Professional Documents
Culture Documents
ISBN: 979-24-4648-6
ISSN 0854-9818
111p.
CABI thesaurus: 1. health 2. human diseases 3. tropical forests 4. foods 5. medicinal plants 6. medicine
7. culture 8. indigenous knowledge 9. rural communities
I. Title II. Sheil, Douglas III. Kishi, Misa IV. Series
Authors
Carol J. Pierce Colfer is an anthropologist with a master’s in public health;
Douglas Sheil is an ecologist with experience in medical pathology; and
Misa Kishi was trained as a physician, and is a public health specialist.
Kishi is a CIFOR visiting scientist and senior environmental health specialist at
JSI Research and Training Institute, Inc., and Sheil and Colfer are CIFOR researchers.
Published by
Center for International Forestry Research
Mailing address: P.O. Box 6596 JKPWB, Jakarta 10065, Indonesia
Office address: Jl. CIFOR, Situ Gede, Sindang Barang, Bogor Barat 16680, Indonesia
Tel.: +62 (251) 622622; Fax: +62 (251) 622100
E-mail: cifor@cgiar.org
Web site: http://www.cifor.cgiar.org
Forests and Human Health
Assessing the Evidence
Contents
Acknowledgements v
Executive Summary vi
Chapter 1. Introduction 1
1.1 Why This Review? 1
1.2 Our Methods 3
1.3 Our Policy Recommendations 4
1.3.1 Forest Foods and Nutrition 4
1.3.2 Diseases and Other Health Problems 5
1.3.3 Medicinal Products 5
1.3.4 Human Culture 6
Chapter 2. People, Forests and Food 7
2.1 Forests as Food-Producing Habitats 8
2.2 Landscape Modification and Food 9
2.3 Nutrition and Forest Foods 11
2.3.1 Nutritional Status of Hunter-Gatherers 11
2.3.2 Food Availability and Human Forest Dependency 13
2.4 Food and Nutrient Problems 23
2.4.1 Intrahousehold Food Distribution 23
2.4.2 Food-related Diseases and Dangers 24
2.4.3 Uncertainty and Seasonality 28
2.4.4 Fuelwood 28
2.4.5 ‘Modernization’ 29
2.5 People, Forests and Foods: Conclusions 30
Summary 31
Policy Recommendations 32
Chapter 3. Health Problems in Forests 34
3.1 HIV/AIDS 38
3.2 Malaria 41
3.3 Ebola and Marburg Viruses 45
3.4 Mercury Poisoning (Minamata Disease) 48
3.5 Other Forest Health Problems 50
3.5.1 Trypanosomiasis, Sleeping Sickness, and Chagas Disease 50
3.5.2 Onchocerciasis (River Blindness) and Loa Loa 51
3.5.3 Yellow Fever 53
3.5.4 Leishmaniasis 54
iii
Tables
1. Nutrient Composition (in Compound Forms) of Edible Tree
and Shrub Species 18
2. Overlapping Causes of Urban Bushmeat Consumption 21
3. Some Common Nutrition Problems and the Potential Role of
Forest Food 25
4. Diseases and Their Links to Forests 35
5. Emergence of Selected Infectious Diseases Affecting Humans 37
6. Geography of Selected Emerging Viral Diseases (in Grifo 1997) 39
7. Global Population at Risk from Malaria, ~1900 to 2010 41
8. Biodiversity and Human Health 64
9. Medicinal Plants of Kali Gandaki Watershed 67
10. Major Patents on African Biodiversity 76
Boxes
1. One Forest Community’s Nutritional Status, 1979–2001 15
2. The Dangers of Contact with Sloths 56
3. Patients as Active Participants in Health Care 73
4. An Indigenous Healer on Deforestation 75
Figures
1. Malaria Mortality and Forest Cover, 1998 43
2. Malaria Cases and Forest Cover, 1998 43
3. Human Ebola Outbreaks in Africa 47
4. Domestic and Wild Cycles of Gambian and Rhodesian Types of
African Sleeping Sickness 51
5. Wild and Domiciliary Life Cycles of Chagas Disease 52
Acknowledgements
Executive Summary
This study has two central concerns: the state of human health in
forests, and the causal links between forests and human health. Within
this framework, we consider four issues related to tropical forests and
human health. First, we discuss forest foods, emphasizing the forest
as a food-producing habitat, human dependence on forest foods, the
nutritional contributions of such foods, and nutrition-related problems
that affect forest peoples. Our second topic is disease and other health
problems. In addition to the major problems—HIV/AIDS, malaria, Ebola
and mercury poisoning—we address some 20 other tropical diseases
and health problems related to forests. The third topic is medicinal
products. We review the biophysical properties of medicinal species
and consider related indigenous knowledge, human uses of medicinal
forest products, the serious threats to forest sustainability, and the
roles of traditional healers, with a discussion of the benefits of forest
medicines and conflicts over their distribution. Our fourth and final
topic is the cultural interpretations of human health found among
forest peoples, including holistic world views that impinge on health
and indigenous knowledge. The Occasional Paper concludes with some
observations about the current state of our knowledge, its utility and
shortcomings, and our suggestions for future research.
Forests and Human Health: Assessing the Evidence
Chapter 1
Introduction
examine the evidence and question any weakly wanting to address the various forms of
grounded assumptions. We think a skeptical affliction from witchcraft and spirit possession
approach not only is good science, but also to infestation by various nonhuman agents
should ultimately benefit forests by boosting (discussed in Nguyen and Peschard 2003).
the credibility of the causes we highlight. We see some people’s cultural systems as
The purported roles of the forest as shelter intimately connected with the forest, their
from disease, producer of vital medicinals and health dependent on its maintenance. We also
source of abundant food can be juxtaposed find Nguyen and Peschard’s view that social
against the anxiety of field researchers to hierarchy adversely affects health pertinent
make sure their inoculations are up to date, for tropical forest dwellers, who are among
compile a well-stocked medical kit and stock the world’s poorest peoples.
adequate stores of food before setting out This review pays particular attention to
for forest-based fieldwork. As we examine the cultures of forest peoples because of the
the policy implications of the links we find centrality of the maintenance of a culture to
between forests and human health, we assess its adherents’ health, and because in the case
the positive and negative implications of of forest dwellers, the forest itself is part of
forest-human interaction. Just how much the cultural system. The link is very direct.
benefit do forests actually provide? How much Highlighting cultural diversity recognizes its
harm to humans comes from them? importance for addressing the health of forest
We begin by clarifying what we mean by peoples more effectively, as well as providing
health. We have accepted the World Health a clear connection between forests and human
Organization (WHO) definition: “Health is a health—our two central concerns.
state of complete physical, mental and social We define the people of our study as
well-being and not merely the absence of the 250 million to 350 million people living
disease or infirmity.” We understand those near forests. These include indigenous
who reject the biomedical definition of agricultural communities, in-migrants (such as
disease as too narrow and/or ethnocentric, transmigrants or settlers) and forest workers—
all of whom have quite different relationships
with the surrounding or adjacent forests. We
have not dealt explicitly with plantation or
ecotourism workers. On a broader scale, we
consider buyers of forest products and those
infected by diseases emanating from the forest
or affected by potentially forest-related global
processes like climate change. To some extent,
we are concerned about the implications of
forests for the health of humanity at large.
However, as we move out from the forest, our
attention dilutes. And although health status
can be greatly influenced by economic status,
we scarcely touch the vast literature on the
economic status of forest dwellers.
Throughout this review, we also highlight
the health situation of women living in and
near forests. This is partially motivated by
the several Millennium Development Goals
that emphasize the importance of improving
gender equity.2 Our own field observations
support the need for special attention to the
health of women (as well as other marginalized
groups).
