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Principle of Arc
An electric arc is formed when an electric current passes between two electrodes separated by a
short distance from each other. In arc welding one electrode is the welding rod or wire, while the other is
the metal to be welded. The electrode and the plate are connected to the supply, one to the positive pole and
one to the negative pole. The arc is started by momentarily touching the electrode on to the plate and then
withdrawing it to about 3 to 4 mm from the plate. When the electrode touches the plate, a current flows,
and as it is withdrawn from the plate the current continues to flow in the form of a spark across the very
small gap first formed. This causes the air gap to become ionized or made conducting, and as a result the
current is able to flow across the gap, even when it is quite wide, in the form an arc. The electrode must
always be touched on to the plate before the arc can be started, since the smallest air gap will not conduct a
current 9 at the voltages used in welding) unless the air gap is first ionized or made conducting.
The arc is generated by electrons flowing from the negative pole to the positive pole and the
electrical energy is changed in the arc into heat and light. Approximately two-thirds of the heat is
developed near the positive pole , which burns into the form of a crater, the temperature near the crater
being about 6000-70000C, while the remaining third is developed near to the negative pole. As a result an
electrode connected to the positive pole will burn away 50 % faster than if connected to the negative pole.
The welding current may vary from 20 to 600 A in manual metal arc welding. When alternating current is
used, heat is developed equally at the plate and rod, since the electrode and the plate are changing polarity
at the frequency of the supply.
In constant voltage welding machines small change in voltage makes for an extremely large change in
the output currents. Theses machines are generally preferred in the automatic machines since they become
self corrective. When the electrode comes a bit closer to the work, the arc voltage drops raising the output
current to very high value. This current instantly melts the electrode and thus maintains the arc gap.
Figure 2.2.1: Constant current characteristics Figure 2.2.2: Constant voltage characteristics
Though DC arc welding is more expensive than AC welding, it is generally preferred because of
the control of the heat input offered by it. If more heat
is required at the workpiece side, such as for thicker
sheets or for the work materials which have higher
thermal conductivity such as aluminium and copper,
the workpiece can be made as anode, liberating large
heat near it. This is termed as straight polarity or
direct current electrode negative (DCEN). This gives
rise to higher penetration of weld metal. For thinner
materials where less heat input is required in the weld
zone, the polarity could be reversed by making the
workpiece as negative. This is termed as reversed
polarity or direct current electrode positive
(DCEP).In this case weld metal penetration is small. In
case of AC welding the bead obtained is somewhere in
between the above two types. DC arc welding is
preferred for difficult tasks such as overhead welding,
since it can maintain a stable arc.
A typical Ac arc welding set up using transformer has the workpiece on a metallic table to which the
ground lead of the secondary windings of the welding transformer is connected. The other lead of the
secondary is connected to an electrode holder into which the electrode is gripped. When the electrode is
brought into contact with the work, the welding takes place. The arc welding machines are specified by
maximum rated open circuit voltage, rated current in ampere and duty cycle. The maximum rated open
circuit voltage which is the voltage between the output terminals when no welding is being done. An arc
cannot be maintained with a voltage lower than about 14 V and is not very satisfactory above 45 V. With
DC source the voltage can be varied by a switch or regulator, but with AC supply by transformer the open
circuit voltage choice is less, being 80 or 100 V on larger units, down to 50 V on small units.
A voltage of the order of 40 to 50 V should be enough for starting an arc, whereas for continuous
welding 20 to 30 V is sufficient. The minimum voltage Vm can be calculated as
Vm = 20 + 0.04 I ,
where I is the load current in amperes.
The rated current specifies the maximum current in amperes that a welding machine is capable of supplying
at a given voltage. The preferred current ratings as per Indian standard are 150, 200, 300, 400, 500, 600 and
900 A. The duty cycle as defined by American Welding Society (AWS) is the percentage of time in a 10
minutes period that a welding machine can be used at its rated output without overloading. Most of the
welding machines need not have to operate the full time since a good length of time is spent in setting up,
metal chipping, cleaning and inspection. Normally a 60 % duty cycle is suggested. However Indian
standard specifies a duty cycle of 5 minutes period. Continuous automatic welding machines may require
100 % duty cycle.
