] aO Rev.

1/2020 10

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

2. Court or Organiz~tinn U.S.D.C. - S.D. Tx. 5a. Report Type (check appropriate type) [] Nomination, Date -12._a~ Annual [] Final 3. Date of Report 8/19/2010 ~. Reporting Period 01/01/20(F) to 12/31/2009

!. Person Reporting fla.,it name, first, middle initial) Atlas, Nancy F. 4. Title (Article iII judge~ i~dicate anti .......inr status; magistrate judges indicate fufi- or pan-time) U.S. District.ludge, Active

[] Initial

;h. ~ .-MTteudedReport 7. Chambers or Office Address United States District Court 515 Rusk Street, Room 9015 Houston, TX 77002 8. On Ibe basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable taws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete ~dl parts,
checking the NONE box for each part where )~u have no reportable information, Sign on last pag~

I. P O S ITION S. (Reporting individual only; see pp. 9-13 of filing ins,rucrions.)

~, NONE (No reportable positions.)

.POSITION
1. Associate Member

N__~ME OF.ORGANIZATION/ENTITY
VICTORY (Houston American Cancer Society)

2. 3. 4. 5. 6.
7.

Co-Trustee Co-Trustee Co-Trustee Co-Trustee Co-Trustee

Task Force Co-Chair

Trust Trust 2 Trust 3 Ttu.st 4 Trust 5

American Bar Association Section of Litigation

II. AGREEMENTS. IS.par,inS l,,dl~id, ol n,,l~,; $,e pp. Vm* o.t~li,,g i,,,t,,tion.*.)
~-~ NONE (No reportable agreements.) ~7 "~;. ~-

,PARTIES AND TERMS

7.-Z

I-r;

f.J-t

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 2 of 1 1

I At~, ~y F.

8/~9/~010

IIl. NON-INVESTMENT INCOME. (,epo,i.g indDidual and spouse; see pp, 17-24 of fillng ins~rucffon_~)
A. Fliers Non-Investment Income [~ NONE (No reportable non-investment income.) DATE
1. 2. 3. 4.

SOURCE AND TYPE

(yours, not spouse,s)

B. Spou ses Non-Investment Income - if you were married during any porffon of the reporting year, complete the" se~lion.
(Dollar amount not required except for honoraria.) ~] NONE (No reportable non-investment income.) DATE !. 1/1-8/3 1 2. 3. 4. SOURCE AND TYPE ~.~ ~" 4-~ ~:>,. ".:~i ~l ,~, @~1 (Law Firm), Partner

(~ncludes those to spouse and dependent children, set pp. 25-27 of filing it~vtruttions.) ~ NONE (No reportable reimbursements.) ~ I. American Bar Association, Suction of Litigation American Bar Association, SCFJ1 Texas Women Lawyers American Bar Association, SCFJI The University of Texas School of Law American Bar Association. ~ 01108-01110/09 I.Q~.ATION Scottsdale, AZ PURPOSE Winter Leadership Meeting ITEMS PAl D OR PROVIDED transporVation, lodging, and meals

2.

02/I 3-02/I 5/09

Boston, MA

Midyear Meeting

transportation, lodging, and meals

3. 4.

02/20-02/22/09 05/0 ~ -05102109

Austin. TX Washington, D.C

CLE Spring Leadership Meeting

transpo~stion transportation, lodging, and meals

5.

05/12-05/I 7/09

Amsterdam

Speaking engagement

transportation, lodging, and meals

6.

09/09-09/09!09

Chicago, IL

JCCC Meeting

transportation

FINANCIAL DISCLOSURE REPORT Page 3 of 1 1

.ICCC 7. American Bar Association, Section of Litigation American Bar Association, SCFJI 10/01-10/03/09

~*~ ~*~ Repo.~g Atlas, Nancy F.

Da,. 0f R,po,-, 8/19/2010

Chicago, IL

Fall Leadership Meeting

transportation, lodging and meals

8.