We have avoided an explicit definition
of forest because of the slipperiness of the
concept. In anthropological jargon, ‘forests’
3 healthy young boys, living in the forests of Bengkulu, Indonesia are part of numerous discourses, with varying
(Photo by Carol J. P. Colfer) conceptual implications and baggage. Even
Forests and Human Health: Assessing the Evidence
foresters have difficulty providing globally Few studies have taken a sufficiently
relevant definitions, and dictionary definitions systematic, comparative, interdisciplinary
can even include “previously forested areas.” and/or longitudinal approach to offer clear
We began our review focusing on tropical answers to our questions about the direct
rainforests, partly because of biodiversity links between forests and human health.
and cultural diversity considerations, but also Information about people’s health in forested
because people in such areas are typically far areas is more available, and we were able
from conventional health services and may be to get a reasonably good idea of their health
more reliant on their own local health systems. problems. We consider this review to be part
However, the review also considers sparsely of a process of ‘progressive approximation,’
forested areas (e.g., the miombo woodlands in from which we hope to go forward by finding
southeastern Africa or the drier areas of India), additional literature and conducting research
the sub-Saharan dry forest areas, forests in of our own.
transition, and recently forested areas (such
as sites of dams in Ghana). Many of these
dry forest regions have comparatively high 1.2 Our Methods
population densities (and thus a large number We used a variety of methods to find pertinent
of people affected), and the relationships literature on forests and human health. Initially,
between forest cover change and human health our focus was on nutrition and medicinal plants,
are significant. We do not explicitly address but as the review progressed, we included
plantation or agroforestry situations, though cultural factors and forest-related disease
such land uses are commonly interspersed in and health problems. We began with our own
forested areas, and therefore do receive some knowledge (medicine, public health, ecology
marginal attention. and anthropology), then searched Medline and
We hoped to find systematic, thorough TreeCD for journal articles on the subjects,
studies casting light on the specific links using keywords. Google.com was a valuable aid
between human and forest health.3 We wanted in finding articles and studies not published in
to know, for instance, whether the loss of peer-reviewed journals. Kishi also contacted
forest foods and medicinal plants through people in various organizations, including
forest degradation inevitably compromised universities, nongovernmental organizations
human health. In the subsequent sections, we (NGOs), international organizations, and
review the abundant case material and draw governmental agencies, in search of research
out what conclusions we can. and literature on nutritional and medicinal
This review begins with a brief description roles of forests. Colfer mined the online
of our methods and a summary of our health-related journals at Cornell University in
conclusions (also presented separately, at the 2003 (finding 175 articles published between
end of each chapter). We then look at peoples’ 1994 and 2003). Experts were contacted and
role as storehouses of knowledge about foods, relevant information was also searched via
medicines and forests. We examine the email listerves. Twenty-two people responded
literature on the nutritional (Section 2) and to our queries and provided 201 publications
medicinal (Section 4) roles of wild4 forest and numerous web addresses on nutrition
products.5 And we provide an introduction to and medicinal plants, and we eventually
the literature on diseases and other health developed a library of more than 12 file boxes
problems common in forested areas (Section of hard copy references. We also expanded
3). In Section 5, we further discuss the role of our purview by organizing a workshop with
forest-based cultures in maintaining the mental two invited experts at CIFOR, by drawing on
and physical health of forest-dwelling peoples our colleagues’ knowledge6 and by eliciting
and global cultural diversity; this is the direct critical and constructive comments from
link between forests and human mental (and reviewers and at a panel discussion on health
sometimes general) health, and these are the and forests organized by Edmond Dounias at
people who are most underserved by formal the International Union for Forestry Research
health care systems. Our final section extracts Organizations in Brisbane, Australia, in August
some implications of our findings and specifies 2005. Despite the availability of information
three important areas for further research on over the Internet, some problems with access
human health and forests. to the literature (particularly social science
literature) derive from our location in Bogor,
CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
B. Policy Implications for Causal Links • Pressure extractive industries to use best
between Forests and Health management practices and control the use
of mercury in gold processing.
Recommendations for natural resource • Monitor soils for mercury levels.
specialists
• Analyze soils as they relate to health B. Policy Implications for Causal Links
problems, such as deficiencies in iodine, between Forests and Health
calcium, iron and vitamin B-12.
• Monitor wildlife likely to be disease Recommendation for land-use planners
vectors. • Mitigate the adverse health impacts of
• Encourage a shift from fuelwood to major land-use changes and provide
alternatives to enhance forest sustainability ameliorative services where needed.
and reduce respiratory diseases, especially
in dry forest areas. Recommendations for forest managers
• Incorporate into management plans the
increased dependence of families afflicted
1.3.2 Diseases and Other Health with HIV/AIDS on local forest products,
Problems perhaps through collaborative management
of woodlands.
A. Policy Implications for Human Health • Acknowledge that forestry activities help
Conditions spread HIV/AIDS (via road networks and
separation of families) and contribute to
Recommendations for health professionals solving the resulting problems.
• Establish facilities along transportation • Use best management practices for logging
routes to provide education on AIDS and and avoid leaving standing water; when
the potential dangers of wildlife-human pools and ponds are unavoidable, ensure
interactions. that mosquito larvae do not proliferate and
• Conduct site-by-site investigations to spread malaria.
understand the unique factors contributing
to malaria incidence. Recommendation for government agencies
• Work with government agencies planning • Encourage techniques for extracting
large-scale movements of people into gold that do not pollute local rivers with
malarial areas to address the greater mercury.
vulnerability of such non-immune
populations.
• Encourage people to seek alternatives to 1.3.3. Medicinal Products
consumption of piscivorous fishes from
rivers contaminated by mercury. A. Policy Implications for Human Health
• Expand health care delivery in forested Conditions
areas.
Recommendation for pharmaceutical industry
Recommendations for government agencies managers
• Ensure the availability of active • Explore equitable distribution of the
epidemiological monitoring and trained profits and benefits from forest-related
field teams for use in forested areas. knowledge.
• Expand efforts to strengthen the status of
marginalized groups, including women and Recommendation for natural resource
girls. managers
• Acknowledge the importance of medicinal
Recommendations for health and natural plants and include their protection in
resource specialists management plans.
• Work together closely to ensure continuing
(or new) access to forest foods and Recommendation for health care professionals
medicines for families affected by HIV/ • Exert greater efforts to marry traditional
AIDS. and ‘modern’ health care systems in and
CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Chapter 2
People, Forests and Food
The significance of forests for food security is climate change) that affect the quality of
a controversial topic. Pimentel et al. (1997), forest habitats for human use. In Section 2.3
for instance, estimate that some 300 million we discuss questions of food availability and
people (a figure that seems low to us) obtain human dependence on forest foods. Section 2.4
part or all of their livelihood and food from considers serious food and nutrient problems
forests, that nontimber forest products worth that beset forest-dwelling populations. At
about US $90 billion are harvested each the end of the chapter, following a wrapup in
year, and that forests play critical roles in Section 2.5, we summarize the conclusions from
maintaining the productivity of agricultural each subsection and the policy implications
and environmental systems. Although we find for the state of people’s health and the forest-
such global generalizations suspect almost by human health linkages.
definition, these figures do give some idea of We focus on well-being, emphasizing issues
relevant magnitudes. Most of the studies we of sufficiency and adequacy rather than the
review here examine microlevel contexts. overconsumption patterns that have come
A good diet requires food availability, to dominate some nutrition discussions in
reasonable access, diversity, hygiene and richer countries and in some subpopulations
appropriate processing. Inadequate nutrition in developing countries. Besides the physical
makes a person more susceptible to disease and availability and use of potential foods, we are
reduces energy levels, potentially affecting also interested in who has access to food and
activity and productivity. Particularly in the related social and institutional factors.
the very young, inadequate food intake and Food and food production have practical and
dietary diversity can lead to an increase in the symbolic, social and political implications in all
burden of disease and early death. cultures, adding greatly to the complexity of
Any discussion of nutritional significance the subject, but access to income—which can
of forest products has to confront a variety substitute for direct access to forest foods— is
of complexities. Nutritional contributions beyond the scope of this review.
are dependent not only on the individual Forest-based peoples have developed
food item, but on the overall composition and sophisticated knowledge of forest products
adequacy of the diet, the presence of specific and how they can be collected, processed
dietary shortfalls and the interchangeability and eaten. Their use of the resource has had
of products. In addition, few if any human profound impacts. The intensification of food
societies are wholly dependent on wild forest production has led, in some places, to enriching
products: virtually all trade or cultivate to the forest (e.g., Leach and Mearns 1996;
some degree. Forest products may be key Fairhead and Leach 1996). In others, people
only in specific times of hardship such as crop have learned to harvest and manage forest
failures. Few studies deal adequately with all resources extensively, while still other forests
these aspects. have been lost to more intensified forms of
We look first at the forest as a food- land use. These transformations have been a
producing habitat (Section 2.1), including the response to both competition for resources and
roles of soils and forests as genetic reservoirs. the opportunities and innovations (indigenous,
Section 2.2 focuses on landscape change, endogenous and external) that have arisen.