Electrodes
The electrodes used for providing heat input in arc welding are of two types.
1. Consumable electrodes
2. Non-consumable electrodes
When consumable electrode is used, both base metal and electrode tip melt due to heat produced by the arc.
The electrode will act as filler material and gets mixed intimately with molten base metal to form solid joint
after solidification. In the welding process the electrode is continuously consumed and hence it should be
moved continuously towards the workpiece to maintain constant arc length. Consumable electrodes provide
both heat input and filler material, and made of various materials depending on the purpose and chemical
composition of the metals to be welded.
It is possible to use non-consumable electrodes made of carbon, graphite or tungsten. The carbon
and graphite electrodes are used only in DC welding, where as tungsten electrode is used for both AC and
DC welding. The filler material required has to be deposited through a separate filler rod. Therefore heat
input and amount of filler material deposited can be separately controlled.
A consumable electrode can be either bare or coated. If a bare wire is used as the electrode it is
found that the arc is difficult to control, the arc stream wandering hither and thither over the molten pool.
The molten globules are being exposed to the atmosphere in their travel from the electrode tip to the weld
metal pool and absorption of oxygen and nitrogen takes place even when a short arc is held. The result is
that the weld tends to be porous and brittle. The arc can be rendered easy to control and the absorption of
atmospheric gases reduced to a minimum by shielding the arc. This is done by covering the electrode with
various types of covering and as a result gases such as hydrogen and carbon dioxide are released from the
covering as it melts and forms an envelope around the arc and molten metal pool, excluding the atmosphere
with its harmful effects on the weld metal. Under the heat of the arc chemical compounds in the covering
also react to form a slag which is liquid and lighter than the molten metal. It rises to the surface, cools and
solidifies, forming a protective covering over the hot metal while cooling and protecting it from
atmospheric effects, also slows down the cooling rate of the weld. Some slags are self removing while
others have to be lightly chipped. In addition to above mentioned functions, coated electrodes which are
also called stick electrodes provide other useful functions which are listed below.
• Some elements which are required for stabilization of the arc are also added in these coatings. The
coatings are different for AC welding and DC welding.
• Special alloying elements can be introduced through these coatings to improve the strength and
physical properties of the weld metal.
• The electrode covering usually melts at a higher temperature than the wire core so that it extends a
little beyond the core, concentrating and directing the arc stream, making the arc stable and easier
to control. Also the thermal loses to the atmosphere from the electrode tip are reduced. This would
increase the available heat for melting the electrode and thus help in improving the metal
deposition rate.
• The coating is normally insulator of electricity and thus permits the electrode to be used in narrow
grooves and other difficult locations without causing any short circuiting problems.
• It is possible to include iron powder in the coating in large amounts so that the electrode can be
kept in contact with the workpiece, which may be necessary for welding in overhead and other
positions. Also this increases the metal penetration and deposition rate.
• The coating contains materials which can control the slag to be viscous or fluid. Viscous slag
would be useful for making welds in vertical position to cover the metal puddle for longer time.
The stick electrodes are available in diameters of 3.2, 4, 5, 6, 8 and 9 mm and the length is 350 or 450 mm.
In order to prevent moisture pick up by the covering, the electrodes are kept inside the oven to make them
thoroughly dry before put into use.
MANUAL METAL ARC WELDING (MMAW) OR SHIELDED METAL ARC WELDING
(SMAW)
The manual metal arc welding also called shielded metal arc welding is the most extensively used manual
welding process which is done with stick or coated electrodes. This process is highly versatile and can be
used extensively for both simple as well as sophisticated jobs. This low cost equipment can be used for
welding in any position. Workpiece having thickness below 3 mm creates problem in this welding due to
lack of rigidity and requirement of low heat input. Similarly thicker workpiece (above 20 mm) may take
longer time to weld. The shielded arc welding can be done with either AC or DC power source. The current
may vary from 50 to 500 A and voltage requirement is in between 20 to 40 V. The electrodes for the
welding operation should be properly selected considering following factors.
• The composition of the base metal which determines the electrode composition.
