THI S 1 1-URC 522, 1995 ICC quy nh nhng chng t no l chng t thng mi: a. Invoice b. Certificate of origin c.

Bill of exchange d. Bill of lading e. Contract 2-Theo URC 522 ICC, khi chng t b t chi thanh ton, ngn hng thu phi c trch nhim: a- Tr ngay cc chng t b t chi cho ngn hng chuyn b- Thng bo ngay nhng l do t chi thanh ton cho ngn hng chuyn c- Trong vng 60 ngy k t ngy gi thng bo m khng nhn c kin ca ngn hng chuyn gii quyt s phn ca chng t th ngn hng thu s tr li chng t cho ngn hng chuyn m khng chu trch nhim g thm 3-Theo URC 522 ICC, ngn hng nh thu( Collecting Bank ) c th t chi s y thc nh thu ca ngn hng khc m khng cn thng bo li cho h v s t chi . a- C b- Khng 4-Ngi hng li chp nhn mt L/C trong c quy nh ha n thng mi phi c xc nhn ca ngi yu cu m L/C. Ngn hng tr tin t chi thanh ton v ho n khng c xc nhn. Ri ro ny do ai gnh chu: a- Ngi yu cu m L/C v khng n xc nhn kp thi b- Ngi hng li L/C 5-Khi no th vic ngh sa i L/C ca ngn hng pht hnh c hiu lc? a- Nu ngi hng li khng thng bo t chi sa i b- Ngn hng pht hnh c bng chng l ngi hng li L/C nhn c ngh sa i c- Ngay sau khi ngn hng tr tin nhn c cc chng t xut trnh ph hp vi L/C sa i 6-Ngn ng ca hi phiu trong thanh ton bng L/C l: a- Ngn ng do ngi k pht la chn b- Ngn ng ca L/C 7-Ngn hng chp nhn cc chng t nhiu trang nu nh: a- Cc trang c gn kt t nhin vi nhau

b- Cc trang gn kt t nhin vi nhau v c nh s lin tip hoc c ch dn tham kho bn trong trang. c- Cc trang ri nhau v nh s lin tip nhau. 8-Cc chng t c in tiu tn ca cng ty, khi k c cn thit phi nhc li tn ca cng ty bn cnh ch k khng. a- C b- Khng 9-Ngn hng pht hnh thng bo L/C qua ngn hng thng bo A. Theo tha thun gia ngi hng li v ngi xin m L/C rng chuyn ngn hng thng bo sang ngn hng B, ngn hng pht hnh tin hnh sa i tn ca ngn hng thng bo l B v yu cu: a- Ngn hng pht hnh c th thng bo s sa i qua ngn hng B v yu cu ngn hng B thng bo cho ngn hng A bit iu ny. b- Ngn hng pht hnh phi thng bo s sa i qua ngn hng A. c- Ngn hng pht hnh c th thng bo sa i qua ngn hng B v yu cu h thng bo cho ngn hng A hy b L/C 10-Ngn hng pht hnh v ngn hng xc nhn c mt khong thi thi gian hp l kim tra chng t nhiu nht khng qu: a- 7 ngy lm vic ngn hng cho mi ngn hng b- 7 ngy theo lch cho mi ngn hng c- 7 ngy ngn hng 11-Vn n hon ho ngha l g? a- L mt vn n khng c bt c s sa li( correction ) no. b- L mt vn n ph hp vi cc iu kin ca L/C v mi phng din. c- L mt vn n khng c bt c s ghi ch no v khuyt tt ca bao b v hoc hng ha. 12-Ngn hng pht hnh L/C c ghi tham chiu eUCP1.0 ICC t chi thanh ton cho ngi hng li L/C vi l do l cc chng t in t in t khng c xut trnh ng thi ng thi vi nhau l: a- ng b- Sai 13-Ngn hng pht hnh L/C tham chiu eUCP 1.0 ICC c quyn t chi thanh ton nu ngi hng li xut trnh bn thng bo hon thnh khng ng hn? a- C b- Khng

14-Nu mt chng t in t l chng t vn ti khng ghi r ngy giao hng th ngy no l ngy giao hng: a- Ngy giao hng ghi trong L/C b- Ngy pht hnh chng t in t c- Ngy nhn c chng t in t 15-Ngn hng pht hnh L/C tham chiu eUCP 1.0 ICC c quyn t chi thanh ton khi: a- Hng giao khng ph hp vi L/C b- Khng th xc nhn c tnh chn tht b ngoi ca chng t in t c- Chng t in t khng ph hp iu kin v iu khon L/C 1(a,b,d); 2( c); 3(b); 4(b); 5(c); 6(b); 7(b); 8(b); 9( b); 10( a); 11( c); 12( b); 13( a); 14( b,c); 15( b,c) THI S 2 1- C phi UCP l vn bn php l duy nht dn chiu vo L/C. a-C b-Khng 2- Nu trong L/C khng ch r p dng UCP no th: a-L/C t ng p dng UCP 500 b-L/C p dng UCP 400 c-L/C khng p dng UCP no c 3- Ngay c khi UCP c dn chiu p dng , c ngn hng c th khng p dng mt s iu khon no i vi tng loi L/C ring bit a- ng b- Sai 4- Mt L/C c dn chiu p dng UCP 500 m khng ni n ISBP 645 th: a- Khng p dng ISBP 645 b- ng nhin p dng ISBP 645 5- Mt L/C dn chiu ISBP 645 m khng dn chiu UCP 500 th : a- ng nhin p dng UCP 500 b- Ch p dng ISBP 645 6- Mt L/C dn chiu p dng eUCP 1.0 m khng dn chiu UCP 500 ,ISBP 645 a- Ch p dng eUCP 1.0 b- ng nhin p dng ca UCP ISBP.

7- Theo quy nh ca UCP 500 1993 ICC , cc t chc no c th pht hnh L/C a- Ngn hng Nh nc ( trung ng ) b- Cng ty bo him c- Ngn hng thng mi d- Cng ty chng khon 8- Nhng tn tht pht sinh ra t nhng iu m h ghi trong n xin pht hnh L/C hoc sa i L/C s do ai gnh chu : a- Ngn hng pht hnh L/C b- Ngi yu cu pht hnh L/C 9- Cc ngn hng c th chp nhn yu cu pht hnh mt L/C tng t a- ng b- Sai 10- Ngi hng li chp nhn mt L/C c quy nh ha n thng mi phi c xc nhn ca ngi yu cu m L/C . Ngn hng tr tin t chi thanh ton v ha n khng c xc nhn. Ri ro ny do ai gnh chu a- Ngi yu cu m L/C v khng n xc nhn kp thi b- Ngi hng li L/C. 11- Ngi yu cu m L/C phi hon tr tin cho Ngn hng pht hnh tr khi anh ta thy rng: a- Hng ha c khuyt tt b- Hng ha tri vi hp ng c- Cc chng t xut trnh khng ph hp vi cc iu kin ca L/C 12- Ngn hng thng bo L/C pht hnh bng in khng c TEST: a- T chi thng bo L/C v bo ngay cho ngi hng li bit b- Phi xc minh tnh chn tht ca bc in , nu ngn hng mun thng bo L/C . c- C th thng bo L/C m khng chu trch nhim g. 13- Mt L/C yu cu hi phiu k pht i tin ngi yu cu m L/C a- Yu cu ny s b b qua b- Hi phiu s c coi nh chng t ph c- UCP, ISBP cm khng c quy nh nh th 14-Ai k pht hi phiu theo L/C a- Ngi xut khu

b- Ngn hng thng bo c- Ngi hng li L/C 15-Tn ca ngi hng li trn L/C l Barotex Company , Ltd . Tn ca ngi hng li ghi trn nhng chng t no di y l khng khc bit vi L/C a- Ha n: Barotex Company ,Ltd b- Bill of Lading: Barotex Int L Company. Ltd c- C/O: Barotex IntL Company , Ltd 1(b) ; 2(c) ; 3(a) ; 4(b) ;5(a) ; 6(b) ; 7(c) :8 (b) ;9(a) ; 10(b) ; 11(c) ;12(b) ; 13(b) ; 14(c) ; 15(b,c). THI S 3 1Trn cng mt chng t m c phng ch khc nhau , thm ch c c ch vit tay , th c coi chng t b sa cha v thay i a. ng b. Sai 2Mt L/C quy nh khng mun hn 2 ngy sau ngy giao hng , ngi xut khu phi thng bo bng in cho ngi nhp khu v ETA . Nu ngy giao hng l ngy 1/10/2004 , th phi thng bo l ngy no? a. 28/09/2004 b. 3/10/2004 c. 4/10/2004 3Ngn hng pht hnh t chi thanh ton vi l do ngy thng ghi gia cc chng t mu thun nhau : 25 November 2003 , 25 Nov 03 , 2003.11.25 l a. ng b. Sai 4Khi no th sa i L/C ca ngn hng pht hnh c hiu lc? a. Nu ngi hng li khng thng bo t chi sa i b. Ngn hng pht hnh c bng chng l ngi hng li L/C nhn c ngh sa di c. Ngay sau khi ngn hng tr tin nhn c cc chng t xut trnh ph hp vi L/C sa i 5Ngn hng pht hnh: a. C th hy b sa i ca mnh nu ngi hng li vn cha thng bo chp nhn sa i b. B rng buc khng th hy ngang vo sa i ngay c khi ngi hng li cha chp nhn sa i 6Ngi hng li c th chp nhn mt phn sa i L/C trong vn bn chp nhn ca mnh a. C b. Khng 7- Ngn hng pht hnh L/C c quyn t chi cc chng t nh hi phiu, chng t bo him khng ghi ngy thng k pht chng t: a- ng b- Sai 8- Ngn hng pht hnh L/C c quyn t chi ha n thng mi khng c k, cho d L/C khng yu cu a- ng b- Sai

9- Khi pht hnh L/C, Ngn hng pht hnh L/C khng ghi t c th hy ngang trong ni dung L/C a- Du sao L/C vn c th hy ngang v thut ng khng th hy ngang khng c ghi vo b- Ngn hng c th thm thut ng c th hy ngang bng cch a ra bn sa i c- L/C c th hy ngang nu ngi hng li chp nhn s tu chnh L/C mt cch r rng 10- iu 43a UCP quy nh nu L/C khng quy nh thi hn xut trnh, th ngn hng s c quyn t chi tip nhn chng t sau 21 ngy k t ngy giao hng, thi hn ny p dng cho nhng chng t no: a- Ha n thng mi b- Chng t vn ti bn gc c- Tt c cc chng t quy nh trong L/C 11- Cc chng t Delivery Order, Forwarders Certificate of Receipt, Mates Receipt s c kim tra: a- Nh cc chng t vn ti quy nh cc iu 23-29 UCP b- Nh cc chng t khc 12- Ngn hng xc nhn vn phi thanh ton cc chng t ph hp c xut trnh n ngn hng sau ngy L/C xc nhn ht hn, nu Ngn hng kim tra chng t gi vn bn xc nhn rng chng t c xut trnh n ngn hng ny trong thi hn hiu lc ca L/C a- ng b- Sai 13- Shipping Documents gm nhng chng t a- Ha n b- Hi phiu c- C/O 14- Ngn hng pht hnh: a- C th hy b sa i ca mnh nu nh ngi hng li vn cha chp nhn sa i b- C th thay i sa i trc khi ngi hng li chp nhn c- B rng buc khng th hy ngang vo sa i ngay c khi ngi hng li cha chp nhn 15- Nu L/C khng quy nh g khc Stale documents acceptable l nhng chng t c xut trnh a- Sau khi L/C ht hn hiu lc b- Sau thi hn xut trnh quy nh trong L/C c- Sau 21 ngy k t ngy giao hng, nu L/C khng quy nh thi hn xut trnh chng t 1(b); 2(b); 3(b); 4(c); 5(b); 6(b); 7(a); 8(b); 9(c); 10(c); 11(b); 12(a); 13(a,c); 14(c); 15(c) THI S 4 1- Ngn hang khng cn kim tra cach tinh toan chi tit trong hoa n ma ci cn kim tra tng gia tri cua hoa n so vi yu cu cua L/C, tr khi khng co quy inh nao khac, la: a- ung b- Sai 2- Theo L/C xac nhn, ngi hng li co th gi thng chng t ti Ngn hang phat hanh yu cu thanh toan: a- ung b- Sai 3- Thut ng chit khu co nghia la gi? a- Thanh toan ngay lp tc.

