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The Acoustic Environment and Physiological Responses of the


Fetus
Robert M. Abrams, PhD the non-invasive examination of fetal physiologic responses to
Kenneth J. Gerhardt, PhD sounds became possible. The fetal vibroacoustic stimulation (VAS)
test quickly became a popular adjunct to the traditional fetal non-
stress test.5,6 The objective of the test is to note a stimulus-linked
The acoustic environment of the fetus is composed of continuous increase in fetal activity, as judged by cardioacceleration.
cardiovascular, respiratory, and intestinal sounds that are punctuated by During subsequent years, a third area of interest developed
isolated, shorter bursts during maternal body movements and vocalizations. among psychobiologists. As a result of their research, the rich and
The distribution of sounds is confined to frequencies below 300 Hz. varied sound environment within the uterus is now believed to
Additionally, vibrations on the external surface of the maternal abdomen contribute to fetal learning.7,8
can induce sounds inside the uterus. The half - round sound pressure Finally, the possibility that overexposure to noise, primarily in the
contours in the abdomen during vibroacoustic stimulation differ from the workplace, may place the fetus at risk for hearing loss has become a
circular distribution of contours resulting from airborne sound pressure focus of the research community.9 This latter issue has received scant
exposure. The static and dynamic forces of the vibrator and the vibrator attention in spite of the fact that the number and the proportion of
distance from the target are also factors in sound transmission. Responses women in the reproductive age group in the labor force have
to sound are best described in animals and include changes in behavioral increased markedly in the last several decades.10 In 1994,
state, brain bloodflow, auditory brainstem response, and local cerebral approximately 75% of women in the prime child-bearing years
glucose utilization along the central auditory pathway. (aged between 24 and 35 years) was in the labor force.
Journal of Perinatology 2000; 20:S30 ± S35. Occupational Safety and Health Administration regulations do
not address fetal exposure limits, nor are there guidelines regulating
the noises present when fetuses are born prematurely and must live,
INTRODUCTION often for extended periods of time, in intensive care nurseries and in
In a 1985 inventory of progress of research on energy metabolism conditions of altered acoustic stimulation. Existing recommenda-
during prenatal development,1 we drew attention to some recent tions by other groups for nursery noise levels are reviewed later in
studies in pregnant sheep that had modified our understanding of this issue.
the circulatory and metabolic requirements for maturation and During the 1960s, a few researchers began to study the
growth of the fetal brain. Among the most significant developments transmission of sounds from the mother's environment into the
reviewed at that time was the finding of very high rates of glucose uterus. Their interest was in describing the extent to which the
utilization all along the fetal central auditory pathway under normal fetus was able to react to the exogenous sound environment.
ambient sound conditions.2 Consequently, even higher rates of Bench,11 using a microphone covered with a rubber sleeve,
energy metabolism were noted during external noise stimulation.3 measured the attenuation of sounds across the maternal
These findings paralleled in time the development by obstetricians abdomen. Sound pressures were significantly attenuated across
of a test for assessing fetal health that took advantage of fetal audition the audible frequency range, with the greatest loss in energy in
during prepartum and intrapartum examinations.4 Pregnant women the higher frequencies. The author concluded that human
have been quite aware that their fetuses moved in response to loud fetuses develop in an environment devoid of sounds. This notion
noises, but these anecdotal observations generated little more than has become part of the general knowledge base, and
passing comment in the published literature prior to the decade of the consequently, little research was conducted in this area in the
1980s. However, with the introduction of real-time ultrasonography, decade of the 1970s following Bench's publication. In
subsequent studies,12 it was pointed out that instrumentation
constraints probably distorted the data cited above, and studies
Department of Obstetrics and Gynecology (R.M.A., K.J.G.), University of Florida, Gainesville, FL; were repeated with a more appropriate transducer intended for
Department of Pediatrics (R.M.A.), University of Florida, Gainesville, FL; Department of
Communication Sciences and Disorders (K.J.G.), University of Florida, Gainesville, FL. underwater sound measurements Ð the hydrophone.
Address correspondence and reprint requests to Kenneth J. Gerhardt, University of Florida, 338
A number of conditions must be met in order for the fetus
Dauer Hall, Box 117420, Gainesville, FL 32611. to detect an acoustic stimulus from outside its mother. The
Journal of Perinatology 2000; 20:S30 ± S35
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Acoustic Environment and Physiological Responses Abrams and Gerhardt

