principles of the five elements).
The I-ching, one of the most ancient Chinese classics, probably originated
as a collection of peasant omen interpretations. Although it incorporated a
mass of material used in divination, it was eventually elaborated into a com-
plex system of symbols and explanations that has no counterpart in any other
civilization.55
Japanese military strategists in warlike ages frequently used the I-ching
in making crucial decisions. In peacetime under the Tokugawa regime, the
book gradually lost its importance and became a handbook for unemployed
samurai, who told individual fortunes. In fact, it is still the principal tool of
Japanese street-corner soothsayers.
Although the cosmologic teminology of the I-ching was widely used, the
work itselfwas so abstract that it was never brought into a functional relation
with astronomy. Consequently it could not in any way influence the technical
development of astronomical science.
Presumably the Wu-hsing t"a-i (circa A.D. 600) represents the highest achieve-
ment of Chinese natural philosophy. Its author, Hsiao Chi _-=ir, epitomiz-
ing preceding works such as the Huai-nim tzu rlm T (The book of the Prince
of Huai-nan) and the writings of Cheng Hsuan I)$:, combined the five-
elements principle and explanations ofvarious human and natural phenomena
into a system. Although he included many ingredients of ch'an-wei thought,
he concerned himself only occasionally with fate calculation.
Again in this work, the correlation between celestial and terrestrial events
is expressed only metaphorically. Although there is more concern with scien-
tific matters and less with fate calculation or other kinds of prognostication
than in other books of the same type (for example, the Huang-ti chin-kuei
yii-heng-ching), the method employed is highly metaphysical.
Many other kinds of divination not represented in these works were prac-
ticed in China, as shown in the treatises on bibliography of the dynastic
histories. Most of them were unknown to the Japanese,56 perhaps because
they were not available via official routes.
Buddhist influence (sukuyo do). Besides official intercourse with the Chinese
court, there was anot'her way for astrologic ideas to enter Japan. Buddhist
monks returning from study in China introduced elements of Indian
astrology. Buddhism, the overwhelming intellectual discipline of ancient and
medieval Japan, emphasized contemplation and rejected the phenomenal
world as illusory. Physical theory and scientific institutions were outside its
scope. The Buddhists were concerned with astronomy only as one of the
peripheral features of the Indian cultural tradition that had been transmitted /
as an incidental part of their theology (see Chapter IS).
The Indian art of fate calculation, however, was unquestionably horoscopic
astrology for individual use, as opposed to the traditional Chinese portent
astrology. In this one respect, we may link Japanese astrology with the legacy
of Hellenism. The fatalistic tendencies of Buddhism and its emphasis on spiri-
tual enlightenment for the individual were certainly compatible with geneth-
Figure 9 (aJ. The earliest known Japanese horoscope, for the year III2, copied in
about the eighteenth century. (Available at the Zushoryo Library, Tokyo.)
liacal astrology, 57 while Confucian concern for social and political institutions
provided the ideologic basis for portent judicial astrology.
The Japanese school ofIndian astrology was called sukuyo do mllffH~ (the art
of the lunar mansions and planets), as· distinguished from the yin-yang art
(on'yo do). Its canqn was the Hsiu-yao ching mlll~ (The canon of mansions and
planets), a work translated from an Indian language by Amoghavajra (Pu-
k'ung ~~) in 759. Although the basic ideas of horoscopic fate calculation
57 Miscellaneous data on Buddhist astrology are gathered in Morita Ryusen ~m~~~,
Mikkyo senseiho m~J:!:i£l:* (Astrology in Tantric Buddhism, 2 vols.; K6yasan, 1941).
ASTROLOGY AND THE OCCULT SCIENCES 61
Figure 9 (b). The second earliest known Japanese horoscope, for the year 1269.
The innermost circle represents the twelve directions marked out by the Chinese
"branch" cycle. The next circle represents the twelve signs ofthe zodiac; their associa-
tions with seven luminaries as illustrated in Ptolemy's Teirabiblos are also indicated.
The third circle contains the twenty-eight lunar mansions. The fourth circle indicates
the positions of the nine luminaries (the sun, the moon, the five planets, and the
two Indian pseudo-planetary nodes of the moon, Rahu and Ketu) at the time of birth.
The outermost circle is the twelve houses. The most strikingly apparent difference
between Japanese and Western horoscopes lies in their shapes. Japanese nativities
are arranged in a circle, while those of the West (Indian as well as Arabic) are in-
variably square or rectangular. (The original copy is in the Shiryo Hensansho of
Tokyo University.)
62 EARLY IMPACT OF CHINESE ASTRONOMY
were set forth explicitly, the main indexes it employed were the twenty-eight
(or twenty-seven) lunar mansions (nak~atra) and the week rather than the
zodiac,58 thus revealing Indian rather than Greek influence.
, The Hsiu-yao ching was a sketchy treatise, however, giving only a rough idea
of the horoscopic arts. A more detailed account, the Ch'i-yao jang-tsai-chueh
-I::;1Ii.~~ (Formulas for avoiding calamities according to the seven lu-
minaries; ninth century), was also available. This work gave planetary ephe-
merides since A.D. 794 and could be used for actually casting horoscopes. It
displayed a noticeable trend toward hemerology in that although the early
part of the treatise was devoted to explication of the pure horoscopic art, the
latter tended to rely on calendrical indexes rather than on planetary ob-
servations.
There is one extant work, Sukuyo unmei kanroku mlli:l!!ilJm~ (A record of
fate prognostication based on the mansions and planets), which consists of a
horoscope cast in II 12 (see Figure 9) and its interpretation. In addition to
treatises of Indian origin such as the ones described above, it quoted fragments
of the Tu-li-yii-ssu ching 1~5fU$;ltJT~ (translated into Chinese about 800),
which was based on Hellenistic zodiacal astrology without reference to the
Indian naksatras. 59
As in Western horoscopic astrology, the point of departure for sukuyo do
was the moment of birth of the individual. Each part of the human body was
said to be influenced by a particular constellation. In order to determine the
position of the sun, the moon, and the five planets, practitioners (sukuyo shi
mlliffilj) consulted the Fu-t'ien Ii ffxff#}, an unofficial calendar compiled
between 780 and 783 in China.Jt was recently proved that the Fu-t'ien calendar
was brought to Japan in 957 by a Buddhist monk. So far we have found that
two extant Japanese horoscopes, OfIII2 and 1269 (see Figure 9) respectively,
were calculated by the Fu-t'ien method. 6o
Although practitioners quoted these works, there is virtually no record that
they also observed the courses of heavenly bodies for the purpose of casting
horoscopes. This art, therefore, did not help in stimulating astronomical
activities but was merely absorbed into the underworld of Chinese divination
practices.
58 Yabuuchi Kiyoshi, Cbugoku cbusei kagaku gijutsu sbi tlO kenkyu (Studies in the history of
science and technology in medieval China; Tokyo, 1963), pp. 175-176.
59 Yabuuchi, Cbugoku cbusei, pp. 169-172.
60 Momo Hiroyuki, :&5:ftH'J "Futenreki ni tsuite" ~::RJf:H:."::>\"L (On the Fu-t'ien ca-
lendrical treatise), Kagakusbi kenkyu, n, 118-119 (1964). See also Shigeru Nakayama, "Charac- ,
teristics of Chinese astrology," Isis 57, 450 if (1966).
ASTROLOGY AND THE OCCULT SCIENCES
Conclusion
Neither portent astrology nor fate calculation as practiced in China and
Japan led to objective study of the heavens. It is true that portent astrology
depended upon constant observation and provided a vast accumulation of
empirical data on celestial portents for modern scientific examination. 63
However, its purpose was the discovery and interpretation of anomalies in
nature, whereas modern astronomy aims primarily at the discovery of regu-
larities in nature. Their goals are diametrically opposite.
Although the casting of individual horoscopes in the West might, because
of the necessity of tracing the planetary positions at the birth date, have
contributed to or at least been related to astronomical observation and
computation, Chinese and Japanese fate calculation had no direct interrela-
61 According to Imoto Susumu, this treatise was written by Abe no Seimei and later ex-
panded, presumably by Buddhist monks of the Shingon.ii;~ sect-"Hoki naiden kin'u gyokuto
shu seiritsu no kenkyii." .1li*JjlJ4:.~.:E:%~nX;.ftO)TiJf~ (A study on the formation of the
Hoki naiden), Kagakushi kenkyu, no. 13, 41-44 (1950).
62 Saito, OeM jidai, p. 36.
63 See above, n. 4. It is well known among contemporary astronomers that the nova of
1054, now identified with the Crab Nebula, was recorded in China and Japan but not in
Europe.
EARLY IMPACT OF CHINESE ASTRONOMY
tionship with astronomical science. Fate calculation depended upon the study
of the five elements and calendrical indexes (for example, the stems ,and
branches), not, as in the West, upon observation or calculation of the posi-
tions of the heavenly bodies.
Thus, the assertion that astrology is a harbinger or concomitant ofscientific
astronomy is very dubious in the case of China and Japan, just as Otto Neu-
gebauer showed it to be doubtful in the case of Babylonian astronomy.64
It is questionable to what extent the Japanese were able to assimilate the
real content of the comparatively advanced Chinese science and to what
extent they could comprehend its technical details and understand their
merits. The yin-yanf; art, although it seems to have adhered to a set offunda-
mental principles, was a loosely structured set of techniques operating in the
field of everyday human affairs. It was this utilitarian and anthropocentric
feature of Chinese astrology in which the pre-Tokugawa Japanese were
mainly interested.
Former
Han B.C.
A.D.
Later 100
Han
200
Clan
period
300
Six
Dynasties -400
445 - - - - ,,
,,
500
,,
Sui , - - - - 604? Yuon-chio 600
665 - - - - 6921 [-feng Asuka
729 ,~ ~
700
T'ang 762
822
======-", ',---- 764 To-yen
Nara
800
'" ':.':.. 858 Wu-chi Heian
862 Hsuon- 900
Five Dynasties ming
-1000
Fujiwara
-1100
Sung
1200
- - - Shou- Kamakura
Yuan shih - - - -1300
-1400
Ashikaga
Ming -1500
1600
1685 Jokyo
Tokugawa- 1700
1755 Horyoku
Ch'ing 1798 Konsei -1800
1843 Tenp6
1872 Gregorian Meiji -1900
Figure 10. The frequency of and correspondences between calendar reforms in China
and Japan.
was the imperial edict by which the T'ai-ch'u::kW calendar was adopted. 2
The importance of the calendar to the political order endowed calendrical
study with such prestige that the history ofChinese astronomy is, for the most
2 Yabuuchi Kiyoshi fii73m, "Ry6kan rek~h6 k6" mTlJffl*~ (A study of calendrical sci~
ence during the Former and Later Han), TOM gakuM, Kyoto Jlt1Jlj':~Ji(1!f~ (Journal of Ori-
ental Study) 11, 330 (1940); and Zuito rekiM sbi flO kenkyu nJ~Jffl*3I:.z1iJf~ (Researches in
the history of calendrical science during the Sui and T'ang periods; Tokyo, 1944), p. I.
INTRODUCTION OF CHINESE CALENDRICAL SCIENCE
part, the history of calendar calculation. Scientific cosmology was set aside
and forgotten (see Chapter 4).
Gradually, however, the political importance of calendar reform dwindled.
Although some rulers initiated reform to proclaim a new order and thus gain
popular support, the classic identification of calendar revision with change of
dynasty was largely lost by the time of the Northern Wei (fifth century) and
succeeding northern dynasties.
(2) By the T'ang dynasty, the motive for calendar reform had become sim-
ply to correct disagreements of the calendar with observed celestial phenom-
ena. Hence reforms were carried out whenever a small error was found. 3
This accounts for the frequent revisions shown in Figure 10. Chinese calendar-
makers were not satisfied with providing a conventional calendar, in which
the courses ofthe sun and moon were reconciled, for civil use. They tried also
to include the anomalistic motions of the sun and moon and the periodic
motions of the five planets in a comprehensive ephemeris. The Chinese term
Ii ~ corresponds to ephemeris or astronomical treatise, and not to calendar in
the narrow sense.
Despite early recognition that a single perpetually valid calendar was
impossible, 4 calendar calculators never tired of proposing revisions. After the vJ
T'ang period, for instance, they frequently revised the calendar because of
failure to predict an eclipse. s The incentive for their ind(£atigable desire to
conform to the apparent celestial order must ultimately be attributed to a
philosophical acceptance of the phenomena of the material sky as the most
authentic reality. It was because of this orientation that calendar-making
maintained its status as an important integral part of Chinese science and
learningfor such a long time.
The length of a synodic month varies between 29.0 and 30.1 days. The
Chinese lunisolar calendar provided for "short" months of 29 days and
"long" months of 30 days. Calendar-makers attempted to arrange short and
long months so that the~2QJ1~.s_.conjun~tio?would take place on the first
day of every month. Prior to the T'ang period a mean synodic month of
approximately 29.5306 days was used for this purpose. Shortly before the
T'ang period, however, it was suggested that anomalistic motions of the sun
and moon be taken into consideration in calendar-making. Liu Ch'o ~1jA1,
who died between 605 and 616, used the term "ting shuo" JEgl)j (true synodic
month) as opposed to the older concept of fling shuo fgl)j (mean synodic
month).6 During the T'ang period the true synodic month was applied in the
Wu-yin iXJit: calendar in order to attain better agreement with the actual
phases of the moon and for convenience in eclipse prediction.
Besides the notation of lunar months, the Chinese had an independent
system of solar intervals for indicating seasonal changes, the most important
phenomena in the regulation of agriculture. The tropical year was divided
into twelve equal intervals of time called ch'i *\. The middle 'point of each
ch'i interval was called its ch'i-center (chung-ch'i $*\). The synodic month
was always slightly shorter than a ch'i interval, and thus a ch'i-center did not
occur in certain months. Such months were designated as intercalary months,
an~ in this way the sequence of synodic months was reconciled with the .
seasons of the tropical year.
Liu Ch'o made the first recorded distinction between true (ting-ch'i JE*\)
and mean (p'ing-ch'i f*\) ch'i intervals. The latter is one-twelfth of a
tropical year, ~s indicated above. The former is the period of time required
for the sun to move through a given 3o-degree arc of the ecliptic and therefore
varies In length in accordance with anomalistic movement. The true ch'i was
not, however, actually applied until the Shih-hsien Ir.f;@; calendar of theCh'ing
period.
We do not find in Chinese calendrical theory any tendency toward a con-
ceptual scheme or a mechanistic model of the sort that characterized the clas-
sical European developmeht ofmathematical astronomy. The Chinese method
was almost always arithmetical and algebraic rather than geometric. Unlike
Ptolemaic astronomy, Chinese astronomy showed no concern for projection
in space; for all purposes of measurement, heaven was two-dimensional.
Because the Chinese limited themselves to tracing apparent celestial orbits,
Early Japanese calendars were simply borrowed from China. The date of
Japanese adoption of the Tuan-chia 5G:Mf calendar, the first one borrowed, is
unclear. The earliest record of official adoption is found in the Nihon shoki
(Chronicle of Japan; A.D. 720), which contains the following entry: 'In
the eleventh month of the fourth year of the reign of Empress Jito ~it#C, in
compliance with an imperial order, the Tuan-chit/, calendar and the I-feng
.}II.calendar were begun. 8
7 See Yabuuchi, Zuito rekihO shi no kenkyu, p. 4., and Nathan Sivin, "Cosmos and computa-
tion," T'onugPao, forthcoming, appendix c.
8 William George Aston (trans.), Nihong), chronicles of Japan (London, 1896), p. 400.
70 EARLY IMPACT OF CHINESE ASTRONOMY
15 Araki Toshima m*~.~, Nihon rekigaku shi gaisetsu S *~~J1:.m'tIDt (Outline' of the
history of calendar-making in Japan; Kyoto, 1943), p. 5.
16 Instances are gathered in Koji ruien ti*~7If (Source book of ancient matters), "H6-
gibu" :1JtHffi (Volume on technical specialists; Tokyo, 1909), pp. 363-368.
17 Elaborate Chinese astronomical clockworks are described in Joseph Needham, Wang
Ling, and Derek J. de S. Price, Heavenly clockwork (Cambridge, England, 1960).
18 Shoku Nihongi, chaps. 12 and 24.
72 EARLY IMPACT OF CHINESE ASTRONOMY
hands of the government for its exclusive use. If a private individual made
use of them he was condemned to pen1.1 servitude for a year. 19
Moreover, the Japanese did not go further in the theoretical work of cal-
endar-making than to interpret the works available to them. "They were
satisfied with studying books. They did not observe and examine the move-
ment of celestial bodies. Neither could they comprehend the theoretical
basis of the calendar."20
In 757 the following texts were assigned to the students of calendar-
making: 21
(I) "Lu-li chih" 1$1I~ (Treatise on harmonics and calendrical astronomy)
of the Han dynastic history.
(2) "Lu Ii chih" of the Chin history.
(3) Chiu-chang suan-shu :fL:t!.& (nine chapters on the mathematical art).
(4) Chou pi suan ching mJ".~ (The arithmetical classic of the Chou
gnomon).
(5) Liu-chang A:t! (The six chapters).
(6) Ting-t'ien lun lE~~ (On the "true heaven" [?]).
All of these books are quite advanced examples of genuine Chinese science.
The first two are treatises on calendar calculation. The third and fourth
are the most important classics in the fields of mathematics and cosmology
respectively-analogous to, but hardly on the level of, Euclid's Elements and
Ptolemy's Almagest. The Chou pi suan ching is also the canonical authority of
the Chou pi school of cosmology, discussed in Chapter 4. The fifth and sixth
books are no longer extant. The Liu-chang is not listed in any Chinese
bibliography, but it is known that it served as a textbook for mathematics
students in Korea. 22 The Ting-t'ien lun is known only as a work on cosmology.
How thoroughly these achievements of Chinese science were mastered by
Japanese students is questionable. It is likely that their interest was focused
on the determination of auspicious and inauspicious days, rather than on
construction of the ephemerides. In the period of decline of astronomical
institutions, which closely corresponds to the hiatus in calendar reform, the
deterioration of the art of calendar calculation was obvio'us. The proposal for
19 Ritsuso $WR (Outline of the legal code), "Shokusei" ~mu (The governmental staff
system). Quoted in Koji ruien, p. 284.
20 Harumi sensei jikki *mJ'[;~.~ (Veritable records of Shibukawa Harumi), reprinted
in Nihon kyoikushi shiryo E *tJc1f~~~ (Materials for the history of education in Japan;
Tokyo, 1892). vol. 9, p. 491. '
21 Shoku Nihongi, chap. 20.
22 Fujiwara Matsusaburo iJiJJJt~=~~, Nihon sugakushi yo E *1tJ!}':~~ (Essentials of the
history ofJapanese mathematics; Tokyo, 1952), pp. 16-19.
INTRODUCTION OF CHINESE CALENDRICAL SCIENCE 73
*
adoption of either the Korean (Silla) calendar or the Sung calendar in 1048
was not approved. 23 In the meantime the authority of professors of calendar-
making and ofthe court astronomers was eclipsed. Adherents of the Buddhist
sukuyo do school, with the aid of the Fu-t'ien calendar, challenged and com-
peted with the court calendar calculators in predicting eclipses. 24 Still later,
court mathematicians joined in this competition. 25 The decline in the au-
thority of the official calendar led to an outflow of unauthorized rural calen-
dars, primarily for superstitious use.
DURING THE PERIOD with which we have dealt in this part, Japanese astron-
omy was almost entirely under Chinese influence, specifically that of Chi-
nese court astronomical practice.
One may say with certainty that in China genuinescience took form during
the Han period. Its basic ideas and characteristic approaches were crystal-
lized at that time. In succeeding periods, astronomy was developed in the
established pattern, until it reached maturity in the Sui and T'ang periods.
Chinese institutions were closely copied in Japan, to the exclusion, it seems,
of creative innovation. Although the Chinese organization was highly sys-
tematic-nothing comparable was to be found in the rest of the world at the
time-this very systematization may have served largely to forestall the
emergence of new lines of thought.
Calendar-making was, in its approach, closer to modern science than any
other Chinese art. Despite its empirical, quantitative basis, however, it was
inherently limited by its lack of concern with conceptual schemes. During
the Han and Six Dynasties periods cosmologic discussions often took place,
but they were discontinued soon after. By the T'ang period the Chinese were
no lorger interested in this speculative pursuiL Their scientific goal was to
trace the apparent positions of the heavenly bodies and to obtain the closest
possible agreement between celestial movements and the lunisolar calendar,
with the aid of algebraic, not geometric, tools.
Minor discrepancies between the calendar and celestial phenomena resulted
in amazingly frequent calendar revisions. Whereas the Western calendar
emphasized schematic convenience for civil and religious use, Chinese
calendars became much more complicated than their practical applications
warranted. A sharp separation of scientific astronomy and civil calendar-
making did not take place.
ANALYSIS OF CHINESE AND BUDDHIST INFLUENCES 75
1 'jujushin ron -t{±'L\~ (On the ten spiritual stages; n.d.), reprinted in KobO daishi zcnshu
:JL1**ffiIj~~ (Collected works of Kiikai ~m; Tokyo and Kyoto, 1910), vol. I, pp. 125 fr.
Part II
Sixteenth Century to
Century
8 ·lesuit Influence
THE IMPACT OF THE WEST finally began to make itselffelt on the isolated
islands ofJapan in about 1543,1 the year in which Copernicus' De revolutionibus
and Vesalius' De humani corporis fabrica were published. Of direct significance
to the history of Japanese astronomy was the Jesuit mission that came to
Japan from Spain and Portugal at this time.
A long period of civil warfare between feudal lords was approaching its
end. Firearms, introduced by shipwrecked Portuguese, quickly spread
throughout the country in an era when superior weapons were of decisive
importance. In 1603 Tokugawa Ieyasu ~J1I*m took the title of "Shogun"
~. ("Generalissimo") and by 1615, after a long struggle, his family succeed-
ed in imposing its authority upon all its feudal rivals. They took every pos-
sible measure to perpetuate their centralized regime. The emperor sat power-
less at Kyoto, holding only nominal authority, while far-reaching changes
occurred. The way oflife ofthe feudallords, samurai (warriors), and all other)
classes was prescribed.by law. Social status was made hereditary. Although
the shogunate was able to maintain continuous peace, it was purchased at
the price of political freedom and social mobility.
The government was secular. Although Buddhism was officially patronized,
it had .lost its i.ntellectu.al vitality and Neo-Confucian philosophy became the
r
et1iical basis of the new regime. Members of the samurai class, which com-
prised about 5 percent of the population, gathered in the towns of the feudal
lords. In this era of relative peace they found ample time for learning and
became the intelligentsia of the day.
The scientific activities of the missionaries)n Japan have never been care-
fully investigated and described as have those in China. 2 Scholars who have
1 A Portuguese source places the date at 1542. However, according to a Japanese source,
the Teppoki ~~~a, written between 1648 and 1651, the year is 1543. See C.R. Boxer, The
Christian ~entury in 'Japan, 1549-1650 (Berkeley, 1951), P.27.
80 EARLY IMPACT OF THE WEST
'}
studied the reports of such missionaries to China as Matteo Ricci and Johann
Adam Schall von Bell tend to project their picture of seventeenth-century
Chinese science onto that of Japan in the corresponding period and often
conjecture that Japanese science also was substantially affected by the early
Jesuit Activities
Beginning in 1549, when St. Francis Xavier landed on the southwest shore
of Japan-several years after Japan's first direct contact with the West-
Christian evangelism marched into Japan, reaching its prime between 1574
and 1612. 3 Despite barriers of language and cultural background, the Chris-
tian teachings ofthe Jesuits were received with enthusiasm i11. some Japanese
jquarters. This receptivity to Renaissance Christianity may be explainable in
terms of its essential compatibility with the decentralized militaristic and
feudal social organization ofJapan at that time.
Of the various techniques bequeathed by the Jesuits to Japanese, the sur-
gical arts became well established, surviving even during the period of Chris-
tian persecution. Western astronomy also made some impression on the
tJapanese. Xavier reported to the vicar-general, Ignatius Loyola:
2 Recently, an effort to fill this historical blank was made by Ebizawa Arimichi m~~
*Jill, Nanban gakuto no ken.~yu i¥Jm¥ififtO)1iJf~ (A study of the tradition of Western learning
iin Japan; Tokyo, 1958). This work emphasizes the importance of the Jesuit movement in
)Japanese intellectual history, with the first half completely devoted to Jesuit contributions
to Japanese astronomy.
3 According to D. Schilling, Das Schulwesen der Jtsuiten, 1551-1614 (Munster, 193 I), Jesuit
evangelism in Japan may be divided into the following periods: (a) formation (1549-1574);
(b) highest achievement (I 574-1612); and (c) systematic suppression (161 3-1650). Schilling's
book has been translated into Japanese by Okamoto Yoshitomo 1li1J*~~1l as Nihon ni okeru
Tasokai no gakkO seido El*~~:J:ovt~Jf~~*O)¥ttllJUJ.t (Tokyo, 1943).
JESUIT INFLUENCE 81
Priests who intend to come to Japan must be well prepared with learn-
ing in order to meet the countless questions about which the Japanese
are eagerly curious. First of all, they are to be competent philosophers
[that is, physicists as well as metaphysicists]. It will further be desirable
for them to be well trained in 4ialectic, so as to be capable ofpointing
out the contradictions to which the Japanese are prone in their dis-
cussions. Furthermore, they will be at an advantage if they are well
acquainted with cosmic phenomena, because the Japanese are enthu-
siastic about listening to explanations of planetary motions, solar
eclipses, and the waxing and waning of the moon ... All explanations
of natural phenomena greatly engage that people's minds. 4
4 The quotation, taken from a letter written from Goa by St. Francis Xavier on January
29, 1552 (Epistolae S. F. Xaverii, vol. 2, p. 373), is here retranslated from a Japanese translation.
82 EARLY IMPACT OF THE WEST
are no genuine scientific treatises among the works printed under missionary
direction; more than half of them deal directly with Christian practice,
liturgy, and doctrine. 5
In 1579 the newly-arrived Alexander Valignano tried to organize a college
in Japan to train me~mbers of the Jesuit order. Francisco Cabral, the vice-
provincial, opposed him on the basis ofa firm belief-"founded on experience"
-that "the Japanese, being notoriously haughty and of an overweening
spirit, and ofan excellent wit, would, ifcultivated by the study ofall sciences,
human and divine, quickly abuse them, and soon come to despise Europeans."
Cabral therefore instructed his Japanese students only enough so that they
could hold the lowest posts in the service of the mission. 6 Cabral's attitude,
by and large, was shared by his fellow missionaries. 7 In spite of Valignano's
consistent effort to found institutions of higher educations in Japan, he was
further hindered by the political upheavals and persecutions that occurred
soon after his arrival. Under these circumstances no systematic introduction
of Western astronomy could be attempted.
WESTERN BOOKS
Contrary to what might be supposed, the government never took legal ac-
I
tion against the importation of Western books. In early seventeenth-century
Japan the fraction of the population that could read Western books was
5 K6da Shigetomo :$ EB rtx;:!Y:., NichiO kOtsu shi S lMV\3t§j~ (A history of intercourse between
Japan and Europe; Tokyo, 1942), p. 140.
6 James Murdoch, A history of 1apan (Kobe, 1903), vol. 2, p. 114.
7 Arima Seiho 1f.~nltffi, "Seigaku to Rangaku" gsJJ': t OOJJ': (Western learning and Dutch
learning), Rangaku Shiryo Kenkyukai kenkyu hOkoku OOJJ':~*41iJf~fni}f~¥IH~f (Reports of the
society of Dutch sources in Japan), no. 30 (May 17, 1958).