b- Kim tra chng t ri gi chng t n Ngn hang phat hanh yu cu thanh toan. c- Kim tra chng t ri gi chng t va chit khu chung trc ngay ao han. 4- Ngn hang co th t chi chng t vi ly do tn hang ghi trn L/C la machine 333 Nhng hoa n thng mai ghi Mashine 333 a- ung b- Sai 5- Ngn hng chp nhn cc chng t nhiu trang nu nh: a- Cc trang c gn kt t nhin vi nhau b- Cc trang c gn kt t nhin vi nhau c nh s lin tip c- Cc trang ri nhau v nh s lin tip nhau 6- Mt L/C yu cu Commercial Invoice in 4 copies, ngi hng li L/C phi xut trnh: a- 4 bn gc ha n, b- 1 bn gc v 3 bn sao, c- 4 bn sao ha n, d- 2 bn gc s cn li l bn sao. 7- Gia cc chng t c nhng thng tin b sung trong k m hiu khc nhau nh cnh bo hng d v, rch, khng ln ngc c c coi l c s sai bit a- C b-Khng 8- UCP quy nh nhng chng t no nht thit l phi k, tr khi L/C quy nh ngc li a- Ha n, b- Hi phiu, c-Vn ti n, d- Giy chng nhn chng lng 9- Ngay sau khi nhn c ch th khng r rng v vic sa i L/C: a- Ngi hng li phi ch th cho ngi xin m L/C lin h vi ngn hng pht hnh xc minh. b- Ngn hng pht hnh phi cung cp thng tin cn thit khng chm tr. c- Ngn hng thng bo phi yu cu ngn hng pht hnh xc minh khng chm tr. 10- Ngn hng phi kim tra tt c cc chng t yu cu trong L/C: a- bit chc rng chng c chn thc v ph hp khng. b- m bo rng tiu chun quc t v nghip v ngn hng c c phn nh trong cc chng t hay khng. c- m bo chng ph hp trn b mt vi cc iu khon v iu kin ca L/C. 11- Cc chng t xut trnh c sai bit so vi L/C thuc trch nhim v ai? a- Thuc ngi xin m L/C nu anh ta khng t chi chng. b- Thuc v ngi hng li. c- Thuc v Ngn hng ch nh, nu ngn hng ny thanh ton chng c bo lu. 12- Ngn hng ch nh gi cc chng t n ngn hng pht hnh km theo bn cng b chng hon ton ph hp vi cc iu kin v iu khon ca L/C. a- Ngn hng pht hnh khng cn kim tra li cc chng t. b- Ngn hng pht hnh khng th bt ng vi Ngn hng ch nh v ngn hng ny hnh ng vi t cch l i l ca n. c- Ngn hng pht hnh c nhim v kim tra li cc chng t.

13- Ngn hng pht hnh v Ngn hng xc nhn c mt khong thi gian hp l kim tra chng t nhiu nht khng qu: a- 7 ngy lm vic ngn hng cho mi ngn hng. b- 7 ngy theo lch cho mi ngn hng. c- 7 ngy ngn hng. 14- Ngn hng pht hnh yu cu ngn hng A xc nhn L/C v thng bo cho ngi hng li qua ngn hng B. Ngn hng B tip nhn chng t v gi chng trc tip n ngn hng pht hnh a- Ngn hng pht hnh c quyn t chi chng t v khng do Ngn hng xc nhn xut trnh. b- Ngn hng pht hnh phi xin y quyn thanh ton t Ngn hng xc nhn. c- Ngn hng pht hnh phi thanh ton nu chng t ph hp. 15- Ai l ngi quyt nh cui cng xem b chng t c ph hp vi cc iu khon v iu kin ca L/C hay khng? a- Ngi xin m L/C. b- Ngn hng pht hnh. c- Ngi xin m L/C v Ngn hng pht hnh. 1 (a); 2 (a);3 (c); 4 (b); 5 (b); 6 (b); 7 (b); 8 (b,c,d); 9 (c); 10 (c); 11 (b); 12 (c); 13 (a); 14 (c); 15 (b) THI S 5 1- Hai bin lai bu in c xut trnh, do hai bu in khc nahu ng du nhng cng mt ngy, c th hiu l giao hng tng phn khng? a. b. C. Khng.

2- Nu ngy ht hiu lc ca L/C ri vo ngy l, th: a. b. c. ngy ht hiu lc l ngy lm vic ngay trc ngy l ngy ht hiu lc l ngy lm vic u tin sau . ngy ht hiu lc c ko di mt thi gian ng bng k ngh.

3- Mt L/C c pht hnh c hiu lc trong 6 thng. a. UCP khng khuyn khch cc ngn hng pht hnh L/C theo cch ny. b. Ngn hng c th lm nh vy, nhng ngy bt u tnh vo thi hn hiu lc lun phi l ngy u tin ca thng. c. Cch ny ch c chp nhn khi ghi r ngy giao hng. 4- L/C ht hn vo th 7 (ngy ngn hng ngh). B chng t c xut trnh n ngn hng ch nh vo ngy th hai k tip: a. Ngn hng ch nh ghi ngy trn phong bao ng chng t l th su, trc ngy ht hn. b. Ngn hng ch nh c th ghi ngy trn phong bao l th hai v ngn hng pht hnh bit r n khng lm vic vo ngy th by. c. Ngn hng ch nh phi a ra bn cng b rng b chng t c xut trnh trong thi hn hiu lc c gia hn theo ng iu khon 44 mc (a) ca UCP 500. 5- Cc t ngay lp tc hay cng nhanh cng tt c ngha l: a. ngy b. 7 ngy lm vic. c. S b cc ngn hng b qua. 6- Nu L/C qui nh s lng hng gm 10 t v 5 my ko, cho php giao hng tng phn, mt ha n ch k khai giao 4 t, liu Ngn hng c chp nhn khng?

a. C b. Khng 7- Ai l ngi k pht hi phiu theo L/C: a. Ngi xut khu, b. Ngi yu cu pht hnh L/C, c. Ngi hng li L/C. 8- Mt ha n k khai tt c hng ha ch r trn L/C, ng thi ghi ch cc mt hng c giao, liu Ngn hng c chp nhn khng? a. C b. Khng 9- Trong s cc loi sau, theo UCP 500 th chng t no l chng t ti chnh? a. Ha n b. Giy bo c c. Hi phiu d. Vn n ng bin 10- ngn hng t chi tip nhn Giy chng nhn xut x v khng ghi ngy thng xc nhn ngun gc xut x ca hng ha l : a. ng b. sai 11- nu L/C yu cu C/O do ngi xut khu cp,ngn hng c th t chi tip nhn C/O v do Phng thng mi nc xut khu cp l: a. ng b. sai 12- Giy C/O c th ghi ngi gi hng hoc ngi xut khu l mt ngi khc vi ngi hng li L/C hoc ngi gi hng ghi trong chng t vn ti: a. c th b. khng th 13- Mt L/C chuyn nhng ghi c th chit khu ti quy ngn hng ngi gi hng li, ngi hng li u tin yu cu ngn hng chuyn nhng chuyn ni thanh ton ti nc ca ngi hng li th hai. ngn hng c th lm c nh vy khng ? a. c b. khng 14- Mt L/C ch c th chuyn nhng c nu: a. N ghi r rng n c th chia nh. b. N c xc nhn v ngn hng xc nhn cho php chuyn nhng c. N c pht hnh di hnh thc c th chuyn nhng 15- Nu mt th tn dng chuyn nhng l loi th tn dng chit khu t do, th: a. Cc ngn hng u c th tr thnh ngn hng chuyn nhng b. Ch c ngn hng c y nhim trong L/C mi c th tr thnh ngn hng chuyn nhng c. Ch c ngn hng ca ngi hng li th hai mi l ngn hng chuyn nhng 16- Ngn hng c y nhim tr tin trong L/C chuyn nhng c th t chi chuyn nhng L/C chuyn nhng c k ? a. c b. khng 17- A l ngi hng li mt L/C chuyn nhng trong L/C quy nh khng cho php giao hng tng phn, vy: a. A c th chuyn nhng cho c B v C. b. A c th chuyn nhng cho B v B c th ti chuyn nhng cho A.

c. A c th chuyn nhng cho B v B c th chuyn nhng cho C. 18- Nu mt L/C chuyn nhng quy nh giao hng theo iu kin CIF, ngi hng li th hai phi xut trnh giy chng nhn bo him. a. 110% tr gi ha n ca ngi hng li nht. b. 110% tr gi ha n ca ngi hng li th hai. c. 110% tr gi ha n ca ngi hng li th hai, vi iu kin ngi hng li th nht xut trnh giy chng nhn bo him cho phn chnh lch. 19- Chng t no khng thay th c trong thanh ton L/C chuyn nhng? a. Ha n. b. Bill of lading c. Hi phiu 20- Ngi hng li ca mt L/C khng c ghi l c th chuyn nhng c c quyn yu cu ngn hng chuyn nhng ton b hay mt phn tin ca L/C a. c b. khng 1.1; 2.2; 3.1; 4.3; 5.3; 6.1; 7.3; 8.1; 9.3; 10.1; 12.1; 13.2; 14.3; 15.2; 16.1; 17.2; 18.1; 19.2; 20.1. THI S 6 1 - Ngn hng t chi khng tip nhn Bill of Lading ghi Duplicate, Triplicate vi l do l thiu ch Original l: a. ng b. Sai Trn Bill of Lading ghi shipped apparent good order hoc clean on board l khng khc bit vi cch ghi Shipped on board l: 2.1 ng 2.2 Sai Mt vn n theo hp ng thu tu do i l ca ch tu k vn phi ghi r tn ca thuyn trng. 3.1 ng 3.2 Sai L/C yu cu xut trnh hp ng thu tu. 4.1 Ngn hng thng bo phi kim tra hp ng 4.2 Ngn hng thng bo phi tr li cho ngi hng li 4.3 Ngn hng thng bo s chuyn n cho ngn hng pht hnh m khng cn kim tra hay chu trch nhim g. Mt L/C qui nh cng bc hng l any European port. Trn vn n hp ng thu tu phi ghi cng bc hng no: 5.1 Bt c cng bc hng no chu u 5.2 Mt cng no ch yu chu u 5.3 Mt cng bc hng thc t trong bt c cng no chu u. L/C yu cu xut trnh Multimodal transport document. Ngn hng c th khng tip nhn; 6.1 Ocean Bill of lading 6.2 Charter party Bill of lading 6.3 Combined transport document 6.4 Combined Bill of lading Chng t vn ti a phng thc l chng t: 7.1 Dng cho vic vn chuyn c s tham gia ca t nht hai con tu khc nhau 7.2 Ghi nhn rng chuyn ti c thc hin 7.3 Dng cho vic vn chuyn lin quan n t nht hai phng thc vn chuyn khc nhau