Obstetricians often use an EAL as a sound source to elicit a


response from the fetus as part of a procedure to assess fetal health.
The EAL is a small, handheld device that was originally designed for
use by alaryngeal talkers. The physician places the EAL diaphragm
on the abdomen of the pregnant woman. When activated, it produces
an acoustic signal in the uterus that has peak energy from 0.5 to 1.0
kHz and may reach over 129 dB SPL at the fetal head.15 In sheep, the
level of the EAL recorded directly over the fetal head has been
recorded as high as 135 dB.12 As seen in Figure 2, specification of the
SPL in air Ð a common practice in clinical studies in obstetrics16
Ð is not helpful in inferring the true stimulus present at the fetal
head in utero. The EAL produces excitation by a short-duration
impact with a fundamental frequency of less that 100 Hz and
multiple overtones of significant amplitude.17 The use of calibratable
hydrophones is essential for quantitation of SPL in tissues; use of
condenser, air-filled microphones is not advised.18
Figure 1. Average intrauterine sound pressure level before ( open bars )
Experiments with sheep19 have documented the importance of
and after (solid bars ) death of ewe and fetus.
specifying the dynamic and static forces of the vibrator, as well as the
distance to the target, in this case the fetus. Distance to the fetal head
may not be as great a factor in the human15 because of the relatively
cochlea and neural pathways must be functional. This occurs in
larger size of the head compared to the abdominal segment.
the human fetus during the beginning of the third trimester.
It is the frequency of sound input, however, that mostly
The stimulus must have energy in frequency bands that exceed
determines the SPL in the uterus.19 ± 21 During VAS at 10 and 100
the background noise floor in that same frequency band. The
Hz applied with a mechanical shaker, the intra-abdominal
intensity of the exogenous stimulus must generate a sufficient
isosound pressures (lines of equal SPL) were fairly flat in all
sound pressure to penetrate the uterus. The energy at the fetal
directions, whereas the contours produced by 2000 Hz were
head needs to produce mechanical displacements of the basilar
decidedly curved19 (Figure 3). The overall shapes of these
membrane of the organ of Corti in order for hair cells and
pressure contours revealed important differences in the manner
associated afferent neurons to be triggered. Finally, the response
in which acoustic signals pass through the abdomen. These
of the fetus to acoustic stimulation must be sampled in order
hemicentric sound pressure contours introduced by VAS were very
to quantify the nature of the stimulus that reaches the hearing
different, with respect to absolute levels and overall attenuation,
mechanism. These responses take different forms and will be
described more thoroughly later in this chapter. The reader is
directed to the paper by Gerhardt and Abrams in this volume
for related data on fetal exposure to sound stimulation and
VAS.
It is by no means quiet in the uterus. Internal sounds result
mainly from maternal cardiovascular, respiratory, and intestinal
sources. These more or less continuous sounds are punctuated by
isolated, short bursts during maternal body movements and
vocalizations.13 As seen in Figure 1, much of the differences
between the sound pressure level (SPL) in the uterus of a living
ewe and a euthanized ewe is confined to 1/3 octave bands below
300 Hz.

CLASSES OF FETAL STIMULATION


VAS
Acoustic stimulation occurs either as vibroacoustic, i.e., through
vibrating instruments or machines placed in contact with the
external surfaces of the body, or through airborne means. Figure 2. One - twelfth octave band spectra of an EAL. Open bars: SPL
Vibroacoustic stimulators, such as an electronic artificial larynx recorded with an intra -abdominal hydrophone. Solid bars: SPL recorded in
(EAL), produce high levels of sound (SPLs in decibels).14 air, not in contact with skin. All SPL values refer to 20 Pa.

Journal of Perinatology 2000; 20:S30 ± S35 S31


Abrams and Gerhardt Acoustic Environment and Physiological Responses

sheep.19 While sine wave vibrations were used in the experiments


mentioned above, the effect of vibration frequency is easily
demonstrated with complex vibratory-induced sounds, such as
might be experienced while in physical contact with a double bass23
(Figure 4). Note the reduction in level of higher-frequency partials
in the spectrum recorded from the uterus compared to the spectrum
recorded in air.
Other examples of non±air-induced acoustic stimuli in the
uterus are mother's voice Ð the most significant and common
mode of potential auditory stimulation Ð and also contact with
vibrating objects at work or play.