JESUIT INFLUENCE
insignificant compared to the fraction that could read Chinese books. There
were undoubtedly certain individuals who had a scanty reading knowledge of
Western books; some had been instructed in missionary schools, and others
had learned while engaged in the practical business of trading. Still, the prohi-
bition of Christianity, the departure offoreign missionaries from the country,
and the limitations on foreign trade left no opportunity for the ordinary intel-
lectual to receive instruction in European languages. The small amount of I
knowledge acquired in the early period was not transmitted to later geQ.era-
tions and gradually disappeared.
The only exception was the group of official interpreters at Nagasak~"
Because of their professional function, they were officially permitted to stud
European languages. 8 They later played an important role in the introductio
of Western learning (see Chapter 13).
Books in Western languages were by no means a profitable commodity
in the eyes of European traders. It must be remembered that the main object
of these merchants was not trade between Europe and Japan, but trade be-
tween other East Asian regions and Japan. Unless introduced for evangelistic
purposes, Western bo?ks were shipped to Japan only by chance. Dutch trad-
ers were well aware of the Japanese government's policy concerning Chris-
tianity a1).d took appropriate precautions. According to. the official journal
of the Dutch trading company at Nagasaki, "no printed matter except that
concerning medicine, surgery, and navigation should be brought intoJapan. 9"
CHINESE WO RKS
8 It is said that toward the close of the seventeenth century, when the ban was most 1
rigidly enforced, even the interpreters were not at all proficient. Around this time the
Portuguese language was gradually replaced in commerce by Dutch.
9 Dejima Rankan nisshi 1±l1¥h M!I1l El tt (Journal ofDutch residence in Dejima), Japanese trans-
lation, reprint ed. (Tokyo, 1938-1939), vol. I, p. 157. This entry is dated October 3 I, 1641.
10 Kondo Seisai, (Morishige) Kosho koji tEf:Br!I* (chap. 74 of his posthumous works),
reprinted in Kondo Seisai zenshu lli:jfIEJf~~ (Complete works of Kondo Seisai; Tokyo,
1906), voL 3, p. 215; see also Ito Tasaburo {jt*~=:~~, "Kinsho no kenkyii" ~:BO)Wf~
(A study of banned books), Rekishi chiri ~Je.:i1!!31 (History and geography) 68, 325 (1936).
EARLY IMPACT OF THE WEST
It seems that Matteo Ricci, in the eyes of the government censors, was a
most dangerous character. Any work by him, or associated with his name,
was barred whether it concerned Christian tenets or not. It is well known
that Ricci and his Jesuit successors in China made no major attempt to
convert the general populace. Instead, they poured their energies into demon-
strating their own learning, particularly in the field ofastronomy, to educated
Chinese. Their knowledge was eventually embodied in a series of books,
written in the Chinese language, on Western science. It is unfortunate from
the point of view of subsequent development of Japanese science that the
edict of prohibition was issued so soon after publication of these works
began. 11
The first target of censorship was the so-called ((Ricci corpus," the T'ien-
hsueh ch'u han ::R~1.JJ1iI (The first collection on learning of the heavens 12), of
which one half ("Li pien" IJ.i1I [On theory]) is primarily devoted to elucida-
tion of Christian tenets, and the other half ("Ch'i pien" ~i1I [On utility])
consists mainly of scientific works.
The "Ch'i pien" comprises eleven works written between 1607 and 1632
by Ricci, SabatinQ de Ursis, Emmanuel Diaz, Christopher Clavius, and Hsu
Kuang-ch'i 1*1G~ and Li Chih-tsao *z~, both pupils of Ricci. Subjects
treated are astronomical theory (two works, one of which also discusses
calendar calculation), instrumental techniques of astronomy (five works),
geometry (two works), mathematics (one work, which includes European
and Chinese approaches), and hydrography (one work). The most famous of
these works is the Ricci-Hsu translation of the first six chapters of Euclid's
Elements .13
All of these publications undoubtedly would have been useful in the
( development ofJapanese astronomy. Yet the government had categorically
\ forbidden the importation of all books connected with the Jesuits. On the
1 other hand, any number of works of purely Chinese ori gin in which astronom-
11 Ricci's map of the world influenced the Japanese conception of world geography. See
Ayuzawa Shintaro j~~{~:*~~, Nihon bunka shi jii ni okeru Ri Mato no sekai chizu S *)({I:)!::1:
vc:tovt 7.:> tUJ.~.O)i!tJf.:l:tQi'I (Matteo Ricci's world map and the cultural history of Japan),
ed. 2 (Tokyo, 1944).
12 Preserved in the Research Institute for Humanistic Studies of Kyoto University.
13 Kondo, Kosho koji, vol. 3, PP. 219-22)~ Ito. "Kinsho no kenkvii." nassim.
JESUIT INFL UENCE 85
cians from the seventeenth century on. The T'ien-ching huo-wen 7(~alGrR5
(Qgeries on the classics of heaven), although not an important work in thj
history of Chinese astronomy, slipped in soon after its public.ation in 167.5
and provided many Japanese with a sketch of Western cosmology.1 4
More stringent prohibitions followed. In 1685 the discovery of a forbidden
Jesuit book in the port of Nagasaki stiffened the government's attitude. It
blacklisted not only books ofJesuit origin, but all those containing the slight-
est indirect reference to the Jesuits, such as casual mention of the names of
missionaries or their works. The government seems to have barred many
suspect books without revealing their titles to the public.
During this period, whenever a Chinese boat anchored at Nagasaki it was
quarantined and all books aboard were sealed in a warehouse pending inspec-
tion by censorial officers. When the censoring process began, the books were
taken out of storage and carefully examined. The contents were reported to
the customs office, the reports then passing through the magistrate of Naga-
saki to the central government at Edo, the shogunal capital. Government
officials checked the reports and ordered certain books to be shipped to the
capital. These were added to the government library, where very little use
was ever made of them. Most books not sent to Edo were given to private
book-traders. Prohibited publications were sometimes burned and objec-
tionable passages often blotted out with ink. Chinese shippers who carelessly
brought these books in were punished by suspensioljl of their licenses. i5
Although the controls were complete, there are a few recorded instances of
private possession of prohibited books, some imported before promulgation
of the prohibition decree. Generally, however, such forbidden fruit was con-
fined to very select groups and circulated secretly in manuscript form. i6
14 See Chapter 9. Its sequel was not allowed to come into Japan.
15 Nakamura Kiyozo r:pif1{%~=::, "Edo bakufu no kinsho seisaku" rrp.JffO)~.~AA:
(The Tokugawa government's policy of prohibiting the importation of foreign books),
Shirin'§!:'1* 11, 84-85,20°,204,422 (19 26).
16 Arai Hakuseki ~#B~, Kotto zOdan 1tj[~~ (Miscellaneous1essays on antiquities),
in Zuihitsu shu shi I§i~~~ (Collection of essays; Tokyo, 1892), no. 4, pp. 15-16.
86 EARLY IMPACT OF THE WEST
f We may conclude that despite some evangelistic success, the Jesuits were
I unsuccessful in introducing Western astronomy to Japan because of the nar-
1 row scope of the missionaries' efforts, the relatively short period of their
\ activity in Japan, the government's commitment in the following period to
'an effective, systematic policy of sedusion, and, finally', the absence of
] significant Japanese interest in astronomy.
9 The Impact of Aristotelian
Cosmology in Japan
IN JAAPN, COSMOLOGY does not seem to have had any noticeable appeal
before the coming of the Jesuit missionaries in the sixteenth century. New
modes of thought that came from the West reacted with long-dormant
Chinese cosmologic stereotypes to create a fresh interest in the subject \
among philosophers as well as astronomers. .
: One product of the Jesuits' cosmoiogic influence, the Kenkon bensetsu JjfZt$
~Wt (Western cosmography with critical commentaries; circa 1650), is an
jexceedingly interesting example of the confrontation of Eastern and Western
3 Razan sensei bunshu ~Ill)\:;j::::st~ (Collected prose of Hayashi Razan; Tokyo, 1918),
especially vol. 2, pp. 286-330.
4 Reprinted in Nihol1 koten zenshu S *il ~:@:~ (Collected Japanese classics), vol. 2 (1925).
5 Imai Itaru 4-*?~, "Kirishitan no jOitten shidai" -j;J]3'lf't0)--r-j(12B:k (The eleven heav-
ens and four elements of the Christian converts in Japan), Nihon tenmon kenkyukai hObun S
j(::st1iJf~.*::st (Memoirs of the Japan Astronomical Study Association), no. 3, 129-132
*
(December 1956).
IMPACT OF ARISTOTELIAN COSMOLOGY
ideas. There are several extant copies that differ substantially in content and
style. The following discussion relies on the modern reprint, which is the
result of a meticulous textual study. 6
The treatise consists ofan original text and indented annotations by a com-
mentator. The original text is by the apostate Jesuit missionary Christova?
Ferreira (Japanese name, Sawano Chiian ~JfJiP"~, 1580-1650) and the
commentator is Mukai Gensh6 ~*:2:7t (1609-1677), a Confucian scholar
and physician.
The preface, which bears the name of the commentator Gensh6, explains
the origin of this work as follows. In 1643, he writes, a shipwrecked Western
vessel drifted onto an island in the westernmost part ofJapan. The passengers,
all Jesuit missionaries, were arrested and imprisoned for illegal entry. One
Jesuit, who was well versed in astronomy, submitted a treatise in Latin to
the authorities. A few years later this work was turned over to Ferreira for
translation. Ferreira was then serving as a censorial officer for the Japanese
government, having abandoned his Christian faith at the time of the persecu-
tion. Although proficient in spoken Japanese, he could not write Japanese
characters, so he wrote his translation in romanization. An interpreter, Nishi
Kichibei g§~~1¥j, read it aloud and Mukai Gensh6 rewrote.it in Japanese
script. Gensh6 stated that in editing the work, care was taken not to change a
single word, however awkward the result, and to be completely faithful to
what Ferreira intended to say, so that the true implications of this Western
work would not be altered. Although this preface is confirmed by another
source,? there are grounds for suspecting its authenticity and the veracity of
the dates given.
A table ofcontents ofthe Kenkon bensetsu is given in Appendix 1 . The subject
matter largely coincides with that of De caelo, Meteorologica, and De genera-
tione et corruptione, the content being typical of Renaissance Europe.
There is no explicit indication of the text from which Ferreira worked.
Imai Itaru, after comparing astronomical data and diagrams, recently con-
jectured that most of the Kenkon bensetsu is derived from Christopher Clavius'
6 In Bunmei genr.yii sosho )( §)jV"DfE~:I= (Series on the origins of civilization; Tokyo, 1914),
vol.2, pp. 1-100. Hereafter cited as BMG.
See also Yoshio Mikami, "On a Japanese manuscript of the seventeenth century concern-
ing European astronomy ('Nanban Tenchi-ron' of circa 1670)," Nieuw Archie/poor Wiskunde
10, 71 (1912). His "On an astronomical treatise ('Kenkon bensetsu') composed (in 1650)
by Portuguese in Japan," Nieuw Archie/voor Wiskunde 10, 233 (1913) summarizes the contents
of the treatise.
7 "Nagasaki tsGji yuisho gaki" *~3m~'iijIE~~(Records ofthe interpreters at Nagasaki),
MS in the Japan Academy.
90 EARLY IMPACT OF THE WEST
I
Euclidean demonstrations and the tables of astronomical computations
made the work greatly superior to the Kenkon bensetsu) which was an exposition
oflittle use in the practice of astronomy.
The 1607 edition of Clavius included an attack on Copernicus' "absurd"
hypothesis,11 which was absent in the Japanese work. Still, it is highly prob-
able that Ferreira consulted Clavius or works based on Clavius. It is likely
that the preface is either incorrect or, as has been suspected, a forgery, and
that the Kenkon bensetsu was written by Ferreira himself.t 2 The context
supports this argument in that, first, untranslated Portuguese words are found
in several places, making it unlikely that the treatise was translated from the
Latin, and second, during the discussion of the sphericity of the earth the
names of Japanese prefectures and the Philippines appear.
i GENSHO'S COMMENTARY
Mukai Gensho, besides being a Confucian scholar, was a physician, a firm be-
8 "Clavius to 'Kenkon bensetsu'" !J '7 r'f -{ ? ~c ~:t$twfWt (Clavius and the "Kenkon
bensetsu"), Nihon tenmon kenkyukai hObun, no. 4, 181-188 (1957).
9 A 1607 Rome edition, preserved in the Houghton Library of Harvard University, was
available for use in the preparation of this book.
10 J. B. Delambre, Histoire de l'astronomie du moyen age (Paris,1819), pp. 241-242.
11 Copernicus is praised by Clavius not as an advocate ofheliocentricism, but as inventor
of the eighth sphere of trepidation. Sino-Jesuits seem to follow this misevaluation.
12 Nanban kOki, PP.401 -402.
13 "Nagasaki senmin den" *~J'e~AJ (Biographies of the Nagasaki pioneers; MS). The
fragmentary records do not discuss Hayashi's competence in Western astronomy.
IMPACT OF ARISTOTELIAN COSMOLOGY 91
was strongly biased by his background and thus is of utmost interest.
In the opening part,14 he summarized the basic differences between West-
ern, Buddhist, Confucian, and Shintoist doctrines:
Those who write vertically and eat with chopsticks take the basic
li-ch'i ~*t, yin-yang ~~, and five-elements doctrines as tools for schol-
arly investigation. Their countries are Japan and China. Their schools
are Shintoism, Confucianism, and the "medical" school. Astrono.my,
calendar calculation, and yin-yang art are their branches, and the other
arts are their offshoots.
Those who write horizontally and eat with their bare hands instead
of chopsticks do not comprehend the doctrines of li-ch'i and yin-yang,
suspect the truth of the five-elements principle, and therefore believe
in four elements-earth, water, air, and fire. Their countries are India
and South Barbary [Portugal and ,Spain]. The learning of the Dutch is
the same as that of the Portuguese.
He goes on to characterize the learning of each country. His comments are
paraphrased below.
(I) Western. For Westerners the sky is something special, entirely unre-
lated to the four elements. Their heaven does not share the nature of earthly
things. Therefore heaven cannot be essential to the composition of things.
Westerners 'are ingenious only in techniques that deal with appearances and
utility, but are ignorant about metaphysical matters and go astray in their
theory of heaven and hell. Since they do not comprehend the significance of
li-ch'i and yin-yang, their theory of material phenomena is vulgar and unre-
fined. But this vulgarity appeals all the more to the ignorant populace, and
stupefies them,15 "Portuguese scholars" are, convinced of the superiority of
their own learning and so go abroad to preach it. But their study is utterly
erroneous and prejudiced. Their preachments on the past and future worlds
are full ofphqntasms.
(2) Indian. The learning of the Indians is that of the Buddhists. They
regard the four elements as the fundamentals of creation and phenomenal
change. Besides these four elements, they have introduced the concept of
void (Sanskrit sunya, kii ~ in Japanese). This void is not an element, but is
16 This comment must be referred to in its historical context. In the early part of the
Tokugawa period, Confucianism was not yet established as the sole orthodoxy, and its pro-
ponents had to contend with the challenge of Buddhism.
17 BMG, vol. 2, pp. 22-23.
IMPACT OF ARISTOTELIAN COSMOLOGY 93
countered with the Chinese five elements, not even bothering with a detailed
refutation. He sometimes did not even follow the text, expostulating with a
sweeping comment that, because the Portuguese did not know the li-ch(i
theory, they had to devise a cumbersome materialistic demonstration.
On'ce one mastered the significance of Ii ~, he could derive the same result
without benefit of the barbarian's demonstration. 18
The commentator clung to the five-elements principle with irrational
vehemence. After explaining terrestrial events in terms of the four elements,
the author began to discuss the heavens. The commentator stated with
satisfaction that since yin and yang are obviously divided. into five elements,
even the Portuguese, despite their ignorance, had to add the celestial quintes-
sence as a fifth element. Regardless of whether this substance is, in their
theory, foreign to the other four elements, there can be no doubt that
the sky, in harmony with the four elements, is fundamental to terrestrial
phenomena. 19
Gensh6 c.ould never agree with the A~istote1ian celestial-ter.restrial dichot-l
amy. For hIm the sky could never be dIvorced from terrestnal events, but
was a father that gave sustenance to all things on earth. In Neo-Confucianism,
heaven is even identified with the fundamental principle Ii ~.zo
It is interesting that Ferreira, who had a superficial understanding of
Chinese philosophical terminology, attempted to interpret theJour-elements
theory in terms of the five-elements principle by employing the conceptions
ofproduction (hsiang sheng *131:.) and overcoming (hsiang k(o *131ill). His misuse
of these terms was severely criticized by the commentator. It is curious
that the Aristotelian element air was identified with the Chinese element
wood, in the absence of a more closely corresponding element in the Chinese
scheme. 21 In a variant copy of the Kenkon bensetsu the heavens are identified
with the element metal because of their crystalline, solid nature (in accord-
ance with traditional Western cosmology).22
There are, from the standpoint of the history of astronomy, several other
interesting points.
(1) Depth of the layers of the four elements. According to the author, the
sphere of fire has the greatest depth (100,000 Ii), the sphere ofearth the next
greatest (a radius of S1S4Ii),23 the sphere of air the next greatest (less than
SO Ii), and the sphere of water the least (the depth of the ocean being only
1 or 2 Ii !!.).
The commentator did not find this satisfactory. If it were true, the dry
elements fire and earth would greatly outweigh the humid elements air and
water, and drought would immediately result. The barbarians' ignorance of
the harmonious function ofyin and yang (yin is humid and yang dry) led them
to this nonsensical idea. 24
(2) Sphericity of the earth. For perhaps the first time in Japanese history,
the sphericity of the earth was explici tly recognized. Still, the commentator
apologized for the traditional cosmology, saying that the Confucians had
already noted that the earth is spherical like the yolk of an egg-which
interpretation, as remarked earlier, is questionable. He was annoyed by the
author's "tedious" demonstrations, using such examples as lunar eclipses.
He regarded the truth as intuitively obvious in the light of the yin-yang
principle.
(3) Circumference of the earth. Ferreira calculated the circumference of the
earth from the distance corresponding to 1 degree of latitude. Although the
commentator accepted this computation, he noted that since Eastern gentle-
men were not aggressive and had no interest in conquests outside their own
borders, there had been no need for a Japanese attempt to measure the cir-
cumference of the world. 25
(4) Rotation of the earth. In one passage, Ferreira refuted the concept of
the rotation of the earth, saying that ifit were so, everything on earth would
be whirled out into space. There was no mention of the heliocentric system.
Presumably the author was not -concerned with the Copernican theory; he
simply repeated the traditional Aristotelian and Ptolemaic arguments. 26
The commentator agreed without reluctance.
(S) Trepidation. The phenomenon of precession was recognized by Hip-
parchus in the second century B.C. and by Yli Hsi m::g in the third century
A.D. In Renaissance European astronomy, it was assumed that the preces-
sion cycle is 49,000 years, a figure inferior to that used earlier. Observation
has revealed that the actual cycle is only about 26,000 years. In order to
reconcile the traditional figure with the observed data of equinoctial preces-
sion, King Alfonso of Portugal, or his astronomers, employed a periodic cycle
of trepidation,27 which oscillates with a period of 7000 years, in addition
to the old cycle of precession. Since each type of celestial motion had to be
ascribed to a separate sphere, and the number of spheres was formerly nine,
it now became necessary to assume a ten-sphere universe. 28
The theory of trepidation was generally but not universally accepted and
caused considerable controversy. The matter remained in doubt until the
time of Tycho Brahe, who in the sixteenth century showed that this belief
in the irregular motion ofthe equinoxes was caused solely by errors in observa-
tion. 29
The author of the Kenkon bensetsu repeated this traditional error, speaking
of a north-south oscillation with a 7000-year cycle, while progressive preces-
sion in an east-to-west direction was said to complete its cycle in a period of
25,798 years (50".236 per year, very close to Copernicus' value).30 Itisworth
noticing that although Clavius (in his commentary to Sacro Bosco) and
Ricci gave King Alfonso's precession value of49,000 years, the Kenkon bensetsu
was close to the correct value. 31 The origin of this figure is still unknown.
The commentator flatly denied the existence of north-south oscillation
and reduced the number of spheres from ten to nine. He was well aware of
the secular term of precession, which had been incorporated into Chinese
and Japanese official calendars since about the eighth century A.D. (see Ap-
pendix 2), while trepidation was unknown. His refutation was a comment
to the effect that 'north-south oscillation could not contribute to the order
ofnature and therefore could nO,t exist. He stated that such erroneous notions
were caused by the barbarians' ignorance of the li-ch'i principle. 32
(6) Structure ofthe heavens. The commentator, having eliminated the sphere
27 The idea possibly originated with Theon of Alexandria before Ptolemy, and was
developed by Arab astronomers. See J. ,L. E. Dreyer, Histor.,y ofthe planetary systems from Thales
to Kepler (Cambridge, England, 1906), pp. 203-205 and 276-277.
28 Dreyer, History, pp. 278-279. This idea is, of course, historically discontinuous with
the modern concept of nutation.
29 Dreyer, History, p. 371.
30 BMG, vol. 2, p. 64. "North-and-south motion" means latitudinal variation, while" east-
to-west precession" means longitudinal precession. The present value of precession, based
on Bessel's constant, is 50". 36354. See J.C. Houzeau, Vade-mecum de l'astronom (Bruxelles,
1882),p.201.
31 "Clavius to 'Kenkon bensetsu,'" p. 187.
32 BMG, vol. 2, pp. 59-60 and 62-63.
EARLY IMPACT OF THE ~EST
of every heavenly body, however far away, should center on the earth. 37
(9) The height of the heavens. On the basis of a spherical, onionskin model
of the universe, the thickness of and distance between each sphere could be
computed. Without giving any basis for his calculations, the author listed
the resulting numerical values. Almost all of them coincide with those of
Clavius, but the values for nonplanetary spheres were not given by Ferreira,
since these spheres do not have anomalistic motions and cannot have three-
fold subspheres. The commentator was not convinced of the validity of the
values given, since he could not accept such meager observational data as
the basis for determining such great magnitudes. 38
(10) The dimensions ofthe heavenly bodies. Again without giving any rationale,
the author presented the dimensions of'the heavenly bodies. 39 The com-
mentator said that since neither the Chineses nor the Japanese had any
clear-cut theory as to the dimensions, the barbarian theory might tentatively
be accepted despite its strangeness. 40
(II) The lengths of day and night, and eclipses. Purely astronomical explana-
tions, such as those of seasonal differences in the length of day, solstices,
eclipses, meridians, and so on, were accepted appreciatively, and the ingenuity
of Western science was praised by the commentator. The treatment of these
topics agreed well with the traditional approach of Chinese and Japanese
astronomy. It should be remembered that these verifiable explanations have
survived, whereas most of the cosmologic speculations presented were over-
thrown shortly thereafter. While the latter were the products of Western
cultural development, the former were soundly based on observations and
mathematics and therefore universally communicable.
(12) The civil calendar. When the author explained the difference between
the Western Gregorian calendar and the Eastern lunisolar calendar, the com-
mentator stated that the basis ofthe lunisolar calendar was easily perceptible,
even to lao/men, from the apparent courses of the sun and moon, while the
Western calendar made sense only to learned men. 41
31 BMG, vol. 2, pp.87-92.
38 BMG, vol. 2, pp. 99-100.
39 The figures for the planetary system are very close to theOvalues of AI-Farghani, given
in Dreyer, History, P.258.
40 BMG, vol. 2, PP.92-94.
41 BMG, vol. 2, pp. 71-87. This statement reflects the Sino-Japanese concern with ap-
parent celestial motions. Since the lunisolar calendar depends partly on the apparent phases
of the moon, it makes the day of the month a datum of observation, rather than a purely
ordinal number as in the Gregorian calendar. However, as the lunisolar calendar must recon-
cile the motions of the sun and moon and take into account their anomalisitc motions, it is
far more difficuI"t to compile than the Gregorian calendar.
EARLY IMPACT OF THE WEST
(13) Astrology. Toward the end ofthe treatise, genuine Western horoscopic
astrology and astrologic medicine, based on the macrocosm-microcosm cor-
respondence, were reintroduced to Japan. The basic ideas were neither com-
mented upon nor criticized by Gensho, who failed to identify the astrologic
art with the practices of sukuyo do. He concerned himself exclusively with
technical points, such as the difference between the four-elements and five-
elements principles. 42
ryakusetsu" adopted the same model as the Kenkon bensetsu. For the first time,
epicycles rather than eccentrics were introduced in the case ofthe five pllnets
and the moon, but no geometric or mathematical details were given.
(2) Trepidation. The theory of trepidation, a source of much fruitless con-
troversy, was accepted but presented in a confused manner. Two different
theories were given, suggesting that the author consulted more than one
source. In one theory the motion oftrepidation was attributed to the eighth
stellar sphere, while in the other the sphere of trepidation was given as a
separate ninth sphere. In the end, the author endorsed the second theory.
Numerical values for precession and trepidation were not given.
(3) The galaxy and the telescope. The/author wrote: "The learned astronomer
discussed the existence of innumerable small stars, which cannot be seen
with the naked eye, gathered in the Milky Way. Thus informed, I observed
the Milky Way with a telescope and noticed countless small stars." This
account is the first reported telescopic observation in Japanese astronomy.49
(4) Western degree notation. Use ofthe Western degree instead ofthe Chinese
tu (see Chapter 10, note 25) probably did not originate with the books discussed
here. There is evidence of its use by Japanese navigators before this time.
The author of the "Nigi ryakusetsu" was outspoken in his praise of the con-
venience of the Western measure.
This book is much more readable than the Kenkon bensetsu. However, most
of the astronomical figures given were approximations, so that the book was
not useful for practicalastronomy. '
49 According to Mikami Yoshio, the telescope was brought to Japan for the first time in
1613. See his "Nihon boenkyo shi" S *~~~~ (History of the telescope in Ja§an), in
Nibon sokuryri jutsu sbi no kenkyu (see above, n. 45), p. 102.
50 See Kanda Shigeru !il$83a;, "'Nigi ryakusetsu' ni tsuite" r=.~IDtJ~C":>"'L (On
the "Nigi ryakusetsu"), in Tria tenmongaku sbi sbObO Jlnffi:R)(~~/J'-¥Ii (Brief notices on the
history of astronomy in East Asia), no. 37 (cyanotype; Yugawara, 1945).
IMPACT OF ARISTOTELIAN COSMOLOGY 101
51 Nakamura Tekisai 9=t*'H~~, "Tenmon koyo" :R3t:7f~ (On the elements of astrono-
my), vol. I, quoted in Ebizawa Arimichi m~1$-;fJm, Nanban gakuto no kenkyu -mm~$ffO)
1Yf~ (A study of the tradition of Western learning [in Japan]; Tokyo, 1958), p. 136.
52 Ssu-pu tsung-Iu, t'ien-wen pien gg$~~:R3tii (Resume of the four classifications of
literature, section on astronomy), ed. Ting Fu-pao T~if* and Chou Yun-ch'ing I1m~W
(Shanghai, 1956), supplement, p. 7.
53 Chien-yang hsien chih ~~lfv1tt (Gazeteer of Chien-yang hsien), addenda, chap. 10, p. 37.
102 EARLY IMPACT OF THE WEST
nopum of1651. The Tychonian system was also adopted by the second genera-
tion ofJesuits iIi China,Jean Terrentius and his successors. 58 These men were
engaged in the compilation of a monumental astronomical encyclopedia, the
Cheung-chen Ii-shu ~jjIJ{m. (Astronomical treatises of the Cheung-chen era;
completed 1634), which was quoted in the bibliographic section of the T'ien-
ching huo-wen.