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7-

8 - Nu mt L/C yu cu xut trnh mt chng t vn ti a phng thc dng cho c qu trnh chuyn ch, cc ngn hng s b qua cc iu kin trong L/C cm chuyn ti. 8.1 ng 8.2 Sai 9 - L/C yu cu mt b AWX u . AWX s 3 dnh cho ngi gi hng c c chp nhn. 9.1 C 9.2 Khng 10 - Mt chng t vn ti, ghi tn ngi gi hng khng phi l ngi hng li ca L/C, phi t chi. 10.1 ng. 10.3 Sai. 11- Cc ph c th tr trc to thnh bng chng rng cc ph c thanh ton. 11.1 ng. 11.2 Sai. 12 Mt L/C yu cu xut trnh mt chng t bo him . Chng t no trong s cc chng t sau khng c chp nhn? 12.1 Giy chng nhn bo him. 12.2 Giy bo him tm thi. 12.3 Bo him n. 13 Mt L/C giao hng iu kin CIF v yu cu mt giy chng nhn bo him . Trong s cc loi sau, giy chng nhn no c chp nhn ? 13.1 Bo him ng 100%. 13.2 Bo him 113% CIF. 13.3 Bo him 110% CIF , nu L/C khng quy nh s tin bo him ti thiu. 13.4 Bo him 110% s tin bo him ti thiu quy nh trong L/C , nu L/C quy nh . 14 Mt chng t bo him ghi ngy mun hn ngy k pht B/L vn c chp nhn l . 14.1 ng 14.2 Sai. 15 Vi loi bo him mi ri ro tt c cc ri ro c th xy ra u c bo him. 15.1 ng. 15.2 Sai. 16 Ho n lun phi c k. 16.1 ng. 16.2 Sai. 17 S tin L/C l 100.000 la M. Mt ho n ghi s tin 105.000 la M c xut trnh, nu giao hng mt ln. 17.1 Ngn hng ch nh c th chp nhn ho n v ch tr 100.000 la M. 17.2 Ngn hng ch nh c th t chi ho n v vt qu s tin L/C. 17.3 Ngn hng ch nh c th chp nhn ho n vi iu kin s hng tr gi 5.000 la M. 18 Nu L/C yu cu xut trnh commercial Invoice , ngn hng c th t chi : 18.1 Invoice. 18.2 Consular Invoice. 18.3 Tax invoice. 18.4 Proforma invoice. 19 T khong dng ch s lng c hiu l cho php mt dung sai + 10%. 19.1 S lng. 19.2 S lng v s tin. 20 Khi no dung sai + 5 % c p dng ?

20.1 Khi s lng c th hin bng kilgam hoc mt. 20.2 Khi s lng c th hin bng n vi chic. 1.2; 2.1; 3.2; 4.3; 5.3; 6.1; 6.2; 7.3; 8.1; 9.1; 10.2; 11.2; 12.2; 13.3; 13.4; 14.2; 15.1; 16.2; 17.2; 18.4; 19.2; 20.1. THI S 7 1 - Nu L/C khng yu cu ghi r ngy gi hng thc t, ngy giao hng trong trng hp vn chuyn bng ng hng khng l: 1.1 - ngy nhn hng ha 1.2 - ngy pht hnh AWB 1.3 - ngy bay thc t ghi trong chuyn bay /ngy ca AWB 2 - Ngy o hn hi phiu 180 ngy sau ngy xut trnh l ngy no? 2.1 - 180 ngy sau ngy xut trnh chng t ti ngn hng tr tin. 2.2 - 180 ngy sau ngy xut trnh chng t ti ngn hng tr tin nu chng t ph hp vi L/C. 2.3 - Trong trng hp chng t c sai bit, sau khi thng lng, ngn hng ng thanh ton hi phiu, ngy o hn ca hi phiu l ngy sau ngy ng thanh tngy ng thanh ton . 3 - Nu L/C yu cu B/L c lp theo lnh v k hu, th ai l ngi k hu? 3.1 - Ngn hng chit khu 3.2 - Ngi gi hng 3.3 - Cng ty vn ti 4 - Vn n hon ho ngha l g? 4.1 L mt vn n kh6ng c bt c s sa li (correction) no. 4.2 L mt vn n ph hp vi cc iu kin ca L/C v mi phng din. 4.3 L mt vn n khng c bt c s ghi ch no v khuyt tt ca bao b hng ha. 5 - Nu L/C yu cu clean Bill of Lading, ngn hng c th t chi khng nhn nhng B/L no 5.1 - B/L ghi bao b hng ha b rch, 5.2 - shipped on board B/L, 5.3 - clean shipped on board B/L. 5.4 - Bao b dng li. 6 - L/C yu cu mt AWB. Liu mt HAWB c c chp nhn khng, nu tt c cc yu cu v AWB trong UCP u c p ng y : 6.1 - C 6.2 - Khng 7 - Mt B/L xa t clean trn B/L ghi ch clean on board, hi ngn hng c th coi B/L l unclean khng 7.1 - C 7.2 - Khng 8 - Theo UCP 500, Ngn hng chp nhn Phiu bo him tm thi l : 8.1 - ng 8.2 - Sai 9 - Chng t bo him do Vn phng ca ngi mi gii b him pht hnh s c ngn hng chp nhn nu nh: 9.1 - Do Vn phng ca ngi mi gii bo him k i chng (countersigned), 9.2 - Do cng ty bo him k 9.3 - Do i l ca Ngi bo him k. 10 - Ngn hng ch chp nhn chng t bo him th hin cc ri ro bo him c khong cch ti thiu l: 10.1 - T kho cng i n kho cng n,

10.2 - Door to door 10.3 - T a im giao hng ti n a im d hng ti ni n quy nh trong L/C 10.4 - T ni nhn hng gi n ni hng n cui cng quy nh trong L/C 11 - L/C c yu cu mt vn n ng bin, nhng li xut trnh mt vn n theo hp ng thu tu th c c chp nhn khng? 11.1 - C 11.2 - Khng 12 - Mt vn n ca ngi chuyn ch do thuyn trng k m khng ch r tn ca thuyn trng th c c chp nhn khng? 12.1 - C 12.2 - Khng 13 - Mt vn n ca ngi chuyn ch do i l ca thuyn trng k m khng ch r tn ca thuyn trng th c c chp nhn khng? 13.1 - C 13.2 - Khng 14 - Nu phi ghi ch bc hng ln tu trn B/L chp nhn hng ch th ngi k B/L phi ghi: a. Ngy hng ha c bc ln tu b. Ngy hang c bc ln tu ch danh v phi c xc thc . c. Ngy hang ha c bc ln tu , c xc thc ca bn ghi ch . 15 Liu mt b vn n y ch bao gm mt bn gc (1/1) 15.1 C 15.2 Khng 16 L/C cm chuyn ti .Mt vn n cng te n cho ton b chuyn i v c xut trnh vi iu khon Ngi chuyn ch ch bo lu quyn chuyn ti c c chp nhn khng ? 16.1 C 16.2 Khng 17 Vn n c chc nng 17.1 L bng chng v ngha v ca ngi gi hang i vi cng ty vn ti 17.2 - L bng chng thanh ton quc t 17.3 L bng chng ca hp ng chuyn ch . 18 Chng t no trong s cc chng t sau l giy chng nhn quyn s hu i vi hang ha? 18.1 AWB 18.2 Vn n ng bin 18.3 RWB 18.4 SWB 19 Mt vn n theo hp ng thu tu do thuyn trng k vn phi ghi r tn ca ngi chuyn ch . 19.1 ng 19.2 Sai 20 Ngn hang t chi khng tip nhn bill of lading ghi Duplicate, Trilicate vi l do l thiu ch Orginal l 20.1 ng 20.2 Sai 1.1 ;2.2; 3.2; 4.3; 5.1; 6.1; 7.2; 8.2; 9.2; 9.3; 10.3; 10.4; 11.1; 12.1; 13.2; 14.2; 15.1; 16.1; 17.3; 18.2; 19.2; 20.2. THI S 9

1.1 Ngay khi nhan c thong bao mot L/C c chuyen bang ien nh la ban co Gia tr thc hien , ngan hang thong bao phat hien bc ien thc ra khong hoan chnh 1.2 L/C bang ien o co c coi la ban co gia tr thc hien . 1.3 L/C bang ien o ch co gia tr tham khao. 1.4 Ngan hang thong bao ganh chu rui ro neu no khong bao lai tnh trang o cho Ngan hang phat hanh khong cham tre . 2 Ngan hang phat hanh thong bao L/C qua Ngan hang thong bao A. Theo thoa thuan gia ngi hng li va ngi xin m L/C chuyen ngan hang thong bao sang ngan hang B , Ngan hang phat hanh tien hanh sa oi ten cua ngan hang thong bao la B , vay ; 2.1 Ngan hang phat hanh co the thong bao s sa oi qua ngan hang B va yeu cau ngan hang B thong bao cho ngan hang A biet ieu nay . 2.2 - Ngan hang phat hanh phai thong bao s sa oi qua ngan hang A 2.3 Ngan hang phat hanh co the thong bao sa oi qua ngan hang B va yeu cau ho thong bao cho ngan hang A huy bo L/C o 3 Ngay sau khi nhan c ch th khong ro rang ve viec sa oi L/C 3.1 ngi hng li phai ch th cho ngi xin m L/C lien he vi ngan hang phat hanh e xac minh 3.2 Ngan hang phat hanh phai cung cap thong tin can thiet khong c cham tre 3.3 Ngan hang thong bao phai yeu cau ngan hang xac minh khong cham tre 4 Ngan hang phai kiem tra tat ca cac chng t yeu cau trong L/C ; 4.1 e biet chac rang chung co chan that va phu hp khong 4.2 e am bao rang cac tap quan ngan hang tieu chuan quoc te co c phan anh trong cac chng t hay khong 4.3 - e am bao rang chng t phu hp tren be mat vi cac ieu khoan va ieu kien cua L/c 5 Neu chng t khong quy nh trong L/c c xuat trnh, ngan hang chiet khau ; 5.1 - Phai tra lai cho ngi xuat trnh 5.2 Phai chuyen chung cho ngan hang phat hanh ma khong chu trach nhiem g 5.3 Co the chuyen chung cho ngan hang phat hanh ma khong cam ket g neu ngi hng li yeu cau 6 Cac chng t xuat trnh co sai biet vi L/C thuoc tach nhiem ve ai ? 6.1 Thuoc ngi xin m L/C , neu anh ta khong t choi chung 6.2 Thuoc ve ngi hng li 6.3 Thuoc ve ngan hang ch nh , neu ngan hang nay a thanh toan chung co bao lu 7 Ngan hang ch nh gi cca chng t en ngan hang phat hanh kem theo bang cong bo chung, hoan toan phu hp voai cac ieu khoan va ieu kien cua L/C 7.1 Ngan hang phat hanh khong can kiem tra lai cac chng t