• The tensile strength of the required joint.
• The thickness of the base metal. For thinner metals the current setting should be lower.
• The required metal deposition rate.
• The type of arc welding equipment used.
• The weld position. A flat position can accommodate a larger size electrode. In case of vertical and
overhead positions, it is necessary that the weld pool be smaller for better control. So a smaller
size electrode is selected.
It is generally preferable to use the largest size electrode that is permitted for a given welding situation.
Electrode Efficiency
The efficiency of an electrode is the mass of metal actually deposited compared with the mass of that
portion of the electrode consumed. It can be expressed as:
mass of metal deposited
efficiency % = x 100
mass of metal of the electrode consumed
With ordinary electrodes the efficiency varies from 75 to 95 % but with electrodes containing metallic
components in the covering the efficiency can approach 200 %(e.g. electrodes containing iron powder).The
electrodes are marked with a 6 digit numeral associated by a prefix and a suffix. The meaning of these and
the various values are shown in figure 2.2.7. The high cellulose type electrode coating gives rise to a
voluminous gas shield but also burns off quickly. Thus deep penetration can be achieved but the weld
finish is somewhat coarser. When the content of titania (as rutile, titanium-white or ilmenite) is high,
smooth arc is produced giving rise to voluminous slag and as such should be used for the flat position only.
But the weld finish is smooth. Iron oxide when present in the coating gives rise to higher metal deposition
rates. The slag becomes fairly fluid when appreciable amounts of calcium carbonate and fluoride are
present in the coating. These are used for high tensile structural steels.
The welding current, category D+ refers to direct current with electrode positive and A 90 refers to
the open circuit voltage not less than 90 V for a reference electrode size of 4 or 5 mm.
When the electrode size varies, the voltage also changes accordingly. For example for 2.5 to 8 mm
electrodes, it may vary from 100 to 70 V in case of A 90.
Figure 2.2.7: Designation of manual metal arc welding electrode for mild steel
The size of the electrode to be chosen is based on the thickness of the plate to be welded and the weld
position.
Electrode diameter, Root electrode diameter,
Weld position Metal thickness, mm
mm mm
All 3 to 6 3.2 -
6 4 -
9 6 4
Down hand 12 8 4
16 8 5
20 to 25 9 5
6 3.2 -
9 to 12 4 3.2
Vertical
16 to 20 5 4
25 5 5
6 to 9 4 3.2
Horizontal 12 to 20 6 4
25 6 5
Table-I: Electrode sizes based on the metal thickness to be welded
After selecting the electrode size, the choice is to be made of the parameters of the welding machine. A
typical current and voltage setting is given here for a specific electrode composition (E603413). For other
electrodes, manufacturers’ or standard welding handbook should be referred.
An arc energy is usually expressed in kilojoules per millimeter length of the weld (KJ/mm).
arc voltage x welding current
Arc energy (KJ/mm) =
welding speed ( mm/s) x 1000
The greater the voltage drops across the arc the greater the energy liberated in heat for a given current. The
voltage drop can be varied by altering the type of gas shield liberated by the electrode covering, hydrogen
giving a higher voltage drop than carbon dioxide. As the length of arc increases so does the voltage drop,
but since there is an increased resistance in this long arc the current is decreased. Long arcs are difficult to
control and maintain and they lower the efficiency of the gas shield because of the greater length. As a
result, absorption of oxygen and nitrogen from the atmosphere can take place, resulting in poor mechanical
properties of the weld. It is essential that the welder should keep as short an arc as possible to ensure sound
welds.
Arc Blow
When current flows through a conductor, it produces a magnetic flux that circles around the conductor in
perpendicular planes. The centres of the flux circles are located at the centre of the conductor. The
magnetic flux is produced in the steel and across the arc gap. The arc column is mainly influenced by the
lines of forces crossing the arc gap. As the weld joins the pieces together, there is less and less chance that
the magnetic field will concentrate in the arc gap. As the weld is filling the gap of the joint, it pushes the
magnetic flux ahead of the arc. As long as the flux can travel, no serious arc blow will interrupt the weld.