It m~y be said, therefore, that Yu I was acquainted with the Tychonian
system. But his description was rudimentary, and the only cosmologic
diagram in his book (see Figure II) was a poorly drawn model. Furthermore,
it is inconsistent with the passage quoted above, as here the deferents of
Saturn, Jupiter, and Mars center on the earth, rather than on the sun.
(3) Precession. The 7000-year trepidation cycle and the precession cycle
of approximately 25,000 years were adopted. Use of ecliptic coordinates
instead of the traditional equatorial coordinates was highly recommended
for dealing with precession. 59
(4) The four-elements theory. Unlike the treatises described previously, the
account of terrestrial phenomena was given case by case without presenting
any universal laws. Both the yin-yang principle and the Aristotelian four quali-
ties appear here and there, but the discussion of the choice between the
four- versus five-elements theories at the close of the treatise is confusing and
pointless, and does not arrive at a clear-cut conclusion. 60
The author's attitude was apparently not very critical. Sometimes he held
rigidly to the conventions of calendar calculation, and sometimes he com-
promised with traditional astrology. There is even a teleologica~ explanation
of the movements of celestial bodies, which were said to take place in order
to provide the seasonal changes necessary to life on earth. 61
The work was not intended for application to practical astronomy. The
author quoted various values and theories from his own tradition and that of
the West, but his account was not consistent. In the absence of a more ade-
quate treatise, however, this work played a significant role in the diffusion of
Western astronomy in Japan.
The fact that these treatises were printed and widely circulated indicates
an increasing interest in astronomy, but one which more or less reflected the
cosmology of the medieval West and aroused neither enthusiasm nor per-
plexity. Speculation on the structure ofthe universe was merely a stereotyped
embellisment, to be placed in the opening section of popular astronomical
treatises.
62 The stellar sphere was mistakenly attributed a movement in a "7ooo-year cycle from
west to east."
63 A discussion of cosmology and some technical aspects of astronomy is followed by :l
vast collection of records of celestial portents.
I
106 EARLY IMPACT OF THE WEST
64 The author employed the term kil (Sanskrit sunya, Chinese k'ung ~), one of the most
important terms in Buddhist thought.
65 "Ten'un" ~~ (The movement of the heavens), in "Tenmon keito"; unpaged MS,
vol. I, completed in 1698.
66 This is the Neo-Confucian, not the Western, nine-layer theory.
67 "Tenmon keito"; unpaged MS, vol. I.
IMPACT OF ARISTOTELIAN COSMOLOGY 107
things, natural as well as human phenomena. Hence the study of the meiri
heaven is not a branch ofnatural science, but represents an effort to arrive at a
world-view comprehensible only through psychic awakening. The heaven of
meiri may be thought ofas apurely ideal heaven. It operates in physics as the
formal aspect ofcosmic order, which is at the same time moral. The heaven of
keiki, on the other hand, is the measurable phenomenal world. Ifit is necessary
to assign priority, Joken said, the heaven of meiri is superior and that of keiki
inferior. Yet these two are in any event inseparable and complementary.69
In spite of the inseparability of these two heavens in Joken's thought, the
significance of his presentation lies in the very demarcation ofheaven into these
two aspects. The way in which he specified keiki astronomy in opposition to
the study of the meiri heaven opened the door to an objective view of th~
phenomenal world unimpeded by Confucian preconceptions.
In point of fact, Joken rarely referred to meiri elsewhere, but devoted his
largest work, Ryogi shusetsu Wlfi~IDt (An e,xplanation ofcollected materials on
j celestial ~nd t~rres,trial globes; ~7I4), solely to kei~i .astronomy. In one place
. he even IdentIfied astronomy WIth study of the ketkt heaven alone. 70 .
In. the late seventeenth century the kogaku ti~ (ancient learning) SChOO.lo.f
I
., world. They denied the traditional assumption that every level of the social
I hierarchy was a reflection of the natural order and therefore morally regulated
I by the "way ofheaven," and drew a sharp distinction between matters human
\-and matt~rs celestia1. 71 T~ey attempted t~ divorce obj~cti.ve cosmology.from
)moral phIlosophy, and theIr effect on the mtellectual clImate may have mflu-
encedJoken's distinction between the two heavens.
Nishikawa Joken's son Seikyu lEit further expounded this dichotomy:
"The man of virtue masters the principles of morality and human nature by
69 Nishikawa Joken i§JII~ll~, Tenmon giron (hereafter cited as TG), in Nishikawa 'Joken
isho i§)II~oJ~jl. (Works of Nishikawa Joken; Tokyo, 1899), vol. 2. See also Sugimoto
Isao ;f~*!I{, "Meiri no tengaku ni tsuite" -61JWQ)~¥v;:,,,:)"'-C (On meiri astronomy), in
Nihon Daigaku Bungakubu kenkyu nenpo B **¥)(¥mni}f~::q::¥1l (Yearbook of the Depart-
ment of Literature, Nihon University; Tokyo, 1954); and "Keiken kagaku no bokk6 to min-
shu" ~~f4¥Q)~~C fR;~ (The rise of empirical science and the populace), in Nihon
'*31:
sbakai sbi no kenkyu B * ifII: Q)?iJf~ (Researches in the social history ofJapan), ed. Kodama
K6ta 7[l..:E:$::;t (Tokyo, 1955), pp. 259-265.
70 Ryogi sbusetsu, vol. I, p. I, in Nishikawa 'Joken isbo (see above, n. 69), vols. 15-18.
71 Maruyama Masao 1Ll1J~~, Nibon seiji shiso shi kenkyu B *~fELI!',~3I:?iJf~ (A study
of the history of political thought in Japan; Tokyo, 1952), pp. 52-54, 8o~82, and 210.
IMPACT OF ARISTOTELIAN COSMOLOGY 1°9
~eans of astronomy, while the redheads [that is, the Westerners, especially
the Dutch] are confirmed in vice and avarice through the same study of
astronomy. It is regrettable that although the redheads are accomplished in
keiki astronomy they disregard meiri."72
The exploration of nature was not a final goal but a means to moral virtue.
Psychologically, however, Nishikawa Seikyu's statement may be interpreted
as a rationalization to counter the threat to his own values. The dichotomy of
meiri and keiki has survived almost to the present day in the conservative
argument that Western values are materialistic and Eastern values are spirit-
ual. Arai Hakuseki ~*815, a scholar-politician and a contemporary of Ni-
shikawaJoken, was one of the initiators of this view in Japan. He said: "West-
erners are inferior in metaphysical matters, although they are ingenious in
manipulating figures and instruments."73
China. Although we do not navigate the oceans or travel far, we must admit
geography is a branch ofastronomy, and that by means of geography we can
measure and prove many things in astronomy, for example, the meridian, the
equator, the ecliptic, the seasons, and the lengths of day and night, all of
which are rooted in geographical measurements."
He warned that those who admitted the superiority of Western astronom-
ical instruments did so because of their ignorance and undervaluation
("due to the debased standards of the day") of the glorious achievements of
classical Chinese astronomy. This evaluation was justifiable. According to
Ricci's diary, when the Jesuits arrived in China at the end of the Ming dy-
nasty, the Chinese had forgotten their ancestors' achievements and did not
know how to use the astronomical instruments of the Yuan dynasty.76
Furthermore, Joken's knowledge of Western astronomy was insufficient to
convince him ofits overwhelming superiority.
Mukai Gensho's antagonism to Aristotelian cosmology was condf£ioned
by the anti-Christian sentiment of the first few decades of seclusion. By~
Joken's time, however, continued peace, almost complete suppression of
Christianity, and contact with foreign pilots and traders made it more pos-
\ sible for Western science to be judged objectively on its own merits.
]OKEN'S SKEPTICAL AND POSITIVISTIC ATTITUDE
76 Henri Bernard, S.]., Matteo Ricci's scientific contribution to China, trans. E. Chalmers
Werner (Peiping, 1935), pp. 59-60.
77 TG, pt. I, p. 20.
78 TG, pt. 2, p. 19.
IMPACT OF ARISTOTELIAN COSMOLOGY III
sun and moon given in an ancient Chinese account. Nonetheless, quoting the
values given in the Liang-i hsuan-lan (where the diameter of the sun is 165
3/8 times that of the earth, and the diameter of the earth 38 1/3 times that
of the moon), he commented: "These values, originating in the theory and
measurements of Western astronomers, seem at first glance nonsensical,
and yet since they must have been calculated according to actual precise
measurements and mathematically verified, we cannot unreasonably dis-
miss them."79
He suspected, however, that the Western value for the radiu;s of the sun <.
was too great and the Chinese value too small. His critical bent led him to
an attitude of mistrust: "1 think that those who want to learn astronomy
should not conform to either the Western or the Chinese theories, b~t should
just rely on their own observations and measurements. This attitude leads
more directly to the truth."80
His son Seikyu continued in this vein, stating that "so far as astronomy is
concerned, the classical treatises are only records to supplement modern
observations ... Even the words of the ancient sages are useless when they
do not fit the phenomena of the earth and sky."81
During the early Ch'ing period, the Neo-Confucian idea of "all-westward"
planetary motion was much discussed in China. 82 Nishikawa Joken thor-
oughly disapproved of the theory and devoted a whole treatise, the Shichiyo
usen benron -f:;lIiti~~~ (A defense' of [the theory of] eastward planetary
motions) to refuting it. 83 One of his points was that if the sun, the moon, and
all the planets moved westward like the fixed stars, differing only in speed,
it would be impossible to account for the change in their declination in the
course of revolution~ He praised the Neo-Confucians who had entered the
field of cosmologic expl~cation, which professional astronomers had avoided,
but denounced their tendency to re~y on speculation for determination of
details. He also criticized the T'en-ching huo-wen as uncritically supporting
the Neo-Confucian view.84
ogy and Western horoscopic astrology, although he knew very little about
the latter. Nonetheless, he was byno means free from traditional patterns of
thought. At the close of the Tenmon giron he stated:
of the five elements, circulates on the earth. The six ch'i (another sort of
pneuma; cold, hot, dry, damp, windy, and rainy) perpetually ascend from
the earth to the sky and wander back from the sky to the earth. 'Th~ cause 0
disease lies chiefly in disturbances of the analogous circulation of yun and
ch'i in the human body. This is a sort ofastrologic (or meteorologic) medicine.
It does not seem to have contributed to the development of science. The text
is based on a superficial knowledge of astronomy and contains no incentive
for further development of astronomy per se.
During the Chin and Yuan dynasties this yun-ch'i school became increas-1
ingly popular.in China and was introduced into Japan during the Kamakura
period. It was popular in Japan in the seventeenth century, when Neo-Con- I
.fucianism was established as the official philosophy of the Tokugawa shogu- !
nate, and exerted'great influence on Japanese medicine. Several Japanese books (' \
on yun-ch'i theory appeared early in the Tokugawa period, the first of them \
being published probably in 1611.
It may be supposed that Nishikawa Joken, a skeptical positivist, took a
rather reactionary role in adhering to the yun-ch'i theory. However, he con-
sidered yun-ch'i not as an astrologic technique but as physical science, as
serious as Aristotelian theory. In. the absence of adequate acquaintance with
the methods of Western physics, yun-ch'i seems to have been the most at-
tractive theory available. .
Its reasoning was challenged in Joken's time by the positivistic and clinical
koiho (ancient medical learning) school. This group advocated abandoning
metaphysical accretions and returning to the earlier, more empirical ap-
proach ofthe Shang han fun 1!*Wfi (On febrile diseases; circa 200) by Chang
Chung-ching 51H!f1:m-. Tun-ch'i was finally discarded in the eighteenth century.
As exemplified by the koih6 school, positivistic attitudes were widespread
at this time. Other schools also were beginning to challenge the orthodox
Sung Neo-Confucianism. Joken's dichotomy of meiri and keiki astronomy was
I
further developed by Nishimura T6sato gBt1~!I!, acting master of the
Court Astronomy School and an extensive writer, who proposed the follow-
ing classification of astronomical subjects :87
SUBJECT EXAMPLES
(1) Rigaku JJ.~: explanation of Ancient Chinese cosmology, for
the cosmos and of terrestrial phe- example, the kai-t'ien and hun-t'ien
87 Tengaku shiyo :R¥1Ii~ (Essentials of astronomy), ed. 2 (1776), pp. 1-3; and "HonchO
Summary
In the first half of the Tokugawa period, Aristotelian cosmology was
-f-.: introduced in a fairly accurate version by the Kenkon bensetsu) the "Nigi rya-
. kusetsu," and the T'ien-ching huo-wen. It did not, however, replace traditional
cosmology, with which it was largely incompatible. At best, Aristotelian
theory was accepted as a facet of European learning and merely juxtaposed
onto the Eastern theory.
,) The three treatises mentioned were of an elementary nature and did not
-'. _give an adequate account of Ptolemaic astronomy. Unlike such Sino-Jesuit
treatises as those in the Ch'ung-chen Ii-shu) these works neither served the
purpose of traditional calendrical astronomy nor indicated the procedures
underlying the findings given. They merely provided astronomers with
numerical values-generally rough and not very reliable-to be compared
with the traditional ones. It is not surprising that practical astronomers like
Shibukawa Harumi underestimated Western astronomy.
In the early Tokugawa period, contemporary cosmologic schemes and
)mathematical astronomy were almost totally unrelated. The bifurcation was
traditional: the field of cosmology was 'simply a playground for intellectual
curiosity.
IMPACT OF ARISTOTELIAN COSMOLOGY IIS
In the first annotated Japanese edition ofthe T'ien-ching huo-wen, Nishikawa
Seikyu said: "All the calendrical treatises merely described techniques and
parameters for tracing the movements of the celestial bodies, but did not
expound the shapes and causes of the heavens and the earth. Therefore they
are of little use to philosophers and physicians. In this respect the T'ien-ching
huo-wen is valuable, although its numerical values are not reliable. For detailed
calendrical science, do not consult it."88
At the same time, we find a gradual trend-still within traditional modes of
thought-toward a disinterested- concern with "pure" astronomy not bound
for calendar-making and emancipation from the prevailing socio-ethically
oriented natural philosophy. This current is exemplified by NishikawaJoken's
l
works. Slowly, the scientific characteristics of astronomy emerged. Only in'
the late eighteenth century, when a more detailed account of Western astron-J
omy became available, did the amalgamation of what Nishimura T6sato had
called the rigaku and keiki astronomies begin.
88 Nishikawa, Tengaku, p. 8.
10 The Fi~st Native Calendar Reform
Early Influences
Japanese navigators who sailed the trade routes on European ships acquired
some knowledge of navigational astronomy before the r633 decree prohib-
iting foreign intercourse. This fact is best substantiated by the Genna kokaisho
5G5flJjf]ftm:l= (Writings on navigation during the Genna period; also called the
GennakOkaiki 5C5flJjf]ftm~a), written by Ikeda Koun M1.83tff-~ and dated r6r8. 4
According to the preface, the author learned the art of navigation through
his experience sailing with Manoel Gonsalvez, a Spanish merchant shipowner,
on voyages between the Philippines and Japan after I6r6. His presentation is
not systematic, but rather an amalgam of miscellaneous information in which
Western and Chinese influences and the author's own ideas are mixed. Imai
Itaru 4-tt:~ has studied this work carefully and has pointed out particularly
the influence of Portuguese navigational techniques. 5
The Genna kokaisho was perhaps the first Japanese work to employ the west~1
ern 36o-degree angle notation, but trigonometric functions do not appear.
Values ofthe declination ofthe sun were tabulated for each day ofthe year, to a
3 A. J. von Krusenstern, Reise um die Welt in den lahren 1803-1806 (St. Petersburg, 1810),
vol. pp. 320-321 ; Richard Cocks, Diary ofRichard Cocks (Tokyo, 1898), vol. I, pp. 292-293.
I,
4 ~eprinted in various series, such as Nihon kagaku koten zensho B*f4~~ :Jil1;1~::& (Com-
prehensive collection of classical works on Japanese science), ed. Saigusa Hiroto =:;\sZt:fiif
(Tokyo, 1943), vol. 12.
5 Imai Itaru 4-*~, "Genna kOkaisho no tenmongaku" r5C:flJ!IDtW:\f&J 0)3(3t~ (Astronomy
in the Genna kOkaisho), Tenkansho 3(tr:rl (Private Journal ofImai Itaru) 15 (1955). Imai's pen-
etrating analyses of the Genna kOkaisho appear in various articles in Tenkansho. See also his "Genna
kOkaisho no sakub6" 5C:flJ!IDtm:rlO):!ft)j~(Indexesof the moon's phases as they appear in the
Genna kOkaisho), Nihon tenmon kenkyukai Mbun 13 *3(3t1iJf~fr¥~3t (Memoirs of the Japan
Astronomical Study Association) 2, 107-114 (1955); and Uchiyama Moritsune i*J11J~m,
"Genna kiikaisho no sakubo hyo ni tsuite" 5C:flJ!IDtm:rlO):!ft)j~~vc" ?\, ''L (On the table of
phases of the moon in the Genna kOkaisho), Tenmon soM 3(3t*~* (Journal of astronomy) 10 .
(114),47-48 (1956).
lI8 EARLY IMPACT OF THE WEST
CHINESE INFLUENCE
6 The declination ofthe sun, when plotted against days ofthe year, gives an unexplainably
irregular curve. This might have been caused by the author's own method of calculation, or
by varying observational values at different locations along the ship's route. See Imai,
"Genna kokaisho no tenmongaku."
7 Mikami Yoshio =J::~~, Nihon sokuryojutsu shi no kenkyu S *mU:l:1Jj;jj:(7)1iJf~ (Studies
in the history ofland-surveying in Japan), ed. 2, (Tokyo, 1948), pp. 51, 56, and 68.
B The manuscript is preserved in the Nihon Gakushiin (Japan Academy).
FIRST NATIVE CALENDAR REFORM 119
Japanese Efforts
~
elied on experience rather than on the official yearly calendar. to The predic-
.tion of eclipses necessarily became highly inaccurat.e, but the error in the syn-
'odic month was comparatively small. Ifthere was any motivation behind the
government's decision to reform at last, it was that ofstrengthening imperial
. authority by providing the people with an accurate national calendar.
Mere technical competence therefore was not enough to carry through a
calendar reform. Diplomatic ability sufficient to convince important political
figures of the significance of the reform was also vital. Shibukawa Harumi
i'itlEJII 3f¥iiJ was the man capable of such a complex task.
During this period when observations were seldom made, the study of the
. calendar was considered to be a branch of mathematics~ While others were
concentrating on mastering Chinese texts, Harumi conducted what· were
\ probably the first systematic astronomical observations in Japan. At the
same time, he approached influential men both in the Tokugawa government
and at the imperial capital and tried to persuade them to back his scheme for
reform. At first he urged adoption ofthe Shou-shih calendar,l1 but then in 1675
an eclipse occurred as predicted in the Hsuan-ming calendar but not in the.
Shou-shih. Although disturbed by this incident, Harumi labored on. He sent
another memorandum to the court offering his own calendar, but in 1684 the
court announced adoption of the Ta-t(ung **1E, the official Ming calendar, in
which Harumi had no confidence. The jealousy of the incompetent hereditary
court astronomers had temporarily blocked the success ofan untitled amateur.
No sooner did the news reach Harumi than he dispatched ~~emoran
dum. Finally his own '}okyo y{}j£. calendar was adopted in the same year.
Upon his success he was appointed official astronomer (tenmongata :x.x.1J) to
the shogunate at Edo. From this time on the Tokugawa government main-
tained permanent astronomical posts independent of those in the imperial
, court. These posts were also hereditary, but under the feudal regime this
'I situation was not at all unusual-even for technical positions.
Nominal authority for issuance of the calendar was retained by the court
astronomers. Although the shogunal astronomer's duty was to produce the
10 Sugimoto Isao if~*~, "Edo jidai no n6jireki ni tsuite" rrpffif~CO.JI~~~C"?"\L
(On the farmer's almanacs of the Tokugawa period), in Nihon Daigaku Bungakubu kenkY17
nenpo B **¥)(¥fm1iif~:if.¥1i (Yearbook of the Department of Literature, Nihon Univer-
sity; Tokyo, 1958).
11 In this first proposal, in order to persuade the court factions, Harumi pointed out as one
impetus for calendar reform that hemerologic notes, according to Japanese yin-yang art, were
not practicable since their basis, the day indexes, no longer conformed to observed phenom-
ena. Still, it is doubtful that Harumi really believed in hemerology; in his later proposals,
it is not mentioned at all. .
FIRST NATIVE CALENDAR REFORM 121
"scientific" parts of each year's calendar (and astronomical tables), the drafts
were sent to the court astronomers at Kyoto for supplementary hemerologic
notes and were issued under their authority. Still, the real power for calcu-
lating the calendar was now in the hands ofthe shogunal astronomers at Edo.
Shibukawa Harumi's work was based entirely on the Shou-shih calendrical
treatise of 1282, generally accepted as an astronomical classic during the
Tokugawa period. By Harumi's time, the Chinese had promulgated two
further calendar reforms, the Ta-t'ung (1368) and the Shih-hsien ~~ (1644),
to which Harumi occasionally referred.
The Shih-hsien treatise was the first official calendar composed by the
EuropeanJesuits. It undoubtedly would have had greater influence on Harumi
if a full account ofit had been available to him. But it seems he had only frag-
mentary information, perhaps only the calendars that were distributed
yearly. The most valuable treatise for his purposes was thus the Shou-shih of
four .centuries earlier.
As for Western astronomical works, almost the only source he had was the I
T'ien-ching huo-wen, an elementary, secondhand work (see Chapter 9). Al-
though its schematic approach was new to t.he Far Eastern tradition, its rough. 1
parameters were not at all helpful for practical calculation. When Harumi
commented that "although Western theory is attractive, it cannot be applied
in practice," his evaluation is justified in view of the limited information
available to him. Since he was a zealous calendar reformer, it is unlikely that
he was speaking from prej udice.
Shibukawa Harumi's instruments were much inferior to those of Kuo
Shou-ching, and he did not improve upon the Shou-shih's observationalpreci-
sion. The significance of his observations lies in his correction for Japanese
longitude and latitude. In the ]okyo calendar there were a few minor improve-
ments, but by and large Harumi was in no position to make major innova-
tions.
It was psychologically important for the Jqpanese to break their long-
standing precedent of adopting Chinese calendan. Har~mi did not always
surrender to the authority of the Shou-shib, but felt free to criticize it within
the limit of his capabilities. Still, the ]okyo calendar did not transcend the
traditional Chinese framework. In China itself, this framework had been
modified by·the Jesuits' enter~ris:s in the seventeenth centur~; the Japa~ese,/.
. on the other hand, were begmnmg the development of theIr own SCIence
entirely within the traditional stereotype.
122 EARLY IMPACT OF THE WEST
t
In the early eighteenth century the Shogun Yoshimune, himself an en.;
thusiastic amateur astronomer, desired to sponsor an improved calendar
. ased on Sino-Jesuit astronomy. Although there was no appreciable discrep-
ancy between observed phenomena and the ]-okyo calendar then in use, he
wished to modernize the structural framework of the calendar and therefore
.permitted the importation ofJesuit treatises. His was to be a revision initiated
and sponsored by the government itself-a distinct difference from the first
Japanese calendar reform, which was accepted only after years ofeffort on the
part ofShibukawa Harumi. }
The tenmongata of the time proved incapable of carrying out the task en-
visioned, and so Nishikawa Seikyu, who had a high reputation for knowledge
of Western astronomy, was appointed a supernumerary tenmongata.
~
Seikyu intended to base his work on the Cheung-chen Ii-shu ~jjjJ{M.) a newly
b,tained collection ofJe,suit treatises, but he became involved in the conflict
between the Western-oriented shogunate astronomers and the conservative
' astronomers of the imperial court. The latter, eager to restore their former
}, monopoly ofcalendar-making, constantly attacked Seikyu on the ground that
he desired only to popularize Western ideas and was not qualified for practical
calendar-making. After the death of Yoshimune in 1750, Seikyu and his
party could no longer rely on the government's encouragement and support.
They finally were defeated by the Kyoto faction. The function of calendar-
making thus was temporarily returned to the control ofthe court.
As a consequence, the theoretical essentials of the new Horyaku WM
calendar were, the same as those of the ]-okyo) basically derived from the,
\,obsolete Shou-shih calendar. Yoshimune's goal of modernizing the calendar
as not to be realized. A very few Western methods, such as the use of the
quadrant in making observations and some application of trigonometric
tables in computation, reportedly were incorporated.t 2 The failure of this
revision became manifest a few years later when the calculation of a solar
eclipse failed.
INSTRUMENT ATION
p q
a x b c
Figure 12. Determination ofsolstitial time by the Interpolation method. The relation-
ship of gnomon lengths p and q, taken on consecutive days before the winter solstice,
to length r, taken the day after the solstice, is used to determine the hour of solstice.
determination of the solstices for the purpose of calculating the length of the
tropical year. While in Western astronomy the tropical year begins with
the vernal equinox, in Chinese practice it began with the winter solstice,
uwhich had a special significance in court ceremony. For determining the time
of the solstice the gnomon, although inferior to the armillary sphere (see
Appendix 4), was considered indispensable. But mere observation ofthe long-
est shadow of the midday sun could not giv~ time of solstice to the fraction
of a day. "'Furthermore, daily variation of the solar declination is minimal at
the solstices, while maximal at the equinoxes. Hence, for precision, an
interpolation device was employed,18
Interpolation. In Figure 12, let p and q be gnomon-shadow lengths on two
consecutive days a and b before (or after) the winter solstice and r be that on
day c after (or before) the solstice, where the relation p< r < q holds. Since
the distance AB is small, it may be regarded as a straight line. Then the
following relationship holds: (q-r)j(r-p)=(b-x)/(x-a). The curve is
assumed to be symmetrical for the winter solstice; therefore its date s is given
by ~(c-x)=s. In this way not only the exact day, but also the hour of
solstice is deduced.
This method, although ingenious, contains within itself a source of error.
Because of the solar equation of center, the curve that represents solar decli-
nation is not necessarily symmetrical about the solstice.
18 This method had earlier been used for the same purpose by Tsu Ch'ung-chih Jil[1r?Z
(43 0 -5 01 ).
FIRST NATIVE CALENDAR REFORM 125
In the second term of the right member, we may substitute A for Ao be-
cause the difference in their sines is negligible. If Ao s is taken to be the mean
longitude of the winter solstice, then
Applying Eq., (10.1), we see that the mean of the mean longitudes at x and
c may be represented as follows:
126 EARLY IMPACT OF THE WEST
From Eqs. (10.3) and (10.4), the difference between the mean and the true
winter solstice may be represented by
Aox+Aoc 3 3
..los 2 2 n-+2e cos W-(2:n--2e sin AX cos w) "-
=2e cos w(I+sin AX). (10.5)
Likewise, the difference in the case of the summer solstice will be 2e cos W
(sin AX~ I). Dividing these terms by the mean solar motion, they may be
converted into day units, which will give the error inherent in the Chinese
method of interpolation.
At the time of the Shou-shih calendar W'=7 3/2n-, that is, the longitude of the
solar perigee and that of the winter solstice were nearly the same. Therefore
this method of interpolation could be applied without appreciable error.
But in the case of the 1okyo (W=277.4°) and the later Horyaku (w=278.6°)
calendars, if the equinoxes were chosen as points x and c, the error would
amount to 0.25 and 0.29 days respectively.
The length of the tropical year was estimated by the following method.