7.2- Ngan hang phat hanh khong the bat ong vi ngan hang ch nh v ngan hang nay hanh ong vi t cach la ai ly cua no 7.3- Ngan hang phat hanh co nhiem vu kiem tra lai cac chng t 8 Ngan hang phat hanh va ngan hang xac nhan co mot khoan thi gian hp ly e kiem tra chng t nhieu nhat khong qua 8.1 7 ngay lam viec cho moi ngan hang 8.2 7 ngay theo lch cho moi ngan hang 8.3 7ngay ngan hang 9 Ngan hang phat hanh yeu cau ngan hang A xac nhan L/C va thong bao cho ngi hng li qua ngan hang B. Ngan hang B tiep nhan chng t va gi chung trc tiep en ngan hang phat hanh 9.1 Ngan hang phat hanh co quyen t choi chng t v khong do ngan hang xac nhan xuat trnh 9.2 Ngn hng pht hnh hnh phi xin y quyn thanh ton t ngn hng xc nhn. 9.3 Ngn hng pht hnh phi thanh ton nu chng t ph hp 10. Ai l ngi quyt nh cui cn xem b chng t c ph hp vi cc iu khon v iu kin ca L/C hay khng? 10.1 Ngi xin m L/C 10.2 Ngn hng pht hnh 10.3 Ngi xin m L/C v Ngn hng pht hnh 11. Cc chng t th hin trn b mt ph hp vi cc iu kin ca L/C c ngha g? 11.1 Cc chng t chn tht v khng gi mo 11.2 Cc chng t khng mu thun vi tiu chun quc t v nghip v ngn hng nh c phn nh trong UCP 11.3 Trn b mt ca cc chng t phi ph hp vi iu kin ca L/C v khng mu thun ln nhau. 12. Nu ngn hng pht hnh thy rng cc chng t trn b mt khng ph hp vi cc iu khon v iu kin ca L/C m ngn hng khng th tip nhn chng t: 12.1 N phi tip cn ngi xin m L/C xin b qua cc sai bit 12.2 N c th tr li b chng t cho ngi xut trnh lu anh ta tt c cc sai bit 12.3 N phi tr li cho ngi xut trnh ngay 13.Nu mt hi phiu c ghi k hn l 360 ngy k t ngy B/L, ngy ca B/L no tnh ngy o hn ca hi phiu 13.1 Ngy 20/03/2004 l ngy k pht B/L on board 13.2 Ngy 15/03/2004 l ngy pht hnh B/L Receive for shipment 13.3 Ngy 15/03/2004 l ngy pht hnh B/L Receive for shipment v trn B/L c 3 ghi ch bc hng: 13.3.1 Clean shipped on board 21/03/2004 13.3.2 Clean shipped on board 22/03/2004 13.3.3 Clean shipped on board 26/03/2004 14. Nu b chng t c 20 sai bit c xut trnh n Ngn hng pht hnh, ngn hng phi gi bn lu sai bit cho ngi xut trnh, ch ra: 14.1 Mt s sai bit c bn bi v khng cn phi ch r tt c 14.2 Chi tit v 20 sai lch pht hin 14.3 Cc sai bit c bn km theo cm t v cc sai bit khc. 15. Khi kim tra chng t Ngn hng pht hnh thng bo cc sai bit trong b chng t nhng li khng c th gi chng ch quyt nh ot ca ngi xut trnh, th 15.1 Cc sai bit c coi l c b qua, Ngn hng pht hnh mt quyn khiu ni v chng t c sai bit.

15.2 Ngn hng pht hnh phi i ngi xin m L/C ng b qua cc sai bit v n bo cho ngi xut trnh l b chng t khng ph hp 15.3 Ngn hng pht hnh phi gi b chng t ch quyn nh ot ca ngi xin m L/C 16. C nhiu b B/L xut trnh theo mt hi phiu k hn 180 ngy k t ngy B/L hi ngy no c dng tnh ngy o hn ca hi phiu 16.1 Ngy ca B/L u tin 16.2 Ngy ghi ch on borad ca B/L cui cng 16.3 Ngy pht hnh ca B/L on board ca B/L cui cng 17. Cc ngn hng c th lnh trch nhim gy ra bi 17.1 Tht lc chng t c gi i theo iu kin ca L/C 17.2 Bc in gi i b ct xn 17.3 Dch L/C sang ngn ng ca ngi hng li 18. Khi ch nh mt ngn hng khc thc thi cc ch th ca ngi xin m L/C, Ngn hng pht hnh ang hnh ng. 18.1 Vi chi ph v ri ro ca n 18.2 Vi chi ph v ri ro ca ngi xin m L/C 19. Nu tt c tin hao hng v phi do ngi hng li chu m Ngn hng thng bo khng th thu c ph , vy ngi c trch nhim cui cng phi tr ph l ai? 19.1Ngn hng pht hnh 19.2 Ngn hng thng bo bi v l ra n phi thu trc khi thng bo L/C 19.3 Ngi xin m L/C 20. Bn ha n no s c chp nhn l chng t gc 20.1 Bn sao ha nbng giy than c k hp l bng tay 20.2 Nu bn ha n photo copy c ng du bn gc v c ch k c to qua h thng ,my fax 20.3 Bn sao ha n qua h thng my tnh v c k c bng cch ng du 1.3; 2.2; 3.3; 4.3; 5.2; 6.2; 7.3; 8.1; 9.3; 10.2; 11.3; 12.2; 13.1; 13.3.1; 14.2; 15.1;16.3; 17.3; 18.2; 19.3; 20.1 THI S 10 (150 PHT) 1. C th p dng 1 hoc 1 s iu khon no ca URC 522 1995 ICC , tri vi nhng nguyn tc c bn ca lut Vit NAM 1.1.1 C 1.1.2 Khng 2. URC 522 quy nh nhng chng t no l chng t thng mi : 2.1.1 Invoice 2.1.2 Cretificate of origin 2.1.3 Bill of exchange 2.1.4 Bill of lading 2.1.5 Contract 3. Ngn hng nh thu (Collection bank) c th t chi s y thc nh thu ca Ngn hng khc m khng cn thng bo li cho h v s t chi 3.1.1 C 3.1.2 Khng 4. Trong phng thc nh thu phiu trn ( CLEAN Collection ), ngi xut khu phi xut trnh nhng chng t no: 4.1.1 Bill of lading

4.1.2 4.1.3 4.1.4

AWB Invoice Bill of exchange

5. Nu ch th nh thu khng quy nh r iu kin nh thu, th ngn hng nh thu s trao chng t cho ngi nhp khu theo iu kin no 5.1.1 D/P 5.1.2 D/A 5.1.3 D/TC 6. Trong th y thc nh thu ( Collection letter) ch r ngi tr tin (Drawee) phi thanh ton c tin li (nu c) v khng gii thch g thm .Do ngi tr tin ch tr tin hng m khng tr tin li, cho nn Ngn hng thu khng trao chng t cho ngi tr tin theo quy nh ca URC 522 1995 ICC l a. ng b. Sai c. 7- Theo URC 522 1995 ICC , cc ngn hng chuyn ( Remitting Bank ) ,ngn hng thu (Collection Bank ) c chu trch nhim kim tra chng t nh thu : 7.1 C 7.2 Khng 8 .Ngn hng xut trnh (Presenting Bank) c th l ngn hng no 8.1- Ngn hng thu nu ngi nh thu ch nh 8-2 Ngn hng thu ,nu ngn hng chuyn khng chuyn khng ch nh 8-3 Ngn hng khc khng c quan h i l vi ngn hng chuyn 9 .C th ghi li li sut bn cnh s tin ca mt hi phiu tr tin ngay ,nu nh trong ch th nh thu c quy nh khong thi gian m trong khong thi gian ngi tr tin phi thc hin thanh ton 9.1 -C 9.2 Khng 10 .Nu ngn hng thu nhn c s lng v s lng v s loi chnh t nhiu hn v hoc khng c lit k trong bng k khai chng t th : 10.1-Ngn hng thu phi tr li cho ngn hng chuyn , 10.2- Ngn hng thu ch xut trnh nhng chng t quy nh trong bng k khai chng t 10.3- Ngn hng thu c th xut trnh d i tin ngi tr tin. 11-Hnh thc v ngn ng ca chng t m ngi tr tin hoc ngn hng thu phi to lp khng c quy nhtrong ch th hoc th y thc nh thu 11.1-phi ging nh hnh thc v ngn ng ca cc chng t xut trnh , 11.2- c th khc 12- Ngi xut khu c th gi hng trc tip vo a ch ca ngn hng nc ngi nhp khu 12.1- phi bo trc cho ngn hng , 12.2-phi tr chi ph cho ngn hng , 12.3- phi c s ng ca ngn hng , 13-Ngn hng thu t chi chng t v ngi nhp khu thng bo ngi xut khu khng giao hng l 13.1-ng , 13.2-Sai .

14-Ngn hng thu khng giao chng t cho ngi nhp khu v ngi nhp khu thanh ton hi phiu tr chm khng y v hnh thc v khng ng v ni dung l 14.1-ng , 14.2-Sai . 15-Trong trng hp no th ngn hng thu khng giao chng t l ng : 15.1-Nu ch th nh thu quy nh nh thu do ngi tr tin chu m ngi tr tin khng tr ph nh thu , 15.2-Nu ch th nh thu quy nh ph nh thu do ngi tr tin chu v khng th b qua m ngi tr tin khng tr ph nh thu 16. Khi chng t b t chi thanh ton ,ngn hng thu phi c trch nhim : 16.1 Tr ngay cc chng t b t chi thanh ton cho ngn hng chuyn 16.2 Thng bo ngay nhng l do t chi thanh ton cho ngn hng chuyn chng t 16.3 Trong vng 60 ngy gi thng bo m khng nhn c kin ca ngn hng chuyn gii quyn s phn ca chng t ; th ngn hng thu s tr li chng t cho ngn hng chuyn m khng phi chu trch nhim g thm 17 .C phi UCP l vn bn php l duy nht dn chiu vo L/C 17.1 C 17.2 Khng 18.Nu trong L/C khng ghi r p dng UCP no th : 18.1 L/C t ng p dng UCP 500 18.2 L/C p dng UCP 400 18.3 L/C khng p dng UCP no c 19 . Ngay c khi UCP c dn chiu p dng ,cc ngn hng c th khng p dng mt s iu khon no i vi tng loi L/C ring bit 19.1- ng 19.2 . Sai 20 Mt L/C c dn chiu p dng UCP m khng ni n ISBP th 20.1- Khng p dng ISBP 645 20.2-ng nhin p dng ISBP 645 1.2; 2.1; 2.2; 2.4; 3.2; 4.4; 5.1; 6.2; 7.2; 8.1; 9.1; 10.3; 11.2; 12.3; 13.2; 14.1; 15.2; 16.3; 17.2; 18.3; 19.1; 20.2 . . Trc 1995 ICC nghim v URC 522 1995 ICC 1- C th p dng mt hoc mt s iu khon no trc 1995 ICC nghim URC v5221995 ICC tri vi nhng nguyn tc ca lut Vit Nam 1.C 2. Khng 2 .Nu chng th nh thu khng qui nh r iu kin nh thu, th ngn hng nh thu s trao chng t cho ngi nhp khu theo iu kin no 1-D/p 2.D/A