10/30-11/1/09

New York,/PC

Fall Planning Meeting

transpt~rtation, lodging and meals

FINANCIAL DISCLOSURE REPORT Page 4 of 11

rqa., ot ~o. g~po.~.g

n.t. of Report

[~]

NONE (No reportable gifts.) ~ DESCRIPTION

See Section VIII

~
$0.0

I. 2. 3. 4. 5.

(Section V Note 1)

NONE (No reportable liabilities.)

CP~EDITOR DESCRIPTION VALUE C~ODE

|. 2.

3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 5 of 11

Same of~,,~on R~po~ Atlas, Nancy F.

Date or R, por~ 8/19/2010

NONE ~o reportable income, assets, or transactions..) A.

~scfiption of Asse~ (including trust asse~)

~.
lncom~ during re~ing ~ri~ ~

Gross value at e~d ~ ~ of reporting period

C.

Transactions during r~oning

exempt from Ofiordiselosure

(A-H) ~

div., renL orint.)

(JP)

Code3

] redemplion)

"" I (J-P) ~(A-~ )

(ifprivate

J
I, 2. 3~

A~ Equi~ble Universal Life lns~be BBVA Comp~s Bank, Ho~ton, TX (~ 8) Diamond C~tle Pa~ner IV, L.P. (~ 1~ C B

Non~ Interest Int./Div.

k N L

T T U Buy Buy 05/27/09 04/03/09 06/10/09 J J

5. 6. 7. 8. 9. 10. l I. 12. I~. 14. 15. 16. !7. Diamond Castle Pa~ner IV, Offshore Fund, Dreyfus 100% U.S. Treasu~ Money Markel Fund Drey~s Appreciation F~md IRA: Vanguard 500 Index Fm~d IRA: Vanguard Treasury Money Market Fund II-I" Itanford Annuity JP Morgan Chase Bank MetLife Investors Grouplnc, Nexus BT, I,LI.P Nexus Resources LLC-Preferred Real Property, Travis Cottnty, TX undeveloped property (Y) Roth IRA: FPA Capital (FN 2) None C D A A A A B Dividend Interest Int.~iv, Int./Div. Interest None None None lm./Div. lnt./Div. J N J K O L J M J K U T T T T T T T U U

Buy

Sold

01/06/09 K

FINANCIAL DISCLOSURE REPORT Page 6 of 11

Name ot Pe,~o* Repo,~i,,g Atlas, Nancy F.

I ]

Date of Repot, 8/19/2010

VII. INVESTMENTS and TRUSTS - ~,co,~e, vat~ ~. ..... ,~o,~ (Includes those of spouse and dependent children; se, pp. 34-60 of filing instructions,)
NONE (No reportable income, assets, or transactions.) A. Descriptior~ of Assets (including t,--ast asset,s) Place"(X)"aflereachasset exempt from prior disclosure 8. Income during reporling period C. Gross value at end of ~porting period D. Transactions during reporting period

A~m.oun.t[ Type(e.g., Code I ] div., rent, (A-H) [ orint.)

..... ........Valu~ Value

Code 2 (J-P) I Method ] Code3

Type(e,g,, buy, sell, redemption)

,,,

I Date Value [ Gain [ I mm/ddiyy [ Code 2 ! Code I I [ (J-P) I (A-II) i

Identityof buyer/seller (ifprivate

18, 19. 20. 21. 22. 23, !24. 25. 26. 27. 28. 29. 30, 3i. 32. 33. 34,

Roth IlLk: Vanguard Money Market (Y) St. Clair, Patrieia & Kellee TD Ameritrade Money Market Acct. (Y) T.R.owe Price Small Cap Value Fund T.R.owe Price Treasury Money Market Fund Tower Equity84 Ltd. Partnership (FN 3) TPG Partners V, L.P. (FN 4) A A A Inl./Div, Interest None lnt,fDiv, J U Sold Sold Closed Buy Buy Buy Buy U.S. Savings 13ond # I (Series EE) (Y) ~401(K): General Inveslments Fund None PI Buy Buy ~401(K): JPM [rime Money Market None PI T Sold (part) Sold (part) [Capital Account I I~nsion Plan"0"N 6) A Interest None M N T W 06/23/09 10/19/09 6/23/09 l 0/19/09 O O O O 01/26/09 J 01/26/09 ! 10/30/09 05/07/09 06/29/091 08/19/091 09/29/09 M J J J J 13 Interest J T

