Professional Documents
Culture Documents
1
Introduction to architectural conservation
What is conservation?
materials or structure? How much of their effect are largely dealt with in Chapter 16. It should be
can be reduced at source. noted that the incidence of arson is increasing, put-
ting historic buildings at even greater risk.
Table 1.1 Some Natural Disasters, over a Two-Month Period (Courtesy: UN Disaster Relief Organization)
(1.2.80) Cyclone Dean swept across Australia with winds the Japanese Scale of 7. No damage or casualties
reaching up to 120 m.p.h. and damaging at least were reported.
50 buildings along the north-west coast. About 28.2.80 Several strong earth tremors in an area 110 km
100 people were evacuated from their homes in north-east of Rome, Italy. The tremors, which
Port Hedland. Violent thunderstorms occurred registered up to 7 on the 12-point Mercalli Scale,
on the east coast near Sydney. were also felt in the towns of Perugia, Rieti and
12.2.80 Earth tremor, measuring 4 on the 12-point Macerata as well as in north-east Rome. Slight
Medvedev Scale, in the Kamchatka peninsula in damage to buildings was reported.
the far east of the Soviet Union. No damage or 28.2.80 Earth tremor in the Greek province of Messinia
casualties were reported. in the south Peloponnisos, Greece. The tremor,
(12.2.80) Floods caused by heavy rain in the southern oil- which registered 3.5 points on the Richter Scale,
producing province of Khuzestan in Iran. The damaged houses and schools.
floods claimed at least 250 lives and caused 7.3.80 An earthquake measuring 5 on the Richter Scale
heavy damage to 75% of Khuzestan’s villages. was felt on Vancouver Island off the coast of
14.2.80 Earth tremors in parts of Jammu and Kashmir British Columbia, Canada. No damage or
State and in the Punjab in north-west India. The casualties were reported.
epicentre of the quake was reported about 750 km (9.3.80) Heavy flooding in the southern provinces of
north of the capital near the border between Helmand, Kandahar and Nimroz in Afghanistan
China and India’s remote and mountainous damaged or destroyed 7000 houses and
north-western Ladaka territory. It registered 6.5 rendered over 30 000 people homeless.
on the Richter Scale. No damage or casualties 9.3.80 Earth tremor in eastern parts of Yugoslavia,
were reported. measuring 6.5 on the Mercalli Scale. The
(17.2.80) Flood waters swept through Phoenix, Arizona, epicentre was placed at 300 km south-east of
USA and forced 10 000 people to leave their Belgrade. There were no reports of damage or
homes. About 100 houses were damaged in the casualties.
floods. (9.3.80) Persistent drought in central SriLanka was
(19.2.80) Severe flooding caused by heavy rain in reported to affect agricultural production and to
southern California, USA, left giant mudslides ruin 150 000 acres of prime tea plantations.
and debris in the area. More than 6000 persons Water and electricity supplies were restricted by
were forced to flee as their homes were the government.
threatened. Nearly 100 000 persons in northern 15.3.80 Heavy rains caused widespread flooding in
California were without electricity. At least 36 northwestern Argentina causing the deaths of
deaths have been attributed to the storms. Some 10 people, with 20 reported missing. Nearly 4000
110 houses have been destroyed and another people were evacuated after the San Lorenzo
14 390 damaged by landslides. Cost of damage river overran its banks.
has been estimated at more than $350 million. 16.3.80 A volcanic eruption occurred in the Myvatn
22.2.80 Strong earthquake measuring 6.4 on the Richter mountain region in northern Iceland. No
Scale in central Tibet, China. The epicentre was damage or casualties were reported.
located about 160 km north of the city of Lhasa. 16.3.80 Earthquake on the island of Hokkaido, Japan.
No damage or casualties were reported. The tremor registered a maximum intensity of
(23.2.80) Severe seasonal rains caused widespread 3 on the Japanese Scale of 7. No damage or
flooding in seven northern and central states of casualties were reported.
Brazil, killing about 50 people and leaving as 19.3.80 Medium-strength earthquake in the central Asian
many as 270 000 homeless. Heavily affected Republic of Kirghizia near Naryn, USSR. No
were the States of Maranhao and Para where the damage or casualties were reported.
major Amazon Tributary Tocantins burst banks 23.3.80 Medium-strength earthquake near the border
in several places, as at the State of Goias where between Afghanistan and the USSR. Its epicentre
100 000 people were left without shelter. was located about 1120 km north-west of Delhi.