3-D/TC 3 .Nu ngn hng thu nhn c s lng v s loi chng t nhiu hn v hoc khng c lit k trong bng k khai chng t th : 1.Ngn hng thu phi tr li cho ngn hng chuyn 2. Ngn hng thu ch xut trnh nhng chng t ghi trong bng k khai chng t 3.Ngn hng thu c th xut trnh i tin ngi tr tin . 4.Trong trng hp no th ngn hng thu s khng giao chng t l ng : 1.Nu ch th nh thu qui nh ph nh thu do ngi tr tin chu m ngi tr tin khng tr ph nh thu 2.Nu ch th nh thu qui nh ph nh thu do ngi tr tin chu v khng th b qua m ngi tr tin khng tr ph nh thu 5. Khi chng t b t chi thanh ton , ngn hng thu phi c trch nhim : 1.Tr ngay cc chng t b t chi thanh ton cho ngn hng chuyn 2.Thng bo ngay nhng l do t chi thanh ton cho ngn hng chuyn 3.Trong vng 60 ngy k t ngy gi thng bo m khng nhn c kin ca ngn hng chuyn gii quyt s phn chng t ,th ngn hng thu s tr li chng t cho ngn hng chuyn m khng chu trch nhim g thm . 6. C phi UCP l vn bn php l duy nht dn chiu vo L/C 1.C 2.Khng 7.Mt L/C dn chiu ISBP 645 m khng dn chiu UCP 500 th : 1.ng nhin p dng UCP 500 2.Ch p dng ISBP 5645 8. Ngi hng li chp nhn mt L/C c qui nh ha n thng mi phi c xc nhn ca ngi yu cu m L/C .Ngn hng tr tin t chi thanh ton v ha n khng c xc nhn .Ri ro do ai gnh chu 1.Ngi yu cu m L/C v khng xc nhn kp thi 2.Ngi hng li L/C 3.Ngn hng thng bo 9.Mt L/C yu cu hi phiu k pht i tin ngi yu cu m L/C 1.Yu cu ny s b b qua 2.Hi phiu s c coi nh chng t ph 3.UCP,ISBP cm khng cho qui nh nh th 10. Mt chng t c ngy k sau ngy thnh lp chng t th ngy pht hnh l : 1.Ngy lp 2.Ngy k 11- Ngn hng pht hnh L/C c quyn t chi cc chng t nh hi phiu, chng t bo him khng ghi ngy thng k pht chng t : a- ng b- Sai 12- Ngn hng xc nhn vn phi thanh ton cc chng t ph hp c xut trnh n ngn hng sau ngy L/C xc nhn ht hn, nu Ngn hng kim tra chng t gi vn bn xc nhn rng chng t c xut trnh n ngn hng ny trong thi hn hiu lc ca L/C. a- ng

b- Sai 13- Nu tt c tin hoa hng v ph do ngi hng li chu m Ngn hng thong bo khng th thu c ph , vy ngi c trch nhim cui cng tr ph l ai? a- Ngn hng pht hnh b- Ngn hng thong bo bi v l ra n phi thu trc khi thng bo L/C. c- Ngi xin m L/C. 14- Ngy o hn hi phiu 180 ngy sau ngy xut trnh l ngy no a- 180 ngy sau ngy xut trnh chng t ti ngn hng tr tin b- 180 ngy sau ngy xut trnh chng t ti ngn hng tr tin nu chng t ph hp vi L/C c ngn hng chp nhn. c- Trong trng hp chng t c sai bit, sau khi thng lng, ngn hng ng thanh ton hi phiu, ngy o hn ca hi phiu l ngy sau ngy ng thanh . 15- Nu L/C yu cu B/L c lp theo lnh v k hu trng, th ai l ngi k hu? a- Ngn hng chit khu. b- Ngi gi hng c- Ngi nhp khu 1(b); 2(a); 3(c); 4(b); 5(b,c); 6(b); 7(a); 8(b); 9(b); 10(b); 11(a); 12(a); 13(c); 14(b,c); 15(b). THI TUYN CHN S 12 1 URC 522 quy nh nhng chng t no l chng t thng mi: a. Invoice b. Certificate of origin c. Bill of exchange , d. Bill of lading , e. Contract. 2-Ngn hng nh thu (Collection Bank) c th t chi s y thc nh thu ca ngn hng khc m khng cn thong bo lai5cho h v s t chi a- C b- Khng 3-Trong phng thc nh thu phiu trn (Clean Collection),ngi xut khu phi xut trnh nhng chng t no : a- Bill of Lading b- AWB c- Invoice d- Bill of Exchange 4-Cc t chc no c th pht hnh L/C a- Ngn hng Nh nc (trung ng) b- Cng ty bo him c- Ngn hng thng mi d- Cng ty chng khon

5-Ngi yu cu m L/C phi hon tr tin cho Ngn hng pht hnh tr khi anh ta thy rng: a- Hng ha c khuyt tt b- Hng ha tri vi hp ng c- Cc chng t xut trnh khng ph hp vi cc iu kin ca L/C 6-Ngn hng thng bo L/C m bng in khng c TEST: a- T chi thng bo L/C v bo ngay cho ngi hng li bit b- Phi xc minh tnh chn thc ca bc in nu ngn hng mun thng bo L/C c- C th thng bo L/C m khng chu trch nhim g 7-Ngn hng pht hnh: a- C th hy b sa i ca mnh nu ngi hng li vn cha chp nhn sa i b- B rng buc khng th hy ngang vo sa i ngay c khi ngi hng li cha chp nhn sa i 8-Ngi hng li c th chp nhn mt phn sa i L/C trong vn bn chp nhn ca mnh: a- C b- Khng 9-Ngn hng xc nhn vn thanh ton cc chng t ph hp vi L/C c xut trnh n ngn hng sau ngy L/C xc nhn ht hn, nu Ngn hng kim tra chng t gi vn bn xc nhn rng chng t xut trnh n Ngn hng ny trong thi hn hiu lc ca L/C. a- ng b- Sai 10-Shipping documents gm nhng chng t : a- Ha n b- Hi phiu c- C/O 11-Khi no th sa i L/C ht hiu lc? a- Nu ngi hng li khng thng bo t chi sa i b- Khi ngn hng thng bo c bng chng l ngi hng li nhn c ngh tu chnh L/C c- Ngay khi chng t yu cu c xut trnh ph hp vi L/C sa i 12-S tin L/C l 100.000 la M. Mt ha n ghi s tin 105.000 la M c xut trnh, nu giao hng mt ln ; a- Ngn hng ch nh c th chp nhn ha n v ch tr 100.000 la M b- Ngn hng ch nh c th t chi ha n v vt qu s tin L/C c- Ngn hng ch nh c th chp nhn ha n vi iu kin s hng tr gi 5.000 la M cng c gi. 13-Nu L/C yu cu xut trnh Detailed Commercial Invoice, Ngn hng c th t chi : a- Detailed Invoice b- Consular Invoice c- Detailed tax invoice 14-Trong s cc loi sau, theo UCP 500 th chng t no l chng t ti chnh? a- Ha n b- C/O c- Hi phiu d- Vn n ng bin 15-Nu L/C yu cu C/O do ngi xut khu cp, ngn hng c th t chi tip nhn C/O v do Phng thng mi nc xut khu cp l : a- ng b- Sai 1(a,b,c) ;2(b); 3(d); 4(c); 5(c); 6(b); 7(b); 8(b);9(a); 10(a,c); 11(c); 12(b); 13(b); 14(c) ; 15(b) .

 THI TUYN CHN S 13 1- Ngn hng t chi khng tip nhn Bill of Lading ghi Duplicate, Triplicate vi l do l thiu ch Original l a- ng b- Sai 2- Mt vn n theo hp ng thu tu do i l ca ch tu k vn phi ghi r tn ca thuyn trng. a- ng b- Sai 3- Mt L/C quy nh cng bc hng l any European Port, trn vn hp ng thu tu phi ghi cng bc hng no a- Bt c cng bc no Chu u b- Mt cng no ch yu Chu u c- Mt cng bc hng thc t trong cc loi cng Chu u. 4- L/C yu cu xut trnh Miltimodal transport document. Ngn hng c th t chi tip nhn a- Ocean Bill of Lading b- Charter party Bill of Lading c- Combined transport document d- Combined Bill of Lading 5- Chng t vn ti a phng thc l chng t. a- Dng cho vic vn chuyn c s tham gia ca t nht hai con tu khc nhau. b- Ghi nhn rng chuyn ti c thc hin. c- Dng cho vic vn chuyn lien quan n t nht hai phng thc vn chuyn khc nhau. 6- L/C yu cu mt b AWB y . AWB s 3 dnh cho ngi gi hng c c chp nhn khng? a- C b- Khng 7- Mt chng t vn ti, ghi tn ngi gi hng khng phi l ngi hng li ca L/C, ngn hng phi t chi. a- ng b- Sai 8- Mt L/C yu cu xut trnh mt chng t bo him. Chng t no trong s cc chng t sau khng c chp nhn?

a- Giy chng nhn bo him b- Giy bo him tm thi. c- Bo him n 9- Mt chng t bo him ghi ngy mun hn ngy k pht B/L vn c chp nhn, l: a- ng b- Sai 10- Ha n bt phi c k a- ng b- Sai 11- Khi no dung sai 5% c p dng? a- Khi s lng c th hin bng kilogram, tn b- Khi s lng c th hin bng n v l chic. 12- Hai bin lai bu in c xut trnh, do hai bu in hai ni khc nhau ng du nhng cng mt ngy, c th hiu l giao hng tng phn khng? a- C b- Khng 13- Nu ngy ht hiu lc ca L/C ri vo ngy l, a- Ngy ht hn hiu lc l ngy lm vic ngay trc ngy l. b- Ngy ht hn hiu lc l ngy lm vic u tin ngay sau . c- Ngy ht hn hiu lc c ko di mt thi gian ng bng k ngh. 14- Mt L/C c pht hnh khng c ghi thi hn hiu lc : a. L/C ny c thi hn hiu lc v hn b. Thi hn hiu lc kt thc l 21 ngy k t ngy giao hng nh iu 43a UCP quy nh c. L/C ny thiu tnh chn tht b ngoi. 15- Ai l ngi k pht hi phiu theo L/C a. Ngi xut khu b. Ngi yu cu pht hnh L/C c. Ngi hng li L/C. 1 (b); 2(b); 3(c); 4(a,b); 5(c); 6(a); 7(b); 8(b); 9(b); 10( b); 11(a); 12( a); 13(b); 14(c); 15(c). THI S 14 1 Trn cng mt chng t m c phng ch khc nhau, thm ch c c ch v vit tay, th c voi chng t b sa cha v thay i