FINANCIAL DISCLOSURE REPORT

Page 7 of 1 1

Atlas, Nancy

F.
8119/2010

VII. INVESTMENTS an d TRU ST S -i,,c ..... ~.,, transactiott$ (Includes those of spo .... d dependent children; .see pp. 34-60 of filing instructions~)
NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) exempt from prior dislosurc B. Income duting reporting period. ] C. Gross value at end of reporting period Method Code 3 (Q-W~ i D. Transactions during reporting period

Codel [ div.,rent,] Code2 (A-H) i or int.) | (J-P) ; I

I [

buy, sell, redemplion)

mnudd/y) Code2 !Codel ! (J-P) (A-H) i I /

buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 4i. 42. 43. 44, 45~ 46. 47. 48. 49. 50. 51.

Vanguard 500 Index Fund (Y) Vanguard Emerging Markets Stock Index Fund Vanguard European Stock htdex Fund Vanguard Extended Market Index Fund Vanguard Federal Money Market Fund Vanguard Pacific Sto~k Index Fund Vanguard Short-Term Bond Fund (Y) Vanguard Total Stock Market Fund (Y) Vanguard Treasury Money Market Fund Wegoma Berkshire VII, L.P. (FN 7) A B Int./Div. lnt.fDiv. L K T U Buy Buy Capital Account "tRUST I - Dreyfus Appreciation Fund Tlt.UST 2 - BBVA Compass Bahia, Hooston, TX Acct. # 4 (FN 8) - Vanguard Emerging Markets Stock Index Fund A lnt./Div. Interest Int./Div. M T L D None Int,/Div. N N T "F 06/12/09 12/08/09 J J A A A C A Int,/Div. Int./Div. Int./Div. Interest lnt./Div. J J J P1 J T T T T T

FINANCIAL DISCLOSURE REPORT

Page 8 of 11
VI I. IN VESTMENTS and TRUSTS - ioco~e, v~oe. ~ ....

Anus, Nancy F.

8/t9/2olo

ao,$ (Includes those of spouse and d~endent childrtn; see pp." 34-60 o]fding ~ucdong)
C. Gross value at end D. Transactions during reposing

NONE ~o reportable income, assets, or transactions.) A. ~scription ofAsse~ 8. ] 1~ Income during

glace"(X)"aflereachas~t exempt &ore prior disclosure

l~u~t I Code I i (A-~

T~(e.g., div., rent, or int,)

Ty~(e.g., Date I Value ]Gain ] buy, ~11, [mm/d~ I C~e 2~C~e redemption) I(J-P) I (A-II) ~

Id~tityof ~mn~ction)

52. 53. 54. 55. 56. 57~ 58. 59. 60. 61.

- Vangu~d E~op~n St~k Index F~d - Vangu~d Extend~ Market Index Fund Vanguard g~eral Money Mark*t Fund - Vanward Mid-Cap Index Fund - Vanward Small-Cap Index Fund - Van~d Index Trust 500 Po~%lio TgUST 3 - BBVA Compass Bank, Honston, TX Acct. - Vanward European Sl~k Index Fund Vanguard F~eral Money Market Fund - Vanguard Mid-Cap Index Fund - Vanguard Small-Cap Index Fund TRUST4 (l~ 9) BBVA Comp~s Bank, Ilouston, TX Accl. - Pacific Lit~ Ins, Co. (was "Mercu~ Equity Index Fund") TRUST 5 A A Int./Div. None Im.~iv. Int.lDi~. lnt.~iv. Int.~iv. None lntJDiv. Inte~st Int./Div. Int./Div. None None None Int.~iv. N M T M T Sold ~129i09 L

62.

63. ~. 65. 66. 67.

Page 9 of 11

haas, Nancy F.