including processes (like deforestation or
CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
of maize (Zea mays). The wild species (known as fast moving (e.g., Quist and Chapela 2001;
teosinate; Wilkes 1967), whose genes are already Matthews 2002; Editor 2002; McAfee 2003).
being used in breeding resistance to disease,
grows in a small and restricted area. Sánchez-
Velásquez et al. (2002) report the important role 2.2 Landscape Modification and
of ongoing shifting cultivation in maintaining Food
these populations. Threats to the wild variety On a broader scale, landscapes can be
include genetic contamination from domestic managed and modified for various purposes.
types—including, in one recent well-publicized This is as true in tropical forests as elsewhere.
but disputed story, varieties that have undergone Ellen (n.d.) describes some of the ways in
genetic modification (GM) (Doebley 1990). Clearly, which various forest-dwelling peoples manage
the source areas need to be managed. their landscapes to increase food production
These kinds of conservation needs should and maintain a steady supply of desirable food
be able to pay for themselves, since the (and other) species. Some authors suggest that
economic utility of such a gene bank is well food systems based on wild species and their
established (see Section 4). Forests provide a potential for domestication have influenced
larger genetic contribution to future farming the historic spread of cultures (Diamond
options—providing potentially important 2000).
biocontrol agents in fighting weeds, plant Forests and their food-producing potential
diseases, and pest infestations (e.g., Mathias are subject to both immediate negative
1997). Wasps have been used to control impacts and longer-term threats to ecology
cassava (Manihot sp.) top eaters in Africa (see Cunningham 2001, on how and why
and Asia (e.g., Bellotti 1999). This control to evaluate landscape change, from an
project, which requires an in situ approach, ethnobotanical perspective). Direct impacts
is considered a highly successful investment include clearance, fragmentation, logging
in technical solutions. Most past efforts to use and fire. Longer-term threats, with effects
wild species to improve domestic varieties that are less immediate but may be more
have relied on the ability to cross-breed close profound, include defaunation, invasive plants
taxonomic relatives. However, this limit has and climate change. Such changes are not
technically been lifted: GM technology offers necessarily negative; degraded forests can be
the potential to utilize almost any gene, and richer in certain valued species.
the enormous number of species in forests In the case of conversion to agriculture we
makes them potentially a prize heritage for must recognize and consider the relative values
future generations. The use (and abuse) of GM of the alternatives, which are themselves
is beyond the scope of this study, but it is the often motivated by the need for food.
subject of many debates, and the field is very
A landscape mosaic,
Bengkulu, Indonesia
(Photo by Carol J. P. Colfer)
10 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Döös (2000), for instance, examined the world where deforestation is largely due to
extent to which food production could be small-scale farming and the ‘landless,’ the
increased by conversion of forest lands to demand for food may be directly opposed to
agricultural lands and concluded that to the protection of the forest.
achieve a constant annual increase in food However, in some low-intensity manage
production, the area of forest removal would ment systems, forest modification is the direct
have to be increased each year.9 Various result of enrichment with (or selective tending
authors have looked at the relative food of) food-producing species, such as durian. In
production potential of different stages of many forest regions, fruit groves may occur on
forest regrowth. Piperno’s (1989) contention and along well-established forest paths (Sheil,
that secondary forests are more productive personal observation), in regenerating former
of human foods is confirmed by Bennett and rice fields (Colfer, personal observation), and
Robinson (2000b) with regard to wildlife.10 in other human modified landscapes (cf. Chin’s
Richards (1996) found that the people of the 1984 comparisons of the useful products in
Gola Forest of Sierra Leone obtained many varying stages of forest regrowth with those
more useful products from bush fallows than from undisturbed forests in Borneo). Such
from high forest. Indeed, he writes, “Mende modifications have their own food value.
[the local ethnic group] rural society is as Clearance of forests produces distinct
surely built on the concentrated ecological ecosystems, with differential impacts on
power of rain-forest secondary succession as people’s diets (and access to other forest
modern industrial society is built upon energy benefits). The various stages of forest
from oil.” Colfer and others (1997; Colfer and regeneration—purposely manipulated by many
Soedjito 2003) have found old-growth forest forest-dwelling peoples—yield a wide range of
to supply more food than secondary forests in goods and services to local people, including
two Kenyah Dayak swiddening communities plant and animal foods and medicines (de Jong
in Borneo—but this proportion undoubtedly 1995; Colfer et al. 1997; Sheil et al. 2003).
changes as the forested landscape diminishes. Forest fragmentation can lead to loss of some
Other Bornean ethnic groups (Punan and species and increases in others while making
Merap) also self-report that primary forest the forests more susceptible to fire and other
is the most important (actual and potential) damage. The implications for foods and
source of foods (both plant and animal; Sheil medicines are variable.
and Liswanti, in press). In those parts of the
Logging affects plants and animals in as a major threat to biodiversity, though Jutro
forests, as does any silvicultural treatment. (1991) believes that the greatest changes will
In some cases these activities affect food be in high latitudes rather than the tropics.
and medicinal plants (Sheil et al. 2003). In The implications for forest-derived foods,
Malinau, East Kalimantan, droughts and floods medicinal species and local people are likely
mean that communities have, even in recent to be complex and severe but remain difficult
times, been dependent on wild food resources to predict.
such as palm starch (sago) for subsistence. De M. Santos (2005), taking note of impacts
The main local sago (Eugeissona utilis) grows of El Niños, stresses the likely dangers from
on ridgetops, where heavy machinery is used loss of predators and increases in rodents and
to extract logs destroying the palms. At the other pests (see also Epstein 1994). Chivian
same time logging drives away wildlife and (1997) expands on these, also discussing
encourages increased hunting to provision stratospheric ozone depletion, toxic pollution,
camps (Meijaard et al. 2005). habitat destruction and loss of indicator
Fire is sometimes used purposely to control species as these relate to human health (see
and modify resources (Dove 1986; Colfer 2001; also Patz et al. 2000).
Dennis et al. 2000; McDaniel et al. 2005). Forests can of course also have a negative
Uncontrolled forest fires, generally associated effect on food production by increasing
with drought and forest degradation, are predation on surrounding fields (though also
often disastrous—for biodiversity, wild-food bringing prey closer to hunters). Damage from
resources and medicinal plants (see also primates, large vertebrates, birds and fruit
Tufts 1999, for nutritional impacts on local bats is commonly higher next to forests that
populations; or Jayachandran 2005, for the harbour these animals (e.g., Naughton-Treves
impacts on infant mortality in Indonesia). et al. 1998). This issue is a common cause of
Defaunation, invasive plants and climate conflict between conservationists and local
change can also cause significant changes in people. Some wild animals also kill people, of
forests and have negative impacts on local course.
communities. The loss of larger mammals
can result from several processes, including
hunting—leading to the ‘empty forest syndrome’ 2.3 Nutrition and Forest Foods
(Redford 1992; Williamson 2002), discussed in In this section we first look at the nutritional
more detail below (Section 2.4). The ecology status of hunter gatherers, in an attempt to
of the forest starts to break down, leading to ascertain how healthful a forest-based diet is
changes in species and forest-related services. and whether one can subsist solely on forest
The threat is widespread, but the implications foods. Next we examine the contribution of
for food and medicine remain unclear, since forest foods to the diets of people living in and
different forests provide different kinds of around forests. These two emphases relate to
products. our two policy concerns, the link between the
Invasive plants are creating major ecosystem forest and human health, and the state of
changes and threatening local biodiversity in forest peoples’ health, respectively.