The number ofyears (in terms of solstices) and the number of days (in terms
of 60-day cycles) between a solstice observed in ancient times and a recent
one were counted and the latter divided by the former. This gave the average
le~1th of a tropical year. The result obtained in the case of the Shou-shih
L;~dar was 365. 242 5 days, which is the same as that employed in the Gre-
gorian calendar. (Ptolemy's value was 365.2467.)
Obviously, the taller the gnomon, given suitable precautions such as use
of a pinhole to define the shadow, the more precise the results obtained. For
the Shou-shih 'calendar, Kuo Shou-ching used a giant gnomon 40 ft tall. Shi-
bukawa Harumi tried to determine the time of solstices in the same manner
over many years,19 but his instrument was much smaller (8 ft tall) and there-
19 "'}okyo rekigi" .A1J:Jff~ (Procedure of the '}okyo calendar; MS) vol. I, includes the re-
sults of his observations.
FIRST NATIVE CALENDAR REFORM 127
fore less precise. It is unlikely that he finally used his own observational
values. Probably, he relied on the calculations of the Shou-shih treatise. 2o
Variation in tropical-year length. The Shou-shih calendar gave the following
formula for secular change in length T of the tropical year:
T= 365.2425 -0.000002 t, (10.6)
where t is the number ofyears subsequent to the epochal year, A.D. 1282. This
is called the "method of hsiao-chang ~* (variation)."21
While succeeding Chinese calendars did not adopt this factor allowing for
secular change, Harumi and other Japanese astronomers were more impressed
by the Shou-shih than by later Chinese works, principally because ofits seeming
profundity in adopting such a minute variation. In fact, the main reason
Harumi was not attracted to later Chinese calendars was their omission of
this variation term.
The length of the tropical year is indeed subject to constant change. For a
relatively short period, astronomically speaking, Newcomb's equation 22
holds:
( a) ( b)
Figure 13 (a). True motion of the sun in the ecliptic plane about the earth E. Angle
AEB -represents the advance ofthe solar perigee from A to B. Two winter solstices are
represented by Wand W'. (b) Instantaneous ellipse when the sun is at B displaced
by backward rotation through angle AEB to instantaneous ellipse when the sun is
at A. Angle WE W' =angle AEB.
T= To +0.00058 -0.000000000026 t 2 ,
where To is the length ofthe tropical year in terms of mean longitude, assumed
constant. If we compare this equation, the modern version of variation of
tropical-year length, with the original Shou-shih formula of Eq. (10.6), we
notice a fundamental difference. While the Shou-shih value constantly de-
creases, the modern version asserts that the tropical-year length reached its
maximum, 365.2428 days, at the time of the Shou-shih compilation when
referred to the true win ter solstice.
From the foregoing Eq. (10.6), and as illustrated in Figure 14, the length of
the tropical year at the '}okyo epoch was 365.2417 days. This variation term
was taken over to the next calendar reform, the Horyaku, in 1754, and a value of
36S.2416days for the tropical year was derived. Thus neither of theseJapanese
calendars relied on new Japanese observations in determining tropical-year
length; both were formulated entirely from calculations based on the Shou~
shih treatise.
Observational basis for the variation term. Comparisons of available observa-
tional records with calculations of solstices and equinoxes are given in Tables
AI to AS. of Appendix 6. Figure IS shows these results graphically. The
x-axis indicates the year the observation was made. The y-axis shows the
amount ofdeviation ofobserved records from the calculated length oftropical
year according to Newcomb's formula, Eq. (10. 7). Negative values represent
times earlier than the calculated date, and positive values later. Most of the
Chinese observations are given only by date; hence the points indicate midday
of the day on which the observation was made. The precise moment of a
winter solstice must be considered as falling somewhere within the line seg-
ment representing one day that centers on the midday dot.
In determining calendrical constants from winter-solstice observations,
there are two variables: the epoch and the length of the tropical year. Chinese
calendar-makers customarily first determined the epoch and then the trop-
ical-year length, then verified them by comparing calculations based on
them to actual and recorded observations. It was essentially a process of trial
and error. With the introduction of a variation term, however, a third degree
of freedom appeared and further complicated the matter. I
...... \
(/)
>.
\,
.g .2480
",
..c:
.-
"
Ptolemy ~'"
. •
.,.
0'
c::
~
0
.2460
""
'-
---- ;-._----
-- ..
... _---------------
Q)
>.
•
....•
J
. tr1
0 >
.~
l:l=I
Q. ~
~
0 • ~
t"l
~
.2400
I
0
I I
200
I
400
I
600
I
800
I
1000
5~O
I
1200
I
1400
r'
1600
"t"J
J/.o\"'b('"Ot' ~~
>
()
1800 ~
Year calendar adopted (A.D.) ::r:
Figure 14. Variation in the length of tropical year as calculated during different calendar reforms. The straight line represents ~
decreasing lengths calculated according to the Shou-shih formula; the broken curve illustrates the diminution ofadopted tropical- tr1
CI:l
year lengths (see p. 131). I-i
FIRST NATIVE CALENDAR REFORM
data. The formula for tropical-year length ofthe Shou-shih calendar, Eq. (10.6),
is a second-degree equation with respect to t and hence is represented in
Figure IS as parabolic. By this means a single equation of the second degree
could "save" both ancient records and modern observations.
Curiously enough, the length of the tropical year as given in successive
Chinese calendars 23 shows a tendency toward constant diminution, as shown
in Figure 14. This trend can be accounted for by the gradual correction of
preceding values, starting from the ancient "quarter" calendar (Ssu-fen Ii
lm5tmf), in which the tropical-year length adopted was equal to that of the
Julian calendar. Probably, the diminution in length caused the Chinese to
believe that in ancient times the tropical year really was longer and that it
would continue to become shorter in the future.
Let us postulate a certain number ofdays' error, d, in an ancient observation
ofthe winter solstice on which the classically oriented Chinese placed absolute
reliance. It is possible to trace the effect of this error on the determination of
tropical-year length in successive Chinese calendars.
We shall assume that in determining topical-year length the most ancient
observational record and a recent observation are used. Let t be the number
of years elapsed between these two observations, T the true tropical-year
length, and Tthe tropical-year length obtained by dividing the number ofdays
elapsed between the two observations by the number ofyears. Then
Tt+d T
t
and t(T-T)=d.
From this we obtain the hyperbolic curve of Figure 14.
We may reasonably conjecture that the ancient records of winter solstice~,
whether actually based on observation or not, are responsible for the exces-
sive values of tropical-year length in later Chinese calendars and also for the
misleading conception of variation in tropical-year length.
Accuracy ofobservations. As can be seen from Fig'ure IS, the most remarkable
agreement with the Newcorribian calculation is found in Kuo Shou-ching's
observations of both the winter and summer solstices at the time of the
shou-shih calendar reform between 1277 and 1279. This striking achievement
was partly due to his giant 40-ft gnomon and partly to the fortuitous circum-
23 Data are from Chu Wen-hsin *)(~, Li-fa t'ullg-chih ~i*~it (History of Chinese
calendrical science; Shanghai, 1934), pp. 35-42. There are a few cases of exceptionally small
tropical-year lengths, which are not shown in Fig. 14.
-5. i i i i i i i i i i i i i i i j i I
-4
",
"" ,-
" ,~
-3 ',Oe::-,&
(i) ;-,~~
>.
o ' . . .",,0
br, If)
~
~ , VhQ .c
..0-2 --
. . . <. , u
...
E ' eJ ......
...... 0
a..
8 Ancient Chinese ......,....... .90 .c
~
z
1 records ~~......"............
' ....... :r:
~
:c
01 ~ _:::s
.
2" '" _5 " I~?-...
5 ' < : > t;
I~ I~
E -1 Q)" ........ .c.
is
~~
,g 0:::::: '" ...., . . . . . U • E •
t- · ~ ..-~.~-~
.: : : "til, -... .... .c 'S--;:::
_c:
o
o
._ 01
""
"
'' x
x"
""
, ,,>.
........ _
•
•
_ _ ~ r-
••
- .... '-
•
•
•
If) ••
• • .. If)
0
=> .\
•
..
......
XI(-~-
;:;
o
Newcomb '..('
~
x6J....'~.
'"
,E
"Q)
""
"
0
_
•
••
x·
-.
•• •
~
X ' .
• ••
•
•
'"
- . ' =-=-- i4{
- - - - - - - -Ih
,.
1t +
lit
·1
x
,
~"
""
"a..
'e
"x
'.
•
"",,'"1Il
"
til
2' 8bo I 600 I 400 I 200 I B.C.' AD.' 200 I 400 I 600 I 800 I 1000 I 1200 I 1400 I ._'__ I I
-0.4 xX
x
-0.3
x
III
>. X
0
::s
..c -0.2
E
0
u
:;: ~x
Q)
z -0.1
E
,g I
.x
c x
.Q Newcomb x
'0 0 x
'>
Q)
(x
a lX
0.1 .;
.:1·:
....
Horyaku summer solstice
0.3
1670 1760
( 0)
-0.5
Jokyo Horyaku
-0.4
-0.3
i0
::s
..c
E ~
0 x
u x Xx
:;:
x
~.~
Q)
z -0.1 x
E
0
.:: ~x
c Newcomb xX
0
0 x
~
.:;;
a
Q) '\.~
~x .:!·
0.1 a ..
:. Horyaku summer solstice
II!
0.2 Jokyo Summer solstice ·
0.3
1670 1680 1690 1700 1710 1760
( b)
were required. The most exact way then available was to utilize observations
oflunar eclipses. At such times the sun is located at a point on the celestial
sphere exactly opposite the moon. Since lunar eclipses are not very frequent,
a less exact method based on the heliacal risings and settings of stars and of
Venus was employed as a supplement. Meridian observations at midnight
could also be used, but the exact time of midnight was unobtainable. .
For reference in determining the sun's position, the positions of fixed
stars had been measured to a maximal precision of 2 or 3 minutes of arc with
Kuo Shou-ching's giant armillary sphere. Harumi's instrument was much
smaller and could not significantly improve on Kuo's values. Hence the latter's
table ofstars and their equatorial coordinates was used in the '}okyo calendar. 24
From the time the sun's anomalous motion was incorporated into the of-
ficial calendar during the Sui and T'ang periods, the Chinese had fixed the
solar perigee at the winter solstice. (The movement of the perigee had been
noticed by medieval Arab astronomers.) Actually, during the T'ang period
the solar perigee was located about 9 days before the winter solstice and was
constantly advancing toward the winter solstice until, at the time of Kuo's
observations, they happ.ened to coincide. Hence, despite Kuo's observational
accomplishments, he merely confirmed the traditional "coincidence."
By the time of the '}okyo calendar, the perigee had advanced 7.4 degrees
from winter solstice. Harumi was suspicious ofthe old coincidence, but could
not disprove it by his own observations. He adopted the T'ien-ching huo-wen's
value of 6.21 tu (6.12°) advance from the winter solstice. 25
With no geometric or physical model to work from, the numerical calculus
of finite difference was applied to the observed data and two separate cubic
equations were formulated in the Shou-shih: 26
.y = 0.05 I 332 X - 0.000246 x 2 -0.0000003 I x3 (10.8)
and y=0.048706x' -0.000221 x'2_0.00000027 x 3 , (10.9)
2c
-
Q)
u
o
c
o
o
:::l
0"
W
10
o 1800
Mean anomaly
Figure 17. Solar equation of center as represented by Ptolemy, Newcomb, and the
shou-shih and lokyo calendars.
FIRST NATIVE CALENDAR REFORM 137
where y is the equation ofcenter expressed in tu, x the number ofdays counted
from the perigee (winter solstice), and x' the number ofdays counted from the
apogee (summer solstice).
Figure 17 shows the curves for the various formulations of the equation of
center given by Ptolemy,27 Newcomb,28 and the Shou-shih andlokyo calen-
dars. In general, the degree oferror ofthe Shou-shih (arising from the difficulty
of obtaining the exact longitude of thesun) is comparable to that of Ptolemy
(whose findings had been much improved by the Islamic astronomers).
The curves ofEqs. (10.8) and (10.9) ought to be smoothly (that is, differ-
entially) continued at the equinoxes, where the anomaly is 11:/2. This, how-
ever, is impossible, and in this respect the formulation of the Shou-shih treatise
is not successful. The point at which dy/dx=o is 89.5 degrees from the perigee,
and the point at which dy/dx' =0 is 92.6 degrees from the apogee. Therefore
the two curves must meet at an angle somewhere around the equinoxes.
Shibukawa Harumi was annoyed by this lack of smoothness, and tried to
mend it, but failed. His formulas are
y=0.0436x-0.0002X2_0.00000034x3
and y=0.04II98 x' -0.000I746x'2_0.0000003I x'3.
These formulas were not based on sufficient observational data. Taking the
modified maximum value of the equation of center (2.03 degrees), Harumi
tried blind manipulation in order to bring the two curves into smooth con-
tinuity. Figure 18 is a reproduction of his geometric representation of the
solar equation of center. The horizontal line represents time and the curve,
the difference between mean,and true anomaly. It is noteworthy that while
the traditional calendrical treatises contain only numerical tables of the
equation of center, Harumi's notes show that he conceived of it in terms
of an abscissa-ordinate schematization. 29 His curve is also closer than that of
the Shou-shih to the modern value, as is apparent from Figure 17.
Reduction from the ecliptic to the equator. Throughout history, the Chinese
have maintained equatorial coordinates as the primary system of reference,
in contrast to the Western preference (until the time of Tycho Brahe in the
27 In his Almagest, R.C. Taliaferro (trans.) ("Great Books ofrhe Western World" [Chicago,
1952], vol. 16,_ p. 102 [bk. 3, table 6]). See also J. C. Houzeau, Vade-mecum de l'astronom
(Bruxelles, 1882), pp. 483-488. .
28 See Newcomb, "Tables of the motion of the earth," table 12. Note that the curve is
subject to gradual change in the course of time, but this does not substantially affect the
present argument.
29 Tani, linkiroku, vol. 4, pp. 12-13.
EARLY IMPACT OF THE WEST
c
g
E
5i~
~~
~g
.0
0
~(1)~
~~ ~ . .
;-g -=:;
00
Perigee Apogee
Time
Figure 18. Shibukawa Harumi's geometric representation of the solar equation of
center.
33 Imai Itam, "Jujireki kenkyii" ~ffifm;:1Yf~ (A study of the Shou-shih calendar), no. I,
Tenkansho 3, 97.
34 Tani, 1inkiroku, vol. 2, p. 6.
140 EARLY IMPACT<OF THE WEST
number oflunations, the precise length ofa synodic month had been obtained
in ancient times. The value obtained withstood significant later correction.
From the Later Han period on, with very few exceptions, the length was
taken as between 29.53058 and 29.53060 days.35 The Shou-shih calendar
adopted a value of 29.530593 days, while the ]okyo proposed a minor change
to 29.530590 days.
The movement of the moon is more complicated than that of the sun, but
observation of its position in reference to the stellar background is easier.
The computed lengths of the anomalistic and nodal months were also not
far from the present values. The moon's equation of center was formulated
in the same manner as that of the sun, by applyirg the calculus of finite
difference. While the present value for the maximum equation of center is
6°.29 the Shou-shih value was 5°.02. Harumi again tried to smooth the two
curves; he revised the maximum value to 4°.95, but this was mere numerical
manipulatiori.
In addition to the equation of center, the apparent motion of the moon is
subject to many other minor inequality terms, of which the most significant
are evection (maximum 1°.27) and variation (maximum 0°.66). Although
the former was determined and the latter noted by Ptolemy, the Chinese
failed to detect either.
The moon's node with the ec7iptic recedes ata constant rate. Consequently
the moon's path is complicated by an effect that the Chinese found impossible
to reduce to a single formula. In point of fact, the instantaneous orbit for
each moment was determined with reference to the node and the inclination
to the equator (not to the ecliptic). Appendix 8 demonstrates the mathemati-
cal technique employed to determine the instantaneous orbit of the moon.
The discussion of the moon's motion in the Shou-shih treatise, although
simpler in these respects than that of contemporary Western astronomy,
was most difficult for Harumi to master. 36 Hence, except for his "smoothing"
of the equation of center, no modifications whatever appeared in the ]okyo
calendar.
Thus far we have discussed the movements of the sun and moon without
reference to the practical aims of the calendar. These practical aims include
determination of the length of day and night at any season, composition of
the lunisolar calendar, and prediction of lunar and solar eclipses.
35 Chu, Li-fa t'ung-chih, pp. 35-42.
36 Tani, '}inkiroku vol. 5, p. 2.
FIRST NATIVE CALENDAR REFORM
E f-----+-~~__:"~~--___t E'
A
Figure 20. Determination of the length Figure 21. Projection of Figure 20 on
of day and night by the shou-shih method. the AOA' equatorial plane. R' and R" are
N is the north pole, and Ss' is the circle intersections of the sun's path with the
along which the sun rises and sets. Arc equator. SMS' forms a parallel inner circle.
NE is the ,known latitude of the site, and From this, length ofday can be computed
arc S' A' is the sun's declination. from Shen Kua's formula.
iJA-iJA'
t d(A-A')T ms • (10.13)
dt
The right-hand member is completely determined by data in the tables of
the equation ofcenter, Eqs. (10.8) and (10.9). The Shou-shih, as well as preced-
ing calendars, ignored A' in the denominatorofEq. (10.13), causing a maxi-
mum error of 0.05 day in t. This W2.S corrected by Harumi in the 1okyo
calendar. 39
The true solar day was incorporated into the prediction of syzygies and
eclipses, but for indexes in the yearly civil calendar ch'i-centers were listed
according to mean solar motion (see Chapter 6). Later, in the Shih-hsien calen-
dar, the Chinese (in an effort to approximate true celestial movements as
closely as possible, even in the civil calendar) adopted the true solar position
for denoting ch'i-centers. Thus they were no longer equally spaced, and a
more complicated method of intercalation had to be developed. Harumi was
not influenced by this reform, which was inconvenient for everyday applica-
tions of the calendar; he preferred the schematic, or mean, frame of reference
to the natural, or true. 40
ECLIPSE PREDICTION
On the other hand, the Shou-shih formula for eclipse prediction (where
.ilo is the mean lunar longitude) is
(.il-Nts)Tts=(.il/o-Nms)+(.ilo-.il/o). (10.15)
This is only the first term of the right member ofEq. (10.14). The Shou-shih
dealt only with t'he time of a mean syzygy and ignored reduction to the time
of the true syzygy. The omitted second term amounts to 0°.67 at most.
Whenever the value ofEq. (10.15) was no more than 12°.9 (modern average
value II °.9), it was assumed that a lunar eclipse would occur. Lunar eclipses
are seen almost simultaneously regardless of the geographical position of the
observer, but longitudinal differences must be taken into account in the
prediction of local time. Harumi worked out the relationship between
longitudinal difference and local time. He also estimated the difference
between Japanese time and that of China, which had not been done pre-
viously.42
The case of solar eclipses is complicated by the considerable effect of the
moon's parallax. (The parallax ofthe sun is negligible.) Being unfamiliar with
spherical trigonometry, the Chinese had tried a semiempirical approach to
parallactic correction. For the time of maximum eclipse, the correction term
was
t- h(sooo-h) (10.16)
- 9600 '
where h is the time interval between noon and the syzygy, expressed in units
of one ten-thousandth of a day. For afternoon eclipses t was added to, and
for morning eclipses t was subtracted from, the time of true syzygy. Al-
though t depends also on the sun's declination, this was not taken into ac-
count.
The Shou-shih value of parallax may be estimated from Eq. (10.16) for the
particular case of the equinoctial sunset where h=~, expressed in Chinese
2
notation as 2500. When we apply the modern parallax formula
Bere J is the true longitude of the sun measured from the solstices, ex-
~i'\i?ressed in terms of Chinese tu. The term 4 t.46 is the maximum parallax
similarly expressed, and d is the time interval between sunrise and sunset
on any given day (expressed in units of one ten-thousandth ofa day).
(2) East-west difference: If h=o, parallax is zero; and as h increases,
parallax increases. At the equinoxes, parallax is at a maximum of 4t .46. At
the solstices, it is zero. To satisfy these conditions:
f3 ~(A-~) (h+ t )
1870
2500)
where A is a semicircle expressed in tu.
Table 2 gives the values of a and f3 at various times and seasons. As noted
therein, maxima occurred at solstitial midday and at equinoctial sunrise and
sunset. When a circular arc was involved, it was a favorite Chinese practice
to express it in terms of a second-degree formula of the type x(A-x).
Table 2 Values of a and jj components of tbe parallactic effect incorporated into
Eq. (10.15), tbe prediction equation, as correction terms. a
ss ss
AE I - - - - - - - - - i VE AE VE
ws ws
Figure 22. Visual representation of a and I' terms incorporated in the Shou-shih
prediction equation (IO.IS) to correct for north-south and east-west differences in
the parallax. SS and WS indicate summer and winter solstices respectively; AE and
VE indicate autumnal and vernal equinoxes.
The correction terms a and I' were added to or subtracted from Eq. (10.15).
Their sense is illustrated in Figure 22, where the plus sign indicates a south-
ward direction and the minus sign a northward direction. Physically speaking,
it may be supposed that I' was based on the parallactic component in the
plane that includes the earth's axis and the moon, and a was based on the
parallax in the plane perpendicular to it.
(3) Constant term: In addition to a and 1', there was a constant correction
term r~ When looked at from China in the Northern Hemisphere, the moon
always appears in the southern half of the celestial sphere and the apparent
path of the moon is always south of the true orbit. The Shou-shih value for this
constant was 6 t .IS.
Z (Zenith)
Figure 23. Parallax correction to the modern formula for eclipse prediction, Eq.
(10.14). The node is displaced from N to N' on the ecliptic.
(see Figure 23). On flANN' (since a small spherical triangle can be treated
as a plane triangle),
Hsin (F-I)
q (10.20)
sin I
in which I is the inclination of the moon's orbit to the ecliptic and F is de-
fined by the following relationships:
., cot e d' sin h cos <p
F=D+D, tan D= - - , ,an SIn D
cos 1\ SlllZ
where A is the true longitude of the node, e the obliquity of the ecliptic, and
Comparing modern calculations with those of the Shou-shih reveals the de-
fects of the latter in the simple case of equinoxes. From Eqs. (10.19) and
(10.20), the following sets of equations 43 may be derived:
1. For midday:
7C
Vernal equinox A=O, Z=<p, F=--e;
2
_ Psin <p cos (e+1)
q- sin 1 .
7C 7C
Summer solstice: A=-, z=<p-e, F=-;
2 2
Psin (<p-e) cos I
q sin I
43 These formulas are borrowed from Yabuuchi, Zuito rekibO sbi 1/0 kenkyii, pp. 121-122.
EARLY IMPACT OF THE WEST
IT
Autumnal equinox: A=IT, Z=(jJ, F=-+e;
2
3 IT
Winter solstice: A=-IT, z=(jJ+e, F=--;
2 2
P sin ((jJ+e) cos I
q
sin I
. II. . h IT
For sunrIse, .were Z=-:
2
p sin ((jJ+e+ 1)
q sin I
IT 3IT -cos(jJ
Both solstices: A=- or--, cos F
2 2
p sin (F-I)
q
sin I
IT
Autumnal equinox: A=IT, F=--((jJ-e);
2
ofthe correction factor when computed from modern and Shou-shih variables. 44
Although, using the Shou-shih figures, values AbII=AbIV, BbI=CbI,
BbIII=CbIII, AbI=BbII=CbIV, and AbIII=BbIV =CbII, these identities
are not verifiable by modern calculation. 45 The Shou-shih disregarded the effect
of the moon's inclination, expressed as I in the above sets of equations, and
hence inevitably included errors' which amounted to nearly two degrees.
The correction factor is, in the case of ascending-node eclipses, subtracted
from the amount given by Eq. (10.15), and in the case of descending-node
eclipses, added. When and only when the final result falls within the given
eclipse limits, a solar eclipse should occur. North of the ecliptic, eclipses
appear within the limit of 6 t , while south of it the limit is 8 t • Theoretically
these two limits should be almost the same. We can interpret the difference
as It southward correction and consider it as an effect of constant parallax
incorporated into the expression for the eclipse limit.
Shibukawa Harumi noted. that, because of the difference in latitude, the
constants given in the Shou-shih calendar should not be applied directly in
Japan. Nevertheless, he did so without altering them significantly. Still,
Harumi deserves credit for having taken longitude into consideration and
thus for bringing eclipse prediction in Japan to the same order of accuracy
as that of the Shou-shih calendar. Since he retGlined the shou-shih's framework,
he did not improve on its accuracy.
Apparently influenced by the T'ien-ching huo-wen, he tried to solve the
problem of eclipse prediction by making assumptions about the dimensions
and distances of the sun, the moon, and the earth. 46 But the numerical values
See also an earlier work by Hirayama Kiyotsugu -'¥ WmtX, in Meiji zen Nihon tenmongaku
44
shi gJjrattr s *::R)(¥~ (A history of Japanese astronomy before the Meiji era; Tokyo,
1960), pi). 84- 85.
45 Yabuuchi worked with the values of the Hsuan-ming ~gJj calendar. See his Zuitorekiho
shi no kenkyu, pp. 124-125, and his "Astronomical tables in China," p. 488.
46 Tani, linkiroku, vol. 6, p. 8.
ISO EARLY IMPACT OF THE WEST
in the T'ien-ching huo-wen" were not reliable, and creation of an entirely new
• approach was beyond Harumi's capabilities. His schematics merely assisted
I
, in the understanding of particular problems; his actual calculations were
'\ based completely on traditional Chinese practice. ,
'
11 Institutional Features and Background
Attitudes in the Tokugawa Period
Institutional Background
In an attempt to stabilize society, hereditary offices were turned over to
various samurai families. Three other classes below the samurai-farmers,
artisans, and merchants-were fixed by heredity, in theory at least. To pass
from one class to another was difficult and unusual.
Some early Tokugawa Confucians envisaged a revival of educational insti-
tutions patterned on the Chinese model. The warrior government had no \
such comprehensive goal, however. Its limited academic aim was to educate 1
the samurai for their new role as a peacetime ruling class. To this end the"
government sponsored Hayashi Razan's ilt&1lJ school ofConfucianism. From
that time on, his Neo-Confucian doctrine became state orthodoxy, and his
descendants enjoyed a hereditary position and stipend as heads of the schooLt
Fief governments imitated the central institution and founded small-scale
replicas of it.
The subjects studied in these schools were confined to the martial arts and
Chinese humanistic studies, such as Confucian moral and political philosophy,
history, and literature. The main purpose of these official institutions was
1 Wajima Yoshio 5fO~7¥U#, ShOheikO to HankO ~3f~ C iJ~ (The Bakufu school and fief
schools; Tokyo, 1962).
154 EARLY IMPACT OF THE WEST
l
~ Offi.cial astronomers in such matters as predicting eclipses and could Critiei.ze
defects of the official calendar. Yet there was no appropriate way for them to
propose a calendar reform unless they held an official position. Furthermore,
I
Gradually, however, competent scholars were admitted to the official
circle of ~stronomers. Bec~use of l~is achievem~nt in the field of calendar re-
form, Shlbukawa Haruml iilEJlI~m was appomted a tenmongata x ")cJJ, or
official astronomer to the shogun, and his descendants inherited the post.
THE TOKUGA W A PERIOD 155
Cultural Background
Science can be firmly rooted in a society only when it takes form as a
discipline independent of the social and political hierarchy-that is, when
there is a definite group of people who endow scientific achievement with
more ~tatus than birth, rank, wealth, political power, or any other value.