When flux ceases to move, it piles up and a magnetic field of considerable strength develops. The buildup
of the flux causes a deflection of arc column as it pills away from this heavy concentration of magnetic
forces. Ionized gases that carry the arc from the end of electrode to the workpiece are acting as flexible
conductors. This concentration of flux that pulls the arc from its intended path is called Arc Blow. Areas
where lines of force have a tendency to concentrate are at points of starting and stopping and in such places
as the inside corners of boxes or frames. This phenomenon is observed more frequently in DC welding as
compared to AC welding.
The result of an arc blow is an excessive spatter, incomplete fusion and reduced welding speed. When large
slag is produced, the arc blow melts the slag causing still more excessive spatter. The problem of arc blow
gets multiplied when welding is done on strongly magnetic materials such as nickel alloys because of the
strong magnetic fields set up by these metals. Some of the methods that are used to reduce the severity of
arc blow are
1. Change to AC welding, because of the continuous change in the polarity, the effect of magnetic
field is nullified.
2. Reduce the current used so that the strength of the magnetic field gets reduced.
3. Use a short arc length so that the filler metal would not be deflected but carried easily to the arc
crater.
4. Put steel blocks near the end of the plate in contact with the base metal so that the magnetic flux
line would flow through them and reduce the arc blow.
5. Place more than one ground lead from the base metal (preferably one each from the ends of the
base metal plate).
Edge Preparation
The edge preparation in case of arc welding is very important particularly for thicker material. The type of
edge required for butt welds in manual arc welding process is given herewith for better understanding.
However the electrode should be brought back immediately to the point of start where the welding should
take place, otherwise the base metal will unnecessarily get defaced by the weld metal deposit. The other
method which is generally preferred by experienced welders is called the tapping start. In this the electrode
is held vertically above the point where the welding is to start and in a swift motion it is moved down to
contact the metal and then lifted as much as the arc gap which is same as the electrode wire diameter.
Unless the motion is swift, there are chances that the electrode itself would get welded to the base metal
plate.
After establishing the correct arc length, the welder should move the electrode along the length of
the joint maintaining the arc. The intense heat generated under the arc starts melting the metal, with the
metal at the centre of the arc being at the highest temperature. When the electrode is moved in the forward
direction, the bead is formed. The electrode should be moved downwards continuously to maintain the arc
length, and at the same time it should be moved sideways in a weaving motion to maintain the bead width.
After completing a sideward weaving motion, the electrode is moved forward to form a new puddle which
is separated from the previous puddle by a small distance of order of 1.5 mm. this would be continued till
the joint is completely filled.
The major problems in the horizontal welding are the undercutting and sagging of the weld bead.
This is caused mainly by gravity acting on the molten metal during solidification. These can be corrected
by short arc length and angular positioning of electrode. There are two positions in the vertical, vertically
upward and vertically downward directions. Out of these vertically upward direction is most preferred
because of the strong weld obtained. In the downward welding the slag is likely to move down due to the
gravity and mix with the weld metal. Therefore only vertical upward welding is preferred. To fight the
effect of gravity the electrode is held at an angle of about 20 degrees from the vertical plane with a short arc
length so that the filler metal will be easily moved into the groove. Further, the electrode is moved in and
out of the puddle so that a proper bead is formed. In overhead welding to reduce the chance of weld metal
falling, a smaller arc length is maintained with a smaller size electrode. The flat position is the best since
higher metal deposition rate as well as good bead quality can be achieved. Because of this in many
situations, special fixtures are used to rotate the jobs in such a way that the weld joint comes into the flat
position. It has been observed that adding iron powder to the coating of the electrodes causes an increase in
the metal deposition rates.
Heat Input
In case of arc welding, the heat input P in watts, is by direct conversion of the electrical energy. If velocity
of weld is v, then arc energy is given as H = {P / v} J/mm, where v is in mm / s.
This is the actual heat generated at the tip of the electrode and ideally should be available for melting the
joint. But the actual heat utilized by the joint depends upon how this heat is transferred from tip of the
electrode to the joint. Hence a factor of heat transfer efficiency, f1, is defined to take into account any
losses.
