Professional Documents
Culture Documents
Psychoanalytic consciousness
FRED BUSCH
246 Eliot St, Chestnut Hill, MA 02467-1447, USA — drfredbusch@comcast.net
with a rejoinder by
BETTY JOSEPH
36 Clifton Hill, London, NW8 0QG, UK — betty@joseph36.fsnet.co.uk
For much of our history we have suffered from a pedestrian view of consciousness,
leading to discussions on this topic since Freud best characterized as a distant murmur
within proliferating theories of technique. While many outside of psychoanalysis
consider consciousness as one of the great mysteries of science (Kandel, 2000),
within psychoanalysis, if we consider consciousness at all, it is as an epiphenomenon.
Given this perspective it is not surprising that a majority of psychoanalysts seem to
consider consciousness a distraction from the true interest of psychoanalysis, the
unconscious. We have not come very far from what Anna Freud said over 65 years
ago, ‘Somehow or other, many analysts conceived the idea that, in analysis, the
value of the scientific and therapeutic work was in direct proportion to the depth of
the psychic strata upon which attention was focused’ (1936, p. 3).
It is my position that inherent in every interpretation of the unconscious in
clinical psychoanalysis is an implied definition of psychoanalytic consciousness.
Whenever we interpret something unknown to a patient we express our belief it is
knowable. Can we imagine taking a position that, for the majority of psychoanalytic
patients, it is a good idea to leave unconscious fantasies that are causing major
symptoms in a patient’s life at the level of the unconscious? Every interpretation
is an attempt to bring something from the unconscious closer to the surface of
the mind. Yet it is my impression we haven’t spent enough time considering
the reasons for this, leading to interpretive methods with little consideration for
surfaces in the mind.
Freud struggled with this same issue when discussing the method of free
association. He rejected any attempt on the patient’s part to exert conscious control
of associations, but in an attempt to acknowledge another clinical finding he
approvingly quotes Schiller:
Looked at in isolation a thought may seem very trivial or very fantastic; but it may be
important by another thought that comes after it, and, in conjunction with thoughts that seem
equally absurd, it may turn out to form a most effective link. Reason cannot form any opinion
upon all this unless it retains the thought long enough to look at it in conjunction with other
thoughts. On the other hand, where there is a creative mind, Reason—so it seems to me—
relaxes its watch upon the gates, and the ideas rush in pell-mell and only then does it look
through them and examine them in a mass (1900, p. 103, my italics).
Resistance analysis
One of the most misunderstood concepts in psychoanalysis, resistance analysis is
given a preemptory nod by some and is disdained by many.2 The most important
component of resistances is that they are the guardians against terror over the seemingly
unknowable. The ego is continuously on guard against these dangers, which involve
the most frightening emotions in the psyche, that is, annihilation of the self, total
aloneness, castration, shame etc. Given the intensity of these emotions, it is difficult
to imagine how to bring into consciousness what is unknown without accounting for
1
It isn’t the gratification of unconscious wishes that is frightening, as patients fi nd innumerable ways of
gratifying these as long as they don’t know this is what they are doing.
2
See Busch (1992) and Gray (1982) for detailed examples.
570 FRED BUSCH WITH BETTY JOSEPH
is within this model we find the framework for appreciating varying levels of
resistances to knowing, and the means for interpreting so the patient can approach
conscious knowing. As I’ve indicated, the fear in potentially knowing (a thought,
a feeling) is what leads a patient into repetitive actions, while psychoanalysis can
offer the possibility for reflection. It is this possibility that allows patients choices,
where previously there was only the necessity for action.
The contemporary Kleinians of London have been one of the groups struggling
with these issues over the last two decades. The significance of an ego concept (or its
absence) within the structural model can be seen in their attempts to come to grips
with the necessity to work closer to the surface (Schafer, 1994; Kernberg, 2001).