many parts of the world, including tropical
forests. Problems have been noted mostly
on oceanic islands but are also increasing in 2.3.1 Nutritional Status of Hunter-
continental settings. Some invasive plants Gatherers
and animals are themselves edible, however The nutritional value of forest foods and the
(e.g., Psidium spp., Leucaena leucocephala). nutritional status of hunter-gatherers are the
Epstein et al. (1997) discuss the implications subject of considerable debate. Some have
(and biological control) of invader fauna that argued that the small stature of many remote
successfully colonize new areas. A careful forest-dwelling peoples is caused by poor
review of the topic would doubtless show many nutrition. Protein, fat and carbohydrates have
links between various exotics (rodents, snails, all been proposed as limiting factors in human
snakes, mongoose, cats and pigs) and local occupation of rainforests. Headland (1987)
food concerns, but again, patterns vary from and Headland and Bailey (1991) proposed
place to place and defy simple summary. that rainforest ecosystems had insufficient
Climate change is very likely to alter where carbohydrate plant foods to support human
species can and cannot persist and is viewed foragers (a proposal contested by Bahuchet
12 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
et al. 1991, and Dwyer and Minnegal 1991). Bailey and Peacock (1988) came to the same
Endicott and Bellwood (1991) offer a Malaysian conclusion, based on their study of the diets of
case where people appeared able to subsist the Efe of northeastern Democratic Republic
without agriculture or significant trade. Hladik of Congo (see also Lee and Devore 1968; Hladik
and Dounias (1993) emphasize the importance et al. 1990).
of wild yams as a perennial source of nutrition Another argument revolves around the
for forest dwellers (see also Dounias 2000a, health of hunter-gatherers. Several authors,
on management of yams by Baka pygmies11). focusing on the nutritional superiority of wild
Sago starch, from certain palm species (e.g., meats, maintain that hunter-gatherer diets
Metroxylon sagu), is another good source of are healthier than average (cf. http://www.
carbohydrates and may account for the absence paleodiet.com; Cordain et al. 2002). Milton
of seasonal famines among Papuan forest (2000) provides a convincing critique of the
peoples (Sheil, personal observation). Hill and importance of meat, arguing instead that
Baird (2003), prompted by the carbohydrate hunter-gatherers’ consumption patterns are
controversy, examine the role of aboriginal fire dominated by plant-based foods (observed by
management in Australia’s rainforest areas in other authors as well), which she considers
protecting carbohydrate sources. Management healthier. She has also argued (1999) that the
of carbohydrate resources appears to be one diets of present-day nonhuman primates—new
critical aspect in the occupation of rainforests leaves, ripe fruits, seeds, exudates, nectars,
by hunter-gatherer peoples (Sponsel et al. flowers, pith of tropical plants—offer insights
1996). for improving human nutrition. Specifically,
Bailey and Peacock (1988) hypothesized she notes that the kinds of sugars in many wild
that energy resources in general, including fat fruits are healthier, the amount of protein in
and other nutrient sources, were limited, both wild fruits may be higher, vitamin B-12 and
agreeing with Piperno (1989) that these were other micronutrients are often more plentiful
more important limiting factors than protein. in wild than domesticated plants, and vitamin
C is in some cases dramatically more available
in wild fruits.
Cobbaert et al. (1997) examined serum
lipoprotein (Lp(a)) levels among pygmies
and Bantus near the Dja Reserve in eastern
Cameroon. The study unexpectedly found
dramatically higher levels of Lp(a) than among
healthy Asians and Caucasians, despite low
levels of coronary heart disease in these
Cameroonian populations—suggesting a need
for further study, including attention to
genetic, lifestyle, and nutritional factors.
Several studies emphasize the interactions of
Lp(a) with elevated levels of total cholesterol
or an increased ratio of total cholesterol/HDL-
C (Cantin et al. 1998; Hopkins et al. 1997;
Maher et al. 1995).
Jenkins and Milton (1993) describe a
hunter-horticulturalist group in a remote area
of Papua New Guinea whose consumption of
animal protein was adequate and superior
to that of their neighbours, yet they still
suffered high rates of infant mortality, low
growth rates, and chronic ailments. Pagezy
(1988) found in Central Africa that the hunter-
gatherer Twa were in a worse nutritional state
Cassava is important in
the diet of the people than their agriculturalist neighbours, the Oto.
of Makokou, Gabon Conversely, Dounias et al. (2005) found the
(Photo by nutritional status of forest-dwelling Punan
Carol J.P. Colfer) (of Borneo) to be superior to that of nearby
Forests and Human Health: Assessing the Evidence 13
instance, analyzes the prospects for nontimber 2002; de Merode et al. 2003; or Melnyk 1995,
forest products in the Amazon (including some and Melnyk and Bell 1996, for the Huottuja of
foods), based on their economic value and on Venezuela). Some emphasize gender inequities
their stage in the process from new discovery (Dangol 2005). Some stress the comparatively
through a ‘boom economy’ to exhaustion of nutritious nature of forest-based diets (Vickers
the resource and finally cultivation. Homma 1994, on the Siona and Secoya of northeastern
clearly considers domestication a more viable Ecuador). Others emphasize the centrality of
alternative for forest peoples than in situ open-access resources for the poor (Cavendish
management of forest products. Angelsen and 1997; Jodha 2000). Ogle (1996), for example,
Wunder (2003) focus on the low value and low reports the results of a four-country FAO study
density of most nontimber forest products and (Thailand, Vietnam, Bolivia and Tanzania) that
the likelihood that more powerful people will clearly shows the importance of forest foods
be able to capture any significant benefits (cf. for the poor. Including both plant and animal
Dove 2003); they conclude that poor access to products, they found that the forest foods used
markets and poor infrastructure limit income- by local people numbered from 90 in Vietnam
earning potential, and that marketing chains to more than 100 in Tanzania and Thailand.
tend to be nontransparent and manipulated by In Thailand, where the government closed off
outsiders. access to the forest at the time of the study,
We find that forest-dwelling hunter- a sudden deterioration in the diets of poorer
gatherers, shifting cultivators, and smallholder households was documented.
and landless households living near forests Shaanker et al. (2004), in search of ‘win-
rely on the forest in their survival strategies win’ solutions in the people-environment
(Bailey and Peacock 1988; FAO 1989; FAO balance, estimate that more than 50 million
1996b; Hladik et al. 1993; Lindstrom and people in India are directly dependent on
Kingamkono 1991; Madge 1994; Missano forests for their subsistence. They examined
et al. 1994; Saowakontha et al. 1994). three groups in southern India, determining
According to both our own research and the their dependence on nontimber forest products
literature, dependence on forest resources (particularly the fruits, Phyllanthus emblica,
varies greatly. In-migrating smallholder Terminalia chebula and Acacia concinna),
and landless households may be minimally their level of ecological knowledge and their
dependent on forest resources, often because market organization. They concluded that
of ignorance of the resources; or they may be these three factors together were likely to
thrust unwillingly into dependence on forest determine whether people’s resource use
resources because of a lack of alternatives (see patterns would be consistent with maintenance
Section 3.1 on HIV/AIDS, for instance). Hunter- of the resource.
gatherers and integral shifting cultivators are There is a rich literature on the uses to
likely to have in-depth knowledge of forest which Borneo’s people put their forests (e.g.,
resources and their uses, whereas newcomers Colfer and Dudley 1993; Colfer et al. 1997;
like transmigrants, settlers, the landless, Colfer et al. 2000; Colfer and Soedjito 2003;
and refugees come to forested environments Dove 1985; Peluso 1994; Puri 1997; Sheil et al.
without such understanding. The literature 2003; see Box 1). Reading such works, one is
rarely differentiates these groups, however. continually struck by the dependence of the
Scoones et al. (1992) provide an annotated people on their surrounding forests, the many
bibliography of nearly 1000 references uses to which it is put, and the strategies that
pertaining to human use of wild foods (many function to sustain it, given low population
from forests), and Ogden (1990b) has an density and minimal contact with powerful
annotated bibliography of 81 works on the outsiders intent on extraction.