a/ ng b/ Sai 2 Mt L/C quy nh khng mun hn 2 ngy sau ngy giao hng, ngi xut khu phi thng bo bng in cho ngi nhp khu v EAT . Nu ngy giao hng l ngy 1/10/2004 th ngy phi thng bo l ngy no ? a/ 28/9/2004 b/ 3/10/2004 c/ 4/10/2004 3-Ngn hng pht hnh t chi thanh ton vi l do ngy thng ghi gia cc chng t mu thun nhau : 25 November 2003, 25 Nov 03, 2003.11.25 l a- ng b- Sai 4- Khi no th sa i L/C cua ngn hng pht hnh c hiu lc ? a- Nu ngi hng li khng thng bo t chi sa i b- Ngn hang pht hnh c bng chng l ngi hng li L/C nhn c ngh sa i c- Ngay sau khi ngn hng tr tin nhn c cc chng t xut trnh ph hp vi L/C sa i 5- Ngn hang pht hnh: a- C th hy b sa i ca mnh nu ngi hng li vn cha thng bo chp nhn sa i b- B rng buc khng th hy ngang vo sa i ngay c khi ngi hng li cha chp nhn sa i. 6- Ngi hng li c th chp nhn mt phn sa i L/C trong vn bn chp nhn ca mnh a- C b- Khng 7- Ngn hang pht hnh L/C c quyn t chi cc chng t nh hi phiu, chng t bo him khng ghi ngy thng k pht chng t: a- ng b- Sai 8- Ngn hang pht hnh L/C c quyn t chi ha n thng mi khng c k cho d L/C khng yu cu a- ng b- Sai 9- Khi pht hnh L/C, ngn hng pht hnh L/C khng ghi t c th hy ngang trong ni dung L/C a- Du sao L/C vn c th hy ngang v thut ng khng th hy ngang khng c ghi vo. b- Ngn hang c th thm thut ng c th hy ngang bng cch a ra vn bn sa i. c- L/C ch c th hy ngang nu ngi hng li chp nhn s tu chnh L/C mt cch r rng. 10- iu 43a UCP quy nh nu L/C khng quy nh thi gian xut trnh, th ngn hang s c quyn t chi tip nhn chng t sau 21 ngy k t ngy giao hang, thi hn ny p dng cho nhng chng t no: a- Ha n thng mi b- Chng t vn ti bn gc c- Tt c cc chng t quy nh trong L/C 11- Cc chng t Delivery Order, Forwarders Certificate of Receipt, Mates Receipt s c kim tra:

a- Nh cc chng t vn ti quy nh cc iu 23 29 UCP b- Nh cc chng t khc 12- Ngn hng xc nhn vn phi thanh ton cc chng t ph hp c xut trnh n ngn hang sau ngy L/C xc nhn ht hn, nu ngn hang kim tra chng t vn bn xc nhn rng chng t c xut trnh n ngn hang ny trong thi hn hiu lc ca L/C a- ng b- Sai 13- Shipping documents gm nhng chng t l: a- Ha n b- Hi phiu c- C/O 14- Ngn hng pht hnh: a- C th hy b sa i ca mnh nu nh ngi hng li vn cha chp nhn sa i b- C th thay i sa i trc khi ngi hng li chp nhn c- B rng buc khng th hy ngang vo sa i ngay c khi ngi hng li cha chp nhn 15- Nu L/C khng quy nh g khc, Stale documents acceptable l nhng chng t c xut trnh: a- Sau khi L/C ht hn hiu lc b- Sau thi hn xut trnh quy nh trong L/C c- Sau 21 ngy k t ngy giao hang, nu L/C khng quy nh thi hn xut trnh chng t 1(b); 2(b); 3(b); 4(c); 5(b); 6(b); 7(a); 8(b); 9(c); 10(c); 11(b); 12(a); 13(a,c); 14(c); 15(c). THI S 4 TTQT 1- Nu L/C khng yu cu ghi r ngy gi hng thc t, ngy giao hng trong trng hp vn chuyn bng ng hng khng l: 1.1- Ngy nhn hng ha 1.2- Ngy pht hnh AWB 1.3- Ngy bay thc t ghi trong chuyn bay/ngy ca AWB 2- Ngy o hn Hi phiu 180 ngy sau ngy xut trnh l ngy no? 2.1- 180 ngy sau ngy xut trnh chng t ti ngn hng tr tin 2.2- 180 ngy sau ngy xut trnh chng t ti ngn hng tr tin nu chng t ph hp vi L/C. 2.3- Trong trng hp chng t c sai bit, sau khi thng lng, ngn hng ng thanh ton hi phiu, ngy o hn ca hi phiu l ngy sau ngy ng thanh ton . 3- Nu L/C yu cu B/L c lp theo lnh v k hu, th ai l ngi k hu? 3.1- Ngn hng chit khu 3.2- Ngi gi hng 3.3- Cng ty vn ti 4- Vn n hon ho ngha l g? 4.1- L mt vn n khng c bt c s sa li (correction) no 4.2- L mt vn n ph hp vi cc iu kin ca L/C v mi phng din 4.3- L mt vn n khng c bt c s ghi ch no v khuyt tt ca bao b hng ha. 5- Nu L/C yu cu clean Bill of lading, ngn hng c th t chi khng nhn nhng B/L no? 5.1- B/L ghi bao b hng ha b rch 5.2- Shipped on board B/L 5.3- Clean shipped on board B/L 5.4- Bao b dng li. 6- L/C yu cu mt AWB. Liu mt HAWB c c chp nhn khng, nu tt c cc yu cu v AWB trong UCP u c p ng y :

6.1- C 6.2- Khng 7- Mt B/L xa t clean trn B/L ghi ch clean on board, hi ngn hng c th coi B/L l unclean khng: 7.1- C 7.2- Khng 8- Theo UCP 500, Ngn hng chp nhn Phiu bo him tm thi l: 8.1- ng 8.2- Sai 9- Chng t bo him do Vn phng ca ngi mi gii bo him pht hnh s c ngn hng chp nhn nu nh: 9.1- Do Vn phng ca ngi mi gii bo him k i chng (countersigned) 9.2- Do cng ty bo him k 9.3- Do i l ca ngi bo him k 10- Ngn hng ch chp nhn chng t bo him th hin cc ri ro bo him c khong cch ti thiu l: 10.1- T kho cng i n kho cng n 10.2- Door to door 10.3- T a im giao hng n a im d hng ti ni n quy nh trong L/C 11- L/C c yu cu 1 vn n ng bin, nhng li xut trnh mt vn n theo hp ng thu tu th c c chp nhn khng? 11.1- C 11.2- Khng 12- Mt vn n ca ngi chuyn ch do thuyn trng k m khng ghi r tn ca thuyn trng th c c chp nhn khng? 12.1- C 12.2- Khng 13- Mt vn n ca ngi chuyn ch do i l ca thuyn trng k m khng ghi r tn ca thuyn trng c c chp nhn khng? 13.1- C 13.2- Khng 14- Nu phi ghi ch bc hng ln tu trn B/L nhn hng ch th ngi k B/L phi ghi: 14.1- Ngy hng ha c bc ln tu 14.2- Ngy hng c bc ln tu ch danh v phi c xc thc. 14.3- Ngy hng ha c bc ln tu, c xc thc bi tn ca bn ghi ch. 15- Liu mt b vn n y ch bao gm 1 bn gc (1/1)? 15.1- C 15.2- Khng 16- L/C cm chuyn ti. Mt vn n cng- te- n cho ton b chuyn i v c xut trnh vi iu khon Ngi chuyn ch ch bo lu quyn chuyn ti c c chp nhn khng? 16.1- C 16.2- Khng 17- Vn n c chc nng: 17.1- L bng chng v ngha v ca ngi gi hng i vi cng ty vn ti 17.2- L bng chng thanh ton cc ph 17.3- L bng chng ca hp ng chuyn ch 18- Chng t no trong s cc chng t sau l giy chng nhn quyn s hu i vi hng ha? 18.1 AWB 18.2 Vn n ng bin

18.3 RWB 18.4 SWB 19/ Mt vn n theo hp ng thu tu do thuyn trng k vn phi ghi r tn ca ngi chuyn ch 19.1 ng 19.2 Sai 20/ Ngn hng t chi khng tip nhn Bill of Lading ghi Duplicate. Triplicate vi l do l thiu ch Original l 20.1 ng 20.2 Sai 1.2; 2.2; 3.2; 4.3; 5.1; 6.1; 7.2; 8.2; 9.2; 9.3; 10.3; 10.4; 11.1; 12.1; 13.2; 14.2; 15.1;16.1; 17.3; 18.2; 19.2; 20.2. THI S 5 1. Ngn hng t chi khng tip nhn Bill of Lading ghi Duplicate, Triplicate vi l do thiu ch Original l 1.11.22. ng Sai

Trn B/L ghi shipped in apparent good order hoc clean on board l khng khc bit vi cch ghi Shipped on board l 2.12.2ng Sai

3.

Mt vn n theo hp ng thu tu do i l ca ch tu k vn phi ghi r tn ca thuyn trng 3.13.2ng Sai

4.

L/C yu cu xut trnh hp ng thu tu 4.14.24.3Ngn hng thng bo phi kim tra hp ng Ngn hng thng bo phi tr li cho ngi hng li Ngn hng thng bo s chuyn n cho Ngn hng pht hnh , khng cn kim tra hay chu trch nhim g

5.

Mt L/C quy nh cng bc hng l any Eusopean Port. Trn Vn n hp ng thu tu phi ghi cng bc hng no 5.15.25.3Bt c cng bc no Chu u Mt cng no ch yu Chu u Mt cng bc hng thc t trong bt c cng no Chu u

6.

L/C yu cu xut trnh Multimodal transport document. Ngn hng c th khng tip nhn 6.16.26.36.4Ocean Bill of Lading Chacter puty Bill of Lading Combined transport document Combined Bill of Lading

7.

Chng t vn ti a phng thc l chng t 7.17.27.3Dng cho vic vn chuyn c s tham gia ca t nht hai con tu khc nhau Ghi nhn rng chuyn ti c thc hin Dng cho vic vn chuyn lin quan n t nht hai phng thc vn chuyn khc nhau

8.

Nu mt L/C yu cu xut trnh mt chng t vn ti a phng thc dng cho c qu trnh chuyn ch, cc ngn hng s b qua cc iu kin trong L/C cm chuyn ti 8.18.2ng Sai

9.

L/C yu cu mt b AWB y . AWB s 3 dnh cho ngi gi hng c c chp nhn 9.19.2C Khng

10. Mt chng t vn ti, ghi tn ngi gi hng khng phi l ngi hng li ca L/C, phi t chi 10.1- ng 10.2- Sai 11. Cc ph c th c tr trc to thnh bng chng rng cc ph c thanh ton 11.1- ng 11.2- Sai 12- Mt L/C yu cu xut trnh mt chng t bo him. Chng t no trong s cc chng t sau khng c chp nhn? 12.1- Giy chng nhn bo him. 12.2- Giy bo him tm thi. x 12.3- Bo him n. 13- Mt L/C giao hng iu kin CIF v yu cu mt giy chng nhn bo him. Trong s cc loi sau, giy chng nhn no c chp nhn?