Extensive damage was caused to crops, roads No damage or casualties were reported.
and communication systems. The government 24.3.80 Earthquake measuring 7 on the Richter Scale in
reported in late February that 2.5 billion the Aleutian Islands off die Alaska peninsula,
cruzeiros had already been spent on road repairs USA. Its epicentre was estimated just south of
alone. Umnak Island.
(26.2.80) Heavy rains brought fresh flooding to the 28.3.80 Torrential rain and strong winds struck central
southern oil-producing province of Khuzestan, and southern areas of Anatolia, Turkey, cutting
Iran. At least 6 people were reported killed and road and rail traffic. A landslide in the village of
hundreds of families made homeless by the Ayvazhaci killed at least 40 people, while an
renewed flooding. additional 30 villagers were reported missing.
27.2.80 Earthquake on Hokkaido Island in Japan. The In Adana Province 12 000 houses were affected
tremor registered a maximum intensity of 3 on by floods.
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well as to establish the extent and nature of the indi- (3) Any intervention must be the minimum
vidual treatment. The assignment of priority values necessary.
will inevitably reflect the cultural context of each his- (4) Any intervention must be governed by unswerv-
toric building. For example, a small wooden domes- ing respect for the aesthetic, historical and
tic structure from the late eighteenth century in physical integrity of cultural property.
Australia would be considered a national landmark (5) All methods and materials used during treat-
because it dates from the founding of the nation and ment must be fully documented.
because so little architecture has survived from that
period. In Italy, on the other hand, with its thou- Any proposed interventions should (a) be
sands of ancient monuments, a comparable structure reversible or repeatable, if technically possible, or (b)
would have a relatively low priority in the overall at least not prejudice a future intervention whenever
conservation needs of the community. this may become necessary; (c) not hinder the possi-
The ‘values’ as already given in the Preface come bility of later access to all evidence incorporated in
under three major headings: the object; (d) allow the maximum amount of exist-
ing material to be retained; (e) be harmonious in
colour, tone, texture, form and scale, if additions are
(1) Emotional values: (a) wonder; (b) identity; necessary, but should be less noticeable than original
(c) continuity; (d) spiritual and symbolic. material, while at the same time being identifiable;
(2) Cultural values: (a) documentary; (b) historic; (f ) not be undertaken by conservator/restorers who
(c) archaeological, age and scarcity; (d) aesthetic are insufficiently trained or experienced, unless they
and symbolic; (e) architectural; (f ) townscape, obtain competent advice. However, it must be recog-
landscape and ecological; (g) technological and nized that some problems are unique and have to be
scientific. solved from first principles on a trial-and-error basis.
(3) Use values: (a) functional; (b) economic; It should be noted that there are several funda-
(c) social; (d) educational; (e) political and ethnic. mental differences between architectural and arts
conservation, despite similarities of purpose and
Having analysed these values they should be con- method. First, architectural work involves dealing
densed into a statement of the significance of the with materials in an open and virtually uncontrol-
cultural property. lable environment—the external climate. Whereas
The cost of conservation may have to be allo- the art conservator should be able to rely on good
cated partially to each of the above separate values environmental control to minimize deterioration,
in order to justify the total to the community. the architectural conservator cannot; he must allow
Whereas for movable objects the problem of values for the effects of time and weather. Secondly, the
is generally more straightforward, in architectural scale of architectural operations is much larger, and
conservation problems often arise because the in many cases methods used by art conservators
utilization of the historic building, which is eco- may be found impracticable due to the size and
nomically and functionally necessary, must also complexity of the architectural fabric. Thirdly, and
respect cultural values. Thus, conflicts can arise again because of the size and complexity of archi-
between cultural and economic values and even tecture, a variety of people such as contractors,
within each group, for example between archaeo- technicians and craftsmen are actually involved in
logical and architectural values. Sound judgement, the various conservation functions, whereas the art
based upon wide cultural preparation and mature conservator may do most of the treatment himself.
sensitivity, gives the ability to make correct value Therefore, understanding of objectives, communi-
assessments. cation and supervision are most important aspects
of architectural conservation. Fourthly, there are
those differences which are due to the fact that the
Ethics of conservation architectural fabric has to function as a structure,
resisting dead and live loadings, and must provide
The following standard of ethics must be rigorously a suitable internal environment as well as be pro-
observed in conservation work: tected against certain hazards such as fire and
vandalism. Finally, there are further differences
between the practice of architectural conservation
(1) The condition of the building must be recorded and the conservation of artistic and archaeological
before any intervention. objects in museums, for the architectural conserva-
(2) Historic evidence must not be destroyed, falsi- tion of a building also involves its site, setting and
fied or removed. physical environment.