Airborne Stimulation
Note that many years ago, the dominant opinion of society was that
the fetus lived isolated from the noise of the world.24 The pioneering
work of Querleu et al.,25 summarized in a review in Seminars in
Perinatology, provided the first detailed description of the
characteristics of the acoustic environment of the human fetus. These
investigators found that human voices emerge above the basal noise,
Figure 3. Isosound pressure contours ( lines of equal SPL ) for four and that the male voice is better transmitted and only slightly
different frequencies; A ±D, cross - sectional plane through the abdomen of attenuated due to its lower pitch. A perceptual analysis of isolated
a standing nonpregnant sheep just below the umbilicus. The point of
word segments was made using the usual criteria of speech
midline VAS is designated by the reference point, 0. Reprinted with
audiometry. Listeners could recognize 30% of over 3000 French
permission.19
phonemes. Listeners also determined that the voiced features of a
French lullaby Ð a tune chosen for its simplicity of form and
from the circular distribution of contours resulting from airborne
sound exposure.22
The effect of distance to target is illustrated also in experiments in
which hydrophones were placed at 45 intra-abdominal locations in

Figure 4. One - twelfth octave band spectra in response to bowing an open


G-string of a double bass held against the flank of a standing ewe. A. Figure 5. Cross section isoattenuation contours within the sheep
Spectrum recorded in air 0.5 m from the bridge of the instrument. B. abdomen. Airborne broadband noise was delivered to the left flank and
Spectrum recorded in utero with a miniature hydrophone attached to the recorded intra - abdominally. Attenuation contours of four selected
head of the fetus. Reprinted with permission.23 frequencies are displayed. Reprinted with permission.22

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Acoustic Environment and Physiological Responses Abrams and Gerhardt

content Ð proved the exact reproduction of the intonation in the and hiccups are variables that are easily recognizable and have a
ex utero recorded segments. well-defined association with one another during the third trimester
Griffiths et al.26 carefully examined the intelligibility of of pregnancy. Fetal behavior at this time is very similar to neonatal
phonemes recorded in air versus those recorded in utero in the behavior, and a classification of four cyclic ``states'' has been
pregnant sheep. There are three important features that contribute developed to aid those interested in evaluation of fetal health.28 The
to the understandability of speech. ``Voicing'' features refer to the issues of the dramatic state changes that occur during VAS are
presence or absence of vocal fold vibrations (e.g., p versus b); discussed by Visser and Mulder29 and Zimmer and Divon.30
``place'' of articulation refers to the location of major constriction The human fetal response to vibroacoustic stimulation has been
in the airflow (e.g., bilabial versus glottal); and ``manner'' of studied extensively by obstetricians interested in increasing fetal
articulation refers to the method of production (e.g., plosive heart rate reactivity, which is one marker of fetal health.4 Heart rate
versus fricative). An analysis of the feature information variability has been used successfully by developmental psycho-
transmitted into the uterus from recordings of speech revealed that biologists to study some aspects of fetal learning, including
voicing information is better transmitted than the features of place habituation.31
and manner. Poorer in utero reception of information about the
place and manner of articulation as compared with voicing Hearing. Not only are there physical differences between acoustic
features is associated with losses of higher-frequency sound stimulation and VAS, but the responses of the fetus are also different.
pressures.27 This is consistent with the prediction that transmission Greater heart rate acceleration and more vigorous changes in fetal
into the uterus can be modeled as a low-pass filter, i.e., high- movements are obtained with VAS.32 These differences may be
frequency energy is reduced in amplitude.18 accounted for because the stimulus levels delivered to the fetal head
Experiments with sheep Ð a good animal model for human are so much greater during VAS than during acoustic stimulation.
studies because of similarities in the physics of transmission and Because the stimulus levels of the VAS are so high, a number
the early development of inner ear function prenatally Ð showed of investigators have studied the hearing of children whose
that the attenuation of airborne sounds are highly frequency- mothers had undergone VAS testing while pregnant with them.33 ± 35
dependent,22 resulting in isosound pressure profiles similar to those Hearing was assessed using click-evoked auditory brainstem
seen in Figure 5. responses (ABRs). No differences were found between these
children and age-matched controls that did not receive VAS
during fetal life. Although permanent hearing impairment, as
FETAL PHYSIOLOGICAL RESPONSES TO SOUNDS measured with click-evoked ABR, does not appear to be a risk
Studies in Humans factor associated with VAS testing, Visser and Mulder29 offered a
cautionary note when they described the effect of the EAL on fetal
Fetal breathing and body movements. A variety of stimulators
behavioral state organization. It was concluded that stimulation
has been used to evoke fetal movements, but the most popular has
induced excessive fetal movements, prolonged tachycardia, non-
been the EAL, which is held against the abdominal wall for a few
physiological state changes, and disorganization and change in
seconds. Gagnon 4 noted that in fetuses aged between 33 and 40
the distribution of fetal behavioral states. The authors warned
weeks, there was an increase in gross fetal movements which began
against routine testing using the EAL because of these unusually
10 minutes after a 5-second stimulation with a vibroacoustic
dramatic state changes in the fetus.
stimulator and persisted up to 1 hour. However, in fetuses between 26
and 32 weeks of gestation, gross fetal movements were not altered by
the stimulus. Studies in Animals
Fetal breathing activity was altered only in fetuses aged between Most animal studies of fetal response to sounds have involved
36 and 40 weeks. Following stimulation with an artificial larynx, the preterm pregnant sheep. Indices of response include the following.
incidence of fetal breathing movements immediately decreased and
breathing activity became more irregular for a period of up to 1 ABRs. Griffiths et al.36 described the technique which showed that
hour. sounds can penetrate the uterus and result in alterations of the fetal
ABR. In this study, the ABR was used as an index of noise-induced
Fetal heart rate responses. Following a 5-second vibroacoustic hearing loss.
stimulus to the abdominal surface of selected women volunteers
between 33 and 40 weeks of gestation, there was a report of fetal Local cerebral glucose utilization. High-intensity sound
tachycardia that persisted up to 1 hour.4 Often, the onset of the stimulation resulted in significant increases in glucose utilization in
response was delayed between 10 and 20 minutes. the central auditory pathway structures in sheep fetuses.37