As Schafer (1997) noted, they are still working with an insufficient differentiation
between the concepts of an ego and self. I would add that they haven’t appreciated
the function of an ego distinct from its being a depository for abandoned object
cathexis as described by Segal (1997). Schafer concluded, ‘they do not concern
themselves with such key questions as what enables their analysands to answer
with more or less stable understanding to interpretations’ (1997, p. 20). It is my
impression the current Kleinians are struggling with their heritage from Klein, who
had the view that, in order to establish and sustain the analytic situation, the analyst
must give deep interpretations that locate the level of anxiety (Hinshelwood, 1989).
Fonagy’s (1999) attempt to rectify the inability to explain structural changes with
the concept of ‘mentalization’ still leaves him at a distance from a way of working
that incorporates the significance of psychoanalytic consciousness, and what I see
as the methods to bring this about.
References
Busch F (1992). Recurring thoughts on unconscious ego resistances. J Am Psychoanal Assoc
40:1089–115.
Busch F (1993). In the neighborhood: Aspects of a good interpretation and a ‘developmental lag’
in ego psychology. J Am Psychoanal Assoc 41:151–77.
Busch F (1995a). The ego at the center of clinical technique. Northvale, NJ: Jason Aronson
Publishers, Inc.
Busch F (1995b). Do actions speak louder than words: A query into an enigma in analytic theory
and technique. J Am Psychoanal Assoc 43:61–82.
Busch F (1999). Rethinking clinical technique. Northvale, NJ: Jason Aronson Publishers, Inc.
Busch F (2000). What is a deep interpretation? J Am Psychoanal Assoc 48:237–54.
Busch F (2001). Are we losing our mind? J Am Psychoanal Assoc 49:739–51.
Flavell JH (1963). The developmental psychology of Jean Piaget. Princeton, NJ: Van Nostrand.
Fonagy P (1999). Memory and therapeutic action. Int J Psychoanal 80:215–33.
Fonagy P, Target M (1996). Playing with reality: I. Theory of mind and the normal development of
psychic reality. Int J Psychoanal 77:217–32.
Freud A (1936). The ego and the mechanisms of defense. New York: Int. Univ. Press, 1946.
Freud S (1900). The interpretation of dreams. SE 4.
Freud S (1923). The ego and the id. SE 19, p. 3–68.
Freud S (1926). Inhibitions, symptoms and anxiety. SE 20, p. 77–178.
Gray P (1982). ‘Developmental lag’ in the evolution of psychoanalytic technique. J Am Psychoanal
Assoc 30:621–55.
Gray P (1994). The ego and analysis of defense. Northvale NJ: Jason Aronson.
572 FRED BUSCH WITH BETTY JOSEPH
Green A (1974). Surface analysis, deep analysis (The role of preconscious technique)(I). Int Rev
Psychoanal 1:415–23.
Hinshelwood RD (1989). A dictionary of Kleinian thought. Northvale NJ: Jason Aronson.
Kandel ER (2000). From nerve cell to cognition. In: Kendel ER, Schwartz JA, Jessel TM, editors.
Principles of neuroscience, p. 381–403. New York: McGraw-Hill.
Kernberg OF (2001). Recent developments in the technical approaches of English-language
psychoanalytic schools. Psychoanal Q 70:519–48.
Levy ST, Inderbitzen LB (1990). The analytic surface and the theory of technique. J Am Psychoanal
Assoc 38:371–92.
Libet B, Gleason CA, Wright EW, Pearl DK (1983). Time of conscious intention to act in relation to
onset of cerebral activity (readiness potential): The unconscious initiation of a freely volitional
act. Brain 106:623–42.
Pally R, Olds D (1998). Consciousness: A neuroscience perspective. Int J Psychoanal 79:971–89.
Paniagua C (1991). Patient surface, clinical surface, and workable surface. J Am Psychoanal
Assoc 39:669–86.
Paniagua C (2001). The attraction of topographic technique. Int J Psychoanal 82:671–84.
Pray M (1994). Analyzing defenses: Two different models. J Clin Psychoanal 3:87–126.
Nelson K (1997). Memory, brain, and belief in development. In: Schacter DL, Scary E, editors.
Memory, brain and belief. Cambridge, MA: Harvard Univ. Press.
Segal H (1997). Changing models of the mind. In: Bronstein C, editor. Kleinian theory. A
contemporary perspective, p. 157–64. London: Whurr Publishers.
