Professional Documents
Culture Documents
STANDARDS
chanical Design of Underground
Structures with Conventional
Excavation
By Wulf Schubert, Andreas Goricki and Gunter Riedmüller
Richtlinie für die geomechanische Planung von Erfahrungen verschiedener Bauwerke besser nutz- und
Untertagebauarbeiten mit zyklischem Vortrieb vergleichbar zu machen, was auf längere Sicht zu einer
Verbesserung von Planungs- und Baumethoden führen
Die Werkvertragsnorm ÖNORM B2203 regelt die vertragli- sollte.
chen Belange im Untertagebau. Die Fassungen von 1983
und 1994 enthalten auch Elemente der Gebirgstypisie- The Austrian Standard B2203 regulates the contractual pro-
rung. Im Zuge der Überarbeitung der ÖN B2203 im Jahr cedure for underground works. The versions of 1983 and
2001 wurden alle Belange der Gebirgscharakterisierung 1994 contained descriptions of rock mass types. In the
aus der Werkvertragsnorm eliminiert. Eine Arbeitsgruppe course of updating the Standard in 2001 it was decided to
der Österreichischen Gesellschaft für Geomechanik er- remove all rock mass characterization issues from the
stellte eine Richtlinie für die geomechanische Planung von Standard. A working group of the Austrian Society for Geo-
Untertagebauarbeiten mit zyklischem Vortrieb, die im Ok- mechanics (OGG) established a guideline for the geome-
tober 2001 erschien und auf welche die ÖNORM B2203-1 chanical design of underground structures, which was pub-
Bezug nimmt. Die Richtlinie beschreibt die für eine Pla- lished in October 2001, and to which the Standard B2203-1
nung und Bauausführung von Untertagebauten erforderli- refers (1). The main topic of the guideline is the develop-
chen Schritte aus technischer Sicht. Der in der Richtlinie ment of a consistent procedure for the determination of
skizzierte schrittweise Vorgang soll einen ingenieurmäßi- excavation and support. The outlined step by step proce-
gen Zugang zur Thematik fördern. dure promotes an engineering approach to the design and
In der Planungsphase basieren die Vortriebs- und Aus- construction of tunnels.
baukonzepte auf Gebirgsverhaltenstypen, die aus den Ge- In the pre-construction phase support concepts are
birgsarten und den das Verhalten beeinflussenden Fakto- based on rock mass behaviour types developed from rock
ren abgeleitet werden. Das Systemverhalten beschreibt mass types and influencing factors. The system behaviour
das Verhalten des Systems Ausbau-Gebirge. Die Ermitt- describes the rock mass-support interaction which is based
lung des Systemverhaltens stützt sich auf Datenauswer- on previous experience (including data base knowledge),
tung ausgeführter Projekte und wird durch numerische analytical and numerical simulations. During construction,
Simulationen an geeigneten Modellen unterstützt. Wäh- geological face mapping, geotechnical monitoring, and ob-
rend des Baus wird die Planung mithilfe von geologischen servations allow the design of support and excavation
Aufnahmen, Beobachtungen und Auswertung von Messun- methods to be completed. The observed and predicted be-
gen verfeinert. Das vorhergesagte und beobachtete Verhal- haviours are compared by evaluating monitored deforma-
ten wird laufend verglichen. Treten Abweichungen zwi- tions, support utilization, and overbreak volume. Devia-
schen prognostiziertem und beobachtetem Verhalten auf, tions between the observed and predicted behaviour lead
ermöglicht die systematische Vorgangsweise eine umfas- to a re-evaluation of the process resulting in modifications
sende Analyse. Damit wird eine ständige Weiterentwick- to the support and excavation methods.
lung des Tunnelbaus ermöglicht und gefördert. The consistent procedure allows designs to be technical-
Bei Einhaltung des in der Richtlinie vorgegebenen Ab- ly reviewed and audited. The standardized approach
laufs ist eine relativ einfache technische Überprüfung der should also allow the establishment of knowledge based
Planung möglich. Die in der Richtlinie geforderte durch- expert systems, which in the long run will improve design
gängige Dokumentation sollte zudem ermöglichen, die and construction methods.
nuities to the excavation, ground water condi- Table General categories of rock mass behaviour types.
tions, stress situation, etc. (15, 16, 17). This Tabelle Übergeordnete Kategorien von Gebirgsverhaltenstypen.
