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H. Dinner, KISSsoft AG, hanspeter.dinner@KISSsoft.ch Wind turbines are getting bigger, wind turbine gearboxes more complex, their number of gears increases and a gearbox failure and, with it, the resulting operational stop is more and more expensive. At the same time, the wind farm operator depends from the wind turbine manufacturer and the latter is then again dependent from gearbox manufacturers. On the other hand, the gearbox manufacturer has a knowledge head-start in comparison with wind turbine manufacturer and he, in turn, knows more about the power trains in its equipment than the operator. This situation prompts disputes and opens the flood gates between the partners. The objective is to drive the partners towards an interchange of knowledge allowing at the same time a participating responsibility. An interchange of knowledge can only exist when all partners do have a sufficient amount of it. The objective of this article is, with the example of a toothing calculation, to delineate the necessary knowledge basis for a fair and qualified dialog.
1 Problem Definition
In the wind turbine gearbox dimensioning and verification, there are some specific problems atypical of transmissions in the power generation field: - loading: fluctuating torques, excessive overloads due to vibration, torque change of sense, site-dependent loading, etc. - power: high torques at low speeds, high power density - operation: temperature fluctuations, cold starts, idling, loading at standstill - gearbox dimensions: lightweight design required, soft bearing, bending torque on the input shaft (especially for three-point bearing) - accessibility: the gearbox is of difficult access, tool transportation is difficult. Besides the technical side, some questions on the collaboration between the gearbox supplier and the buyer frequently pop up: - methodology safety in the calculation and its documentation - safer data flow within an between all the partners involved - understandability of assumptions and calculation methodologies - consensus between the partners concerning assumptions and characteristic values to be attained - quick verification of the manufacturers gearbox calculation by the buyer.
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A few economical aspects are also atypical: - wind turbine gearboxes have atypically long delivery times, the market is rarefied - the number of suppliers is comparatively small, a few renown ones are strongly associated with equipment manufacturers - equipment and gearboxes are certified by third parties - high number of damages connected to high costs It is thus most interesting to incorporate all partners in a dialog so that all of them could understand, assume and share the risks. Prerequisite to this understanding is a think-tank of the peculiarities of wind turbine gearboxes and transmissions in general, as well as effective methodologies and tools, in order to permit relevant information interchange on the gearboxes employed.
The wind turbine gearbox mission is that of transforming the low speeds and high torques at the gearbox input into higher speeds and lower torques at the output. Thus, according to their kinematics type, wind turbine gearboxes can be classified as follows: standard gearboxes that constantly transform input torque and speed values into those at the output torque-limiting gearboxes can control or, at least, limit the output torque (and with it the input torque). The speed is thereby not controlled. The most complex forms of gearbox are the CVTs that permit the control of the gearbox output speed and torque within a determined range.
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2.2 Concepts
Following figures show an incomplete overview of realized or investigated gearbox concepts. The one- and two-stage planetary gearboxes (with two or one downstream spur wheel stages), in particular, constitute the standard today. With the time, and with the increase of power, the number of gearing meshes also increased and the toothing calculation got more complex.
Planetary gear stage with a Ring wheel stage. Test installation in Holland
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Nachrechnung Verification Optimierung Herstellung Production Production Optimization CAD Export ExportCAD Dimensioning Auslegung Dimensioni Belastung Zertifizierung Certification Loading Dokumentation Documentation
Figure 3.1-1 Toothing Calculation Methodology
Fig. 3.1-1 above shows a minimum of steps to be carried out in a toothing calculation process. Not included in it are, particularly, the determination of the upstream load spectra and the resulting downstream hardware preparation and tests. The following sections illustrate the individual steps of this process. However, because of the complexity of this topic, a comprehensive description of these steps is not possible in the scope of this article.
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Figure 3.2-1 Above: Wind Turbine Gearbox Calculation Model in KISSsys. Bottom left: Power Flow Diagram of a one Stage Planetary Gearbox with two Spur Wheel Stages. Bottom right: Power Flow Diagram of a Bosch Rexroth Differential Gearbox (Three Planetary Gear Stages and one Spur Wheel Stage).