8/19/2010

VII, INVESTMENTS and TRUSTS - i,,c,~,~, wl.e, t.~.s.,~o~ a.el.,~es ,~o~

~ NO~NE (-No reportable income, assets, or transactions.)
.A. Description of Assels (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C, G~oss value at cnd 0freporting period D. Transactions during reponirtg period

(I)
Amount

(2)
Type (e.g.,

(l) I !

(2)
Value I Method ! Code 3 i

(I)
Ty~pc (e.g., " buy~ Sell, transaction) redemption~

(2)

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private

Valuc Code 1 , div., rent, i Co~e 2 (A-H) or int.) (J-P) i (Q-W)

Date Value mm/dd/~3, , Code 2 (J-P)

70 Life Ins. Co.)

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 10 of 11

Atlas, Nancy F.

8/19/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,~ic~,m,,

Section V Notes: (I) A few times each year, :fi-iends invite my spouse cad me to sit with them at tables they have purchased at charity events, We occasionally invite friends to do the same, i.e., join us at tables we have purchased for charity events. Since my confnmation, each time a friend has invited us to sit at his/her table, my husband has made a contribution to the organizatiun hosting the event equal to or greater than the fair market value of.two tickets to.the event. Each time, the invitation has come from a close friend whose friendship long predated my nomination. A few of those friends are lawyer~ and could someday represeut clients in my court. To my knowledge, none of those fiiends was a party or represented clients ha my court at the time of the event at which we sat at their table. Section VII Notes: (1) Diamond Castle Parmer IV, L.P. is a private equity fund that makcs periodic capital calls. In response to capital calls, we invested an amount of J on ~1/3, 5/27, and 6/I 0/09. (2) R.oth IRA: ~ cannot determine how much of the change in total market value this year was due to interest and!or dividends. (3) Tower Equity: This para~ership interest reflects passive investments by this investment. has no business activity or management role ia connection with

(4) TPG Partners V, L.P. is a private equity fmad that makes periodic capital calls. In response to capital calls, we invested an anaount of J on 5/7, 6/29, 8/I9, and 9129/09. left the employ (5) Althou h ,~: ~Z~ ~ ~! ~" ~:~: :;~1 in 2006 he Continues to participate in the~.:i~i~ ? i~!~.~. Retirement Phuas ~A and B. I.R.~. Section 401(a). The contribnti0~b~~:~:cd~f~Z~d These arc ~t~i unt defined emplo3nncnt by the firm. Retirement Plan A has a salary reduction I.R,C. Section 401(k) feature. The Trustee of the Plan is JPMorgan Chase Bank~~..~ Houston Texas. has no investment discret on w th respect to the investments of this defined contribution plan, except for the after-tax contribution as to component ...... whtch he has the hmmted d~scretma to choose any of a manber of funds flxat are available. The General Investment Fund ~s mostly an q y fu e nit rtd managed by several outside investment advisors. 1 catmot determine how ranch of the change in total market value since last year w~ due to interest and/or dividends. JP Morgan Chase informed that they cmmot provide me with this information. (6) Azanual payment (beginning 1/15/15) of a fixed amount times years of service starting 1/1/95. Present value was provided byi~ii~~i~:;ii~!~] former law (7) Wegoma Berkshire VII, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls, we invested ,m amotmt of J on 6/12 and 12/8/09. (8) Fonnerly "Compass Bank." There is no interest or other income earned on this account. It is a non-interest bearing account. (9) For the item in line 66, Pacific Life Insurance Co. says that it cam~ot provide the income for any year. Company representatives state that because I hold an interest in an index fund in which the cash value of an insurance policy has been invested, and not an individual taxable investment, there are no individual dividends or realized gains to report; all that is reported are gains or losses to the policy cash value. In addition, the company states, under applicable government regulations, an insurance policy is considered an asset, not an investment.

qANCIAL DISCLOSURE REPORT I Name of Person Reporting

[ Date of Report

~ 1 1 of 1 1
IX. CERTIFICATION.

Atlas, Nancy F.

8/19/2010

i certify that all information given above (including information pertaining ~o my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U,S.C. 7353, and Judicial Conference regulations.

Signatu~

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND VglLFULLY FALS AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUC, TIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, NE. Washington, D.C. 20544