Schafer R (1994). The contemporary Kleinians of London. Psychoanal Q 63:409–32.
Schafer R (1997). The contemporary Kleinians of London. New York: Int. Univ. Press.
Sterba R (1934). The fate of the ego in psychoanalytic therapy. Int J Psychoanal 15:117–26.
Rejoinder
BETTY JOSEPH
Fred Busch’s concern in this paper is with consciousness and various aspects of
it, which he feels have not been given sufficient attention by psychoanalysts. He
describes his position in the following way: ‘Whenever we interpret something
unknown to a patient we express our belief it is knowable’ and he adds that it is
his impression that ‘we haven’t spent enough time considering the reasons for this,
leading to interpretive methods with little consideration for surfaces in the mind’.
He goes on to mention a number of aspects such as the need to help the patient to
develop the capacity to deal with anxiety, the importance of taking very seriously
how for the patient ‘thoughts and feelings are not so much expressions of psychic
reality; they just are’. But I would add that surely trying to help our patients to use
their minds to think about what is going on rather than just taking them as they are
is basic to all our work as psychoanalysts?
Busch stresses the importance of the technique helping the patient to reflect
upon his thinking as opposed to just living out his phantasies. I again question
whether this is not basic to all psychoanalytic technique. He thinks that ‘the most
frightening aspect of psychoanalytic treatment is for the patient to consciously
know, or sense he is becoming aware of: the specifics of unconscious fantasies and
how these are gratified’. A further point that I consider a very major ‘frightening
A MISSING LINK IN PSYCHOANALYTIC TECHNIQUE 573
repetitive and strangely superficial. When I made an interpretation she would pause,
but the pause did not seem thoughtful, and often it seemed rather that the words and
meaning were falling apart, and the meaning was lost. At other times she would
agree to something I had said as if she understood and might even give an example
from her current life or childhood as if corroborating it—but it collapsed and took us
no further. It seems that she ‘knew’ but did not experience. Or she might just go on
to another topic so that one rarely felt that what one had said was of much use. I shall
focus around a dream that she brought in about the fourth year of the analysis.
The patient was in a large place, something was going wrong; she was on one
side of the place, the analyst on the other. I, the analyst, took it on myself to phone
for help; my patient felt resigned and sad. She queried to herself would the phone
call be helpful or make more trouble since the police might just burst in.
In this dream, I think we can see elements of the patient’s attitude and behaviour
in her outside life reflected in the analysis and alive in the transference, particularly
her hope and yet her suspicion, doubt and sense of persecution. There is an awareness
that she needs help yet the analyst is kept at great distance—in the dream at the
other side of the place; in the session by the long pauses and constant withdrawal
of contact that I have described. The various dream figures carry split-off aspects
of the patient and analyst. She splits off her need for help and the active part that
could seek help, and this, as I have just suggested, is projected into the analyst: I
do the phoning and she remains passive and resigned. But her fear of the analysis
and analyst is also expressed in the police who might help but might also burst in
disruptively. From the point of view of the experiencing by both patient and analyst,
this is very relevant since I am so frequently put in the position of either waiting and
getting almost nowhere in the pauses and shifts, or feeling a desperate need to get on
with things, to break in and disturb my patient’s passivity and resignation.
But is her passivity and the slowness and difficulty of the work stimulating
a further anxiety expressed by the dream? I think that there is an unconscious
communication of the patient’s anxiety that I, the analyst, am frustrated and
despairing and feel a need to call for help with the work, while she remains resigned,
almost giving up hope. To become aware of and to give such an interpretation
probably stirs up strong defences in both analyst and patient (whether we call it
deep or not I do not know). In contrast, the fear of the police bursting in can more
easily be made conscious and experienced as expressing her fear of the analytic
process, her fear of my thoughts and ideas breaking into her mind and demanding
change.
There is, of course, much in Busch’s paper that I have not attempted to discuss,
and I have concentrated primarily on the technical aspect of what he describes in
the phrase ‘the patient experiencing the interpretation as a way of knowing himself’.