3.3 Dimensioning
Once the gear meshing power is known, the dimensioning of the relevant toothing parameters (number of teeth, module and pressure angle) can be carried out. With it, following parameters will be considered: - attainable toothing quality
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- material characteristics - reference transmission ratio and acceptable deviation - requested service life / safety - installation conditions / mountability It is especially important to consider here, the mountability conditions of the first planetary stage, because both the ring gear maximum possible diameter (manufacturing) and the necessary planet wheel diameter (space for the planet bearings) restrict the manufacturers liberty.
(N/mm/m )
Figure 3.4-1 Meshing Stiffness Progression Changes due to a higher Tooth Depth
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3.4.2 Profile modification Wind turbine gearboxes environments demand low noise levels. The vibrations provoked by the gears are undoubtedly a cause for the noise. Thus, the goal must be, on one hand, to maintain transmission errors as low as possible and, on the other hand, to reduce meshing shock. The tooth depth dimensioning and the tip relief (amount, type and height) are here of the utmost importance.
Figure 3.4-2 Meshing Line under Load. Left: Premature Meshing with a non-modified Toothing (Meshing Line Inflection). Center: Toothing with a short, linear Tip Relief (6.2 m and 5.0 m). Right: Toothing with progressive Tip Relief (9.3 m and 7.5 m). End Stage of a 3.6 MW Installation.
The premature meshing (meshing line prolongation) in the figure on the left, leads to a so called meshing shock. This can be reduced with tip relief, the meshing line showing no longer the characteristic prolongation. However, for a linear tip relief, the meshing line shows a discontinuity (center figure); this abrupt change in the rotation angle could create vibration. This will be avoided with a progressive tip relief (figure on the right). The profile modification also leads to a smaller pressure at the start of the meshing thus reducing the scuffing risk, see Fig. 3.5-4. 3.4.3 Correction along the tooth width In non-modified toothings, due to shaft strain, bearing play, tooth deflection, as well as shaft bearing displacement (bearing and housing) an uneven load distribution appears along the tooth width. As a result of this, the whole toothing strength will be reduced in certain highly loaded areas (Fig. 3.4-3, below left). Correcting the tooth profile along its width (typically a combination of helix angle correction, end relief and crowning) it is possible to achieve that the gears under load neatly fit together and the load, as much as possible, be uniformly distributed along the tooth width (Fig. 3.4-3, below right). The calculation of these corrections is one of the most demanding tasks for which the gearbox manufacturer experience is indispensable.
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Line Load
Load Distribution
Line Load
Longitudinal Axis Y
Longitudinal Axis Y
Figure 3.4-3 1.5MW Gearbox Output Shaft, Load Distribution along the Width. Left: without Corrections. Right: with Helix Angle Correction and corrected Toothing Crowning
Figure 3.5-1 Load Distribution Influence over several Teeth at Stress Level. Left: for Quality 7. Right: for Quality 5. End Stage of a 3.6 MW Installation, =1.73.
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Following modifications are recommended for the ring wheel root strength calculation: - calculation at 60 Tangent contact point, taking into consideration the actually root contour produced by shaping cutter such as, e. g., suggested in the present editions of the ISO 6336:2006 (or VD I 2737) - exact tooth profile calculation on the basis of a meshing simulation with the tool for the calculation of YF and YS along the entire fillet (graphical method, see influence on Fig. 3.5-2) - taking into consideration the influence of the ring wheel wall thickness in the tooth root stress according to VDI 2737. The comparison in Fig. 3.5-2 shows that the ring toothing strength calculations in the root area according to DIN 3990 and ISO 6336:1996 / ISO 6336:2006 give different results.
3 ISO6336 C 2.5 2 1.5 0.95 1 0.5 0 YF3 YS3 SF3 0.9 0.85 0.8 YF3 YFS3 SF3 ISO6336 B ISO6336 (extended) B (erweitert) Graphical Method 1 1.15 1.1 1.05 (extended) ISO6336 (erweitert) B GrafischeMethod Graphical Methode
Figure 3.5-2 Calculation Methodology Influence upon the Ring Toothing calculated Root Safety. Left: Reference Profile = 1.25/0.38/1.00. Right: Reference Profile = 1.40/0.38/1.25.