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Degrees of intervention
(4) restoration; (5) rehabilitation; (6) reproduction; historical evidence should be destroyed. Only by
(7) reconstruction. These degrees of intervention first understanding how an historic building acts as
are dealt with below. a whole as a ‘spatial environmental system’ is it
possible to introduce new techniques satisfactorily,
Prevention of deterioration (or indirect or provide a suitable environment for objects of art,
conservation) or make adjustments in favour of a new use.
The utilization of traditional skills and materials is
Prevention entails protecting cultural property by of essential importance. However, where traditional
controlling its environment, thus preventing agents methods are inadequate the conservation of cultural
of decay and damage from becoming active. Neglect property may be achieved by the use of modern
must also be prevented by sound maintenance pro- techniques which should be reversible, proven by
cedures based on regular inspections. experience, and applicable to the scale of the project
Therefore, prevention includes control of internal and its climatic environment. This sensible approach
humidity, temperature and light, as well as meas- to conservation uses appropriate technology.
ures to prevent fire, arson, theft and vandalism, and With short-lived materials, including reeds, mud,
to provide for cleaning and good overall house- rammed earth, unbaked bricks and wood, such
keeping. In an industrial environment, prevention materials and traditional skills should be used for the
includes measures to reduce both atmospheric pol- repair or restoration of worn or decayed parts.
lution and traffic vibrations. Ground subsidence Preservation of the design is just as important a func-
must also be controlled; it is due to many causes, tion of conservation as preservation of original mate-
particularly abstraction of water. rials. Finally, in many cases it is wise to buy time
In summary, regular inspections of cultural prop- with temporary measures in the hope that some
erty are the basis of prevention of deterioration. better technique will be evolved, especially if consoli-
Maintenance, cleaning schedules, good housekeep- dation may prejudice future works of conservation.
ing and proper management also aid prevention.
Such inspections are the first step in preventive
maintenance and repair. Restoration
Rehabilitation
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Reproduction
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Reconstruction
In the sphere of economics and town planning the Figure 1.12 Salerno Cathedral, Italy
demands of conflicting interests have to be Contrary to the Venice Charter, the baroque work has been
resolved. ‘Planning blight’, an economic disease unpicked to satisfy archaeological curiosity and expose early
caused by lack of decision or by attempting too Christian arcading. How will the situation be resolved? Will the
baroque be reinstated for the benefit of the whole or will the
ambitious schemes, must be avoided. The lessons earlier period take precedence. It is vital to decide on a clear
of conservation are that minimum interventions at presentation policy in conservation
key points are best for the community.
No proposed conservative action should be put
into effect until it has been analysed and evaluated
in the light of an objective clearly defined in
advance. Possible contradictions in values must be
resolved and the ‘least bad’ or minimum interven-
tion decided upon; then the conservation architect
can prepare his scheme for approval.
In all conservation of historic buildings, continu-
ity of policy and consistency of artistic treatment is
desirable; this is best obtained by nominating an
architect or surveyor who must be given overall
responsibility for the project but who is also subject
to multidisciplinary advice. His is the inescapable
responsibility for making history or destroying it.
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evaluate the structural condition of the historic which depend more upon the form of the structure
building for which he is responsible. than on the strength of the rather weak (by modern
In dealing with structural analysis, the value of standards) materials of which it was made.