subject of forests and tree foods, as well Dependence on forest foods. Populations
as a reader that includes many pertinent residing in or near the forest are in most
publications by FAO and others (Ogden 1989). cases dependent on both agriculture and
Virtually all these sources provide further forest-based food sources. Virtually no people
evidence of the dependence of people on their depend on the forests alone, but large numbers
surrounding forests. of people depend on it as a supplementary
Many authors stress the often source. To understand this relationship fully
disproportionate dependence of poorer people requires not just an understanding of what
on forest resources (e.g., Mainka and Trivedi forests provide, but also what is available and
Forests and Human Health: Assessing the Evidence 15
used from other sources—and where shortfalls man’s fruit,’ of Brazil as a case in point. Its
might occur (see Vedeld et al. 2004, for a oil, rich in protein and vitamins, is used for
useful meta-analysis of 54 case studies in 17 cooking and medicine, among other things
countries, demonstrating the importance of (see also Shanley et al. 1998, for information
forest-derived vis-à-vis other income—a topic on fruit trees and their many uses in the
that lies outside our purview; and Sheil notes Amazon). The same issue comes up in East
the significance among the Punan of direct Kalimantan: Subsistence foods that have
trade, gaharu for rice). little market value, like sago, are generally
A huge variety of edible plants grow in neglected and even scorned. Eating sago is
forests (see e.g., Hoskins 1990; Ogden 1990b; considered ‘primitive’ and ‘backward’, and
Smith et al. 1992; Falconer and Arnold 1991; the Punan children of Malinau are teased at
FAO 1992). Fruits contain minerals and school by other ethnic groups as ‘sago eaters’
vitamins, and sometimes significant calories. (Sheil, personal observation). Local officials
Their seeds and nuts typically contain calories are ashamed to admit that people in Malinau
as well as oil and protein; their leaves contain might still eat sago and are likely to do little
fats, protein, minerals, and vitamins; roots and to protect the resource despite its value as an
tubers are likely good sources of carbohydrates emergency food (Sheil et al. 2003).
and minerals; and the gums and sap may also Clay (1988) nicely summarizes some of the
have nutritional properties. features of South American indigenous systems—
Roots and tubers, such as cassava, yams, including diversity, risk management, multiple
sweet potatoes, potatoes, and aroids that use, and agroforestry—that researchers could
grow in and around tropical forests, as well build upon to help forest peoples increase the
as bananas and plantains, are often important availability and dependability of foodstuffs
staples, particularly for the poor. Other (see also Redford and Padoch 1992). Bahuchet
important staple foods include breadfruits, et al. (2001), writing about Central Africa,
sago and other palms (Haynes and McLaughlin conclude that “[a]griculture provides the bulk
2000). These have been comparatively of forest peoples’ diets, the forest supplies
neglected in research (cf . FAO 1990). Shanley the quality.”
and Gaia (2003), considering their experiences Useful reviews have shown the importance
in Brazil, argue that the wild species that poor of forest foods for those living in and near
people use and prefer have been neglected by the forest, and often for those further afield
researchers. These authors use uxi, the ‘poor (cf. Morton 1987, on forest fruits). For
Forests and Human Health: Assessing the Evidence 17
Table 1. Nutrient Composition (in Compound Forms) of Edible Tree and Shrub Species
Species Edible part Calories Percentage fresh weight (unless mg per 100 g fresh weight (unless Vitamin A Thiamin Riboflavin
otherwise stated) otherwise stated) (international (kg (kg gamma)
units) gamma)
CIFOR Occasional Paper No. 45
Nevertheless, she believes those figures village of Long Pada, with 100 inhabitants.
underestimate wildlife consumption, which The addition of other species brings daily
is often unreported because it is part of the consumption of wild meat to a total of 113 g
informal sector. to 392 g per day.
Research in Borneo has also found These levels of dependence on wildlife,
strong dependence on wild meat for daily both for direct nutritional inputs and for
protein. Caldecott (1988) reports an average indirect inputs through increased incomes,
consumption of wild pig of 54 kg per capita become problematic when harvesting
per year for Dayaks living in the forests of practices are unsustainable. Eves and Bakarr
Sarawak, as opposed to 12 kg per capita per (2001) describe the state of our knowledge
year for those in periurban contexts. Wild of several important species in West Africa,
pig represented 79% of captures in the Upper concluding that the most worrisome known
Batam area. Puri (1997), writing a decade declines are in duiker, elephant, primate
later in nearby East Kalimantan, found pigs and rodent populations. But they stress the
constituting 80% of captures (and 91% of edible inadequacy of our knowledge and suspect
weight), amounting to about 134 kg of pork that some species may already be locally
per person per year. Dounias (2003) found wild extirpated. Bennett and Robinson (2000a)
pigs constituting between 47% and 83% of the raise the issues of naturally low reproductive
captures among the Punan of the Tubu River rates and particular mating, nesting, predator
in East Kalimantan. Based on careful dietary avoidance or social behaviours, which can also
surveys, he found consumption of wild pig render wildlife populations more vulnerable.
meat to vary seasonally from 109 g to 325 g per See the edited book by the same authors
capita per day—meaning between 382 kg and (Robinson and Bennett 2000) for an excellent
1259 kg per capita per month in the isolated collection on hunting, with many data-rich
20 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Obtaining food for logging operations is an a complete ban on all commercial hunting,
important impetus to commercialization in and a requirement that concessions provide
tropical forest areas. Hardin and Auzel (2001) adequate alternative sources of protein to
report on a logging operation in northern their workers—a proposal that has now become
Congo that employs about 650 people and law (see also Bennett and Gumal 2001).
consumes 390 tons of wild game (live animal Markets, demand and prices all play a
weight), or close to 35 000 animals per year role in commercialization. In Nigeria, Walter
(see also Trefon and de Maret forthcoming). (2001) found bushmeat to be more expensive
Bennett and Robinson (2000b) report data than meat from domesticated animals, but the
from Sarawak in 1996, in which a single logging reverse is true in some parts of South America.
camp of about 500 people caught 1,150 animals Demand for wild meat leads to higher harvest
(29 tons of meat) per year. When extrapolated rates by both local people and nonresident
to all of Sarawak, the estimate was 55 045 commercial hunters (Bennett and Robinson
animals or 1400 tons. These authors advocate 2000a).
22 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Significant incomes, from a forest dweller’s to consumption. The cases vary enormously in
perspective, can be earned by selling bushmeat. their profitability, from minimal to significant,
Wilkie (2001) reports the range of incomes with varying implications for reducing poverty
obtained in several Congo Basin contexts: (with its links to human health).
Snare hunters trapping in the Dzanga-Sangha Such sales also have implications for
Special Forest Reserve in southwestern Central sustainability of forest resources. Exploitation
African Republic, for instance, earn US $400 of many species used as human foods,
to $700 per year (comparable to the salaries particularly bushmeat in Africa, raises
of park guards) from the sale of bushmeat. In concerns (see the collection by Bakarr et al.
a logging camp in northern Congo, residents 2001; Section 2.1, above). Fa et al. (2003) also
sold 36% to 52% of all bushmeat captured explain the links among increasing population,
and generated income of about US $300 per logging and commercialization, using national
household per year (thus contributing between statistics from the Congo Basin. These authors
6% and 40% of a household’s daily income). This predict that current rates of wildlife use will
author provides other similar examples from cause the extinction of significant numbers
Cameroon. Vantomme et al. (2004) document of faunal species in the near term. Eves and
the marketing of caterpillars by women and Bakarr (2001) provide species-by-species
children for growing urban markets in Central discussions, explaining the dire straits of
Africa. many wildlife species. Peters (1996) warns of
Commercialization of forest fruits and other the difficulties of even assessing sustainable
plant products can also be important. Arman harvest levels of forest species in general,
(2003) looked at the market for forest fruits and gives some frightening examples, before
in Pontianak (West Kalimantan, Indonesia) providing some suggestions relating to
in 1992. His team found 38 fruit species sold improving management.
in eight public markets, with several species The wild meat trade for human consumption
generating annual sales revenues of more than is part of local economies throughout the
US $10 000; one fruit, durian, brought in more poorer tropics and is widely seen as one of the
than $200 000 that year. See also Yadama et al. greatest threats to the persistence of tropical
(n.d.) on tribal women and their dependence wildlife. Various authors have sounded alarm
on the sale of nontimber forest products in bells (Walter 2001, on commercial hunting
India. in Liberia; Mainka and Trivedi 2002, more
CIFOR undertook a multiyear global globally). Improved weapons and transportation
comparison of commercialized nontimber systems have exacerbated the problems.
forest products, some of which were foods Cowlishaw et al. (2004) document the
(Sunderland and Ndoye 2004; Chupezi and sustainable harvest of rodents and ungulates
Ndoye 2004, on African cases). Important that account for 84% of total retail weight in
commercialized foods included shea the mature urban market of Takoradi, Ghana,
butter (Butyrospermum parkii) in Benin but they note that primates and large ungulates
(Schreckenberg 2004; Chalfin 2004); Garcinia have already been depleted. These authors
kola nuts (Adebisi 2004) and Dacryodes edulis recommend concentrating conservation efforts
(Adewusi 2004) in Nigeria. Sunderland et al. on new markets (like new logging concessions),
(2004) emphasize the dominance of women for the greatest impact.
in the harvest and sale of fruits and nuts in Some efforts to ensure sustainability of
these three cases. Women’s involvement is resources focus on improving our valuation
pertinent because of the widespread practice of such products. Peters et al. (1989), Peters
in Africa of keeping husbands’ and wives’ (1994, 1996, 1997), Sheil and Wunder (2002)
money separate, and the general tendency and Campbell and Luckert (2002) note that
globally for women to spend their cash on fruit collection in Peru often involves cutting
livelihood and health-related costs. The the trees down; this practice was also noted
nontimber forest products examined in the in Papua for the fruit matoa (Pometia sp.)