3.5.2 Tooth flank strength Due to the flanks pressure load, a shear stress progression builds up in depth, with a maximum just under the surface. In case of overload, the excessive shear stress leads to cracks under the surface that can originate 0.5 to 1 mm material erosion (pitting). When tempering the tooth flank, the case hardening depth (EHT in German) must be higher than the maximum shear stress depth. On the other hand, out of cost considerations, the EHT must be kept as small as possible; the shear stress progression calculation (Fig. 3.5-3) being thus of utmost interest.
Case Hardening Depth Pair 1 (Wheel 1 Material measured Value) Name: Ex. 1 (Spur wheel), Date 15.01.2006/21:27:03 Hardening Depth Pair 1 (Wheel 1 Material measured Value) Depth (my) Shear Stress Progression (determining the Hardening Depth) (H=1020.8 N/mm ; ro_r= 19.3 mm) Maximum Shear Stress Depth (mm) 0.274 EHT Suggestion : 0548 mm (Suggestion acc. alternating Flexure Stress, Niemann : 0.922 mm) (Suggestion acc. AGMA 2101. Fig. 13: Normal 0.879 mm, Heavy 1.326 mm) !! For production with grinding allowance, indicate the half on the drawing) !! Shear Stress Progression ( on the Basis of the Flank Pressure) Material measured Value (from Database)
2
Figure 3.5-3 Hertz Stress Progression from the Toot Surface Interior.
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3.5.3 Scuffing ISO 6336 has no proof of scuffing facility; in this case, it is usual to proceed according to DIN 3990, Part 4. Both AGMA6006 and the GL guidelines ask for a reduction of one unit in the calculation of the lubricants scuffing load level according to FZG (German Research Center for Gears and Gearboxes). Since modern oils with EP (Extreme Pressure) addictives have scuffing load levels >12, and the calculation methodologies only consider load levels up to 12, this limitation being practically less relevant. The calculation of the safety against scuffing is based on the estimation of the temperature at the tooth contact, this temperature depending upon the pressure and the slippage speed. Scuffing preferably occurs in the tip and root areas where high relative speeds are present. In order to reduce the contact force in this meshing area, a tip relief (and/or a root relief) is introduced whose influence on the contact temperature is shown in Fig. 3.5-4.
Temperature at Tooth Contact (B) Temperature at Tooth Contact [B ] B Maximum Contact Temperature 301.2 Scuffing Probability 26.09 % Help B Temperature at Tooth Contact (B) Date/Time: Temperature at Tooth Contact [B ] Help
XSi
XSi
Figure 3.5-4 Flash Temperature Reduction from 300 C to 230 C due to Tip Relief. 3.6 MW End Stage. Calculation according to AGMA 925-A03.
3.5.4 Micropitting By insufficient lubrication due to high loading or unfavourable operation parameters, the friction coefficient between tooth flanks increases due to the tooth contact roughness (boundary friction, =0.2 to 0.4, in contrast to viscous friction =0.05). Due to the higher friction force, a shear stress develops on the tooth surface that can already exceed a critical value even for an uncritical torque for the building of micropitting. This overstressing leads to material erosion (depth approx. 10 to 20 m, over a zone of approx. 20 to 100 m) showing as a grayish discolouration on the tooth surface. The resulting profile irregularities lead to a higher tooth load (KH, KF, K, noise increases) and a higher risk of pitting. The specific lubrication film thickness the quotient between the lubrication film thickness and the surface roughness serves to measure the risk of micropitting. The calculation follows AGMA 925, or FVA (German Research Association for Propulsion Technology) worksheets 54/259; an ISO Standard is in preparation.
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Help
Help
Help
Figure 3.5-5 3.6 MW Wind Turbine Gearbox: Values for the 1 and 2 Spur Wheel Stages
st
nd
3.5.5 Static proof of strength It is also necessary to carry out a toothing static proof of strength for plastic strain or rupture. Since the standards do not cover the classic static proof, this will frequently be done as a proof of fatigue with a number of cycles = 1. However, a proof against yield- and rupture limits would be more meaningful. 3.6 Checking the manufacturing It is also necessary to check how the toothing is to be manufactured, if it is based on the desired tooth profile, in order to calculate the geometry required for manufacturing the necessary tools. Once decided upon the various production steps, it is necessary to calculate the resulting tooth profile with the help of a final simulation of the manufacturing, see Fig. 3.5-6, at left. This can now deviate from the desired tooth profile, see Fig. 3.5-6, at right, and it must be checked (concerning strength, meshing interference, etc.) whether these deviations are acceptable. It is not enough to specify a toothing and send it for production; also here, a dialog involving calculation, construction and production is indispensable.