H = { f1 V I / v } J / mm
When heat source is concentrated such as an electric arc, the value of f1 would be greater than 0.8 and
would almost approach 1.0. The following are some expected values for the various processes:
GTAW 0.21 to 0.48
SMAW and GMAW 0.66 to 0.85
SAW 0.90 to 0.99
Though the net heat as calculated above reaches the weld joint, all of it cannot be utilized for melting since
part of it would be conducted away from the joint by the base metal as reflected in the heat affected zone.
The actual heat distributed into the surrounding metal would depend upon the welding process as well as
the process parameters including the joint design. The net heat that is actually utilized for melting can be
obtained by assuming another efficiency factor, f2 as melting efficiency as follows:
Heat required to melt the joint
f2 =
Net heat supplied
Reference
• Welding and Welding Technology by R.L.Little, MacGraw-Hill, NewYork, page 101-152
• The Science and Practice of Welding by A.C.Davis, Cambridge University Press, page 1-7
• Manufacturing Engineering and Technology by Kalpakjian and Schmid, Pearson Education, page
780-781
• Manufacturing Technology by P.N.Rao, TMH, page377-391
Review Questions
1. Explain the mechanism of heat generation in electric arc welding.
2. Differentiate between arc and spark.
3. Explain the characteristics of constant voltage and constant current type welding equipment.
4. Suggest the situations in which DC welding has edge over AC welding.
5. For welding of aluminium which mode of current AC or DC will give desired result?
6. What do you mean by DCEN and DCEP?
7. For wider gap joint and for deep penetration which mode of welding you will prefer?
8. Why arc welding is not suitable for thinner sheet welding?
9. Write the function of coating on an electrode.
10. Write the welding electrode specification in Indian standard.
11. How electric welding equipment is specified?
12. What do you mean by duty cycle in case of welding?
13. How you will measure the eccentricity of coating in welding electrode?
14. Why iron powder is provided in coating of electrode?
15. What do you mean by hydrogen controlled electrode?
16. For overhead welding smaller size electrode is selected. Explain.
17. What do you mean by arc blow in arc welding? And how to avoid it.
18. Write various weaving motion of electrode in arc welding.
19. Explain the method of obtaining a weld in horizontal position by SMAW.
20. How arc welding electrode is manufactured? ( beyond syllabus)
21. Explain the procedure for overhead welding in SMAW.
22. How metal gets transferred fro tip of the electrode to the weld zone in arc welding?
23. How arc is initiated in arc welding? Explain.
24. What is electrode efficiency? How you can improve it?
25. Explain the process capability of SMAW.
26. How multi-pass welding is done in SMAW?
27. Explain open circuit voltage for arc welding equipment.
28. Why electrode is dried prior to its use?
29. Why slag removal is essential in arc welding?
30. Explain the HAZ in arc welding.
31. When you will opt for 100 % duty welding equipment?
32. Write various non-consumable electrodes used in arc welding.
33. Write the advantages of non-consumable electrodes over consumable electrodes.
34. Describe various joint preparations in case of arc welding.
35. calculate the melting efficiency in the case of arc welding of steel with a potential of 20 V and
current of 250 A. the travel sped is 6 mm/s and the cross sectional area of the joint is 20 mm2.
Heat required to melt steel may be taken as 10 J / mm3 and the heat transfer efficiency is 0.85.
36. Why voltage requirement for arc maintenance is less compared to staring arc voltage?
37. Explain overlap and undercut in arc welding.
38. Why titania is added to the covering of the electrode?
39. What is spatter in arc welding?
40. What factors govern the voltage drop across the arc?
41. Explain various self removing slags formed in arc welding.
42. Explain the various forces the filler material encounter while transferred from electrode to the
weld zone.
43. Explain primary and secondary electrons in arc welding.
44. Explain five different zones in an electric arc.
45. Why maximum size of electrode is considered in flat welding position?
46. What is the function of flux in the coating of electrode?
47. Why upward welding is preferred in case of vertical welding?
48. Explain how the heat produced at the tip of the electrode is transferred to the base metal?
49. What are the functions of calcium carbonate and fluoride in the coating of electrode?
50. What is a stick electrode?