STANDARDS
process results in the definition of project specif- Behaviour type (BT) Description of potential failure modes/mecha-
ic behaviour types. nisms during excavation of the unsupported rock
The rock mass behaviour has to be evaluated mass
for the full cross sectional area without consider- 1 Stable Stable rock mass with the potential of small local
ing any modifications including the excavation gravity induced falling or sliding of blocks
method or sequence and support or other auxil- 2 Stable with the potential of Deep reaching, discontinuity controlled, gravity in-
iary measures. discontinuity controlled duced falling and sliding of blocks, occasional local
Eleven general categories are listed in the block fall shear failure
guideline (Table). In case more than one behav- 3 Shallow shear failure Shallow stress induced shear failures in combina-
tion with discontinuity and gravity controlled failure
iour type is identified in one of the general catego- of the rock mass
ries, sub types have to be assigned. A concise de- 4 Deep seated shear failure Deep seated stress induced shear failures and
scription of the applicable rock mass types, the large deformation
influencing factors, the specific behaviour, failure 5 Rock burst Sudden and violent failure of the rock mass,
modes, as well as estimates of the displacements caused by highly stressed brittle rocks and the
for each behaviour type is required. rapid release of accumulated strain energy
The rock mass behaviour types form the basis 6 Buckling failure Buckling of rocks with a narrowly spaced disconti-
nuity set, frequently associated with shear failure
for determining the excavation and support
methods as well as assist in evaluating monitor- 7 Shear failure under low Potential for excessive overbreak and progressive
confining pressure shear failure with the development chimney type
ing data during the excavation. failure, caused mainly by a deficiency of side pres-
sure
Step 3 – determination of the 8 Ravelling ground Flow of cohesionless dry or moist, intensely frac-
excavation and support tured rocks or soil
Based on the defined project specific behaviour 9 Flowing ground Flow of intensely fractured rocks or soil with high
types, different excavation and support meas- water content
ures are evaluated and acceptable methods are 10 Swelling Time dependent volume increase of the rock mass
caused by physical-chemical reaction of rock and
determined. The system behaviour (SB) is a re- water in combination with stress relief, leading to
sult of the interaction between the rock mass inward movement of the tunnel perimeter
behaviour and the selected excavation and sup- 11 Frequently changing Rapid variations of stresses and deformations,
port schemes. The evaluated system behaviour behaviour caused by heterogeneous rock mass conditions or
has to be compared to the defined requirements. block-in-matrix rock situation of a tectonic melange
(brittle fault zone)
If the system behaviour does not comply with the
requirements, the excavation or support scheme
has to be modified until compliance is obtained. Step 4 – geotechnical report – Fig. 2 Numerical
analysis of the rock
It is emphasized, that different boundary condi- baseline construction plan mass behaviour for a
tions or different requirements may lead to dif- Based on steps 1 through 3 the alignment is di- full section (left); the
ferent support and excavation methods for the vided into “homogeneous” regions with similar influence of a reduced
same behaviour type even within one project. excavation and support requirements. The base- face height (centre),
and the system be-
Figure 2 illustrates the process of determina- line construction plan indicates the excavation haviour with installed
tion of the behaviour type on the full, unsupport- and support methods available for each region, support (right).
ed cross section, and the influence of the reduc- and contains limits and criteria for possible var- Bild 2 Numerische
Analyse des Gebirgs-
tion of the face height, and finally the system be- iations or modifications on site. The plan sum-
verhaltens am vollen
haviour of the supported top heading. Once the marizes the geotechnical design and should con- Querschnitt (links),
acceptable excavation and support methods tain following information: des Einflusses einer
have been determined both risk and economic ➮ Geological model with distribution of rock reduzierten Ausbruch-
höhe (Mitte) sowie des
analyses should be performed to allow appropri- mass types and behaviour types in a longitudi- Systemverhaltens mit
ate assessments during the tender process (11). nal section, Ausbau (rechts).
STANDARDS
To determine the appropriate excavation and In the first case no limitations in blasting vibra-
support the criteria laid out in the baseline con- tions and no restrictions in the surface settle-
struction plan have to be followed. Consequent- ments have to be observed. This allows a round
ly, the actual rock mass conditions (RMT, BT) length of 2.5 m, while for support shotcrete, rock
continuously have to be compared to the predic- bolts, and steel arches are used. In the second
tion for compliance. A continuous detailed anal- case the boundary conditions are different, with
ysis of the rock mass behaviour is used to update restrictions both in blasting vibrations and sur-
the geotechnical model. The additional data ob- face settlements due to an adjacent building. In
tained during construction form the basis for the this case the round length is reduced to 1.3 m to
determination of the applied excavation and reduce blasting vibrations and displacements. In
support methods. The goal is to achieve an eco- addition forepoling is used to reduce loosening.
nomical and safe tunnel construction. This example is used to demonstrate, that differ-
Based on the evaluated behaviour type, and ent requirements strongly can influence the ex-
the excavation and support layout determined cavation and support design.
according to the defined criteria, the system be-
haviour for each section has to be predicted (23). Step 4 – verification of
Both excavation and support, to a major ex- system behaviour
tent, have to be determined prior to the excava- By monitoring the behaviour of the excavated
tion. After the initial excavation only minor mod- and supported section the compliance with the
ifications, like additional bolts, are possible. This requirements and criteria defined in the geo-
fact stresses the importance of a continuous technical safety management plan can be
short-term prediction. checked. When differences between the ob-
Figure 4 shows an example for the determina- served and predicted behaviour occur, the pa-
tion of excavation and support on site. To deter- rameters and criteria used during excavation for
mine the rock mass type, the rock type, strength the determination of rock mass type and the ex- Fig. 4 Example of
the sequence for de-
of the rock, spacing of foliation planes and slick- cavation and support have to be reviewed. When
termination of excava-
ensides, joint fillings and contact, thickness of cat- the displacements or support utilization are tion and support with
aclastic zones, and weathering are used. Parame- higher than predicted, a detailed investigation different requirements.
ters for the determination of the behaviour type into the reasons for the different system behav- Bild 4 Beispiel für
are the geometry of the excavation, the stress iour has to be conducted, and if required im- die Bestimmung von
Ausbruch und Stüt-
conditions, the ground water, and the relative ori- provement measures (like increase of support) zung bei unterschied-
entation of discontinuities to the tunnel axis. ordered (24, 25). In case the system behaviour is lichen Anforderungen.
more favourable than expected, the reasons 9. Schubert, W. et al.: Method for a Consistent Determination
have to be analysed as well, and the findings of Excavation and Support for Design and Construction of
STANDARDS
STANDARDS
grund der besonderen Randbedin-
gungen noch höher sein. Der Erkun-
Gründung von Offshore- dung der Baugrundeigenschaften
und der optimalen Auswahl der
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