Only within such a status' group can science remain objective and incor-
ruptible. '
a
When the political activity and economic mobility of society attain a
high pitch, stimulated by extreme prosperity or its opposite, people tend to
be occupied with more mundane activities. Only at times of relative social
stability do members of the middle class, whose economic level has been
previously established, become content to conserve their status, or, excluded
or alienated from the means of rising in the social hierarchy, do they devote
themselves to disinterested intellectual activity and attempt to fulfill their
ambition in a different sphere of human conduct, such as scientific inquiry.
Such was the case with the founders of the Royal Society in seventeenth-
century England.
This condition existed in the Tokugawa period. Lower-ranking samurai
Philosophical Background
The Neo-Confucian world-view expanded by Hayashi Razan and Mukai
3 Kobayashi Zenhachi Il'**~)\, Nibon sbuppan bunka sbi B *t±lJ1&3t1l:J/:. (A history of
publishing in Japan; Tokyo, 1938), p. 249.
THE TOKUGA W A PERIOD 157
I
Seiin subscribed to only a small part ofthe astronomers' product, and anoth-
, ~: Conf~cian schholar, ~an Sazan 1f~,U-lh (I748-I828d)' ~ehld a hsimdilar vi~w.
T 1lere IS no ot er use lor astronomy, e commente , t an t e etermma-
I tion of time; other concerns (namely, cosmology and general astronomy)
are merely useless argument and dull speculation."8 This attitude was
largely shared by his fellow Confucian scholars, whose pragmatic interest
in social and ethical problems excluded an objective concern with physical
nature.
r By the middle of the Tokugawa period, most Confucianists had been
freed from the quasi-scientific orientation of the Neo-Confucian world-view.
jThe attitude of the Kogaku school was that scholars should concern them-
lselves with everything under heaven, but with nothing beyond the mun-
idane. Agnosticism and indifference toward astronomy had their origin in
i the same intellectual bias. Although the social and moral· thought of Sorai
and his followers had many modern elements, it failed to open up the way to
(
modern scientific thought. Historians of science usually regard these men as
reactionary. It is not surprisingto find a m.ore genuine interest in Western
natural science among unorthodox members of the Neo-Confucian school,
particularly those of the Kaitokud6 'Iflm¥: in the merchant city of Osaka.
/
The Status ofMathematics
Japanese mathematics, as opposed to astronomy, had few philosophical
overtones. It was not substantially disturbed by such traditional concepts
( as the yin-yang principle. Alienated from the Confucian framework, it did
7 Miura Seiin =:ooJlW~, Chihi hen ~D~FIi (1744). See also, Nakayama Shigeru lflWm,
"Edo jidai ni okeru jusha no kagakukan rrp~~~t:.:tovt~ m~cof4~Wl (Confucian views
of science during the Tokugawa period)" Kagakushi kenkyu, no. 72: 157-168 (1964)
8 Kan Sazan, tg~W Fude no susabi *CO-t ~ If (Writings for amusement's sake), in Nihon
zuihitsu taikei B *~**-* (A comprehensive collection ofJapanese informal essays; Tokyo,
1927), vol. I, p. 80.
THE TOKUGAWA PERIOD 159
of Western supremacy:
century
12 The Emergence of" Dutch-Learning"
UNDER THE SHOGUN YOSH1MUNE "t:f*, ruler ofJapan from 1716 to 1745, F
a new relationship between Japanese and Western astronomy developed. I
The ban on Sino-Jesuit treatises, which had been in effect for almost a century,l
was relaxed in 1720 and the study of the Dutch language and "Dutch learn{
ing"1 received its first measure of encouragement. I I
1 The term "Dutch learning" as used in this connection refers to the Japanese study of
works written in the Dutch language.
2 Kondo Seisai (Morishige) lliJ.lIE~(q:m:), Kosho koji tifSi.&* (chap. 74 of his posthu-
mous works), reprinted in Kondo Seisai zenshfi lliJ.lIE~:@:~ (Complete works of Kondo Seisai;
Tokyo, 1906), vol. 3, p. 217.
8 Curiously, Emmanuel Diaz' T'ien-wen lueh ~rl=l'/II! (An outline of celestial phenomena;
1615), a part of the "Ch'i pien," is missing from Kondo's list of books freed from the ban.
Still more curious is that, according to records, its import and sale were permitted in 1639,
when the exclusion edict was already in effect. This anomaly may be due to the recorder's
omission, or it may be that the work, because of its Christian coloration, received special
treatment.
4 Ito Tasaburo fjl-*~:=,~~, "Kinsho no kenkyii." ~SO)1iJf~ (A study of banned books),
Rekishi chiri ~)!:t-mw. (History and geography) 68, 343 (1936).
166 RECOGNITION OF WESTERN SUPREMACY
intent in mitigating the law was not to enlighten the people, but to take
advantage of the best knowledge of the day.
Intending to revise the contemporary lokyo ~l1 calendar immediately
after his appointment, Yoshimune consulted astronomers and mathemati-
bans. These men must have read some of the officially forbidden books which
were preserved only in the shogunate library and found them superior to the
traditional Chinese works, for they apparently persuaded Yoshimune to col-
lect all Chinese translations and treatises on Western astronomy.5 Even
before the lifting of the ban one of these astronomers, Nakane Genkei 9=tfl
5G~ (1661 ?-1733), was allowed to examine imported books and to use
Jesuit works in composing a more precise ephemeris than had formerly
existed. 6
After promulgation of the decree of relaxation, Western knowledge on an
} advanced and professionally useful level was transmitted to Japan for the
c
. first time. Among the wotks then introduced, the following are particularly
noteworthy:
" (1) The Ch'ung-chen li';'shu ~jjIJ{M.· (Astronomical treatises of the
Cheung-chen era; completed 1634), by Jacob Rho, Johann. Adam Schall
von Bell, and others. This work was the basis of the Shih-hcrien ~;;; calendar,
composed and adopted in 1645 in China, and was the crowning achievement
ofthe Jesuit missionaries. It was in the style of traditional calendrical treJtises
but the contents, methods of calculation, data, and parameters were purely
Western (particularly Tychonian). This work was imp~rted into Japan in
1733·
(2) The Ling-t'ai i-h~iang chih 11 iifi~ i=&: (On the astronomical instruments
in the imperial observatory; 1674), by Ferdinand Verbiest and other mission-
aries. This work illustrated Western astronomical instruments.
(3) The Li-suan ch'iian-shu M~~.-(Comprehensive collection of works ori
calendrical science and mathematics; 1723), written by Mei Wen-ting m3tw.
This work is in part a Chinese modification of Western works based on the
Cheung-chen Ii-shu. It was translated into Japanese immediately after its im-
portation in 1726.
Although somewhat obsolete, all of these works had considerable influence
5 Tokugawa jikki ~J11 lUa (Annals of the Tokugawa government; 1849), in Sbintei %obo
kokusbi taikei 5ilffiIT!tffm~~:*.* (Source book on Japanese history; Tokyo, 1934), vol. 46,
p. 292. There is some controversy concerning the date of the source of this account. For a
detailed discussion, see Ebizawa Arimichi m~~~~, Nanban gakuto no kenkyu mmJW:tifEO)
1.i1f.~ (A study of the tradition of Western learning [in Japan]; Tokyo, 1955), chap. 3, sec. 4.
6 G. B. Sansom, Tbe Western world and 'Japan (New York, 1950), p. 202. .
EMERGENCE OF "DUTCH LEARNING"
on the later course ofJapanese astronomy. None of them was reprinted at the
time, since there was little immediate demand for such specialized texts. The -'"
T'ien-ching huo-wen) however, already diffused within certain circles, became
popular after the appearance of its first Japanese edition (by Nishikawa
Seikyu ifflJllIE1*:) in 1730, and it Was followed by nlfmerous later editions.
useful, and partly because the early Sino-Jesuit contribution had proved the
\ pragmatic superiority ofWestern science, particularly Western astronomy.
Circumstances of foreign relations confined Western-oriented Japanese to
exclusive reliance on Dutch sources. After its golden age in the seventeenth
entury,. Holl~nd .could no longer maintain its glory; in the late eighteenth
century Its SCIentIfic efforts were at an ebb. s The Japanese then depended on
E utch translations of Western European works.
RECEPTION IN CHI~
1 B. Szczesniak, "Notes on the penetration of the Copernican theory into China from the
seventeenth to the nineteenth centuries," 10urnal of the Royal Asiatic Society (1945), p. 3 I.
The entire article, pp. 30-38, hereafter referred to as reference I, and another by the same
author, "The penetration of the Copernican theory into feudal Japan," 10urnal of the Royal
Asiatic Society (1944), pp. 52-61, hereafter referred to as reference 2, are the principal sources
on this subject availa,ble in a Western language. They contain several misleading statements,
which are listed below and corrected either here or in Chapter 13.
(a) Szczesniak maintained that the Jesuits' lack ofattention to the Copernican heliocentric
doctrine was caused by religious prejudice or intentional suppression (reference I, pp. 33 and
36). This statement is corrected in Chapter 13. See Yabuuchi Kiyoshi f&i*Jm, "Kinsei
Chiigoku ni tsutaerareta seiy6 tenmongaku" lli:t!tl=ftm~::.flJi*-l?nkg!H$7()(~(European
astronomy introduced into modern China), Kagakushi kenkyu f4~J!:.M~ (Journal of the
history of science), no. 32, 16-17 (1954).
(b) Szczesniak commented that the Chinese had a materialistic outlook, and regarded
the sky merely as something different from the earth (reference 2, p. 53). I disagree; the
metaphysical meaning of the Chinese heaven was almost totally independent of the material
figure. *
COPERNICAN AND NEWTONIAN THEORIES 17 1
* (c) Szczesniak assumed that "with the traditional philosophy and science of China, the
heliocentric system would have encountered a violent resistance" (reference I, p. 36). This
statement is corrected in Chapter 13.
(d) Szczesniak said that "Baba Nobutake (as shown in his Shogaku tenmon shinan fj][j})'Xy:'
:f~T¥J [An elementary introduction to astronomy; 1706]) believed implicitly in Copernican
astronomy" and that "Later he [Yoshimune] imposed on Nakane Genkei the task of explain-
ing the principles of European astronomy, and this man is the author of the first book on
astronomy written from European sources, under the title Tenmon-zukai hakki 'XY:.I'IJWN~nJ!
(Illustrated astronomy; 1696). In 1744 the Shogun founded Japan's first astronomical observ-
atory... The observatory was at first situated in the castle ofTokugawa in Edo, and Nakane
Genkei was the first director, and the first who knew the Copernican system" (reference 1)
There are five errors in these statements. (I) Baba had no knowledge of heliocentricism.
(2) Genkei translated from Chinese into Japanese it Sino-Jesuit treatise which was mainly
based on the Tychonian system. (3) Tenmon-zukai hakki was published posthumously in 1739.
(4) The observatory founded by Yoshimune was not Japan's first, nor even ofmodern European
type. A historical record of a Japanese observatory goes back to the seventh century. (5)
Genkei died in 1733, and could not have been the first director of the observatory. .
2 Curiously enough, Copernicus was cited as having initiated the eleven-sphere universe
by adding a trepidation sphere, which was abolished after Brahe's time. See Johann Adam
Schall von Bell, Li-fa hsi ch'uan ~?*j:§f' (On the transmission of astronomy in the West;
circa 1634) included in Cb'in-ting ku-chin t'u-shu chi-cb'eng *XlEr!l41'1.~nJt (Imperial ency-
clopedia; 1726), ed. Ch'en Meng-Iei et al. (edition of 1884), s.v. "Ii-fa" ffl}?* (calendrical
science), vol. 16, pt. 5. This may have originated in the misleading account given byClavius.
RECOGNITION OF WESTERN SUPREMACY
I
\ ,dominated by Chinese tradition. Discussions ofWestern ast,ronomy available
[
in Japan, such as the T'ien-ching huo-wen ~Kr£~rI=l5 (Qgeries on the classics of
heaven), were sketchy. Detailed accounts in Chinese did arrive in the first
half ,of the eighteenth century in treatises of seventeenth-century Jesuit
I
origin. 5 However, these treatises took the form of traditional Chinese cal-
endrical studies. They revealed only slight knowledge of geocentric cosmolo-
gy and none at all of the Copernican system. It was not until the last quarter
of the eighteenth century that the Copernican theory appeared in Japanese
works.
Compared with the date of acceptance of the Copernican system in the
West, its introduction into Japan was late, partly because of ideologic and
technical difficulties in comprehending the heliocentric system. More im-
portant, however, international communication was difficult. political action
limited free circulation of ideas. Since Chinese works were practically useless
in this respect, the original Western treatises had to be translated by official
interpreters. Thus, the proximate difficulty was lingustic rather than ideo-
logic, and great credit is due the linguistic experts who devoted their
efforts to the new science.
Ryoei's references were limited to the T'ien-ching huo-wen and the Tenmon
giron ~3t~gJfB (Discussions of the principles of astronomy), although Jesuit
treatises dealing with similar subject matter did exist. In China, for instance,
the Li-hsiang k'ao-ch'eng hou-pien M~~nX:1itm (Sequel to the compendium of
calendrical science and astronomy; 1742), edited by the German missionary
Ignatius Kogler and others, had made use of the elliptical orbit of the sun for
calendrical calculations without reference to the heliocentric system. In 1760 a
French missionary, Michel Benoist, illustrated the Copernican theory and
the Keplerian elliptic orbits in his K'un-yu ch'iian-t'u :f:$~itll1 (Map of the
world).8 These works did not influence Ryoei.
The" Granda chikyu zusetsu.)) Ryoei's first translation referring to the helio-
centric theory was drafted in 1772 under the title "Oranda chikyu zusetsu"
1lnJ~~t:I:tBfj(lI1m (Dutchmen's illustration of the earth). Its original was the
Dutch translation Altas van Zeevaert en Koophandel door degeheele fVeereldt
(Amsterdam, 1745) of the Atlas de la navigation et du commerce qui se fait dans
toutes les parties du monde (1715), by Louis Renard.
The original text included large charts with a seaman's guide to the use of
maps. Only the descriptive part of the text was translated into Japanese,
however. As it was not a scholarly account of astronomy, no substantial
discussion on cosmology was given.
1 In the historical introduction, one paragraph mentioned that scholars had,
~n general, accepted Copernicus' heliocentricism. A later passage gave a short
/account of daily rotation and annual revolution, including the difference
between true (heliocentric) and apparent (geocentric) motions. These
, references hardly constituted an introduction to heliocentric Copernican
. . theory; they were important simply because the name Copernicus appeared
J . there for the first time in Japanese works.
A comparison with the Dutch original shows that the translator has omitted
certain paragraphs in his translation. The Dutch version of Renard's book
gave a brief history of astronomy up to the time of Copernicus' and then
proceeded with a discussion involving Biblical issues raised by Copernican
theory. The translator left out all the theological argumentation. The omis-
sion is apparently deliberate, motivated by the translator's abhorrence of the
account of God's creation. 9
8 Yabuuchi Kiyoshi, "Kinsei Chiigoku ni tsutaerareta seiy6 tenmongaku" ~t!t9='~~;:'
~;t G,h,f-:gs¥$:R3t¥ (European astronomy introduced into modern China), Kagakushi
kenkyu, no. 32,17-18 (1954); and Ch'ou-jen chuan I!I'jA~ (Biographies of Chinese mathemati-
cians and astronomers; 1799), ed. Juan Yuan 1!Ji;5[;; edition of 1955, vol. 3, pp. 601-609.
9 Motoki Ry6ei (trans.), "Granda chikyii zusetsu" j)i1JBiliJJt::L1ftfj(i:l~ (Dutchmen's*
COPERNICAN AND NEWTONIAN THEORIES 175
*illustration of the earth; 1772), vol. 2, MS preserved in the Nagasaki City Museum. See also
NakaY:lmaShigeru ,9=' 1lJ~, "¥otokiRyoei yaku'Oranda chikyii setsu'ni tsuite" **~~
~ IfJiJjjj~1:::Jm~IDt~cvj~ \."( (On the "Oranda chikyii setsu" translated, by Motoki Ryoei),
Rangaku shiryakenkyukai kenkyu bOkoktljjj¥~;r-l-1iJf~fr1iJf5E¥IH~'CReports of the society of
Dutch sources. in Japan), no. '112 (I9Q.?-) and no•• 162 (1964); and his "Abhorrence of ,God'
in the introduction of Copetnicanism into Japan," 'Japanese Studiesin the History ofScience, no.
3, 60-61'(19 64); . ,
10 Because of the long interv;ll between ;tlle date of the original and that of the Japan~se
translation, Itazawa Takeot&~jEUt conjectured. that the, original was published in 1766
instead of 1666, but this is obviously wrong. See his "Edo jidai ni okeru chikyii chidosetsu
no tenkai to sono hando" n:?ffiftt~cj:ovtG:Jm~!ililbIDtO)~Mc-t:-O)LZlb (The develop-
ment of the heliocentric theory and the reaction to it during the Tokugawa period), Shigaku
zasshiJ1::¥~M.; 52 (I), 12(1941);
11, Pierre HemyBandet,Leven en Werkenvan Willem 'JanszoonBlaeu (1871); and Edward
Luther Stevenson, Willem 'Janszoon Blaeu (New York, 1914), pp.1 1"-13.
RECOGNITION OF WESTERN SUPREMACY
heaven offixed stars is also absolutely immobile. The former is the theory
of Hipparchus, Ptolemy and his followers, and is still an established
theory now. The latter ic that ofancient writers, which had been lost for
a long time. About one hundred years ago, there was a man called
Nicolaus Copernicus. Having intimate communications with Tycho
Brahe, the biggest figure in astronomical observations, Copernicus
investigated this [heliocentric] theory thoroughly and finally reached'
enlightenment out ofcumbersome darkness.
, This extract is apparently an exposition of Copernican heliocentricism, but
Iwe have found no more mention ofit in this work. While the preface ofBlaeu's
original had eight paragraphs, Ryoei translated and put into his own preface
only the first four paragraphs. Blaeu's preface stated that his intent was to
illustrate the Ptolemaic system first, because it was more familiar and more
easily comprehensible, and then go on to the true theory of Copernicus.
Paragraphs 5 through 7 discussed Blaeu's plan of arranging the Copernican
system as opposed to the Ptolemai~but these are all omitted from Ryoei's
preface. Furthermore, Ryoei confused the historical relationship between
Copernicus and Tycho Brahe.
Blaeu's book consisted of two parts as follows:
Volume I: Astronomical principles of celestial and terrestrial globes based
on the inadequate hypothesis of Ptolemy.
Volume II: Astronomical principles of globes based on the true hypothesis
of Copernicus.
Ryoei's translation terminated near the middle of Volume I (at page 120 of
163 pages), the part based on Ptolemaic geocentric theory. Apparently he had
no intention ofextending his translation further. It is highly probable that he
deliberately omitted the sqction on heliocentricism from the main text as well
as from his own preface.
It seems unlikely that the Copernican heliocentric theory was insurmount-
ably difficult for Ryoei to comprehend, despite its unfamiliarity. Blaeu's
astron.omical writing was not particu.lady advan.ced; KePler'.s contributions
did not appear in it. Hence it would be more plausible to interpret this delib-
( erate omission as being caused by Ryoei's precaution against any subversive
\lor unorthodox thoughts. We conclude, therefore, that Ryoei's work in 1774
\should not properly be called the full introduction of the Copernican theory.12
12 Nakayama Shigeru l=F'llJa;, "Motoki Ryoei no tenmonsho honyaku ni tsuite" **ll!7k
O)~)(.~~~c::.."'?\"L (On Motoki Ryoei's translations on astronomy), Rangaku shiryo
kenkyukai kenkyu hOkoku, no. 66 (1960).
COPERNICAN AND NEWTONIAN THEORIES 177
23 Both Introductio ad veram Physicam (Oxford, 1702) and Introductio ad veram Astronomiam
(London, 1718) have been published in English, as Introduction to natural philosophy, ed. 1 (Lon-
don, 1720) and Introduction to the true astronomy, ed. 1 (London, 1721).
24 Osaki Shoji *~lEiJ\, "Rekishii shinsho tenmei kyUyakubon no hakken" fflf~ff.xOO
ltH¥.J*(J)~J! (The discovery of manuscript translations preliminary to the Rekishiishinsho),
Kagakushi kenkyu, nos. 4 and 5 (1943), p. 101.
COPERNICAN AND NEWTONIAN THEORIES 181
25 Lecture XI: "Of the obscurations of eclipses of the sun and moon."
26 In Rekisho shinsho, reprinted in Nihon tetsugaku shiso zensho 13 *,&~,~,;m~. (Source
book in Japanese philosophy) hereafter cited as NTSZ; ed. Saigusa Hiroto =:.t!ttlif and
Shimizu Ikutaro m7j(~::t~~ (Tokyo, 1956), vol. 6, p. 117.
182 RECOGNITION'OF'iWESTEItNSUPRE.MACY
p. hil.osoPhie; His
old'andthenew~:;
~ea,soningisaJurther example'ofhisattempts to reconcile the
183
I
Th~' space •. o{ th¥.uni v~rse contail)s only opesu~starice,ch'i~,.butit
can also beeitheretnpty orJuU:;Thus i~ one.there'istwo,'and,in two, one.
Ifthere\v~re only the' o~e,thFre could . ~~ no'dlffere~cebetwe'en the
;arefi~dandth~con.densed:'fhFhe~vel1sareligh'tand!~refied.Thee~rth
~i~:hea~y'a~d' c6rtdensed.·,Isthe~enbtthena,dl~erenc~ between t~e,.·rar-
e~,ed and .the cond~nsed ?B,y' the existence ofth~sft",o'contraryprinCi-
.pl~s' the . phenomena. arecaus~d in endless.succession. J3ecause of the one-
ness.of thes:~bstance, th,euniverse is monisti~.Th~ cause of thes~ pr]~~i
pIes isbeyopd.mycOlllBre~ension"but the bestwaytocomprehend'the
··'.'su~tletY'()fthese,principlesis to stu~ythe teachings of,th~ i3ooko/ch.anges
. CI-cbing2·' < ' ; . .;: ...•., . . . : . • .' , .' '..... "
Ifthere.",~re o~ly the t'Y?"thech'i ofheav~n' ~pd ~artl1 co'uldnot1?e
trarsl11itte~frOl~one tothe ot~er.,Theshiningch'i'ofthe~una,~dhe~\Ten
lybo4ies is'reBecte~fromope tothe other, and;g;oes toand from the ~x
tremiti~s ofheavfIl.. g~rmeatingspace without a:sitlglegap,.itrises and
falls,. undergoingcbllntIess, tran~formations .. We 1 ust, then, adtn.it that
11
there isonlyasinglech'i~ .. , which differs in respect to condensation
and. rarefaction. Gond.ensation and rarefaction are the sarri~ in cau~al
,origin as e~ptines~ and plenitude. The extreme of condensation ispl~ni
tude. The extreme.ofrarefaction is.emptiness... Perfect plenitude and,per-
fecte pti l1ess,cotn bining witl1 each other, l11ake a si l1 gle state. This
l11
is why Lao~tz~ ~T said "nonexistence occupi~s nonspace."Neverthe:-
less, evenin the extremities ofiheaven, there is not the slightest space
ofpure emptiness or nonplenitude, and even in th~ center of the earth,
there is not the slightest space of pure plenitude or nonemptiness.. '
We must acknowledge that the light of the stars can permeate the
broadheay.ens, and th.at the, ch'i of fire can penetrate rock and metal.
For example, although winter is cold,and summer hot,even in winter
there is stillsOlne warm ch'iandeven in summer, thereis some coldch'i.
.Or take the case .ofsoil, placed in water. As the soil is condensed and heavy,
thewater,qeing ligh~ andrarefied,is like heaven. The soil, mixing with
the water, discolors it, and the water,permeating the soil, moistens it.
Therefore in the water there is nowhere where the soil ch'i is absent, and
in thesoil, nowhere where ,the water ch'i is absent. 29
29 NTSZ, p. 145.'
RECOGNITION OF WESTERN SUPREMACY
80 An unspecified Chinese translation for "inverse square law" is cited in a note. See
NTSZ, p. 149. No more is known of the origin of the equivalents Tadao used.
Brief notes by Maeno Ranka 1W!I!f~1t., one of the earliest "Dutch scholars," anticipated
Tadao in introducing the parallelogram of forces and elliptic planetary orbits in the 1770'S,
but these notes are only fragmentary and apparently were not widely known. See Yoshio
Mikami, "On Mayeno's description of the parallelogram of force," Nieuw Archie!voor WiI-
kunde 11, 76 (1913); and Yajima Suketoshi 5(~1tifU "Honpa ni okeru shoki rio butsurigaku
teki kenkyu" **/W::.:to vt Q WM 0)4'fo~~1¥J1iJf~ (Early works on the physical sciences
in Japan), KagakuIhi kenkyii, no. 2,41-48 (1942).
81 A detailed work on the reception of Newtonianism appeared in Saigusa Hiroto, "Kako
niseiki Nihon ni atta Newton ni tsuite" ~~=t!t*BS*~;:,t5"':)t":=-:L-r ~~;:,"':),,\-C
(Appreciation of Newton in Japan in the past two centuries), Yokohama Daigaku romo ~~
*~IDfQfl (Yokohama University collectanea) 10 (I), 303-363 (1958).
COPERNICAN AND NEWTONIAN THEORIES 18 5
32 NTSZ, p. ~46,:' .
33 NTSZ, p~2;47:
186
Table 4 ComPf:'r}son,
; .. J.'., _'. .
irrzppr~a1Jt hypoth,eserwncernipg
ofthree,;'<.
j.: ~ .1..1 ..::. ,I J ;_,It_~'"
'• •:.
thefpt;mqtionofthrrp(anetary
," .~~,~
-' . .' " ,"',
system~ ,
.. ;'.' ' . : " .," ..1' I ' -. ; , - : " '. ; :.' :' .;.·;1 ..: ' : . :. ..... :, .' ./ •. " .... '..; .... ", : l'~
point offeeling required to apologize f~r his o,wn 'tr~did6ri'al h~rit~ge:"': -: ~.- ,"", )" , 'I '
copIes. .... ,." '. , . '>', ,. .., .'. '. 'i... . ' ...•., " . , ... '
ORIGINS OF GORYU'S LA W
This is perhaps the only original achievement in the entire history ofJapa-
nese astronomy; it thus merits critical examination:
;In:a.d;<;>pMng·th~i9~a pfhiaQ:c,cp(ang D:h~'~<:i~ular.9iPJ,in utiOl) {)£;trp1?ic~l~y~ar
lep:gth~'.whi<;h.pa~J)~~l1·,exp\aiI1eg;iJl d;eta.il;i:11;Chgp,t~T;,Ig)",astr~pqmer~iakth~;:
tiJJ;lcr q(fhe,~hou:.shih '~".~.,\a.nd ',~lOkyo/i;-¥- '9,Cll~l1qars(wer~;Jequir:~d ibnty tQ,a,C~,;
cqul1~{9r~ ,th<f;.ap<;i,~I1t,Qh,iI1~s~;cla.ta,7'!Whit~.i~ i~( tr,ge,tb:at'·ndtherth~,J~s,jli~s:!
nor)the.,¢hil1,e.s.~ hadiI1~gfpqrat;e<i;the qmc<tPtofhi,tlo"c.~~tlngjntot,A~ir:,cglen:c;,
he,
q;=t[S' Ji Fk"1f:fi[;-~pert,h-is!?l1 J?oir t~9 ,out, :thr~~;"Bq~s.j.ble :qaYS(fs, f9£;~aIi~M.9J;l\ ~nj,'
tr,opi~a.hY~flF; l,eggt.h;f GJ:}jrg;ariwJ ;of,thy PeJ;1te.r ()(,t,hesRl~;lr,o;.t;Ririp ~efer~)J.c~ ,
tot,h~ ~~r,t4 (E<;rha.p~,referr:i.ng tpJh y pr;ogt;ess.iye, p:lQ.ti()A()f~be.I.~o,l?;r.pe.rige.e );j
(2); y:ariClJi.op.pfthe; e,sc~l1tridtY,ofth~,~Olflt;(or1Jir;C3}ly?,ri~ple,vpt;~c:~s~i9:n,
,",2' ;Taidh£shi·•. ;YbShitdki;~·~~:~;·1'Rara:Ade' ireki;h9.~inkeri" ':j'~ ) +'.i1f~.:i (X-;
p'riViite revi~'wLo'fLalande"s :Aitrdnomie;-MSirl tfiei!H~z~mafamilY;col1ecti'6hj,:~6i. 3'dso3J.'!