Behavioral states. Heart rate and heart rate variability, eye Fetal behavioral state. Measurement of fetal cortical activity and
movements, breathing movements, mouthing, sucking, micturition, orbital and neck muscle potentials during VAS of the abdomen of

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Abrams and Gerhardt Acoustic Environment and Physiological Responses

a pregnant ewe clearly showed a disruption of fetal behavior 13. Abrams RM, Gerhardt KJ, Griffiths SK, Huang X, Antonelli PJ. Intrauterine
state.37,38 In other studies,39 it was found that local cerebral sound in sheep. J Sound Vib 1998;216:539 ± 542.
bloodflow changed markedly during natural alterations in fetal 14. Abrams RM, Schwab M, Gerhardt KJ, Bauer R, Peters AJM. Vibroacoustic
behavioral state. stimulation with a complex signal: effect on behavioral state in fetal sheep.
Biol Neonate 1996;70:155 ± 164.
15. Nyman M, Arulkumaran S, Hsu TS, Ratnam SS, Till O, Westgren M.
CONCLUSIONS Vibroacoustic stimulation and intrauterine sound pressure levels. Obstet
Gynecol 1991;78:803 ± 806.
The acoustic environment of the human fetus is rich and varied.
16. Abrams RM, Gerhardt KJ, Richards DS, Peters AJM. Fetal vibroacoustic
Limitations on the spectral experiences are afforded by the air±tissue
stimulation test: features of the stimulus. Fetal Matern Med Rev 1995;7:87 ±
interface and by the transmission of sounds favoring those in 97.
frequency bands below 200 to 300 Hz. In many cases, fetuses respond 17. Oliver CC. Sound and vibration transmission in tissues. Semin Perinatol
to environmental sounds as evidenced by changes in variables 1989;13:354 ± 361.
associated with behavioral state, such as heart rate variability and eye 18. Gerhardt KJ, Abrams RM, Oliver CC. Sound environment of the fetal sheep.
and breathing movements. Animal experiments have been useful in Am J Obstet Gynecol 1990;162:282 ± 287.
defining transmission characteristics and physiologic responses. 19. Peters AJM, Abrams RM, Gerhardt KJ, Burchfield DJ. Vibration of the
Subtle influences of acoustic stimulation in human fetuses suggest a abdomen in non - pregnant sheep: effect of dynamic force and surface area of
prenatal development of human behavior. How behavioral vibrator. J Low Freq Noise Vib 1991;10:92 ± 99.
development is modified when infants are prematurely delivered and 20. Graham EM, Peters AJM, Abrams RM, Gerhardt KJ, Burchfield DJ. Intra -
are placed in an environment outside the uterus is a question abdominal sound levels during vibroacoustic stimulation. Am J Obstet
Gynecol 1991;164:1140 ± 1144.
requiring more research and discussion.
21. Richards DS, Abrams RM, Gerhardt KJ, McCann ME. Effects of vibration
frequency and tissue thickness on intrauterine sound levels in sheep. Am J
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