In my discussion and in the brief example that I have given, I have tried to describe
my attempt to help my patient to think about herself and what is really going on in
her mind. I hope that as she gets glimpses of processes active in the room, in the
relationship, she can start to pay attention to them rather than defensively avoiding
‘noticing’, that she can then verbalise and think about them. This is to my mind
where interpretations start from and aim to elucidate.
A MISSING LINK IN PSYCHOANALYTIC TECHNIQUE 575
Response
FRED BUSCH
In her response to my paper Betty Joseph reflects on a patient’s dream, and by doing
so captures the essence of what I addressed in my paper on consciousness. In this
dream the patient is on one side of a large place, her analyst is on the other side
talking on the phone to someone else in order to get help. The patient feels that
‘something was going wrong’. Let us approach this with Freud—the analyst turns her
‘own unconscious like a receptive organ towards the transmitting unconscious of the
patient’ by adjusting herself ‘to the patient as a telephone receiver is adjusted to the
transmitting microphone’ (1912, p. 115f). The dream seems to demonstrate exactly
this, and presumably Joseph’s unconscious has received something right. However,
the dream also tells us that something goes wrong, and it is my understanding that the
patient saying this has to do with the communication from the analyst to the patient.
Far away from her patient, Joseph talks to someone else on the phone, not to the
patient’s conscious or preconscious ego on the other side of this place.
Thus, Joseph’s clinical vignette is helpful in picturing our different ways of
thinking based on the presence or absence of Freud’s structural model, especially the
role of the ego in mental life. She describes a case that seems to be at an impasse.
In the fourth year of analysis the patient’s associations still seem ‘repetitive and
superficial’, and she doesn’t meaningfully respond to her analyst’s interpretations.
Joseph understands the patient’s dream as a relatively undisguised transference
dream. If we view the unconscious ego as monitoring what is coming to mind for
potential dangers (according to Freud’s second theory of anxiety and the secondary
revision of dreams), then the manifest content of the dream is what the patient can
bear to know right now. This is helpful to keep in mind because it tells us something
interesting: the patient can make a connection with her analyst; she can dream of her,
and she can bring her dream into the session. Obviously she doesn’t need to defend
against this. Thus, she conveys to Joseph that she is thinking/dreaming about her
and the analysis, and is trying to tell Joseph about what she thinks of it. So in the
act of telling the dream the patient conveys her involvement with Joseph and their
transference relationship. Yet, Joseph sees this dream as an example of the patient’s
distance (the large place in the dream), and her passivity (she has her analyst doing
the talking on the phone). I would see the patient as reaching out through her dream
for help in exactly the way her ego can accept (i.e. doesn’t need to defend against)
at this point of the treatment. Thus, by looking at this dream from the perspective of
the ego, we get a different picture.
It might be due to the brief discussion, but it is interesting that the only voice
we hear speaking in the dream and after it is Joseph’s. Where is the patient’s voice,
either in her associations or silence? Even if we see the patient’s dream as a relatively
undisguised transference dream, it would still be important to hear what the patient
is able to associate to the dream to help us determine, in a layered fashion, what
is both tolerable (i.e. arouses anxiety that isn’t overwhelming), and closer to the
patient’s consciousness. No matter how brilliant our understanding of a dream, it is
576 FRED BUSCH WITH BETTY JOSEPH
not particularly useful information for the patient unless she is ready to hear it. In
contrast, the patient has Joseph speaking to someone else in order to get help.
Joseph views the patient’s dream as an example of how the patient ‘splits off her
need for help … and projects it into the analyst’. In contrast, I would suggest that
Joseph isn’t listening to the voice in the room (Busch, 2003). This voice is trying to
tell Joseph ‘something was going wrong’, leading the patient to feel ‘resigned’ and
‘sad’ over Joseph’s method of helping. The patient seems to be doing all a patient
can do in such circumstances, that is, to try and show her analyst in a dream that she
wishes for her help, but she is afraid that the analyst will have this ‘desperate need to
get on with things, to break in and disturb my patient’s passivity and resignation’.