African studies were marketed at all levels, (Wan, personal communication, 2005),
from local to international. Comparable studies and Vantomme et al. (2004) note the same
are available from South America (Alexiades practice for harvesting larvae in Central
and Shanley 2004) and Asia (Kusters and Africa: Such harvesting methods are likely to
Belcher 2004), all tracing the production and be unsustainable.
marketing chain of each product from harvest
Forests and Human Health: Assessing the Evidence 23
be in favored foods that may be reserved for She contrasts the tendency of adults in
men, exacerbated by dietary restrictions for some African pastoral societies and in Mexico
pregnant, menstruating or lactating women. to feed their children at their own expense
Messer (1997) agrees with this observation with evidence of the reverse in other African
more generally and quotes studies showing and Latin American settings. Girls and women
that neither food energy nor total food intake in some areas (Peru, South Asia), she finds,
is a good indicator of nutritional status. have reduced access to medical care. She also
Ralston (1997) assessed the responsiveness reminds us of the numerous studies showing
of intrahousehold calorie allocation to the the greater efficacy of channeling income
respective labour contribution of girls and boys intended to improve household food security
in a village in rural West Java, Indonesia (much through women, who have been found to be
of which is forested, though the study does not more likely to spend it on food and nurture.
specify location). They conclude that girls are Hindin (2000) looked at the relationship
less highly valued but only marginally so, and between women’s power within the household
that increases in girls’ work contributions to and both their body mass index and chronic
the household result in their higher valuation energy deficiency, finding positive correlations
within the family. in both cases, in Zimbabwe: ‘When husbands
The findings of Hardenbergh (1997) on have sole control, women are likely to be 10%
the border of the Ranomafana National Park thinner, and 1.93 times more likely to have
in Madagascar are unusual: She found the [chronic energy deficiency]’. (1525)
nutritional status of boys (aged 0 to 9) to be Intergroup inequities also have nutritional
worse than that of girls in the same age group implications. Among the Yuqui (Bolivia),
among two ethnic groups, though adult women Stearman (2000) documents the striking drop
were more typically disadvantaged relative in protein intake, from 88 g per day to 44 g,
to adult men. She found the former finding following large-scale incursions by colonists
difficult to explain, concluding that we need between 1983 and 1988. Most of this reduction
to fashion our interventions in ways that are came from a reduction in fish catches (due to
consistent with local realities. Pagezy (1990a) commercial fishing using dynamite) but some
also notes the special position of first-time was attributed to targeted hunting of large
mothers (and the advantages for their infants) species by colonists, who considered the
among the Ntomba of Zaire. The mothers are capybara (Hydrochaeris hydrochaeris)—which
fed better and become fatter than at any is highly valued as game by the Yuqui—a crop
subsequent time in their lives. They are likely pest, killing it indiscriminately and without
to suffer periodic negative energy balances eating it. A CIFOR team observed the same
with subsequent births. phenomenon in Papua, where fish were killed
Messer (1997) discusses a variety of only for their bladders, which were then dried
rationales for the distribution of food and sold for a good price; the flesh of the fish
within households in times of stress—with had previously been eaten by local people
varying implications for the health of family (CIFOR 2004).
members:
et al. 1997; Gram 2001; Sheil and Wunder 2002; this study considered it second in severity only
Shanley, personal communication 2004); and to vaginal bleeding as a pregnancy-related
they note as an example the role of vitamin A health problem, interfering significantly with
(available directly from many forest foods) as their ability to carry out child care, food
a direct intervention in AIDS treatment. The preparation and agricultural tasks. They saw
authors suggest encouraging people to use no connection between food intake and this
and manage forests and tree systems, which ailment, rather attributing it to pregnancy,
have traditionally contributed to nutrition and weakness, and ‘hotness’ (the latter reflecting
health even with relatively low labour inputs. the common hot-cold interpretation of foods
But not all health problems in forested and health, briefly mentioned in Section 5, in
areas are as dramatic as HIV/AIDS. Many are which one strives for ‘humoral balance’).
mundane, chronic problems that plague many Iodine deficiency is a common problem in
areas of the developing world. Table 3 shows forested as well as nonforested areas, with
some of the more common health problems of incidence in some places as high as 95%. Soils,
forest peoples and the forest foods that can crops and drinking water in rainforest climatic
contribute to solving them. zones with ancient weathered geology, well-
Christian et al. (1998) note the high leached soils and high rainfall are deficient in
incidence of vitamin A-related night blindness iodine content. Foods grown in or collected
among pregnant women in the forested from such iodine-deficient habitats are also
region of Nepal (the terai). These authors deficient in iodine. These conditions are
report rates from 8% to 46% in Nepal, as well particularly notable in the wet zone in Sri Lanka
as similar problems in Lao PDR, Bangladesh, and in the wet, monsoon delta regions of Java
India, Mali and Niger. The Nepali women in and Bali where heavy precipitation results in a
2.4.3 Uncertainty and Seasonality of both greater shortage and greater plenty.
A recurring problem for people living in forests Bahuchet (1990) notes the role of cooperative
is the seasonality of food availability (see sharing between Aka pygmy families and
Ulijaszek and Strickland 1993, for a collection communities of the Central African Republic
on seasonality in human ecology)—a problem in overcoming seasonally induced uncertainty,
that much of the literature appears to ignore. and de Garine and Pagezy (1990, 43) note that
Numerous authors (e.g., Bahuchet 1988; the Mvae and Yassa of Cameroon “can hardly
Bailey and Peacock 1988; Pagezy 1988, distinguish which period of the annual food
1990b) have documented the seasonality cycle is the least favourable.” This seems
of rainforest produce and the consequent true also in Mamberamo (West Papua) (Sheil,
uncertainty of food availability to those who personal observation).
inhabit some forests. Studies in Boomgaard
et al. (1997) provide various examples of
this kind of uncertainty. Godoy et al. (2000), 2.4.4 Fuelwood
for instance, note that the value of goods Wood is the main energy source in most Third
from the community of Krausirpe dropped World rural communities (2 billion people
inexplicably by one-third in two years. De Boek are said to rely on it, Ezzati and Kammen
(1994) also notes seasonality as important in 2002). Its connection to health, through both
his study of hunger among the aLuunde of nutrition and hygiene, is highlighted in Barany
Zaire—hunger that can lead them to sell their et al. (2001). Although access to fuelwood is
children for food. Milton (1985) hypothesizes not a problem in most moist tropical forests,
that differences in hunting techniques among it is a problem in many dry forests (see Arnold
Mbuti pygmies in the southwestern and et al. 2003 for a recent and thorough review
northeastern parts of the Ituri forest derive of the fuelwood literature) and can become
from differences in seasonality—specifically, a problem in moist forests that are being
those in the southwest, where nets are used degraded. Fuelwood shortages can affect the
and game is routinely sold, have a greater nutritional value of foods consumed. Hoskins
seasonal need to supplement their diets. She (1990) points out that cooking releases the
compares the pygmy-Bantu relationship (in nutrients in some food, making them edible
which the Bantu are patrons to pygmy clients) and appealing. Shortages of fuelwood can
to the relationship she observed between also lead to undercooked food, increasing the
the hunter-gatherer Maku and their patrons, risk of food-borne diseases (FAO 1991). Food
the Tukanoans, in the Amazon. She suggests processing—smoking, drying or cooking—can
that the seasonal need for energy prompted also extend the shelf life of foods but brings its
both hunter-gatherer groups to seek this own problems (FAO 1991). All these activities
relationship to ensure food security during need an energy source, with wood being the
times of stress. most common.