Figure 3.6-1 Left: Manufacturing Simulation with three Tools (Pre-machining, Protuberance Cutter, Grinding Wheel). Right: Difference between theorectical and manufactured Root Profile.
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dimensioned and optimized. This demands a smooth data transfer from the toothing software to the CAD platform.
Figure 3.7-1 KISSsys 3D-Gearbox Geometry: Transfer to a CAD Platform (e. g. Pro-Engineer).
Figure 3.7-2 KISSsoft 2D-Toothing and Die Stamp Data: Transfer from the Calculation to a CAD Platform (here, Inventor).
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ni * Ti p Teq KA = , Teq = i Tn ni i
1/ p
Because the equivalent torque calculation for the toothing dimensioning with the derived KA, does not consider fatigue strength it is thus rather conservative. The S-N Curve slope p changing for different materials and treatments, as well as, for root and flank, several different KA values (one for each p) have to be determined that which is not very practical. Therefore, the calculation should generally ignore the application factor and use instead a damage accumulation, e. g., as in DIN 3990 or ISO 6336:2006, Part 6. 3.8.2 Load distribution factor K Because of manufacturing tolerances and strains, the load distribution among the load paths (planets) is not balanced. Therefore, for the calculation of planetary gear trains a load distribution factor K will be used. The suggested values for wind turbine gearboxes strongly vary according to the source, see Fig. 3.8-1. To improve the load distribution between the planets, it is possible to equip individual planet gear set components (sun, ring and planet) with elastic or floating bearings, e. g., floating sun shafts, or elastic ring bearings. Another solution would be the use of a flexible planet bearing as an elastic element. The Flexpin allows planet radial or circumferential alignments. The effect of this flexible planet bearing can be seen on the chart of Fig. 3.8-1 as the difference between the lines MAAG without and with Flexpin, which are based partly on measurements and partly on experience values. The K values proposed by MAAG will surely be included in the new AGMA 6123 version
1.6 GL DNV 1.5 AGMA6123 MAAG ohne Flexpin / AGMA6123, Appl. Level 3 w/o MAAG mit Flexpin / AGMA6123, Appl. Level 4 w/ IEC 61400
1.3
1.2
1.1
Measurements show that K values sink with increasing loads because manufacturing tolerances loose importance when compared with the load-dependent strains. However, they are expensive and only admit conclusions for the product Kv*K. The previously given approximate values can only be taken as upper limits. With low K values being possible, solutions with more than three planets are for the first time economically feasible. For
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instance, with five planets and an actual measured K =1.12, it is possible to transmit 95% of the torque possible with seven equally wide planets and a K =1.50 (conservative assumption / guidelines). This, again, permits higher stage ratios and provides more space for the design of the planet carrier. 3.8.3 Face load factor K The meshing force distribution over the toothing width and its effect upon the flank- (KH) and root (KF) loads are described by the face load factor K. Besides the simplified calculation described in the standards, the guidelines for wind turbine gearboxes demand a detailed load distribution numerical calculation when a required minimum value (K1.15) should be further reduced. For this purpose, there are several calculation programs available such as LVR, Rikor, Plankorr or LPD. It is possible to achieve a uniform load on the tooth width with a toothing correction. In general, thin toothing face load factors are more favourable than those for wider ones. Once again is the Flexpin mentioned here since it keeps the planets from overturning under load (thus directly reducing K) and, by a more favourable K permits using five or seven thinner planets (with lower K). These self-centering systems also permit using still lower K values (<1.15) in the calculation. K values >1.30 lead to unacceptable contact patterns that must also be detected in practice (test run-up). I. e., that already realized gearboxes have K values between 1.10 and 1.30. . In practice, the face load factor K (especially under load) is mostly lower than the values obtained in the calculation. 3.8.4 Transverse load factor K