R.J. Mainstone’s outstanding work The Development To quote Donald Insall: ‘Buildings are mortal.’ It
of Structural Form must be recognized. This classic should be stressed that there must be a point in time
book is essential reading for architects, art historians when a building will collapse if maintenance is neg-
and archaeologists. It makes the structural problems lected and the building is not repaired. This point
of historic buildings intelligible without the use of was reached less than 24 hours after the writer had
calculations. This statement may cause some won- inspected the north portion of the Ospizio di San
der in certain quarters until it is remembered that Michele in Rome on 31 March, 1977. ‘Mortality’
the majority of major historic buildings were built applies in nature as well as in the works of man, for
long before mathematical analysis was developed mountains erode, valleys fill in, the earth’s surface is
by Poleni in 1742. The original builders had excel- altered by earthquakes and the seas’ levels change.
lent correlation between hand and brain, and by The pyramids of Gizeh, as structures, have immense
using acute observation were able to analyse—if not intrinsic strength, but even they have lost their outer
exactly quantify—the lines of thrust in buildings skin and are gradually eroding due to the action of
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climate. Luckily, historic buildings were almost all individual structure and its needs should be indi-
overdesigned and so have reserves of strength, but vidually assessed, while keeping a proper sense of
this overdesign was not consistent. Some parts will proportion about the justifiable depth of investiga-
therefore be more highly stressed than others and tion. As has been said before, investigation of the
cause strains to concentrate on one weak part, to needs should take into account all relevant facts,
the point of its collapse. Any study of the strength including not only the future use but also the envi-
of a building must be at three levels and consider, ronmental conditions, the foundation conditions
first, the form of the whole structure; secondly, the and the past history. This last information could be
structural elements, i.e. roofs and walls, founda- very important in correctly interpreting apparent
tions and the soil they rest upon; thirdly, the mate- signs of distress. Usually, the present condition of
rials of which the component parts are made. the structure provides some clues to it, but docu-
Before starting an investigation and certainly mentary sources should also be consulted.
before undertaking any major intervention, the A qualitative structural assessment based upon
engineer and architect should have a clear idea of visual inspection should precede and guide quanti-
the objectives. What were the important character- tative analyses which may otherwise be based on
istics of the building, which was it most desirable to mistaken assumptions or misleadingly concentrate
conserve, and for what future use? Continued ‘use’, on the more obvious aspects of the problem to the
in the normal sense of the word, is always prefer- neglect of the real total situation. Analyses should
able to mere preservation, since it enables the also start from first principles and not attempt to
building to continue to play a full role and this pro- take short cuts by using rules from current codes of
vides the best guarantee of continued attention and practice or other design procedures, since these are
proper care. But there are also outstanding historic never truly applicable. Architects and engineers
buildings or ruins which have an important future working on historic buildings need some qualitative
use as physical embodiments of past cultures or intuitive understanding on which to build, and a
examples of supreme past achievements, without basic vocabulary with which to formulate and com-
which we should be much poorer and which municate their insight. They should also be made
should be lovingly conserved for the real contribu- fully aware of the need to have an adequate picture
tion they make to the fulness of our lives. of the structural action as a whole before attempt-
In making investigations it is all too easy for the ing detailed analysis of any part.
professional to find a defect which may give lay- Where remedial interventions are considered to be
men immediate alarm and concern, and for him to necessary, they should respect, as far as possible, the
pronounce a verdict, without proper investigation, character and integrity of the original structure. They
that the structure is unsafe or beyond repair. This should also, as far as possible, use materials similar
attitude is common among those without experi- to the original ones. Where different materials are
ence of historic buildings, although they may be substituted, their physical characteristics should har-
eminent in the field of conventional building, and monize with the original, particularly with regard to
does not take into account adequately the fact that porosity and permeability, and care should be taken
the historic building has stood successfully for sev- not to introduce elements of excessive strength or
eral centuries even though it may have quite seri- stiffness into a structure which will usually be less
ous deformations and defects. Whereas facts must stiff and more accommodating to long-term move-
he faced and structural faults recorded, die good ments than contemporary structures. The final
points in the structure, however deformed, must be choice of the approach to be adopted should be
assessed and ingenuity used to find simple and ele- made only after a proper appraisal (consistent with
gant solutions which maximize the use of existing the scale of operations and the resources available)
material and knit together the historic structure in of alternatives, with some eye to the future.
such a way as to give it a further lease of life, while
not prejudicing future interventions.