Ongoing research, already spanning 10 years Fuelwood is associated with serious health
in Pará State (Brazilian Amazon), indicates that risks from smoke inhalation. Ezzati and Kammen
phenological cycles can imply large year-to- (2002) have stressed the respiratory dangers
year fluctuations in fruit collection, dropping of the use of fuelwood. They have shown
to zero some seasons (Shanley, personal reductions in acute respiratory infections in
communication 2004). Caldecott (1988) makes children, after the introduction of several
the same point in dipterocarp forests, with strategies to reduce exposure to smoke in
serious implications for wild pig populations Mpala Ranch in Kenya. Tucker (1999) provides
(and thus for human access to meat); see also an extensive survey of efforts to encourage
Curran et al. 1999). solar cooking around the world; Environment
Testart (1988) makes a different case. He Australia (2002) provides similar conclusions
agrees that there is seasonality in rainforests from an Australian survey on air pollution and
but argues that there are no periods of extreme toxins. Melnick et al. (2005) also describe high
shortage—and thus no famines, traditionally, rates of indoor air pollution affecting mainly
and no urgent need to store food. He contrasts women and children. Kirk Smith, at the School
this to the situation of more settled hunter- of Public Health at the University of California,
gatherers (like those in the forests of the Berkeley, has recently mounted a major
American Pacific Northwest) who did store project examining such effects globally (see
food because there were predictable periods e.g., Smith et al. n.d.; or Warwick and Doig
Forests and Human Health: Assessing the Evidence 29
prevalence of Imperata grasslands in Heli and Ohtsuka (1993) finds a similar pattern
the agricultural use of swamp areas in Wenani; among the Gidra of lowland Papua New Guinea,
and the frequent absence of Heli men for wage where the incoming western diet brought some
labour as part of a gold rush. nutritional benefits but also health problems.
Kuhnlein and Receveur (1996) argue Gracey (2000) compares aboriginal Australian
strongly for maintaining the positive elements diets in the past with their current diets and
of traditional food systems. They summarize finds grave cause for concern about reductions
eight case studies examining changes in diets in breastfeeding and increases in hypertension,
over time, of which four—from northern alcohol consumption, cardiovascular disease
Ghana, Guatemala and Papua New Guinea— and diabetes. Solomon (2000) notes, though,
are probably forest peoples. The diets of that most foods in the developing world are
the Ghanaians became more stable, with an plant-based, a diet associated with high
increase in dietary variety. In Guatemala, prevalence of deficiencies of vitamin A, iron,
there appeared to be an increase in dietary zinc, riboflavin and vitamin B-12. He argues
variety, but no change in children’s nutritional for a development strategy that maintains and
status. The conclusions from Papua New reinforces traditional eating patterns while
Guinea appear to be conflicting, with some improving delivery of micronutrients.
gains and some losses and considerable
variation from place to place. Specific dietary
changes included a switch from starchy tubers 2.5 People, Forests and Foods:
to rice, and from traditional sources of meat Conclusions
and fish to tinned produce, as well as increases In this section, we first examined the forest
in fat and alcohol consumption. These authors as a food producing habitat, emphasizing
identify some general global trends as dietary the importance of soils, the interactions of
change interacts with various organisms (2.1) and the implications
of landscape changes as these relate to human
lifestyle changes like smoking, disinteg health (2.2). We then turned to the questions
ration of social networks, decreasing of food availability and human dependence
Very young physical activity, and increased stress…. on the forests for food (2.3), examining first
Gabonese boys [T]he major trends that appear in the the nutritional constraints to forest-based
drinking beer in
literature relate to obesity, diabetes, and human subsistence (hunter-gatherer systems)
Ivindo National
Park (Photo by the complications of diabetes including and then looking at the more common
Carol J. P. Colfer) cardiovascular disease. (434) situations where people rely differentially
on both foods from forests and from other
sources. The final section (2.4) identified five
important problems: intrahousehold inequity
in food distribution, food-related diseases and
dangers, uncertainty related to seasonality,
fuelwood issues and the nutritional impacts of
social and environmental change.
A recurrent theme in the literature on
food and forests is the need for greater
interdisciplinary cooperation (e.g., Trefon
and de Maret forthcoming). Egal et al.
(2000) describe an effort to bring together
nutritionists and foresters from Senegal, Mali
and Burkina Faso. Successful aspects of their
workshop included joint analysis of causes
of malnutrition, use of a causal model of the
system, a focus on possible interventions for
a given objective (in this case, improving
nutritional status of people in a particular
place), development of indicators and
visualization techniques, and an emphasis
on the local level, all of which contributed
to achieving consensus among divergent
Forests and Human Health: Assessing the Evidence 31
Summary
2.1 Forest habitats are often characterized by poor soils and plants whose defenses
make them difficult for people to use as food. Forests often have little potential for
supporting intensive agricultural production or large populations, but they serve as
important genetic reservoirs for wild and semiwild plants and animals. They provide
food to people now and have the potential to provide more food through selective
breeding and also, more controversially, through genetic manipulation.
2.2 Landscape modification is often motivated by the need for food, though some
manipulations maintain forest cover and increase food production at the same time.
Logging, hunting and invasive species (plants and animals) change the composition of
the forest but with location-specific impacts on food availability; different stages of
forest regrowth may also vary in food productivity. Climate change is likely to cause
location-specific and unpredictable impacts on food. The proximity of wild, forest-
dwelling animals can be a mixed blessing, involving raids on crops but also easier
hunting.
2.3 Hunter-gatherers’ access to nutrients from the forest has been open to considerable
debate—particularly about the roles of protein, carbohydrates, and fats in their
32 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
diets—and such peoples’ health status has been evaluated very differently in different
places. Some are in better health than their neighbours, but few would be considered
truly healthy.
There is widespread agreement that forests serve as important safety nets for people
living in and near forests, but forests may also serve as poverty traps, since the potential
for better livelihoods may be small. People residing in and near forests obtain nutritious
foods from forests, in varying amounts: Hunter-gatherers and integral swidden farmers
know more about finding food in the forest than, for example, settlers, colonists,
refugees and other in-migrants. The nutritional value of many forest foods is unknown,
despite indications that many forest animal, plant and insect species contain important
nutrients. Efforts to develop relevant databases are in early stages.
Poor people, often dependent on common property resources, are particularly
dependent on forests for food. Many have a reasonably varied diet. The consumption of
meat can be very high, raising serious concerns about sustainability of wildlife populations
in many places. Forests also supply goods that are indirectly important for the provision
and preparation of food, like poles, fodder, and fuel.
Commercialization of forest products, spurred by growing urban markets and demand
from logging camps and facilitated by improved weapons and transport, has threatened
the sustainability of wildlife populations (both for biodiversity and for food). Sale of
wildlife and other nontimber forest products represents a source of income for local
families but also sometimes reduces the quality of local diets.
2.4 Distribution of food within households can be inequitable, with women and girls
particularly at risk. Diseases can adversely affect people’s access to foods. HIV/AIDS
reduces the effective working adult population both through death and through caregiving
responsibilities. Vitamin A and iodine deficiency, mycotoxin and other toxic exposure,
viral diseases spread through contact with wildlife, and geophagy all affect the health of
people living in forested areas. Uncertainty related to seasonality causes serious hunger
in some areas. Use of fuelwood, common in forested areas, presents serious respiratory
health hazards, particularly for women and children. ‘Development’ processes often
have adverse effects (as well as some beneficial impacts) on people’s health.