, ;~; ;13:y,gl<iS~i OraT)i"T;<z~ataka; :Il1o:(i,rt,,-English;'i1;'q\c;YOj' I93;Z), P,:38'~I! i r,;,;:;.', ",\) " , y "'.(1
4 Yabuuchi Kiyoshi ilil*Jl1f, "SeiyO tellmongakti no l\!ihpn e, no, ~ik.y6"fl9~7()(.CP.
13 ;<$: ~ (J) ~W (The inffuence of Western' astrortomy:on' Jdpa'n);; Jtih'asseiki'lui }bt'ieii kagJ.ku" !
-t/\i!t*cO)§:~f4M1:.cNat).l,rqLs9i~n<;:eiil thee~ght~~hth:ce)1t:lJ!,';yX~d.,KQb..or,i:A1Cir~d~W1l!
(Tokyo, 1957), p. 170. ' . , .
. 5 $()e rrakah~,shi;Xqs~\it(,)~i, \/~Z6shij shOch6 heW; d.i:~.~*l*;. 'CHsido~cMang! method,
revised and augmented; MS, 1798). , , ":';'J:j;i- ;"'!:"i;;'
CONTINUEDEFFOR 1'S AT CALENDAR REFORM
i(:bufihg"~the){se:Vertteenth:'cei1turY'Jih;China; pbssiblY;···stimulated···byr'ithe
Jesuits' ,geometric astrortomY5,'ih¢:<ShineSe :ad:hehmtsofJJsiad7~h'ahg beganth
debate its theoretic'::iFfbuncladol1;,O'ne Jotthe:tni \attributed: its cause to a: de:.;,
creas¢in the'etcerttridty ofthe: rs6Iaforbit. 9;,
,." .... i·;. . ~_l.: ...;_-,>\-f:;.. l; ',:.'\- :<;{!r:-:,'.'(';·~· ,:.:,'d".'1 ·\.~-"~/L',,,·,::~·. :'\ :-':·::~;:'_·Ir-.~·I'" r~;. "-<.:,:~'-: "," ;;:-.,:',..,-:;;:
. 6'"Hehg-hsing ii-chin" tg£fflft~ (Giiid'e' fa' stellar astronohiy), iiI· theCh'imp:,:':chen li'-shti
~Ji!t1{Jlf. (Astronomical' treatises {of- the; Ch\ung-,;chen! er~), 'ed:r Johann .Adam' Schall :vo.n
~~V(9pmpl~tfd JP3,4),: .d.i.\'} I~){ ';ii: ,; J i .. 'I, / '~)j; r ,.:, ..,':;: ;;;t ,'" '.,: ,,; ,;,:. i'i i
: Coper111cu~ 'was ,not the lllve~tor?fth~elght,hsphere, w?lch goes 'back to tp.e Alphonsllle
as-tioho-rrlers o(the'-'th'irt~~Jt'1).:'Geiltur'y(: The er-tonebu's, sNlteinent :()f(t he Je~uitastron6mer'
Christopher Clavius, attributing the eighth sphere to Copernicus, was probably the source
ofthis;be1ic:[; f,(: ;;I,!:" ':
!ls,See abo've~;rt!6j>
9, See Nakayama Shigeru TL-U~' "~h6ch6,h6chO kenkYii,m~l*;O)Ff~C2)"(Variatibn
of'tropical~ye~r'lerigth:iii, Far Eas.iern astranoin:y:and'itsobservatidriaL ,basis), Kagakushi ken-
kyii f4~)l::Ff~ (Journal of the history of science, ]apan)/rio;'67,128 (1963).' , ,;i,
RECOGNITION OF WESTERN SUPREMACY
Ancient Chinese
records Greek observations
~ -3 ·~~Ot.i~s~,
oo 4. x ' " ' //h ft
So. •- - orrnuI
z~ -2 C10s x ' ".~
lOr/)}. .--._••
E -1
.....e
c:
,~
lI/o --,--.
-'---'-.---.---.---.
:Q
>
Q)
o
14 Koide CMjura $et/$ei dell lJ' t±J~±~~.7'e~ ~ (niographyofMaster Koidc Chc)j urp;
'Toklishiina,i9i7), pp.21-22.· , .• .
15 Temnoll ZU$etsu ::R)(~Wt (Illustrated description of astronomy; 1782), reprinted in
Zab(JA1otoori;Norillaga,;Y(U1sbUm*m*,@~~~~ (Complete. works of Motoori Norinaga,
f(~viseQ~diti6n; J'dkyo, 1926); YO,L IQ, P.I90~ '.' .•
16yvatallage ToshiQ,mt3:l1.W:~, Ha~twta Sbigetomi toso/lOikka FI3,:mi'<!: •.:z:- (l) -~ .. (Hazama
Shigetomi and his fanlily; Kyoto, 1943), pp. 270~274.
RECOGNITION OF WESTERN SUPREMACY
When, at the end of his life, Yoshitoki acquired Lalande's Astronomie, his
enthusiasm for planetary theory became even greater.
Prior to Yoshitoki's time, Chinese and Japanese observations of planetary
motions were infrequent and imprecise. Neither· the Keplerian planetary
theot:y nor adequate observational data were available to him. He had to
start with basic observations. He planned to begin with the neighboring
planets, Venus and Mars, and then proceed to Jupiter, Saturn, and finally to .
Mercury, but he died in 1804 without completing his project. His work was
continued without interruption by members of the Asada school.
I
I,
, f'
I
I'
I I
;1 I,
I I
, I I'·:
"1; ,:;;, I'·"
I I
I I
I I
I 1
I
I
,1:\ ,p, ,;
I
I I I
I I , I
.~ ...
ipigtFd'2si!Dedvat:iOd6f::Kepl'eesthifd::Iaw'byHiia'iria;Shigetofui'saha16gy hetween
planetary motion and the mechanical laws of a pendUluhi.:indb:ilance;:'The,w~ight
in the balance is x 2, the balancearm length is a, the pendulum length is I, and the radius
of planetary orbit is r.
ax 2 = constant.
A similar relationship holds between length 1 and frequency].l of a pendu-
lum:
1].12 = constant.
ry domain:
rp2 = constant.
Sterrekunde (Amsterdam, two volumes, 17II and 1722). The Japanese version
was completed in 1837 as "Seireki shinsho" ggM~. (A new treatise on West-
ern astronomy).
On the basis of these two works another calendar revision, the Tenpa ;Rf*,
was completed in 1841 and formally adopted in 1843. Asada G6ryu's variation
concept and other ideas were carefully reviewed, but were not incorporated
in the new calendar. 35
This time an ephemeris in the traditional form was composed on the basis
ofcompletely Western astronomy. Nutation and the concept of the earth as a
spheroid were adopted, but aberration was not yet incorporated. 36 The new
calendrical treatise was completed by Shibukawa Kagesuke and Yamaji
Tomotaka in 1846 and called "Shinp6 rekisho" ~~M. (Calendrical trea-
tise by the new method). Its table of contents is given below to show the
construction ofthis last attempt at a tr~ditional official treatise.
Volume no. Title
I On the apparent motion of the sun
II On the apparent motion of the moon
III On lunar eclipses
VI On solar eclipses
V On the motions of the five planets
VI On the fixed stars
VII On the solstitial observations at Kyoto
VIII On the solstitial observations at Tokyo (Edo)
IX On observations of the sun and moon at various locations
The sequel: section no.
1- 3 Outline of mathematics (calculus)
4- 5 Mathematical principles of solar motion
6- 8 Mathematical principles oflunar motion
9-10 Mathematical principles of eclipses in general
II-12 Mathematica1.principles oflunar eclipses
13-17 Mathematical principles of solar eclipses
18-25 Trigonometric tables
26-30 Outline of the universe
35 See also Shibukawa Kagesuke, "Saishii shocho ko" :t no ¥I!i~~ (On the variation of
tropical-year length), MS.
36 Maeyama Jinro mHLJt~~, "Kansei rekisho oyobi Kansei rekisho zokuroku" Jlll&~ln~.
~Jlll&~IU"~ (Compendium of the Kansei calendar and its sequel), Tenmoll gepp6:;R)(}j ¥Et
(Astronomical monthly), 49 (4), 2 (1956).
202 RECOGNITION OF WESTERN SUPREMACY
The framework was still traditional, and only the last five sections of the
sequel were devoted to the new dynamic approach. Celestial mechanics was
not incorporated, but an account was appended to the treatise.
1 S. R. Das, "The Jaina school of astronomy," Indian Historical ~arterly 8,35 (1933).
2°4 RECOGNITION OF WESTERN SUPREMACY
SUMERU COSMOLOGY
Indian cosmography was unique in that it set at the center of the earth
Mount Sumeru (Japanese Shumisen @"{5illJ), around which the sun, the moon,
and the stars revolved. This idea, which originated in Jaina cosmography
(about the fifth century B.C.) and was taken over by the Buddhists, was
linked to geography. Mount Sumeru was supposed to be situated in the
Himalayas, and India in the southern part ofthe earth. In the daytime the sun
was thought to travel south of the mountain and illuminate India, while at
night it was concealed behind the Himalayas. The other celestial bodies,
moved by a wind which permeated space, rotated around the central moun-
tains in orbits parallel to that ofthe sun (see Figure 26).2 Mount Sumeru had.
. nine levels. Each of the first eight levels consisted ofa crater containing a sea,
from the center of which the next level rose. As in the medieval European
cosmos, a hierarchy ofcreatures dwelt on the various levels ofMount Sumeru.
The details of the Buddhist cosmos were derived a priori from religious
concepts, not observation; various fantastic numbers indicated the bulk of
this imaginary world. Consistency with the visible world w~s not a primary.
concern.
J=l
4 See Muroga Nobuo ~~{~~ and Vnno Kazutaka mff-Ili, "Nihon ni okonawareta
Bukky6 kei sekaizu ni tsuite (2)" B *~;:'f.fbt1td~#jc*tttJ1!.iH;:' ":l\" "( (The Buddhist
world maps in Japan), Chirigaku shi kenkyii :f:th3J!.~J!:.1iJf~, no. 2, pp. 137 ff(1962).
IDEOLq1tGIC REACTIONS 2°9
Figure 29. One of the popular concepts of the Sumeru cosmos, illustrated in Iguchi
Tsunenori's Tenmonzukai (1689).
210 RECOGNITION OF WESTERN SUPi-EMACY
within the empyrean, he argued, why not an equal number of spheres outside
it?
In this unlimited universe, purely a product of contemplation, the existence
ofan infinitely great number of worlds is quite possible. In Buddhist terms, a
hierarchy of a thousand worlds, each containing its own Mount Sumeru,
form a "medium world," a thousand of which constitute in turn a "great
world." Since th~ sky is a void in which celestial bodies move about freely,
there can be no rigid crystalline orbs. Because the universe is infinitely ex-
tended, it cannot possibly rotate.
According to Western theory, there were both moving spheres (primum
mobile) and static spheres (the empyrean) in the sky. Monno disagreed; he
viewed the sky as one entity, which cannot be in motion and at rest at the
same time. He argued that since the earth is absolutely at rest, the sky-the
counterpart of the earth-must also be at rest.
In contrast, all animated bodies, heavenly bodies and terrestrial animals
alike, move by virtue of their own power. Since every moving body has an
intrinsic vital force, there is no necessity to presuppose the existence of
invisible movers.
Monno denied the sphericity of the earth and the existence of a South
Pole. He argued that if North and South Poles really exist, why not East and
West Poles? What is called the North Poleis actually the Central Pole, located
at the summit of Mount Sumeru. Monno thus indirectly supported the second-
ary kai lien ~j( theory, which was in this respect similar to Sumeru cos-
mology.
He criticized many aspects of Western cosmology and astronomy that rely
on the sphericity of the earth. For instance, he said that lunar eclipses cannot
be caused by the shadow ofthe earth, because the earth is by no means spheri-
cal. Instead he attributed this phenomenon to variiltions in intrinsic lunar
luminosity. This explanation was apparently derived from Indian astronomy.
Monno's arguments were not very constructive. He denounced Western
cosmology, but was unable to replace it with a consistent system. He rightly
doubted some funda~ental elements of Aristotelian 'cosmology, but his
criticism was often absurd and merely indicated his own ignorance of as-
tronomy.
Entsu's defense of tradition. Japanese Buddhism as an intellectual force was
eclipsed early in the Tokugawa period by Confucianism, the state orthodoxy.
The Confucians were not so strongly opposed to the achievements ofWestern
astronomy. By then Western predictive techniques had been proved superior,
IDEOLOGIC REACTIONS 2II
and knowledge of the Copernican system had been disseminated through the
various popular works of Shiba Kokan Pj,~n:.~. Nevertheless, the Buddhists
tried to restore their own intellectual glory by defending Buddhist cosmology.
Among this group of Buddhists the most zealous and influential figure was
Entsu ~~ (1754-1834). His thirty years of labor in defense of Buddhist
astronomy culminated in his masterpiece, the Bukkoku rekishO hen 1*~M~m
(On the astronomy and calendrical theory ofBuddha's country; five volumes,
1810),5 which was followed by a number ofother writings in the same vein.
From the outset, Entsu's single purpose of defending Buddhist doctrine
from the invasion ofWestern scientific ideas was marked. His motivation was
afear that Christianity would undermine Buddhist teaching in Japan. This
liisic attitude was not very different from that of his predecessors such as
Monno, but Entsu's investigations covered an extensive literature, not only
in cosmology, but also in the technical aspects of calendar-making. His
sources ranged from Buddhist sutras in Chinese translation and ancient and
modern Chinese astronomical treatises to Sino-Jesuit works and works on
Western astronomy. Although he was said to have had some background in
Dutch learning, there is no evidence that he was able to read Dutch. He
probably relied on books written by his Japanese contemporaries.
Entsu was not essentially opposed to Western influence in calendrical
science, since this traditional activity did not bear on cosmology. He.argued,
however, that the only worthwhile aspects ofcalendrical science had originated
in India. The Chinese had appropriated the advanced Indian calendar during
the T'ang period, for instance. Even the achievements of Kuo Shou-ching
. were not original, he claimed, but were in accordance with Indian astronomy.6
Citing.a superficial Chinese account in the Ming history, he credited India
with the origins of Arabic astronomy, and thus also of European astronomy,
since the European ephemeris was practically the same as the Arabic. He
further asserted that Jesuit works could not surpass the Chiu-chih Ii 1L~M
("nine upholders" treatise)7, a Chinese version completed in A.D. 718 of an
Indian work on ephemeris-making.
5 A good summary of this work in English is Yoshio Mikami's "A Japanese Buddhist's
view of the European astronomy," Nieuw Archief voor Wiskunde 11, I-I LIn it the name
"Entsu" appears as "Yentsu,"
6 Bukkoku rekisb6 hen 1~~Jff~m (On the astronomy and calendrical theory of Buddha's
country; 1810), vol. I.
7 See also Yabuuchi Kiyoshi, "Indian and Arabian astronomy in China," Silver 'Jubilee
Volume of the Zinbun-Kagaku-Kenkyusyo Kyoto university (Kyoto, 1954), pp. 186-189, and his
"Translation of the Chiu-chih-li," Chugoku chusei kagaku gijutsu shi no kenkyu 9=J~9=Jtitf4~
D'iVlij'!£:O)1jlf~ (Tokyo, 1963). pp. 496 ff.
212 RECOGNITION OF WESTERN SUPREMACY
Interior. In 1888 its work was assigned to the Tokyo Astrono~ical Ob-
Iservatory.s
As the new government engaged in a policy of rapid westernization, the
Contribution of the Tokugawa astronomers was ignored. In 1872 an imperial
edict ordered abandonment of the traditionallunisolr calendar and adoption
jof the Gregorian solar calendar.
had not yet ·become appar~nt. By traditional astronomical criteria, there was
no particular need for a reform.
Moreover, other solar calendars were seriously considered. In the T'ien-
ching huo-wen there was a Chinese version of the solar calendar that placed
the date of the New Year at the winter solstice. lO In the late Tokugawa I
period, some scholars such as Nakai Riken $jfDlIif and Yamagata Banta I
I-UJt!lititJ5 propounded their own solar calendars. Both these scholars objected /
to the short February of the Gregorian calendar. Their calendars abandoned I
the lunar index and adopted Risshun ll.ff (Chinese li-ch'un), the point mid-
way between the winter solstice and the vernal equinox, as the New Year.
Each month consisted of thirty or thirty-one days, with a leap year every
four years.
The decisive factor in the adoption of the Gregorian calendar was the \
high value the government placed on westernization. A Japanese astronomer I
proposed a more reasonable solar calendar at the time of the reform,l1 but
the government preferred the Gregorian, despite its obvious shortcomings.
In the new solar calendar all hemerologic notes were omitted. The temporal
hour was abolished and the day was divided into twenty-four equal periods,
as in the West.
The Gregorian calendar went into effect January 1, 1873, but was prop-/
agated only with difficulty. At about this time the most radical reforms of
the Meiji government were effected-for example, establishment of public
education and postal systems in 1872 and the conscription law at the begin-
ning of 1873. A reaction took place. Calendar reform was among the causes
of peasant riots. The farmers were reluctant to give up their accustomed ap-
purtenances, in spite of the fact that they-were the ones who benefited most
from the new calendar.
As a temporary accommodation to critics of the new calendar, lunisolar
dates were included in the official calendar in the form of notations. The
Ministry of Education favored abolition of this practice, since as long as it
was continued the people would not become accustomed to the solar calendar.
The Ministry of the Interior, more realistically, maintained that to eliminate
the notes would be practically impossible and even harmful because of the
10 In China, Shen Kua 1;;1::1'3 of the Sung dynasty had already suggested a solar calendar.
This idea was probably based on an Indian solar calendar introduced during the T'ang dynasty.
See Yabuuchi Kiyoshi l&l*JiW, Chugoku chusei kagaku gijutsu sbi 110 kenk)'u 9='~9='titf4~Htf;jIT~!D
?iJf~ (Researches on medieval science and technology in China; Tokyo, 1963), p. 166.
11 Noda, Rekigaku shi ron, PP.285-291.
222 RECOGNITION OF WESTERN SUPREMACY
confusion it would cause among the ignorant masses. 12 Only in 1910 was
the lunisolar calendar completely abandoned by the government.
Rapid TFesternization
According to John K. Fairbank, 13 Japan and China went through a roughly
similar sequence ofphases in the introduction ofWestern science and technol-
ogy:
(1) Recognition of Western military superiority.'
(2) Recognition of military technology as the basis of this superiority.
(3) Recognition of the need to train native personnel in Western military
technology.
(4) Recognition that military technology is only one part of Western
science and technology, and that in order to develop it the pure science and
general learning of the West must also be imported. 14
Although the Chinese passed through these stages (especially the last
, two) slowly, the Japanese government recognized the four truths almost
simultaneously. During the first decade of the new regime, the government
busied itself in suppressing reactions, introducing new political institutions,
and constructing new technical installations.
The new government adopted a policy of fostering industry, wealth, and
military power, and emphasized the utilitarian importance of science and
technology. In the early part of the Meiji regime, educational policy was
\ strongly marked by practical and vocational science and technology. From
a pragmatic point of view, it can be said that the government promoted
science and technology. But in addition it earnestly wished to revise unequal
treaties with the Western Powers and was eager to improve its appearance,
as well as its resources, as a modern nation. Its intention to establish a Western-
style university as early as possible resulted from this motivation. Various
branches ofpure science occupied a central position among university subjects
at an unexpectedly early stage in the founding of Tokyo University in 1877.
Many foreign teachers were brought in as consultants on westernization
policy. They were well paid, their salaries amounting to as much as one-
third of the budget of the Ministry of Education. The government planned,
therefore, to replace them with Japanese teachers. From the 1870's, the 1
'government sent many talented young men to Western countries at its own
expense, promising them posts as university professors on their return.
Chinese civil officials held a superior place in the bureaucratic ruling
system, but the leading Class in Japan was composed of samurai who were
far more imp,ressed than were the Chinese by the threat of Western military
strength. They ~uickly recognize~ t.h~ i~p~rtance.of scienti?c techn~IOgy)
to a modern natIOn and took the InItiative m the mtroductIOn of SCIence.
Although the Chinese system of state examinations spawned literary bureau- i
crats with immense humanistic knowledge, specialists were excluded from
the high road to success. On the other hand, in Japan, where careers could
be pursued along many paths, there arose special classes that'recognized the
necessity for importing science and technology. The first such class was made -
up of teachers, technical officials, and military officers who had worked at:
the former Shogunate and clan schools and whose knowledge was useful to
the new government in the work of promoting westernization. The second
was composed of physicians and scholars who knew w~ys of life other than
those ofpolitics' and administration. The boom in westerhization and industri-,
alization that prevailed throughout the country at the beginning of the j
Meiji era accounted in part for many members ofthese groups being attracted I
to the scientific and technological professions. i5 ;
Ehe product of the first Japanese calendar reform, did not adopt geometric
devices. The techniques of eclipse prediction were awkward, and the as-
tronomical standard of Ptolemy's Almagest was hardly surpassed.
The early Japanese probably would not have dogmatically. rejected the
Western schematic representation of the course of the heavenly bodies had it
been available to them, and they would have been much impressed by the
geometric devices that were useful in traditional calendar-maki~g. But in
the first half of the Tokugawa period, information concerning Western
astronomy was limited to elucidation of Aristotelian cosmology and a hint
of the notion of epicycles. The numerical values in avaIlable works on Eu-
ropean astronomy were often quite rough and usually unsatisfactory as a
basis for calendrical calculations. Therefore Western astronomy could not
make much impression on professional astronomers in Japan.
Occasionally some aspects of Western astronomy were understood and
appreciated, but still, Japanese intellectuals were unable to accept the
Western approach in its entirety. For example; Mukai Gensh6 rtJ1t$:7t,
the annotator of the. Kenkon bensetsu !jfZ;j:$~~Jt, found Western astronomical
techniques acceptable, but not the Aristotelian four-elements theory because
of its incompatibility with the traditional five-elements doctrine. Being
SUMMARY AND CONCLUSIONS 229
Bibliography
Index
Appendix 1 . Table ofcontents ofthe Kenkon bensetsu. 1
VOLUME I-NATURE
Book I:
Book 2:
1 Many of these titles derive from the content of the text, rather than being literal transla-
tions.
APPENDICES
19 Why well water is cold during the summer and warm during the
winter
20 The three regions of the layer of the element air
21 Exhalation
22 Matter that originates in the layer of air
23 Matter in the lower region of air
24 Matter in the middle region of air: thunder, hail, rainbows, and
meteors
Book 3:
I Nature of the universe
2 Characteristics of the universe
3 Cycles in the universe
4 The movement of the sky and circulation of the planets
5 The number of spheres
6 The order of the spheres
7 Periods of the spheres
8 Diagram of the armillary sphere
9 The equator
10 Retrograde motions of planets
I I Equinoctial. and solstitial meridians
12 The observer's meridian
13 The hemisphere
14 The tropics
15 Terrestrial zones
16 The climate in each zone
Book 4:
17 The solar day
18 The length of day and night
19, The difference of the length of day according to latitude
20 The civil calendar
21 The moon is not luminous
22 The diameters of the sun and moon
23 Solar and lunar eclipses
24 Eccentric orbits of planets
APPENDICES 237
25 Fixed stars and the difference between planets and fixed stars
26 The number and magnitude of stars
27 On the nature of stars (genethliacal astrology)
28 The twelve houses (horoscope)
29 The dimensions of the heavens
Appendix 2 . The elements ofcalendars adopted in japan.
(Values given are those of constants used to calculate the various calendars.)
In China and Japan the gnomon, which is the most primitive astronomical
instrument, was used consistently for the determination of solstices, whereas
in the West the armillary sphere was employed for equinoctial observations.
In this appendix the two observational methods are illustrated and their
accuracy compared.
Zenith
Diagram 1.
If we assume LIs to be I cm, then Llh, or Llo, is less than 5 minutes of arc.
According to the table of solar declination, a difference of 5 minutes of arc
in solar declination causes 4 or 5 days error in determination of the date of
winter solstice. That is, a I-cm error in the measurement of shadow length
creates 4 to 5 days error in the date ofwinter solstice. .
In the case of summer solstice, 0 is +24 0 .0 and solar al titude h reaches a
maximum. At that time, a I-cm error in shadow length corresponds to a
I7-minutes-of-arc difference in Llh and 8 days'error in the date of summer
solstice. The accuracy in the case of summer solstice thus is less than that of
winter solstice.
Sun
/
A
Diagram 2.
causes significant error. This was not recognized by the Greeks, but was
pointed out by J. B. Delambre. 1
At the time of the equinoxes, the daily variation of solar declination is at
a maximum. Suppose that the diameter ofan equatorial ring is .?- m, the same
as the height of the Chinese gnomon. In the equatorial-ring method, an
error of I cm results in 17 to 18 hours difference, while in the case of the
gnomon it results in almost 4 days difference. In actual practice, the error
of measurement will not exceed 3 mm, and therefore precision to within 6
hours can easily be obtained. 2
In a single observation, an equatorial ring undoubtedly gives much better
results than does a gnomon. While the designation of the vernal equinox as
the beginning of the astronomical year was in accord with the exclusive use
ofthe armillary sphere in the West, the Chinese adhered to the winter solstice
and the more primitive gnomon.
There was some development of the use of the armillary sphere in China
also. But once the solstice had acquired ceremonial significance for the
Chinese court, it could not be replaced by the equinoxes merely for con-
venience ofmeasurement; hence the armillary sphere played only a subsidiary
role. It took until the seventeenth century, after the arrival of the Jesuits,
in China and until the late eighteenth century in Japan for the armillary
sphere to replace the gnomon.
The terms 2e and ~; are both assumed constant. In fact, the latter is
equivalent to angle WE W' in Figure 13 b or angle AEB in Figure 13a (Chapter
10). The term A, the sun's true longitude at the winter solstice, is also constant
at ~7r.
2
Equation (A. 2) above gives the variation in terms of angular measure. To
convert it to a time expression, we divide it by the sun's mean motion M.
APPENDICES
ddT
t
= -0.000000r8 sin [Ao-wCt)].
.
CA. 5)
The difference between A and Ao, the tr~e and mean longitudes of the
sun, is slight enough to render the difference in their sines negligible. If the
tropical year is assumed to begin at the winter solstice, the sun's true longitude
at that point, A, will be lrr. Substituting this value for Ao in Eq. (A.4),
2 '
A. Chinese Records
At the time of each Chinese calendrical reform, it was customary to adopt
a set of astronomical constants, then to calculate the times of solstices and
eclipses in accordance with these constants and thereby demonstrate their
correctness. The "calendrical treatise" of each official dynastic history of
China gives the appropriate calendrical constants, methods of calculation,
and astronomical tables for each period. However, a systematic explanation of
the observational method (li-i 1I~) appears in its entirety only in theShou-
shih li-i ~~II~ (1280).An earlier treatise, the Ta-yen li-i jdrrll~ by 1-
hsing ~fj (eighth century) is no longer extant; all that remains is a brief
summary in the calendrical chapter of the Hsin T'ang shu ~m. (New
standard history of the T'ang period).1 The Shou-shih li-i therefore is the
most valuable source of classical Chinese observational records that we
have.