13.1- Bo him ng 100%. 13.2- Bo him 113% CIF. 13.3- Bo him 110% CIF, nu L/C khng quy nh s tin bo him ti thiu. x 13.4- Bo him 110% s tin bo him ti thiu quy nh trong L/C, nu L/C quy nh. x 14- Mt chng t bo him ghi ngy mun hn ngy k pht B/L vn c chp nhn l: 14.1- ng. 14.2- Sai. X 15- Vi loi bo him mi ri ro tt c cc ri ro c th xy ra u c bo him. 15.1- ng. X 15.2- Sai. 16- Ha n lun phi c k. 16.1- ng. 16.2- Sai. 17- S tin L/C l 100.000 la M. Mt ha n ghi s tin 105.000 la M c xut trnh, nu giao hng mt ln. 17.1- Ngn hng ch nh c th chp nhn ha n v ch tr 100.000 la M. 17.2- Ngn hng ch nh c th t chi ha n v vt qu s tin L/C. x 17.3- Ngn hng ch nh c th chp nhn ha n vi iu kin s hng tr gi 5.000 la M cng c gi. 18- Nu L/C yu cu xut trnh Commercial Invoice, ngn hng c th t chi: 18.1- Invoice. 18.2- Consular Invoice. 18.3- Tax Invoice. 18.4- Proforma Invoice. x 19- T khong dng ch s lng c hiu l cho php mt dung sai 10%. 19.1- S lng. 19.2- S lng v s tin. X 20- Khi no dung sai 5% c p dng? 20.1- Khi s lng c th hin bng kilogram hoc mt. x 20.2- Khi s lng c th hin bng n v chic. 1.2; 2.1; 3.2; 4.3; 5.3; 6.1; 6.2; 7.3; 8.1; 9.1; 10.2; 11.2; 12.2; 13.3; 13.4; 14.2; 15.1; 16.2; 17.2; 18.4; 19.2; 20.1 1-C th p dng mt hoc mt s iu khon no ca URC 522 1995 ICC tri vi nhng nguyn tc c bn ca lut Vit Nam: 1.5- C 1.6- Khng 2- Ngn hng nh thu ( Collection bank) c th t chi s y thc nh thu ca ngn hng khc m khng cn thong bo li cho h v s t chi 2.1- C 2.2- Khng 3- Nu ch th nh thu khng quy nh r iu kin nh thu, th ngn hng nh thu s trao chng t cho ngi nhp khu theo iu kin no 3.1-D/P 3.2-D/A 3.3-D/TC

4- Theo URC 522 1995 ICC, cc ngn hng chuyn ( Remitting Bank), ngn hng thu (Collection Bank) c chu trch nhim kim tra chng t nh thu: 4.1- c 4.2- Khng 5- C th ghi li sut pht chm tr bn cnh s tin ca mt hi phiu tr tin ngay, nu nh trong ch th nh thu c quy nh khong thi gian m trong khong thi gian ngi tr tin phi thc hin thanh ton 5.1- C 5.2- Khng 6- Hnh thc v ngn ng ca cc chng t m ngi tr tin hoc ngn hng thu phi tao lp khng c quy nh trong ch th hoc th y thc nh thu 6.1- phi ging nh hnh thc v ngn ng ca cc chng t xut trnh 6.2- c th khc 7-Ngn hng thu t chi nhn chng t v ngi nhp khu thng bo rng ngi xut khu khng giao hng l 7.1- ng 7.2- Sai 8- Trong trng hp no th ngn hng thu s khng giao chng t l ng: 8.1- Nu ch th nh thu quy nh ph nh thu do ngi tr tin chu m ngi tr tin khng tr ph nh thu 8.2- Nu ch th nh thu quy nh ph nh thu do ngi tr tin chu v khng th b qua m ngi tr tin khng tr ph nh thu 9- C phi UCP l vn bn php l duy nht dn chiu vo L/C 9.1- C 9.2- Khng 10- Ngay c khi UCP c dn chiu p dng, cc ngn hng c th khng p dng mt s iu khon no i vi tng loi L/C ring bit 10.1- ng 10.2- Sai 11- Mt L/C dn chiu ISBP 645 m khng dn chiu UCP 500 th 11.1- ng nhin p dng UCP 500 11.2- Ch p dng ISBP 645 12- Cc t chc no c th pht hnh L/C 12.1- Ngn hng Nh Nc (trung ng) 12.2- Cng ty bo him 12.3- Ngn hng thng mi 12.4- Cng ty chng khon 13- Cc ngn hng c th chp nhn yu cu pht hnh mt L/C tng t 13.1- ng 13.2- Sai 14- Ngi yu cu m L/C phi hon tr tin cho Ngn hng pht hnh tr khi anh ta thy rng 14.1- Hng ha c khuyt tt 14.2- Hng ha tri vi hp ng 14.3- Cc chng t xut trnh khng ph hp vi cc iu kin ca L/C 15- Mt L/C yu cu hi phiu k pht i tin ngi yu cu m L/C 15.1- K pht hi phiu nh quy nh ca L/C 15.2- Hi phiu s c coi nh chng t ph 15.3-UCP,ISBP cm ko c qui nh nh th

16-Tn ngi hng li ghi trn L/C l Barotex International Company,Ltd.Tn ca ngi hng li ghi trn nhng chng t no di y ko khc bit vi L/C 16.1 Ho n Barotex company,Ltd 16.2 Bill of lading Barotex IntL company,Ltd 16.3 C/O Barotex IntL Co,Limited 17-Mt chng t c ngy k sau ngy thnh lp chng t th ngy pht hnh l 17.1 Ngy lp 17.2 Ngy k 18- Ngn hng pht hnh t chi thanh ton vi l lo ngy thng ghi gia cc chng t mu thun nhau : 15 november 2003, 25 Nov 03 , 2003.11.25 l 18.1 ng 18.2 Sai 19- Ngn hng pht hnh 19.1 C th hu b sa i ca mnh nu ngi hng li vn cha chp nhn sa i 19.2 B rng buc ko th hu ngang vo sa i ngay c khi ngi hng li cha chp nhn sa i 20-Ngn hng pht hnh L/C c quyn t chi cc chng t nh hi phiu,chng t bo him ko ghi ngy thng k pht chng t 20.1 ng 20.2 Sai 1.2 2.2 3.1 4.2 5.1 6.2 7.2 8.2 9.2 10.1 11.2 12.3 -13,1 14,3 15,2 15,1 16,3 16,2 17,2 18,2 19,2 20,1 thi s 18 TTQT (150p) 1-iu 43a UCP quy nh nu L/C ko quy nh thi gian xut trnh th ngn hng s c quyn t chi tip nhn chng t sau 21 ngy k t ngy giao hng,thi hn ny p dng cho nhng chng t no: 1.1 Ho n thng mi 1.2 Chng t vn ti bn gc 1.3 Tt c cc chng t quy nh trong L/C 2- Ngn hng xc nhn vn phi thanh ton cc chng t ph hp c xut trnh n ngn hng sau ngy L/C xc nhn ht hn,nu Ngn hng kim tra chng t gi vn bn xc nhn rng chng t c xut trnh n ngn hng ny trong thi hn hiu lc ca L/C 2.1 ng 2.2 Sai 3- khi no th sa i L/C c hiu lc a. Nu ngi hng li ko thng bo t chi sa i b. Khi ngn hng thng bo c bng chng l ngi hng li nhn c ngh tu chnh L\C c. Ngay khi chn t yu cu c xut trnh ph hp vi L\C sa i\ 4- Stale documenst acceptable l nhng chng t c xut trnh: 4.2- Sauk hi L\C ht hn hiu lc,\ 4.3- 4Sau thi hn xut trnh quy nh trong L\C, 4.4- Sau 21 ngy k t ngy giao hng, nu L\c khng quy nh thi hng chng t. 5- Ngn ng ca hi phiu trong thanh ton bng L\C l : 5.1-Ngn ng do ngi k pht la chn, 5.1-Ngn ng ca L\C.

6- Theo L\C xc nhn , ngi hng li c th gi thng chng t ti ngn hng pht hnh yu cu thanh ton: 6.1 ng 6.2 Sai 7- Ngn hng c th t chi chng t v k di t hng ghi trn L\C l Machine 333 nhng hpas n thng mi li ghi mashine 333 l 7 .1- ng 7.2 Sai 8- Mt L\c yu cu commercial Invoice in 4 copies ngi hng li phi xut trnh: 8.1- 4 bn gc ha n, 8.2- 1 bn gc 3 bn sao, 8.3- 4 bn sao ha n, 8.4- 2 bn gc s cn li bn sao. 9- Nhng chng t no UCP quy nh nht thit l phi ch k, tr khi L\C quy dnh ngc li 9.1- Ha n, 9.2- Hi phiu, 9.3- Vn ti n, 9.4- Giy chng nhn cht lng, 10- Ngay khi nhn c thng bo mt L/C c chuyn bng in nh l bn c gi tr thc hin, ngn hang thng bo pht hin bc in thc ra khng hon chnh: 10.1- L\C bng in c c coi l bn c gi tr thc hin. 10.2- L\C bng in ch c gi tr tham kho. 10.3- Ngn hang thng bo gnh chu ri ro nu c thng bo li tnh trng 10.4- cho ngn hang pht hnh khng chm tr. 11- Ngay sau khi nhn c ch th khng r rang v vic sa i L\C: 11.1- Ngi hng li phi ch th cho ngi xin m L\C kin h vi ngn hang pht hnh xc minh. 11.2- Ngn hang pht hnh phi cung cp thng tin cn thit khng chm tr. 11.3- Ngn hang thng bo phi yu cu ngn hang pht hnh xc minh khng chm tr. 12- Nu chng t khng quy nh trong L\C c xut trnh, ngn hang chit khu: 12.1-Phi tr cho ngi xut trnh. 12.2-Phi chuyn chng cho ngn hang pht hnh m khng chu trch nhim g, 12.3-C th chuyn chng cho ngn hng pht hnh m khng cam kt g nu ngi hng li yu cu. 13- Ngn hng ch nh gi cc chng t n ngn hng pht hnh km theo bn cng b chng hon ton ph hp ci cc iu kin cua L\C. 13.1- Ngn hng pht hnh khng cn kim tra li chng t. 13.2- Ngn hng pht hnh khng th bt ng vi ngn hng ch nh v ngn hng ny hnh ng vi t cch l i l ca n. 13.3- Ngn hng pht hnh c nhim v kim tra li cc chng t 14- Ngn hng pht hnh yu cu ngn hng A xc nhn L\C v thng bo cho ngi hng li qua ngn hng B. ngn hng B tip nhn chng t v gi chng trc tip n ngn hng pht hnh. 14.1- Ngn hng pht hnh c quyn t chi chng t v l do ngn hng xc nhn xut trnh. 14.2- Ngn hng pht hnh phi xin y quyn thanh ton t ngn hng xc nhn 14.3- Ngn hng pht hnh phi thanh ton nu chng t ph hp.