The transverse load factor takes into consideration the load increase in the flank (KH ) and in the root (KF ) because of pitch errors and irregular load distribution over several teeth being meshed. The calculation is done according to ISO 6336. The use of K=1 is accepted for the toothing qualities required for wind turbine gearboxes (e. g., minimum quality 6 for external toothing, as per GL guidelines). The face load factor K having a strong influence on the stress behaviour, for the exact calculation of the product K*K, a 3D contact analysis is required as an alternative and, thus, a combined factor K will be used. 3.8.5 Dynamic factor Kv
The dynamic factor K takes into consideration the load increase on the flank (KH) and on the root (KFv) on account of toothing rigidity variations during the meshing. When the frequency of the toothing rigidity variations / speed is directly comparable to the meshings own frequency, additional dynamic forces will occur. The calculation is done following ISO 6336, Method B and distinguishes three speed areas (sub critical: N<<1; critical: N~1 and overcritical: N>>1) defined by the reference speed N (pinion speed n1 compared with the resonance speed nE1) where N takes into consideration the reduced toothing mass mRed and the toothing rigidity c. mred n N = 1 = 2n1 z1 , K v = f (N ) n E1 c
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Because of the low speed, wind turbine gearboxes will be operated in the sub critical area and the K values will be accordingly set. The certification directives for wind turbine gearboxes, as well as the relevant standards estipulate a K 1.05 value. Should a lower value be used, a measurement or more detailed calculation must be carried out. 3.8.6 Required calculation safeties The required, calculation safeties are specified in guidelines. Determining the really required safeties is difficult and requires a comprehensive field experience. The know-how of these required safety factors represents for the gearbox manufacturer an enormous capital because it cannot be bought; only acquired. Guideline AGMA6006 AGMA6006 GL Guidelines Danish WT Cert. Doc. IEC61400 Proof according to AGMA2101-C95 ISO6336 ISO6336 ISO6336 ISO6336 SF (Fatigue / static) 1.0 1.56 1.5 (1.4) 1.45 1.56 SH (Fatigue / static) 1.0 1.25 1.2 (1.0) 1.2 1.25
3.9 Documentation
All calculations have to be documented so that they can be submitted to and checked by the certification. Documentation costs increase steadily and is necessary here that it could be automatically produced.
4 Summary
4.1 Is that all?
No. Toothing calculation runs an important role in gearbox dimensioning influencing also the design of other components (shafts, bearings, unions, etc.), housing and lubrication. Their dimensioning and calculation is, once again an own procedure whose description is far beyond the scope of this article. Furthermore, it is clear that calculation on its own does not lead to a trouble-free gearbox operation. In this context, it is especially necessary to mention gearbox test, operation management and control. The calculation is just to be seen as an isolated, necessary but not sufficient step in a higher-ranking procedure.
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process which must work in all departments in a self-evident way. Past are the days in which the calculation department calculates something, then the manufacturer builds something else and in the end, the production produces something different. To avoid this, we need tools that could be employed during the entire process. These tools must also be in a position to convey information in a safe way from component suppliers (e. g., gear manufactures) to gearbox manufacturers and then, via equipment manufacturers, to the end customers (the operators). The latter would thus be able to take care of maintenance and repairs under their own responsibility because all the relevant information will be available, even when the maintenance contract with the equipment manufacturer has expired.
5 Bibliography
U. Giger, G.P. Fox, Leistungsverzweigte Planetengetriebe in Windenergieanlagen mit flexibler Planetenlagerung, ATK03 R. Grzybowski, B. Niederstucke, Betriebsfestigkeitsberechnung von Getrieben in Windenergieanlagen mit Verweildauerkollektiven, Allianz Report 2004 R. Poore, T. Lettenmaier, Alternative Design Study Report: Wind PACT Advanced Wind Turbine Drive Train Designs Study, NREL/SR-500-33196 H. Dinner, Gleichberechtigter Dialog als Erfolgsrezept, Verzahnungsberechnung fr Windenergieanlagengetriebe, Antriebstechnik 5/2006 F. D. Krull, T. Siegenbruck, Windenergieanlagen fordern hohe Leistungsdichten, Ermittlung der Breitenlastverteilung in Planetengetrieben, Antriebstechnik 9/2004 H. Dinner, Integrated Dimensioning, Optimization, Verification and producing Drawings for Wind turbine gearboxes, Planet Trains, Haus der Technik, Mrz 07
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