The Shou-shih li-i lists forty-seven observational records of the winter
solstice up to A.D. 1250, including three between the ninth and sixth cen-
turies B.C. It compares these records with dates calculated in accordance
with the methods of six different calendrical systems (Shou-shih included),
in order to· show the better agreement with observation of the Shou-shih
system. Table AI compares two sets of calculations with the observational
records of the Shou-shih Ii-i.
The observational records unfortunately are given only by date, although
most of them could have been given to the hour, since the interpolation
lOu-yang Hsiu IKV\~~ and Sung Ch'i *jji~, Hsin T'ang shu mJJ!f. (New standard history
of the T'ang period [618-906]; 1061), chap. 27.
Table Al Comparisons offorty-seven dates of winter solstices calculated by two
different methods and from observation.
a Only the date ofthe observation is given. The numbers in this column are the correspond-
ing Julian days (referred to Greenwich) within which the moment of winter solstice fell; for
example, in 884 B.C; it came between Julian days 1398900.18 and 1398901.17.
APPENDICES 249
method had been invented in the fifth century A.D. There is no information
as to the original sources from which the data were gathered, nor about the
sites and methods of observation; hence it is difficult' to evaluate the degree
ofprecision and reliability. Nevertheless, we have good reason to believe that
the Chinese Astronomical Board employed these data as the authorized
standard for judging the success or failure of a proposed calendar. (They
could not have been deliberately selected to justify the validity of any pro-
posed calendar.)
According to the calendrical chapter of the Hsin T'ang shu, the Ta-yen li-i
contained thirty-one cases of observation up to A.D. 724. The Shou-shih table
also contains thirty-one cases up to A.D. 724, plus sixteen later observations.
I-hsing's method ofpresentation, as described in the Hsin T'ang shu, is identical
with that of the Shou-shih Ii-i. The records used by I-hsing were undoubtedly
adopted and employed in the Shou-shih calendar. Shibukawa Harumi's
seventeenth-century Japanese treatise, "lokyo rekigi" if~}ti~, basically
followed the Shou-shih li-i, but several of his cases not listed in the latter are
collected in Table A2.
Table A3. Several additional comparisons ofsolstice dates calculated by two different methods and
from observations recorded to the hour.
Table A4. Comparisons ofsolstice dates calculated by two different methods and from observations
made for the ']okyo calendar revision by Shibukawa Harumi. Tbe first sixteen observa-
tions were made at Edo, the rest at Kyoto.
Table A4 (continued).
Julian day of solstice according to -
Year Observation before and after Interval between
A.D. Newcomb 'Jokyo Equ. (10.5) correction observa tions (days)
Before After
Winter solstice
1685 2336848.52 2336848.29 2336848.62 2336848.62 23
2336848.57 2336848.59 46""""47
2336848.35 2336848.40 75
233 68 48.33 233 68 48.43
.......,2336848.35 '""-'2336848.45 107""""108
2336848.35 2336848.48 125
2336848.19 2336848.37 145
2336848.265 2336848.47 162
1686 2337213.76, 2337213·535 23372 13. 62 2337213.62 8
2337213.785 2337213·79 30
2337213.81 2337213.83 45""""47
2337213. 6 2 2337213.67 77
2337213.58 2337213.64
'""-'2337213. 6 5 '""-'23372 I 3.71 84.......,85
2337213.67 2337213·75
'""-'2337213.785 '""-'2337213.87 92'""-'95
2337213·47 23372 13.56
'""-'2337213.495 '""-'23372 I 3.59 102'""-'103
2337213·57 2337213·70 122
Summer solstice
1678 2334108.76 2334108.97 2334108.87 2334108.87 14
2334108.99 2334 108 .99 19
2334108.95 2334108.94 26
2334108.95 2334108.94 31
2334108.95 2334108.94 35
1685 2336665.46 2336665.65 2336665.62 23366 6 5.62 3
2336665.5 I 5 233666 5.51 15
2336665.23 2336666 .33 22
2336665.56 23366 66 .55 30
2336665.39 2336666.38
'""-'2336665.40 .......,2336666.39 38'""-'40
2336665.47 23366 66 .46 38'""-'40
2336665.495 2336666 .48 48'""-'49
2336665.62 23366 66 .59
'""-'2336665.65 '""-'2336666.62 56'""-'57
2336665.62 233 6666 .57 76
2336665.46 2336666.35 116
2336665.66 2336666 .52 128'""-'129
1686 2337030·70 2337030.89 2337030.84 2337030.81 58
2337030.80 2337030·79 29
2337030·79 2337030.75 62
2337030.87 2337030.81
'""-'2337030·775 .......,2337030·72 80
'""-'2337030.9 1 '""-'2337030.85
2337030.92 2337030.84
'""-'2337030·93 '""-'2337030.85 97'""-'98
2337030.62 2337030·49 117
252 APPENDICES
Table A5. Comparisons ofsolstice dates calculated by two different methods and from observations
made at Kyoto for the Hiiryaku calendar revision.
Julian day ofsolstice according to-
Year Observation before and after Interval between
A.D. Newcomb Hiiryaku Eq. (10.5) correction observations (in days)
Before After
Winter solstice
1752 2361319.78 2361319.42 2361319.41 23613 19.45 64
2361319.41 2361319.47 80
2361319.45 2361319.5 1 80
23613 19.41 2361319.45 64
2361319.41 2361319.47 80
2361319.41 2361319.45 64
2361319.41 23 61 3 19.48 81
23.§ 13 19.39 2361319.45 80
2361319.39 2361319.46 85
1753 2361685.02 2361684.66 2361684. 6 55 2361684.72 75
2361 68 4. 6 55 2361684.7 8 110
2361684.66 2361684.83 131
2361684. 64 2361684.64 13
2361684. 6 4 2361684.82 139
2361 68 4. 6 55 2361684.71 68
2361684.655 2361684.7 1 75
2361684.62 2361684.62 8
2361 68 4. 6 7 2361684.73 75
2361 684.62 2361684.74 110
Summer solstice
1752 2361136.64 2361136.80 2361136.81 2361136.77 62
2361136.80 2361136.76 61
2361136.79 2361136.7 8 28
2361136.80 2361136.70 97
2361136.79 2361136.62 82
2361136.80 2361136.76 62
2361136.775 2361136.73 65
2361136.775 2361136.73 61
2361136.755 2361136.73 37
1753 2361501.88 2361502.04 2361502.04' 2361502.01 51
2361501.97 2361501.92 67
2361502.04 2361501.98, 75
2361502.03 2361502.01 43
2361502.035 2361501.98 67
2361502.05 2361501.97 89
2361502.06 2361502.05 24
2361502.01 2361501.9 6 68
2361502.025 2361501.88 129
2361502.12 2361502.11 25
2361502.06 2361502.02 68
2361502.05 23615 0 1.87 89
1754 2361867.13 2361867.28 23618 6 7.245 2361867.24 24
2361867.29 2361867.27 44
Table AS (continued).
Julian day of solstice according to -
Year Observation before and after Interval between
A.D. Newcomb Horyaktt Eq. (10.5) correction observations in days
Before After
2361867.235 2361867.23 61
2361867.29 2361867.28 24
2361867. 245 2361867.21 52
2361867.29 2361867.26 59
2361867.275 2361867. 27 24
2361867;245 2361867.22 44
2361867.265 2361867.22 60,,-,61
2361867. 275 2361867.26 29
2361867.30 2361861.26 61
B. Western Observations
In contrast to the situation in China, the center of astronomical activity
in the west shifted from one place to another and records were only partially
preserved. For purposes of comparison, it suffices to present several cases
from available Greek and Islamic records (Tables A6 and A7 respectively).
Table A6. Comparisons of dates calculated by Newcomb's method with observations by the ancient
Greeks (as recorded in Ptolemy's Almagest).
Julian day according to -
Year Event Newcomb Observation
B.C. 432 Summer solstice 1563813.98 1563812.68
162 Autumnal equinox 1662 521.59 1662522.17
159 Autumnal equinox 1663617.3 I 1663617.68
158 Autumnal equinox 1663982.56 1663983.17
147 Autumnal equinox 1668000.23 1668000.42
146 Vernal equinox 1668179.26 1668178.67
146 Autumnal equinox 1668365.73 1668365.67
143 Autumnal equinox 1669461.20 1669461.22
135 Vernal equinox 1672196.93 1672195.52
128 Vernal equinox 1674753.62 1674753.17
A.D. 139 Autumnal equinox 1772094·27 1772095·70
140 Vernal equinox 1772273·27 17722 73.95
140 Summer solstice 1772367.05 1772368.49
2 Almagest, R. C. Taliaferro (trans.) ("Great Books ofthe Western World" [Chicago, 1952]),
vol. 3, pp. 77 ff.
3 Caussin de Percival, "Le livre de la grande Table Hakt~mite, ... par Ebn Iounis... ,"
Notices et extraits des mss. de la bib!. nationale (Paris, 1803-1804), vol. 7. See also Otto Neugebauer,
"Thabit ben Qurra 'On the solar year' and 'On the motion of the eighth sphere,'" Proceedings
ofthe American Philosophical Society 106 (3) (June 1962).
254 APPENDICES
Table A7. Comparisons of dates calculated by Newcomb's method with observations by the ancient
Moslems (as recorded by Ibn Tiinis).
C. Modern Calculation
According to Simon Newcomb, whose authority now is generally accepted,
the length of the tropical year may be determined from Eq. (10.7) of Chapter
10:
T=365·24219879-0.0000000614t,
where the epoch is A.D. 1900. Integrating this equation over the years elapsed
since the year of a specified premodern observation gives the time difference
in days; subtracting this difference from the Julian day of the present mean
solstice or equinox gives the Julian day of mean solstice or equinox at the time
of observation.
In order to compare modern calculation and premodern observation, two
major corrections to the calculated values must be incorporated: (I) the
reduction from mean to true solar longitude, and (2) the time difference
caused by the difference in longitude of the sites. Other corrections are
considered too insignificant to include.
While Newcomb's form ula is expressed in terms ofthe mean solar Iongitude,
the solstitial or equinoctial position obtained by observational instruments,
whether gnomon or armillary sphere, is that of the true sun. The time dif-
ference between them is the difference between the longitude of the mean
and true sun divided by the sun's mean motion fl. Again, according to
Newcomb,
w(t)=28I013 'I5."0+6r."8903t.
From this equation and Eqs. (10.1) and (10.2) in Chapter 10, the time
difference, t', is
APPENDICES 255
t'=-I.94 sin M
= -1;94 sin [AO-W(t)].
Although we may use Karl Schoch's Planeten Tafeln fur 1ederman (1927) to
the order of 0.1 day, it may be desirable in this context to calculate to the
second decimal place.
In correcting for the longitudinal difference ofsites, we have had to deduce
the longitude in cases where no precise statement concerning its location is
made. Most Chinese observations are assumed to have been carried out at
Yang-ch'eng. There are a few possible exceptions which would cause a devia-
tion of 0.01 day. We have further assumed that the observations of Meton,
Hipparchus, and Ptolemy were made at Athens, Rhodes, and Alexandria
respectively.
D. Critical Evaluation of Classical Observational Records
It is not at all surprising that a single midday gnomon-shadow-Iength
observation, before the invention of the interpolation method, could cause
3 or 4 days' error. The large deviation of the three ancient Chinese records
from the corresponding modern calculated dates is immediately evident
from Figure 15 of Chapter 10. All of these were dates of coincidence of the
winter solstice and the new moon, significant not only as the beginning of a
Metonic period but also for court ceremonial. It is highly probable that the
ancient Chinese were willing to overlook slight observational disagreements
in order to find such dates of coincidence.
Furthermore, the authenticity of these records is considered very doubtful
by modern critical scholars. The oldest record, given as 883 B.C., was omitted
by Mei Wen--ting m3tW (1633-1721) from his Tung-chih k'ao ~~~ (On
the winter solstice)4 as being utterly untrustworthy. Chiang Yung tI7k
interpreted it as the product of retrospective calculation by later calendar-
makers. s The other two observations, which appeared originally in the Tso
chuan tr.f'. [Tso-ch'iu Ming's tr.Ji:OO enlarged c?mmentary on the Ch'un
ch'iu ~fj( (Spring and autumn annals)] dealing with the period between
722 and 453 B.C., are also probably the results oflater calculation. 6
Chinese observations made since the fifth century are fairly close to the
results of modern calculation. Although records of winter-solstice time are
expressed only to the day, most of them, within one day, agree with New-
comb's formula. This seems to indicate the advantage of the interpolation
method over single gnomon observations.
It is well known among historians ofastronomy that the observations listed
in the Almagest are not especially reliable. Figure IS clearly reveals their
inaccuracy. Their deviation from· calculated dates amounts to a whole day
or more. This cannot be attributed to the possible error inherent in the
instrument employed for equinoctial observations, even considering the
influence of refraction (at most, 3 hours of error).
Three values of the tropical-year length determined by Ptolemy from
three pairs of observations (represented by dotted lines on Figure IS) agree
with one another so exactly as to invite suspicion -that the observational
values were manipulated deliberately in order to obtain precise agreement.
In two of these pairs, one of autumnal equinox and the other of summer
solstice, there is a whole day's deviation. This fact has been already noted
by Jean Baptiste Riccioli, Pierre Charles LeMonnier, and Jean Dominique
Cassini, but they attributed the error to a copyist's error in transcribing the
date. It was J. B. Delambre7 who pointed out a deliberate forgery: Ptolemy
uncritically followed Hipparchus and modified his own observations in order
to confirm Hipparchus' value of the tropical-year length at 365.2467 days.
Islamic observations of the ninth century fall within half a day of the
calculated values. This degree of deviation corresponds to the error in-
herent in the use of the armillary sph~re, as discussed in Appendix 4.
Diagram 3.
The projections of this figure on the POT and xor planes are as in Dia-
gram 4.
APPENDICES
0,
I
I
~ 01
I
1
I 1Y
I
1
I 1 1
I 10 H I
0' I Y
Gt-----~
Fr..------~
Diagram 4.
In sector OBT above, arc BT is the obliquity of the ecliptic and is known
through observation (23.°559 is the Shou-shih value). By applying the arc-
. sagitta relationship of Eq. (10.12) (see Chapter 10) to sector OBT) IT) IB)
and 10 can be obtained.
If we take instead sector OBS of the previous diagram, BS is given
(: - longitude).
Again, by applying Eq. (10.12), CB) CS) and co are obtained. 9onsequently,
OD is derived by the rule of three. Since CS=OG and OD=GE, OE can be
obtained by the Pythagorean theorem. The segment OA is the radius; thus
OF=AH may be obtained by applying the rule of three once more. At the
sector OAT, by reverse application of Eq. (10.12), arc AT (right ascension)
is finally obtained. Since OE and therefore SE are now known, the reverse of
Eq. (10.12) can be applied ,to the sector OAS to obtain arc SA (the declina-
tion).
Appendix 8 . Mathematical derivation ofthe instantaneous
orbit ofthe moon, with reference to the node and the inclina-
tion to the equator.
B cAE
~ko~
Diagram 5.
260 APPENDICE.8
Let e be the obliquity of the ecliptic, I the moon's inclination, and let AB=
c, Pflt=p, and BC=a. Then, in 6ABC, by modern spherical trigonometry,
In 6ABC
cos a= -cos e cos I+sin e sin I cos a
where angle BAC=a. (A.b)
In 6AEC
-cos a=sin d sin o. (A.c)
From (A.b), (A.c)
sin d sin a=cos e cos I-sin e sin I cos a. (A.d)
From (A.a.), (A.d)
sin p=cos e cos I-sin e sin I cos a. (A.2)
In both Eqs. (A.I) and (A.2) a is given and E and I are constant. Therefore
c may be obtained by application of Eq. (A.I) and p by application of Eq.
(A.2)
The formula given by the shou-shih calendar for finding c, converted into
modern terms, is as follows for the first quadrant (beginning at the vernal
equinox) :
c=k -
o
(!!--a) J!JL=J!JL
2 7T:/2
a
7T:/2'
(A.3)
a
Diagram 6.
Arc p also was thought to maintain a linear relation with arc a between its
extreme values, when the node is at the equinox and at the solstice (see
Diagram 7). The broken curve again represents the true relation.
1200
1100
p
by taking, for instance, th~ difference between the two right triangles BCE
and ACE. It is apparent that the Chinese were far from comprehending the
fundamental tenets of spherical trigonometry. This is a most convincing
argument against the claim that the Moslems exerted a powerful influence
on the formation of the Shou-shih calendar.
Appendix 9 . Derivation ofAsada Goryu's formula for
variation of tropical-year length.
365.2550
.. to
(j)
>. ,,:a Ii t)
C·
t2
~ .2500
.c
~
c:
~
~
C
Q)
.2450 k2
,
>.
cu
'0.. J
0 .2400
~
E2EO E'
Year
Diagram 8. Variation in tropical-year length as depicted by Asada G6ryii.
where k is the difference between the maximum and minimum values of tro-
pical-year length. The mean tropical-year length T m is given by
k
Tm=To+-'
2
(i-a
a=--
2
and b= (i+a ,
2
where
APPENDICES 265
and (3=~.
2t 2
= T m+a(t1 - t2 -2t)-b(to-2t)
=T
m
+ {3-a
2
(t - t -2t)- {3+a (t -2t)
12 2 0
=TO+2at.
Numerically, this is
Let us draw a perpendicular from D" on D' C' and let its foot be T. Then,
for spherical triangle D"TC',
sin T sin C'
sin D"C' sin D"T '
1 sin wt
or ---
sma sin D"T .
APPENDICES
(where i=CK, mean obliquity). Angle 5' is the deviation from the mean
equatorial pole due to the trepidation effect.
Again, for spherical triangle C'S' P', the variation of the obliquity is given
by the following:
27° APPENDICES
lJ)
>-
C
"'C
== 365.2500
C'l
c
~
~
c EO
Q)
>-
I
.2450
c
.~
a.
e
I-
More than two thousand primary sources concerning the history ofJapanese astron-
omy and calendrical science before 188o have been catalogued by historians. The
bibliography that follows is not exhaustive, but includes only those works most
relevant to the subjects treated herein. Because of the large number of unknown
authors, primary sources are arranged alphabetically by title; secondary and West-
ern sources are alphabetized in the conventional way, by author. Short explanations
of relevance are given in parentheses where required.
1. Primary Sources (Japanese and Chinese sources that appeared before 1880)
Jien ~1Il.
(In Kokushi taikei, vol. 14; 1900.)
Gunsho ruiju ~W~f;E.
Encyclopedic anthology.
1779-1819
Modern reprint, 193 I.
Ed. Hanawa Hokiichi tiWi*B-.
"Haimei no ki" niIJz~a.
Records of appointment (curricula vitae of calendrical officials).
18 71.
MS preserved in Tokyo Astronomical Observatory.
Shibukawa Magotaro¥itl£)llfffi*~~ et al.
Han shu ~W.
History of the Former Han dynasty.
Ed. Pan Ku IX11!!!I.
Harumi sensei jikki *~J'C1:.~a.
Veritable records of Shibukawa Harumi.
(Reprinted in Nihon kyoikushi shiryo B *fJcW 5!:.~*4, Source book on the history
of education in Japan; vol. 9, pp. 490-495; Tokyo, 1892.)
Heike monogatari f*4WJ~.·
The tale of the Taira family.
Circa 1220.
(In Kokusho kankokai sosho mWfUfilt:ti:W, 1905-1909.)
Hi tenkyo wakumon ~f~~~rp~.
Against the T'ien-ching huo-wen.
175 6.
Monno xMt
Hoki naiden itltpgfIJ.
(Canon ofJapanese fate calculation.)
Attributed to Abe no Seimei *{.g.fIl!f~.
(In Zoku gumho ruiju .~W~1j£, Sequel to the encyclopedic anthology, vol. 31;
modern reprint, 1923.)
"Honcho tenmon" *!jlJ3~X.
Japanese astronomy.
1720 .
MS preserned in Kyoto University.
Minamoto no Yoshiyasu ~~*.
"Honcho tenmon shi," *!jlJ3~xit.
Collected records ofJapanese astronomy.
1781.
MS preserved in Japan Academy.
Nishimura Tosato lffitt~.m..
Hou Han shu 1&~W.
History of the Later Han dynasty.
Hou Han shu chi chieh 1&~W~M of Wang Hsien-ch'ien :EJ'C~,Wall )'U wen k'u
BIBLIOGRAPHY
;§t:nxMI ed.
450.
Hsi-yang hsin-fa Ii-shu gg¥$~i*m •.
Treatise on calendrical science according to new methods (revised edition of
Cheung-chen Ii-shu).
1645.
Hsin T'ang shu ~ m•.
New standard history of the T'ang period [618-906].
1060.
Ou-yang Hsiu 1lV\~~ and Sung ch'i *Jji~.
IIsing-li ta-ch'iian M:}!lt:k~.
Collected works of philosophers of the Neo-Confucian school.
14 1 5.
Ed. Hu Kuang i!i1.lll et al.
Hsing tsung £*.
The company of the stars.
732·
Chang Kuo ~*.
(In Ch'in-ting ku-chin t'u-shu chi-ch'eng{$(IE~4-Ii'iI.~nlt; 1726, ed. Ch'en Meng-
lei ~~m.)
Hsiu-yao ching mlli~.
The canon of mansions and planets (horoscopic astrology).
759·
Chinese translation by Amoghavajra, Pu K'ung /G~.
(TaishO dai'Zo kyo, no. 1299.)
Huai-nan t'Zu rim T.
Book of the Prince ofHuai-nan.
Circa 120 B.C.
Written by the group of scholars gathered by Liu An ~Ij~ (Prince of Huai-nan).
Huang-ti chin-kuei yii-heng-ching JHif4:II:.:E:1ti~.
The yellow emperor's golden casket canon of the jade balance (Chinese book of
fate calculation).
Prior to the mid-fifteenth century.
Ed. Sun Hsing-yen f*£ffJ.
Hun-i chu ${itt.
Notes on the armillary sphere (exists only in fragments).
II7·
Chang Heng ~1jj.
.
Ikai Keisho sensei shokan shu afimitm9G1:=..~~.
Collection of correspondence ofIkai Keisho.
(In Nihon jurin sosho B *1$**••.)
"Jikken roku suiho" .~~m~
.(Calendrical research.)
1780 .
MS. preserved in Tohoku University
Asada Coryu WREBW!lUli.
BIBLIOGRAPHY 277
l inkiroku :f:~~.
(Collection of notes on the lokyo calendar reform.)
(In linzanshu ~111~, Collected works of [Tani]Jinzan :f:i-~I1I; Tokyo, 1910.)
"Jippureki" .~M.
(Based on the Kansei calendar.)
MS preserved in the Sonkeikaku #fh)(M Library.
Nishimura Tachu gg;f:1:*r4J.
"Jokyo kai" ~:!1M.
The lokyo calendar illustrated.
1761 .
MS preserved in Tokyo Astronomical Observatory.
Nishimura Tosato gg;f1~lE.
"Jokyo reki" ~:!1M.
The lokyo calendar.
Circa 1690.
MS preserved in Naikaku bunko.
Shibukawa Harumi ~)II*¥fIj.
"Juji hatsumei" ~ffif~f!I3.
(Mathematical calculations of the Shou-shih calendar.)
1680.
MS preserved in Tohoku University.
Seki Takakazu ~m:$=~.
"Jujireki kaigi" ~ffifMM~.
(The most detailed commentary'on the Shou-shih calendar.)
6 vols.
Circa 1690.
MS preserved in Tokyo University.
Takebe Katahiro ;@{ffiR5.£,..
l ujirekikyo genkai ~ffifM~~M.
An interpretation of the shou-shih calendar.
17 11.
Kameya Katutake &:f:i-flJft.
lujireki kyo zukai ~ffifM~IIiIM.
. The Shou-shih calendar illustrated.
17°3·
Koizumi Mitsuyasu IJ'\7'R:JTt1*.
l ujushin ron +f±,t\MU.
On the ten spiritual stages, n.d.
(In KobO daishi zenshu 5li**gm~~, collected works of Kukai rI!.~; Tokyo and
Kyoto, 1910.)
"Kaii bendan" t¥:~H~IWf.
A refutation of the theory of anomalies.
17 14.
MS preserved by Nakayama Shigeru.
NishikawaJoken ggJII~ll~.
BIBLIOGRAPHY
Fucan Fabian.
*tt
(In Nihon koten zenshu B A~., Collected Japanese classics, vol. 2; 1925).
"Nagasaki.senmin den" *i/I%:J'G.§':;{!J..
Biographies of the Nagasaki pioneers.
181 9.
MSpreserved in Naikaktt bunko.
Ro Sosetsu llI:1jr 1m.
"Nagasaki tsuji yuisho gaki" *i/I%w~iijE8~ff;:.
Records of the interpreters at Nagasaki.
MS preserved in the Japan Academy.
"Nanban unki ron"·i¥.im:ilw:.~.
Meteorologic theory of the southern barbarians (variant of the "Kenkon ben-
setsu"). .
Circa 1650.
MS preserved in Kyoto University Library.
Nanka yohen i¥.iifPJ ~m.
,(Essay.)
Circa 1837.
Azumi Gonsai tJXfJ.IJ!*.
(In Nihonjurin sosho vol. 2; 1927;)
Nichigetsu gyOdo zu wage shO B }j fi~5iIflJm&'P.
AJapanese explanation of the orbits of the sun and the moon illustrated (example
of Buddhist astronomy).
1699.
Imai·4-;tt:.
"Nichigetsukaigo sanpo" B}j ,@"~_l*.
Mathematical treatise on eclipses (an illustration of astronomy in the shu ching,
the canonical Chinese Book of Documents).
1642 .
MS preserved in Japan academy.
Imamura Tomoaki 4-;f1~1JjtJ.j.
"Nigi ryakusetsu" =fi~~.
Outline theory of terrestrial and celestial globes (Renaissance Western cos-
mology).
MS in Naikaku bunko.
Kobayashi Yoshinobu IJ'**~~.
(In Hanyu sosho ~1'fHIf:;:, Hanyu collection, no. I; 2 vols., mimeographed;
195 8.)
"Nihon choreki" B **M.
A comprehensive chronology ofJapan.
1677.
MS in Naikaku bunko.
Shibukawa Harumi ~JII*~, also known as Yasui Santetsu tJXft_:m-.
Nihon kiryaku B**B~.
Outline of the annals ofJapan (chronicle up to 1036).
BIBLIOGRAPHY
(In Misonoya ::::+,1, Thirty scrolls, ed. Shoku Sanjin IJI-UA; reprinted. Tokyo,
1939.)
"Shitendai setsuritsu kengensho" WJ7(iE~.lLij!§•.
A proposal for the founding of an astronomical observatory.
Circa 1880.
MS preserved in Tokyo Astronomical Observatory.
Henri Charveau 7 /' 11 • './ -v Iv ~ -.
Trans. Mr. Tomita &'E8.
"Shiyo sanp6" lIQ~~$.
(Calendrical mathematics).
1697.
MS preserved in Tohoku University.
Seki Takakazu mm:7¥:~IJ.
"Sh6ch6 nitten konsu hy6" WH~: B .tllt*.
(Table of parameters of the variation of tropical-year length).
MS preserved in Tokyo Astronomical Observatory.