The best further safeguard for the future is to Part II: Causes of decay in materials and
place the building under the continuous care of structure (Chapters 7–12)
someone like a Dom Baumeister or a cathedral sur-
veyor, preferably assisted by a permanent small Climatic causes of decay vary immensely the world
staff of skilled craftsmen who learn to know the over. The best techniques of conservation practice
structure intimately and can measure its movements are required wherever climatic extremes are met.
and monitor its structural health. Natural disasters are here included with the problem
Whatever the objectives of its conservation, each of climate. Generally, it may be said that sufficient
historic building presents unique problems. It is an thought has not been given to flood and earthquake
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hazards as these affect historic buildings. Lack of sort of analysis should be made and what depth is
maintenance strategies has led to earthquakes being justified, nor do you know what recording is nec-
blamed for much loss of life and destruction of cul- essary. This chapter has therefore been placed after
tural property which could have been avoided by the one on inspections. The inspection should indi-
preventive maintenance. Climate also dictates what cate what is necessary to be studied and used as the
botanical, biological and entomological causes of basis of obtaining authority and funding for the
decay may occur and to a large extent the strength next stage of necessary investigations to be made in
of their attacks. The chapters dealing with these depth. For instance, in the case of York Minster, a
causes are not meant to summarize or replace the soil mechanics investigation and structural analysis,
extensive literature on these subjects, but rather to together with exploration of the structure, were
treat them from the point of view of the practising shown to he essential as a result of an inspection
architect, highlighting some of the preventive meas- which had no preconceptions.
ures that can be taken. Inspections, followed by careful research, analysis
One comment arising from the study of the effect and recording, are not an end in themselves. Action
of climate on building design is that this phenome- must follow. The first action should be to devise a
non is absolutely fundamental. What could be more strategic maintenance plan, so the chapter dealing
idiotic than putting an all-glass facade into a struc- with this important matter comes next. When the mil-
ture in the Persian Gulf (or anywhere else perhaps), lennium comes, all historic buildings will have regular
showing a complete disregard for the climate and inspections and conservation will be based upon pre-
the lessons to be learned from the local buildings. ventive action, which, involving as it does minimum
A chapter on the man-made causes of decay, intervention, is the highest form of conservation.
which are complicated and widespread, discusses Some 9000 historic buildings in the charge of the
the problems of vibration from heavy traffic and Church of England, mostly mediaeval churches, have
industry, of water abstraction and of atmospheric been cared for on this basis for 25 years and the
pollution (Chapter 11). amount of annual maintenance required has fallen
Chapter 12, dealing with the internal environ- dramatically, so it can be proved that organizing the
ment of historic buildings, is the corollary to that on conservation of historic buildings on a preventive
climate, as the primary purpose of buildings is to maintenance basis saves money. Yet most owners
modify the harsh or enervating external climate in and administrators fail to understand this and are
favour of man, thus enabling him to pursue his reluctant to commission regular inspections and
domestic activities and his work, social, spiritual organize preventive maintenance, as they are unwill-
and leisure aims. It is important to understand a ing to pay the fee for professional services, or in the
building as a spatial environmental system. This case of the government, to employ sufficient staff.
chapter hopefully makes clear that there is a heat Passive and active fire protection form Chapter 16 of
and moisture equation which must balance, and the book. It is a question of forethought and good
how if you alter one factor in the equation, you management to prevent damage by fires, as well as
must also alter all the others. loss of life. Security is also becoming increasingly
important as standards of public behaviour decline.
Part of the philosophy is summed up by Murphy’s law:
Part III: The work of the conservation architect if it can happen it will happen—so we must prevent
(Chapters 13–22) the thief and vandal and avoid the danger of fire.
Next, a chapter on the presentation of historic
Although this book considers all the causes of buildings is included. Before any conservation
decay before dealing with inspections, in practice action is undertaken, both the objective and the way
the architect generally has to inspect a building and the building is to be presented should be discussed
then diagnose what is wrong and finally decide and agreed. Difficult aesthetic and art historical
how to cure it. However, by following a logical questions and possible contradictions should be
plan it is possible to emphasize the wholeness of resolved before works are started. For example, will
the building and the concept of its action as a struc- archaeological excavations threaten the stability of
tural environmental spatial system. The chapter on the structure? The values of patina and problems of
inspections should be particularly useful to archae- dealing with lacunae and ruins also come under the
ologists and conservator/restorers (Chapter 13). subject of presentation and so are discussed in this
Research, analysis and recording might be con- chapter.
sidered before an inspection is made, yet in prac- To complete this part, chapters on cost control of
tice until you have looked at the fabric in its totality conservation projects and rehabilitation of historic
you do not know what needs further study, what buildings are included. Much time and money is
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