The reader can see how, if one takes the concept of consciousness and
preconsciousness into consideration, both in terms of what is tolerable to the patient
to say to her analyst, and how we think about what the patient can meaningfully
hear, we come away with a different conclusion to Joseph. The major difference can
be conceptualized in terms of how much we take into consideration the patient’s
unconscious ego monitoring for danger.
Joseph’s discussion highlights, in a variety of other ways, my thesis that as analysts
we have tended to disregard the significance of consciousness and preconsciousness,
in considering how capable the patient will be of understanding, taking in, and
experiencing an interpretation of the transference (Busch, 1993; Paniagua, 2003).
When Joseph says, ‘of course’ we need to help patients to think and reflect about what
is going on, and that technique is important for this to occur effectively, I would also
say, ‘of course’. However, my paper was about why it is so difficult to help patients
think and reflect, and that this difficulty has to do with the fact that what is most
crucial for patients to know they are afraid to know. In spite of the fact that patients
defend against ‘deep interpretations’ (Busch, 2000), psychoanalysts usually care more
for the unconscious than the conscious, its working, and its capacity for integrating
interpretations. I believe the concept of a structured ego is best able to speak cogently
to these issues, without which we are left to the vagaries of tact and timing.
When Joseph describes the patient’s actions (i.e. laughing, movement, manner of
talking) as being in the room, I would suggest the patient’s movements and manner
of talking are more in the room for the analyst than the patient, and take considerable
analytic work for them to come into the patient’s room (Busch, 1995). The closer what
we observe is to unconscious actions, the less accessible it is to usable information
by the patient. The manner in which a patient walks into the hour or lies on the couch
represents complex compromise formations kept at the level of actions, in part, for
defensive reasons, or ways of thinking never integrated into adult thought (Busch,
1995). While it may represent information to the therapist, it isn’t necessarily an
intended communication from the patient. Actions are at a level of thought very far
from the patient’s ‘workable surface’ (Paniagua, 1991). This is why, in my experience,
patients are invariably caught off guard by comments on behaviors that are closer to
actions. By doing this, we are, at the very least, circumventing layers of unconscious
resistance that have led to behaviors staying at an action level, where the patient’s
capacity to reflect back on himself is limited. The concept of a developing, dynamic
ego (A.-M. Sandler, 1974) helps us make these distinctions.
A MISSING LINK IN PSYCHOANALYTIC TECHNIQUE 577
A problem for the contemporary Kleinians, as I see it, is that, in their attempts to
integrate the concept of consciousness into their therapeutic strategy, they haven’t
yet grappled with a model of the mind that allows them to approach this issue in a
systematic fashion. Joseph’s discussion or more accurately her brief essay on how she
thinks about these issues exemplifies the conceptual difficulties one gets into without
such a model. What goes without saying (i.e. ‘of course’) from her understanding
of technique is, in my perspective, far from going without saying. I hope that my
thinking on these issues might contribute to a dialogue with contemporary Kleinians
who are interested in these issues.
References
Brenner C (2003). Is the structural model still useful? Int J Psychoanal 84:1093–96.
Busch F (1993). In the neighborhood: Aspects of a good interpretation and a ‘developmental lag’
in ego psychology. J Am Psychoanal Assoc 41:151–77.
Busch F (1995). Do actions speak louder than words? J Am Psychoanal Assoc 43:61–82.
Busch F (2000). What is a deep interpretation? J Am Psychoanal Assoc 48:237–54.
Busch F (2003). Telling stories. J Am Psychoanal Assoc 51:25–42.
Freud S (1912). Recommendations to physicians practising psycho-analysis. SE 12, p. 109–20.
Freud S (1933). Dissection of the personality. SE 22, p. 57–80.
Paniagua C (1991). Patient’s surface, clinical surface, and workable surface. J Am Psychoanal
Assoc 39:669–85.
Paniagua C (2001). The attraction of topographic technique. Int J Psychoanal 82:671–84.
Paniagua C (2003). The problem with the concept ‘interpretation’. Int J Psychoanal 84:1105–123.
Sandler A-M (1974). Comments on the significance of Piaget’s work for psychoanalysis. Int Rev
Psychoanal 2:365–77.