Shibukawa Kagesuke rMfJII:m-ft.
shodo kanmon ~mi!WJ3t.
Memorials of specialists.
(In Gumho ruijii, vol. 26; 1898.)
Shogaku tenmon shinan W~7(3tmm.
An elementary introduction to astronomy.
1706.
Baba Nobutake 1~~~:lEt.
"Shoke kagy6 ki" ~**~g~.
Reports on the inherited occupations of various families.
1768 .
=
MS preserved in Naikaku bunko.
Nij6 Yasumichi 1~*m.
Shoku Nihon koki. B *~g~.
A continuation of the supplementary records ofJapan (833-850).
869. .
(In Kokushi taikei, vol. 3; 1900.) \
shoku Nihongi. B **e..
Official history ofJapan continued (697-791).
797·
(In Kokushi taikei, vol. 2; 1900.)
Shou-shih Ii ~~M.
The Shou-shih calendrical treatise (in Yuan shih 5G3!:., Standard history of the
Yuan period).
Circa 1280.
Kuo Shou-ching ~B~~.
shu ching .~.
Book of documents.
Ninth-fifth centuries B.C.
288 BIBLIOGRAPHY
shu-hsueh Jc~.
Mathematical astronomy.
Circa 1750.
Chiang Yung IT7k..
Shiihi sankei koku)ikai RfJfif~~m*m.
A]apanese annotated edition of the chou pi suan ching.
1819.
Shinohara Yoshitomi ~@:W&.
Shiihi sankei zukai mJfif~~lJiIm.
Illustrated Chou pi suan ching.
1785·
Kawabe Shin'ichi JII3I{§-.
Shumisengi mei narabini)o wage ~5NW-lfi~1S~pt5flJm.
Illustrations on an instrument to explain Mount Sumeru cosmology, and the
preface and]apanese translation. '
1819.
Entsu ~~.
"Sokuryo higen" mU:l:ff~ § .
Secrets of surveyin g.
1727.
MS preserved in Tohoku University.
Ed. Watanabe Gunzo 7J.t3ljj[iii.
Somon nyiishiki unki ron'o genkai *rl=l~A;J:\ji*tgi6~~m.
(Gommentaryon the Su-wen )u-shih yun-ch'i fun ao).
3 vols.
16II.
Okamoto Tametake ffi1J *:mflr.
Su-wen )u-shih yun-ch'i fun ao *rl=l~A;J:\ji*tgiQ~.
Ayun-ch'i theory 'based on the Yellow Emperor's inner classic; Chin 4: dynasty.
Liu Wen-shu ;IJm~T.
Siigaku yawa Jc~~~.
A night tale of mathematics.
1761 .
Nishimura Tosato gg;ft~lI!..
(In Nihon keizai sosho· S *~~~.', Bibliotheca ]aponica Oeconomi<E Politiccr,
vol. II; Tokyo, 1915).
Sui-chou ti-tu ho-k'ao ~mJ;LigfJt~::lf.
On tropical year and latitude.
Mei Wen-ting m3tw. ,
(In Mei's Li-suan chiian-shu M~~. 1723.)
Suiyo manpitsu IW~~~.
(Essay.)
Yasui Sokken ~1N~tn.
(In Nihon jurin sosho, vol. 2; 1927).
"Sukuyo gyounroku" mllffHfElJji~.
BIBLIOGRAPHY
*
MS preserved in Tohoku University.
Aida Anmei 1t E8 M.
"Tenmon keito" x)(:£jtrfE.
'Treasury of astrology (collection of astrologic observation).
1698.
MS preserved by Nakayama Shigeru.
Shibukawa Harumi 7££)" lM$.
BIBLIOGRAPHY
664·
Li Feng *1.1 (Prince ofT'ang).
Tokugawa jikki ~}[[_*B.
Annals of the Tokugawa government.
1849.
Ed. Narushima Motonao P.X:li!h ~m:.
(In Shintei 'Zoho kokushi taikei mI~J!:**, Source book on Japanese history, vols.
38-47; 192 9-.)
Tso chuan tr.1$..
Tso-ch'iu Ming's tradition of interpretation of the Ch'un ch'iu (Spring and au-
tumn annals).
Attributed to Tso-ch'iu Ming tr.1t~W3.
"Tsuchimikado kafu" ±1MJr~*~.
Genealogy of the Tsuchimikado family.
1876.
Preserved in Shiry6 hensansho, University of Tokyo.
Tsuchimikado Haruyoshi ±1M1r~IIff~.
Tsui chikyu setsu ryaku ~~fj(Wt~.
(Anti-spherical-earth argument.)
18p2.
Sada Kaiseki ftc EEl 1f-:E.
T'ung tien ~:!11!.
Compendium of source material on institutional history.
Circa 812.
Tu Yuf±{t.
Tung-chih k'ao ~~~.
On the winter solstice.
172 3.
Mei Wen-ting ~xW.
, (In Li-suan ch'iian-shu).
Wakan unki shinan) kOhen ~~};I*tmi¥H~>m.
Sequel to A gUide to the Chinese and 1apanese art ofunki (Chinese yun-ch'i).
1726 .
Nishikawa Seikyu ggJ/lIEf*.
Wu-hsing ta-i:n.ff*_. .
Fundamental principles of the five elements.
Circa 600.
Hsiao Chi JI~.
ramaji Kunju sensei sawa J1I~;gW),[;~~ffi5.
Table talks of Master Yamaji Kunju.
Fujita Sadasuke • EEl P:Jt.
(In Reki'Zanshiryo mf1n~t;jSt,'Source book on calendrical science and mathematics,
vol. I, ed. Kodama Akito .YG::EW3A; 1933.)
ro'Zo kaiku ron ~'iHl!HI:'WffifU.
On the creation and formation of the world.
BIBLIOGRAPHY 293
Circa I825.
Sat6 Nobuhiro {£jH~mM.
(In Shinchu kogaku sOrho ~a~ ~ ••,
Series in Nipponology, newly edited, vol.
IO; Tokyo, 1927.)
Til hai 3S.~.
Ocean ofjade (encyclopedia).
I267, first printing I35I.
Wang Ying-lin ::E1l!U~.
Tume no shiro ~Z~.
(Includes Copernican astronomy.)
I820.
Yamagata Bant6 W,./Jt!llfitJ~.
(In Nihon keizai sosho, vol. 25; I9I6).
"Z6shii sh6ch6h6",:li~~:l5tl*.
Hsiao-ch'ang method, revised and augmented.
I798.
MS preserved in Tokyo Astronomical Observatory.
Takahashi Yoshitoki ~~~mf.
II. Japanese and Chinese Secondary Sources
Araki Toshima m*~.~.
Nihon rekigaku shi gaisetsu B *1f~~;ffi~.
Outline of the history of calendar-making in Japan (Kyoto, I943).
Arima Seiho fir.~ nX;lf.j.
"Seigaku to Rangaku" g§~ C lIi~.
Western learning and Dutch learning, Rangaku Shiryo Kenkyukai kenkyu hokoku
lIi ~~fl1iJf~~1iJf~¥fi ~ (Reports of the Society of Dutch sources in Japan),
no. 30 (May I7, I958).
Arisaka Takamichi fir:!i[I~~jM.
"Edo jidai ni okeru b6enky6 seisak'u ni tsuite-:-tokuni Kaizuka no Iwahashi Zenbei
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BIBLIOGRAPHY
Abe (Tsuchimikado) family, 22, 23 107; Harumi's views on, 105-107; Joken
Abe no Seimei, 21-22, 63, 114 and separation of speculative, empirical
Abe no Yasuchika, 49 cosmology, 107-114 (see also Nishikawa
Abe Yasukuni, 70n Joken)
A bidatsuma kusharon, 207 Aristotle, 55n, 102; material and formal
Adams, George, the elder, 199; treatise causes, 41; four-elements theory, 228
translated by Ry6ei, 177-178 Armillary sphere, 124, 135; in hun t'ien
Agnosticism, cosmologic, 157, 158 theory, 35, 36, 37, 39, 40; method of
Agriculture, and calendrical science, I 19, equinoctial observation with, 243-244
227 Asada G6ryii, 193; background, 189; and
Air, cosmological view of, 93, 94 Kepler's third law, 189-190, 199; and
Al-BaWini,177 tropical-year length, 190-191, 192-193,
Alexandria, 226 formula derived, 263-266; recommends
Alfonso, King, 95 Yoshitoki and Shigetomi, 194; interest
Algebra, in astronomy, 74 in planets, 195; makes telescope, 196;
Almanacs: Christian popular, 116-117; "Gosei kyochi no kihO," 199
farmer's, 220 Asada school, 229; calendrical influence,
Alphonsine astronomers, 191n 188-193; and origins of G6ryii's law,
Amoghavajra, 60 189- I 9 I; and cyclic variation of astro-
Anaximenes, 184 nomical parameters, 191-193; and revival
Ancient Learning school, 214 of trepidation, 193
Animism, 208 Asakusa, observatory abandoned, 219
Annam,230 Astrolabe, 118, 167
Anomalistic month, year, 192 Astrology: Chinese, 3; Korean, 9; Japanese,
Anomalistic motions, GenshO explains, 10, 75, effect of Buddhism on, 75-76; in
96-97. See also under Moon; Sun Later Han dynasty, 14, 15; state control
Aphelion, 177 of, 15, 16; arid Yin-yang Board, IT; Office
Arabic astronomy, see Astronomy, Arabic of Grand Astrologer, 18; status of, in
Arai Hakuseki, quoted, 109 Japan vs. China, 20; importance over
Aristotelian cosmology, 3, 43, 210, 228, calendar-making, 21-22; and occult
230; impact on Japan, 87-115; and early sciences, 44-64; court, 44-54 (see also
Jesuit influence, 87-88; in Kenkon bensetsu, Court astrology); Babylonian, 46, 47;
88-98 (see also Kenkon bensetsu); and fate calculation, 54-63 (see also Fate
"Nigi Ryakusetsu," 98-100 (see also calculation); genethliacal, 56, 59-60,
Kobayashi Yoshinobu, "Nigi Ryaku- 75; Ptolemaic, 57, 75; horoscopic, 58,
setsu"); and T'ien-ching huo-wen, 100-104; 60-62; 98, 112; Sogdian, 58; Indian, 59,
and popular cosmological treatises, 104- 60-62; Hellenistic, 62; zodiacal, 62, 206;
316 INDEX
portent, 75, 105n, 113, 114, 150, 179, ground, 153- I 55, cultural background,
197; in Kenkon bensetsu, 90; Gensho's view 155-156, philosophical background, 156-
of, 98; and medicine, 98, I 13 158, status of mathematics, 158-161;
Astronomy: cou'rt, Buddhist monks vs., 71, recognition of Western supremacy, mid-
73; planetary, 150; critique ofFar Eastern, 18th to late 19th century, 163-231;
15 I - 152; as keiki, 179; in RekishO sbinso, emergence of "Dutch learning," 165-
181. 168; and Copernican theory, 172-179,
ARABIC, 95n, 96n, 135, 137,211; during 186-187 (see also Copernican theory); and
Yuan dynasty, 118-119. Newtonian theory, 180-187 (see also
CHINESE: historica:l accounts of, 2-3; Newtonian theory); reactions to Western
impact on Japan, 6th to early 16th theories, 203-217, of Buddhists, 203-213,
century, 5-76; historical background, of Neo-Confucians, 214-217; transition
7-1 I; institutional framework oflearning, to modern, 218-225; summarized, 226-
12-23; concept of "heaven," 14, 229; 231.
astronomical, mathematkal institutions, WESTERN: and 17th-century Scientific
14-17, compared with Japanese, 17-20, Revolution, I, 2, 3, 67; early impact on
decline of, 20-23; early cosmology, Japan, late 16th to early 18th century,
24-43 (see also under Cosmology); kai 77-161; supremacy recognized, mid-
t'ien theory, 24-35 (see also Kai t'ien 18th to late 19th century, 163-231;
theory); hun t'ien theory, 35-39 (see also India as source of, 2 I I.
Hun t'ien theory); other cosmologic See also Astrology; Calendar, calendar-
theories, 39-40; Sung Neo-Confucian, making; Cosmology
40-43; cosmology transmitted to Japan, Atlas van Zeevaert en Koopbandel door de gebeele
43; astrology and occult sciences, 44-64 Weereldt, 174
(see also Astrology); court astrology, Ayuzawa Shintaro, 84n
44-54 (see also Court astrology); fate Azumi Gonsai, defense of Chinese culture,
calculation, 54-63 (see also Fate calcula- 214-215
tion); calendrical science, introduction
of, 65-73; frequency of calendar reform, Baba Nobutake, Sbogaku tenmon sbinan, 105,
65-67; nature of calendar, 67-69; purpose 171n
of calendar, 69-73 (see also Calendar, Babylonia, Babylonian, 44, 58, 64, 67, 151,
calendar-making) and Buddhist in- 226; astrology, 46, 47; concept of ge-
fluence, 74-76; effect on first Japanese Qgraphical association, 53
calendar reform, 118- I 19; and Copernican Barometric instruments, 197
theory, 170-172; and Newtonian theory, Baxter, Glen W., vi
180; formal training for, 227. Beer, A., 26n
INDIAN, 40, 73n, 88, 91-92, 203, 205, Benoist, Michel, K'un-yu cb'iian-t'u, 174
210, 21 I. Bielenstein, Hans, 46n
JAPANESE: physical, cultural obstacles Blaeu, Johan, 175
to development, I, 226; political and Blaeu, Willem Janszoon, 179; Tweevoudigb
diplomatic backdrop to, 1-2; historical Onderwiis van de bemelsbe en aardscbe Globen,
accounts of, 2; impact of Chinese astron- Ryoei's translation of, 175-176
omy, 6th to 16th century, 5-76; analysis Board of Astronomy (Chinese), 16
of Chinese, Buddhist influences, 74-76; Book of Changes,· see I-cbing
impact of West, late 16th to early 18th Bradley, James, 178
century, 77-161; Jesuit influence, 79-82 Brahe, Tycho, 95, 137, 171, 175, 176, 177,
(see also Jesuits); and seclusion policy, 191, 193, 195. See also Tychonian system
82-86; and policies on books, from Buddhism, Buddhists, 44, 62, 63; monks
West, 82-83, in Chinese, 83-85; impact maintain contact with China, 10, 75;
of Aristotelian cosmology on, 87- I 15 Tantric, 23, 58; concept of infinity of
(see also Aristotelian cosmology); calendar space, 40, 208-210; and portent astrology,
reforms, first native, 116-152, later, to 46; and exorcism, 53; introduce Indian
Western solar calendar, 188-202 (see also astrology, 59; and fate calculation, 59-
Calendar, calendar-making); in Toku- 62; Shingon sect, 63; vs. court astrono-
gawa period, 153-161, institutional back- mers, 71, 73; influence analyzed, 74-76;
INDEX
Earth: parallelism of sky and, 25, 26; flat, Euclid, Elements, 72; Ricci-Hsu translation,
26-3 I passim, 212 (see also Kai t'ien 84
theory); curvature, in secondary kai Euclidean mathematics, 90
t'ien theory, 31-35; in Neo-Confucian Eudoxian spheres, 107
cosmology, 41-42; identified with yin,
42, 182; sphericity, 87-88, 90, 94, 105, Fairbank, John K., 222
205, 208, denied, 39, 210, adopted, 201; Fate calculation, 44, 150; doctrinal develop-
circumference, 94; rotation, 94; seasons, ment in China, 54-57; Western influences,
104; diameter, I I I 57-58; and yin-yang art in Japan, 58-63;
Earthquakes, 45, 226; as portents, 48, 49 and importation of Chinese ideas, 58-59;
Ebizawa Arimichi, 116n; Nanban gakuto no Buddhist influence on, 59-62; indigenous
kenkyu, 80n elements, 63; Japanese method of, 75
Eccentric cycles, 100, 102, 190, 191 Ferreira, Christovao (Sawano Chuan):
Eclipse meter, 197 translates Kenkon bensetsu, 89-90; main
Eclipses, 67, 70n, 96, 97, 196, 224; as purpose in treatise, 98; link with Yoshi-
portents, 48, 50-52; and court astrology, nobu,99
50-52; annular, 96; Gensha's view of, Feudalism, Japanese, 79,80
97; and Hsuan-ming calendar, 120. Fire, as fundamental element, 94, 187
SOLAR, 44, 45,81, 181,201, periodicity, "Force," no Chinese equivalent for, 184
50-5 I, 53-54, as portents, 50-52. Former Han dynasty, 45, 47, 48, 49, 53, 55,
LUNAR, 94, 117, 135,201, periodicity, 56
50-5 I; as portents, 50-52, and moment Fortune-telling, and yin-yang practice, 23.
of syzygies, 139-140, and refraction, See also Fate calculation
178; and Indian astronomy, 210. France, 225
PREDICTION, 71n, 73, 105, 178; Franciscans, 8 I
technical aspects of, 123, 143-15°; and Fu-hsi,8
'}okyo, Shou-shih calendars, 143-15°; and Fu-t'ien calendar, 62
longitude, 149; and lack of schema, 151; Fucan Fabian, Myotei mondo, 88
standard process, 228 Fukien province, 101
Ecliptic, I 10 Fundamental cause, 184-185
Edkins, Joseph, 18o
Edo (Tokyo), 85; observatory, 120, 218- Galaxy, 100
219; solstitial observations at, 201 Galileo, I, 179
Elements, theory of five (Chinese) vs. four Generatione et corruptione, De, 89
(Aristotelian), 92-94, 98, 104, 112-113, Genna kOkaisho, 117,220
228 Genna period, I 17
Ellipse, theory of, 194 Genpei seisuiki, 5 I
Elliptic orbits, 177, 195 Gensha, see Mukai Gensha
Empyrean, 88, 102,210 Gensha, Empress, quoted, 48-49
Enri theory, 159n Geocentric theory, 172, 174, 176, 179
Entsu, 2 I 4; defense of tradition, 210-2 13 ; Geography, 173; role in Wes'tern astronomy,
on Western influence, 21 I; Bukkoku 109-110
rekishO hen, 2 I I, 213; nature of his argu- Geomancy, and yin-yang practice, 23
ments, 212"':'213; refuted, 217 Geometry, in astronomy, 74
Ephemeris, 53,72, 178,201,21 I Ginzel, son
Epicycles, 102, 107, 191, 228; in "Nigi Gnomon, 25, 26, 29, 38, 71, 72, 123, 124,
ryakusetsu," 99-100 192, 196; use in primary kai t'ien theory,
"Equation of center," 96 27-28, 35; method of solstitial observa-
Equator, earth's, I 10; reduction from tion, 126-127,242-243; giant, 131;
ecliptic to, 137-139 elaborate, 197
Equinoxes, 25; precession of, 94-95; and Gomez, Pedro, "De sphaera," 99
shou-shih calendar, 147-149; armillary- Gonsalvez, Manoel, 117
sphere method of observing, 243-244; Garyu's Law, origins of, 189-191. See also
premodern observation, modern calcula- Asada Garyu
tion compared, 247-256 Grand Astrologer, office of, 86; in T'ang
320 INDEX
Newton, Isaac, I, I59n, 177, 179, 189 "Oranda chikyii zusetsu," 174
Newtonian theory, 3, 178, 179, 180, 186- Osaka, 104, 158,215,218,229; merchants'
187, 198, 200, 216, 229; and Tadao's wealth, 189
"Rekisho shinso," 180-186 Oscillation, north-south, 95, 96
"Nichigetsu kaigo sanpo," I 18 Otani Ryokichi, 190
Night, and day, length of, 97, 110, 141-142 Otomo no Suguri Takatoshi, 9
"Nigi ryakusetsu," 102, I 14; described, Oya Shin'ichi, vi
98-100; compared with Kenkon bensetsu,
99-100 Paekche,9
Nihon shoki, 7,9, quoted, 69 Parallax: moon's, 144; east-west difference,
Nishi Kichibei, 89 145-146; constant term, 146-147;
Nishikawa Joken, II 4, lIS, 173, 229; north-south difference, 145; effects of,
quoted, 107, 109-110, I I I; Tenmon giron, 178
107; and speculative vs. empirical Parallelogram of forces, I84n
cosmology, 107-114; study of meiri, Paul, H. M., 225
keiki heavens, 107-109, 179; Ryogi shiiset~u, Perigee, solar, 192
108; evaluation of Western astronomy, Perihelion, I 77
109-110; skeptical, positivistic attitude, Periodicity: of celestial, meteorologic phe-
IIO-II I; andyun-ch'i theory, I II-II4 nomena, 49-50; of eclipses, 50-51: of
Nishikawa Seikyu, 114, 167; quoted, 108- comets, 52; planetary, 57
109, I I I, I IS; role as tenmongata, 122; Persians, and cosmic-egg notion, 35n
Wakan unki shinan, 220 Perturbation theory, 192
Nishimura Tosato, lIS, 154; quoted, 54; Philippines, 90, 117
classification of astronomical subjects, Physics, in RekishO shinso, 182-184
,113-114; denounces mathematicians' Physiognomy, and yin-yang practice, 23
attitude, 160-161 P'ing shuo, 68
Noda Churyo, 26, 31, 33, 70n; Rekigaku shi Planetary motions, 99-100, 102, 20 I; as
ron, 2 portents, 50, 53; and court astrology, 53;
Nodical month, 192 periodic, and calendrical science, 67;
North Pole, 25, 28, 29, 33, 39; as Central retrogressive, 96, 106, 107; Yu Ion, 102-
Pole, 210 103; eastward vs.westward, 105-106,
Northern dynasty, 13 I I I; anomalistic, ISO; lack of concern
Northern Wei dynasty, 67 over, 150-151, 195
Novae, 181 Planets, 61, 62, 178; in hsuanyeh theory, 40;
Nutation, 201 astrologic theories about, 48; conjunc-
tion, 45, 53; and five-elements principle,
Obara Satoru, 99 55-56; periodicity, 57; ephemerides,
Occultation: planetary, 53; observed by 62; and system of spheres, 96n; radii of
modern methods, 197 spheres, 110; calculus of finite difference
Octants, 197 for each, IS I; traditional non-geometric
Office of Astronomy, 194,227; Translation theory of, 151; inclinations, 178; composi-
Bureau, 169; hobbled by calendar duties, tion, 182; elliptic drbits, I84n; revolu-
202; fate of, in Meiji regime, 219 tion, 185, direction of, 96; rotation, 185;
Office of Mathematics: in T'ang period, 13; differing hypotheses on origin of, 185,
described, 15-16 186; interest in theory of, 195-196;
Ogawa Kiyohiko, 8 imaginary, 206
Ogiu Sorai, 108; cosmology of, 157-158; Portent astrology, 75, 105n, 113, 114, ISO,
quoted, 159-160; and Ancient Learning , 197; as senkO, 114; as meiri, 179
school, 214 Portugal, Portuguese, 91, 95; Jesuits from;
Ohio State University, 224, 79, 82; mercantile· activities, 87; geo-
Okamoto Yoshitomo, 80n graphical knowledge, 109-110; naviga-
Ono no Imoko, 10 tional techniques, 117
On'yo do tradition, 43, 63 Portuguese language, 90
Oppolzer, T. von, son; Canon der Finsternisse, Positivism, 110-114 passim, 229
52 Prajna, as "idea of God's design," 181
INDEX
Shizuki Tadao, 168, 187, 190, 200, 229; Jesuits bring, 220
"Rekisho shinso," I 80-186; on astron- Solar distance, mean, 177
omy, 181; on relativity, 181-182; on Solar eclipses, see Eclipses, solar
physics, 182-184; on fundamental cause, Solar equation of center, 133-139, 151; and
184-185, on solar system origin, 185-186; 1okyo, Shou-shih calcndars, 133-137; Haru-
quality of his work, 187 mi's representation of, 138
Shizuoka, as refuge for Tokugawa functiona- Solar perigee, 190
ries, 218 Solar system, origin, 185-186
Shocho law, see Hsiao-ch'ang law Solsticcs, 192; winter, and lunar conjunc-
Shogaku tenmon shinan, 105 tions, 71; observation, with gnomon,
Shogunate, 85, 119; established, 79 242-243; premodern observation, modern
Shoheiko school, 2 I 4 calculation compared, 247-256
3hou-shih calendar, 69, 84-85, 120, 121, 122, Solstitial sun-shadows, 196
135, 137, 138, 139, 190, 192, 197, 202, Solstitial time, determination by interpola-
228 ; reception in Japan, 119; technical tion method, 124-127
aspects, 123-151; and movement of sun, South Pole, existence denied, 210
123-139; and interpolation method, Southern dynasty, 13
124-127; and variation in tropical-year Spain, Spanish, 9 I; missionaries, 79, 82;
length, 127-129; and observation basis mercantil~ activities, 87
for variation term, 129-131; and accuracy Spinola, Carlo, I 17
of observation, 131-133; and solar equa- Ssu-fen calendar, 131
tion of center, 133-137; and reduction Stahlman, W. D., vi
from ecliptic to equator, 137-139; and Stars, 18, 44; in hsuan yeh theory, 40; dis-
moon movement, 139-140; and deter- placement, 48; magnitude, 49; heliacal
mination of length of day and night, risings and settings, 135; composition,
141-142; and composition of lunisolar 182
calendar, 142-143; and eclipse predic- Steenstra, Pybo, Grondbeginsels der Sterrekunde,
tion, 143-150, formula, 144; defects 200-201
regarding equinoxes, 147-149; lack of Stellar magnitude, 48
concern over planetary motions, 150- Stem-branch ordinal cycle, 56-57
151; critique of, 151-152; maintains Suan-kuan, see Office of Mathematics
traditional planetary theory, 151; ele- Sui dynasty, 10, 13, 39, 74, 150; status of
ments of, 238 mathematics in, 15
Shuo-fang, 35 Sukuyo do school, 60, 73, 98
Sidereal year, 192 Sukuyo unmei kanroku, 62
Siebold, Franz von, 202 Sumeru cosmology, 92, 204, 205-217 pas-
Silla, 20 sim, 230; effect on acceptance of Western
Silla calendar, 73 ideas, 205-2 I 3; and Monno's argument
Sivin, Nathan, vi, 172n against Western theories, 208-210; En-
Six Dynasties peri~d, 40; cosmology in, 74 tsu's defense of tradition, 210-2 I 3;
Sky: as cover, 24 (see Kai t'ien theory); origin of, 2 I 3; deno)lnced, 2 I 5-2 I 6
circular, 25; parallelism of earth and, 25, Sun, 18,61,62,97, 102, 103, 104,201; and
26; curvature, in secondary kait'ien theory, primary kai t'ien theory, 26-3 I passim;
31-35; sphericity, in hun t'ien thcory, and hun t'ien theory, 36; and sky measure-
35-37; measurement, and extent of uni- ment, 38, 39; in hsuanyeh theory, 40; yang
verse, 37-39; in Nco-Confucian cos- nature of, 42; halos, as portents, A8;
mology, 41-42; material, 67; Wcstern anomalistic actions, 68, 69, 96, 135 ;
conception of, 91; in Buddhist cosmology, diameter, I I I; declination, values of,
91-92; in .yin-.yang concept, 93, 182; as 117,125,126; true motion in ecliptic plane
object of worship, 157; Chinese concep- about earth, 128; pcrigee, 135, 137; apo-
tion of, 170n; at rest, 210 gee, 137; reduction of ecliptic coordinate
Smokcd glass, use of, 197 to equatorial coordinate, 139; procedure
Sogdian astrology, 58 for obtaining right ascension and decli-
"Sokuryo higen," quoted, 118 nation, 257-258. See also Solar headings;
Solar calendar, 117; adopted, 220-222; Eclipses, solar
INDEX