15- cc chng t th hin trn b mt ph hp vi iu kin ca K\C c ngha g? 15.1- Cc chng t l chn thc khng gi mo 15.2- Cc chng t khng mu thn vi tiu chn quc t v ngip v ngn hng nh c phn nh trong UCP 15.3- Ch mt trc ch khng phi tr sau ca chng t ph hp vi iu kin ca L\C 16- Nu mt hi phiu c k hn l 360 ngy k t ngy B\L, ngy ca B\L no tnh ngy o hn ca hi phiu 16.1- Ngy 20/02004 l ngy k pht B\L on board 16.2- Ngy 15/03/2004 l ngy pht hnh B\L Received for shipment 17- Khi kim tra chng t ngn hng pht hnh thng bo cc sai bit trong b chng t nhng li khng gi chng ch quyn nh ot ca ngi xut trnh, th 17.1- Cc sai bit c coi l b qua, Ngn hng pht hnh mt quyn khiu ni. 17.2- Ngn hng pht hnh phi i ngi xin m L\C ng b qua cc sai bit v n bo cho ngi xut trnh l b chng t khng ph hp. 17.3- Ngn hng pht hnh phi gi b chng t ch quyn quyt nh ot ca ngi xin m K\C 18- Ngn hng c th phi lnh trch nhim do hu qu gy ra bi: 18.1- Tht lc chng t c gi i theo iu kin ca L\C 18.2- Bc in gi i b ct xn. 18.3- Dch L\V theo ngn ng ca ngi hng li 19- Nu t c tin hoa hng v ph do ngi hng li chu m ngn hng thng bo khng th thu c ph , vy ngi c trch nhim cui cng tr ph l ai? 19.1- Ngn hng pht hnh 19.2- Ngn hng thng bo bi v l n phi thu trc khi thng bo L\C 19.3- Ngi xin m L\C 20- Nu L\C khng yu cu ghi r ngy giao hng thc t, ngy giao hng trong tng hp vn chuyn bng ng hng khng l: 20.1- Ngy nhn hong ha 20.2- Ngy pht hnh B 20.3- Ngy bay thc t ghi trong chuyn by/ ngy ca AWB 1,2 - 2,1 - 3,3 - 4,3 - 5,2 - 6,1 - 7,2 - 8,2 - 9,2 - 9,3 - 9,4 - 10,2 - 11,3 - 12,2 - 13,3 - 14,3 - 15,2 - 16,1 17,1 -18,3 - 19,3 - 20,2. thi TTQT s 19 1- Nu 1 L/C yu cu xut trnh 1 chng t vn ti a phng thc dung cho c qu trnh chuyn ch, cc ngn hng s b qua cc iu kin trong L/C cm chuyn ti. 1.1 - ng. 1.2 - Sai. 2- Mt chng t vn ti, ghi tn ngi gi hng khng phi l ngi hng li ca L/C, phi t chi.

2.1 - ng. 2.2 - Sai. 3- Mt L/C yu cu xut trnh 1 chng t bo him.Chng t no trong s cc chng t sau khng c chp nhn? 3.1 - Giy chng nhn bo him. 3.2 - Giy bo him tm thi. 3.3 - Bo him n. 4- Mt chng t bo him ghi ngy mun hn ngy k pht B/L vn c chp nhn l. 4.1 - ng. 4.2 - Sai. 5- Nu L/C yu cu xut trnh Commercial Invoice , ngn hng c th t chi : 5.2 Invoice 5.2 Profotoma Invoice 5.2 Tax invoice 6- Khi no dung sai +_ 5% c p dng?. 6.2 Khi s lng c th hin bng kilgam hoc mt. 6.2 Khi s lng c th hin bng chic. 7- Nu ngy ht hiu lc ca L/C ri vo ngy l, 7.2 Ngy ht hn hiu lc l ngy lm vic ngay trc ngy l. 7.2 Ngy ht hn hiu lc l ngy lm vic u tin sau 7.2 Ngy ht hn hiu lc c ko di mt thi gian ng bng k ngh. 8- L/C ht hn vo th 7 (ngy ngn hng ngh). B chng t c xut trnh n ngn hng ch nh vo ngy th 2 k tip: 8.2 Ngn hng ch nh ghi ngy trn phong bao ng chng t l th 6 trc ngy ht hn. 8.2 Ngn hng ch nh c th nghi ngy trn phong bao l th 2 v ngn hng pht hnh bit r n khng lm vic vo th 7. 8.2 Ngn hng ch nh phi a ra bng cng b bng b chng t c xut trnh trong thi hn hiu lc c goa hn theo ng iu khon 44 mc (a) ca UCP 500. 9- Mt L/C c th b qua ngy giao hng chm nht: 9.2 C 9.2 Khng 10- Ngn hng t chi tip nhn giy chng nhn xut x v khng ghi ngy thng xc nhn ngun gc xut x ca hng ha l 10.2 ng 10.2 Sai 11- Mt L/C ch c th chuyn nhng c nu: 11.2 N ghi r rng n c th chia nh. 11.2 N c xc nhn v ngn hng xc nhn cho php chuyn nhng 11.2 N c pht hnh di hnh thc c chuyn nhng 12- Nu mt L/C chuyn nhng quy nh giao hng theo iu kin CIF, ngi hng li th 2 phi xut trnh giy chng nhn bo him. 12.2 110% tr gi ha n ca ngi hng li th nht. 12.2 110% tr gi ha n ca ngi hng li th hai. 12.2 110% tr gi ha n ca ngi hng li th hai, vi iu kin ngi hng li th nht xut trnh giy chng nhn bo him cho phn chnh lch.

13- Ngi hng li ca mt L/C khng c ghi l c th chuyn nhng c c quyn yu cu ngn hng chuyn nhng ton b hay mt phn s tin ca L/C. 13.2 C 13.2 Khng 14- RC 522 quy nh nhng chng t no khng phi l chng t thng mi. 14.1 Invoice, 14.2 Certificate of origin, 14.3 Bill of exchange, 14.4 Bill of Lading, 15- Trong phng thc nh thu phiu trn ( Clean Collection ), ngi xut khu phi xut trnh nhng chng no: 15.1 Bill of Lading, 15.2 AWB, 15.3 Invoice, 15.4 Bill of Exchange, 16- Trong th y thc nh thu ( Collection Letter ) ch ra ngi tr tin (Drawee) phi thanh ton c tin ph v khng gi thch g thm. Do ngi tr tin ch tr tin hng m khng tr tin ph, cho nn ngn hng thu khng trao chng t cho ngi tr tin, theo quy nh ca URC 522 1995 ICC l: 16.1 ng 16.2 Sai 17- Ngn hng xut trnh ( Presenting Bank ) c th l ngn hng no: 17.1 Ngn hng thu, nu ngi nh thu ch nh, 17.2 Ngn hng thu, nu ngn hng chuyn khng ch nh, 17.3 Ngn hng khc khng c quan h i l vi ngn hng chuyn. 18- Nu ngn hng thu nhn c s lng v s loi chng t nhiu hn v hoc khng c lit k trong bng k khai chng t thu: 18.1 Ngn hng thu phi tr li cho ngn hng chuyn, 18.2 Ngn hng thu ch xut trnh nhng chng t quy nh trong bng k khai chng t, 18.3 Ngn hng thu c th xut trnh i tin ngi tr tin, 19- Ngi xut khu c th gi hng trc tip vo a ch ca ngn hng nc ngi nhp khu a. Phi bo trc cho ngn hng , b. Phi tr chi ph bo qun cho ngn hng , c. Phi c s ng ca ngn hng , 20- Ngn hng thu khng giao chng t cho ngi nhp khu v ngi nhp khu chp nhn thanh ton hi phiu tr chm khng y v hnh thc v khng ng v ni dung l: 20.1 ng, 20.2 Sai, 1.1 2.2 3.2 4.2 5.2 6.1 7.2 8.3 9.1 10.1 11.3 12.1 13.1 14.3 15.4 16.2 17.1 18.3 19.3 20.1 thi s 20 1- Nu trong L/C khng ch r p dng UCP no th: 1.1- L/C t ng p dng UCP 500; 1.2- L/C p dng UCP 400; 1.3- L/C khng p dng UCP no c. (x) 2- Mt L/C c dn chiu p dng UCP 500 m khng ni n ISBP 645 th: 2.1- Khng p dng ISBP 645;

2.2- ng nhin p dng ISBP 645. (x) 3- Mt L/C dn chiu p dng eUCP 1.0 m khng dn chiu UCP 500, ISBP 645 3.1- Ch p dng eUCP 1.0; 3.2- ng nhin p dng c UCP, ISBP. (x) 4- Nhng tn tht pht sinh ra t nhng iu m h ghi trong n xin pht hnh L/C hoc sa i L/C s do ai gnh chu: (iu 2 ISBP) 4.1- Ngn hng pht hnh L/C; 4.2- Ngi yu cu pht hnh L/C. (x) 5- Ngn hng thng bo L/C m bng iu kin khng c TEST: 5.1- T chi thng bo L/C v bo ngay cho ngi hng li bit; 5.2- Phi xc minh tnh chn thc ca bc in, nu Ngn hng mun thng bo L/C ; (x) 5.3- C th thng bo L/C m khng chu trch nhim g. 6- Ai k pht hi phiu theo L/C 6.1- Ngi xut khu; (x) 6.2- Ngn hng thng bo. 6.3. Ngi hng li L/C 7 Trn cng mtt chng t m c phng ch khc nhau, thm ch c c ch vit tay, th c th coi chng t b sa cha v thay i 7.1 - ng 7.2 Sai 8 Khi no th vic ngh sa i L/C ca ngn hang pht hnh c hiu lc? 8.1 Nu ngi hng li khng c thong bo t chi sa i. 8.2 Ngn hng pht hnh c bng chng l ngi hng lp L/C nhn c ngh sa i. 8.3 Ngay sau khi ngn hng tr tin nhn c cc chng t ph hp vi L/C sa i. 9 Ngi hng li c th chp nhn mt phn sa i L/C trong vn bn chp nhn ca mnh 9.1 C 9.2 Khng 10 Ngn hng pht hnh L/C c quyn t chi ha n thng mi khng c k, cho d L/C khng yu cu 10.1 ng 10.2 Sai 11 Mt ngn hng pht hnh L/C khi pht hnh L/C khng ghi t c th hy ngang trong ni dung L/C th: 11.1 Du sao L/C vn c th hy ngang v thut ng khng th hy ngang khng c ghi vo. 11.2 Ngn hng c th them thut ng c th hy ngang bng cch a ra bn sa i. 11.3 L/C ch c th hy ngang nu ngi hng li chp nhn s tu chnh L/C mt cch r rang. 12 Cc chng t Delivery Order, Forwarders Certificate of Receipt, Mates Receipt s c kim tra: 12.1 Nh cc chng t vn ti quy nh cc iu 23 29 UCP 12.2 Nh cc chng t khc 13 Shipping documents gm nhng chng t: 13.1 Ha n 13.2 Hi phiu 13.3 C/O

14 Ngn hng pht hnh: 14.1 C th hy b sa i ca mnh nu nh ngi hng li vn cha chp nhn sa i. 14.2 C th thay i sa i trc khi ngi hng li chp nhn. 14.3 B rang buc khng th hy ngang vo sa i ngay c khi ngi hng li cha chp nhn. 15 Nhng chng t no c th do bn th ba cp theo yu cu ca L/C Third party documents acceptable: 15.1 Hi phiu 15.2 Ha n 15.3 C/O 16 Ngn hng khng cn kim tra cch tnh tan chi tit trong chng t m ch kim tra tng gi tr ca chng t so vi yu cu ca L/C l 16.1 ng 16.2- Sai 17 Thut ng chit khu c ngha: 17.1 Thanh tan ngay lp tc. 17.2 Kim tra chng t ri gi chng t n Ngn hng pht hnh yu cu thanh tan. 18 Ngn hng chp nhn cc chng t nhiu trang nu nh: 18.1 Cc trang c gn kt t nhin vi nhau 18.2 Cc trang gn kt t nhin vi nhau v c nh s lin tip nhau. 18.3 Cc trang ri nhau v lien tip nhau. 19 Gia cc chng t c nhng thng tin b sung trong k m hiu khc nhau nh cnh bo hng d v, rch, khng c ln ngc c c coi l c s sai bit 19.1 C 19.2 Khng 20 Cc chng t c in tiu ca cng ty, khi k c nht thit phi ghi li tn cng ty bn cnh ch k khng? 20.1 C 20.2- Khhng 1.3 2.2 3.2 4.2 5.2 6.3 7.2 8.3 9.2 10.2 11.3 12.2 13.1 13.3 14.3 15.3 16.1 17.3 18.1 18.2 19.2 20.2.