Chapter 3
Health Problems in Forests
The ubiquity of disease in forested areas is and first for children under the age of four.
an important consideration as we look at the Tropical diseases (very common in tropical
state of human health in forested areas and forests) afflict roughly half a billion people
the causal links between forests and health. (a 10th of the world’s population) and claim
In this section, we first survey the causes of about 20 million lives every year—particularly
disease in forested areas (summarized in Table in tropical, less-developed countries. HIV/AIDS
4). We then review some disease-by-disease has claimed some 24 million lives. A handful of
studies. Rather than do a thorough review of diseases (AIDS, diarrhea, TB, malaria, measles
all diseases that occur in forests, we provide and acute respiratory infection) account for
some sense of the nature and extent of nearly 90% of all deaths. Drug-resistant agents,
diseases and other important health problems pesticide-resistant vectors and lack of antiviral
of the recent past. drugs and treatments for protozoal, helminthic
Macintyre et al. (2002) discuss theories and fungal infections keep infectious disease a
about the impacts of place on health. Although particularly challenging public health problem
they do not deal specifically with forests, in developing countries.
diseases that thrive in forested environments Feldmann et al. (2002) also note the fear
would seem to fit within their theoretical with which we confront emerging infectious
framework. They find that “few investigators diseases like Ebola. The unfamiliarity of these
have attempted to hypothesize what features diseases means that our knowledge of control
of the local social or physical environment and treatment are by definition limited.
might influence health, and then tested these Filoviruses, hantaviruses, paramyxoviruses,
hypotheses” (129). Descriptive information flaviviruses, Yersinia pestis and other agents
ascribes both positive and negative health of these diseases are transmitted via wild
effects to forested environments. These animals, either directly or sometimes via
authors postulate three types of explanations arthropods. Table 5 lists some recently
for geographical variations in health: the discovered infectious diseases.
characteristics of individuals in particular It is not only western cultures that fear
places, the local physical and social context, forests for their diseases. It seems that fear
and the shared norms, traditions, values, and of parasitic illnesses—presumably the local
interests of communities. These authors also form of river blindness, which is associated
emphasize the long time lags that are likely to with clean forest streams—caused forests to
exist between cause and effect when looking be avoided in various parts of Eastern Africa
at the relationship between place and health. until the modern era when colonial authorities
See also Newson (1998) for further discussion wiped out the disease (often with DDT).
of the interrelationships among disease, human Mayer (2000) urges a political-ecological
behaviour, population size and environment. approach to health—a deeper understanding
Feldmann et al. (2002) note the significance of the interaction between population,
of infectious disease in human mortality. They environment, power and disease, including
report that infectious diseases cause 48% of economic drivers. He traces some of the
premature deaths and remain the biggest broader societal phenomena that affect disease
cause of disabilities globally; such diseases incidence and geography, such as increased
rank second as a cause of death for adults, mobility and large-scale landscape changes.
Forests and Human Health: Assessing the Evidence 35
He also briefly discusses kuru, a degenerative identified AIDS, which by 1994 affected 12%
neurological disease that occurred primarily of the population, as the most dangerous.
among forest women in New Guinea. After the Neither malaria nor schistosomiasis was seen
demise of the practice of ritual cannibalism, as terribly serious, implying some difficulties
the disease disappeared. motivating people to try to overcome them.
In their longitudinal study in northern An edited volume by Wilson et al. (1994)
Uganda, from 1992 to 2002, Accorsi et provides a good overview of issues relating to
al. (2005) find important roles for war, emerging diseases, primarily from a medical
population displacement, social structural loss perspective. Dobson et al. (1997) provide a nice
or disruption, and breakdown of the health introduction to the topic of frightening human
system in increasing the risk of infectious diseases in their ecological context—discussing
disease, malnutrition and war-related injuries. HIV/AIDS, Lyme disease,16 hookworm, cholera
Vulnerable groups (infants, children and and Ebola in passing—and conclude by urging
women) accounted for 80% of admissions, and better interdisciplinary collaboration between
malaria in children was “overwhelming” and ecologists and physicians. Epstein et al.
increasing. Admissions related to HIV/AIDS (2003) give examples of complex interactions
and TB decreased with the implementation and specific diseases, concluding that
of community-based services, but these two specialists in wildlife, insects, human health
diseases and Ebola still accounted for a heavy and climate could collaborate to develop
disease burden. These authors concluded early warning systems and environmentally
that childhood diseases could be dramatically friendly interventions. See Table 6 for some
reduced by low-cost interventions. geographical links to emerging viral diseases.
Deforestation has been linked to several Daszak et al. (2000) discuss the impacts of
diseases (discussed further below), according emerging infectious diseases of wildlife on the
to de M. Santos (2005, 5): ‘Deforestation and wildlife themselves, as well as on domestic
habitat destruction … have a direct impact animals and human beings.
on [various] vector-borne diseases. In some Dounias (personal communication, 2005)
cases, pathogens and vectors may be lost, but describes how the forest can drastically
in many other situations, increased levels of reduce the action of pathogens and control the
disease have followed deforestation’. emergence and spread of infectious disease.
Epstein (1994) makes general observations Genetic and species biodiversity provide
about the relationship between forest alternative hosts for disease organisms, and
clearing, subsequent changes in rodent species some stability comes from the interactions
(as disease vectors) and the introduction of among functional groups of species—recyclers,
vulnerable human populations, as important scavengers, predators, competitors and prey
factors in the appearance of arenaviruses. (discussed at greater length in Epstein 1997;
Walsh et al. (1993) provide a more complete Chivian and Sullivan 2002; Chivian 2002).
survey of diseases exacerbated by forest In the remainder of this section, we
clearing. Petney (2001) provides a long list address HIV/AIDS, malaria, Ebola and mercury
of factors that can influence health and then poisoning, which give a sense of the variety of
examines them in the context of northeastern ailments (viral, vector-borne, poison) and are
Thailand (a deforested area). His findings, like prominent in the literature.17 We then turn to
those of many others, are mixed: Some of the 20 other diseases, mostly vector-borne, that
changes have resulted in worse health, some afflict people living in forests. We then sum up
to improved health. what we have found from our skimming of the
People’s understanding of disease and medical literature.
its spread is also important. MacLachlan
and Namangale (1997) conducted a study
of college students in Malawi (a country 3.1 HIV/AIDS
whose landscape is characterized by miombo This disease, believed to have originated in
woodland—a dry forest type), looking at their forests, spans both of our concerns—the state
perceptions of four common diseases: AIDS, of health of forest dwellers and the forest-
malaria, schistosomiasis and the common human health link. Sharp et al. (2001) report
cold. The students had some misconceptions. that in western Africa, the sooty mangabey
Although malaria was still the major killer in (Cercocebus atys) is the only species naturally
Malawi when the study was done, they clearly infected with viruses closely related to HIV-2
Forests and Human Health: Assessing the Evidence 39
(which is endemic in that area). Chimpanzees the wide agreement about the simian origin of
(Pan troglodytes) in western equatorial the two HIV types, there is no evidence that
Africa play a similar role for HIV-1, which AIDS is acquired like a zoonosis.
also appears to have emerged in that region. Statistics on HIV/AIDS, like those for any
HIV-1 is composed of three groups (M, N and sexually transmitted disease must be taken
O), resulting from independent cross-species with a grain of salt. Elbe (2002) estimates
transmission events. There is evidence that that in several sub-Saharan countries between
for the M group, the jump from chimpanzees a fifth and a third of the adult population is
to humans occurred before 1940. These three infected with HIV/AIDS (he provides country-
HIV-1 strains are closely related to the SIV/ by-country estimates as well). He identifies
cpz lineage that affects only the chimpanzee a 5% adult infection rate as a threshold that
subspecies P. t. troglodytes and not P. t. portends a more widespread and devastating
schweinfurthii (Gao et al. 1999). epidemic. USAID (2004) provides a harrowing
Apetrei et al. (2004) report descriptions of description of the HIV/AIDS conditions in East
40 simian immunodeficiency viruses (SIVs) in and Central Africa—in countries with important
Africa. These authors conclude that despite forest resources.18 The agency reports the
40 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
overall HIV prevalence rate as 5.7%, though in 000 to 500 000 women are reported to have
Kenya it is 13.9%. The USAID report emphasizes been raped, there is evidence for a deliberate
the close interconnections among HIV/AIDS, strategy of infecting women from enemy
conflict and nutrition and issues a particular groups; similarly in the Democratic Republic
warning about the implications for women’s of Congo, where Ugandan troops are reported
status, noting, for instance, that young girls to have behaved in similar fashion. Less direct
have rates of HIV infection that are five times but also important health-related side effects
those of young boys. FAO (2001) presents global of war include reduced effectiveness of health
data, emphasizing the downward spiral that services, lessened security (and increasing
occurs at a household level: gender inequities, incidence of rape) in refugee contexts,
nutritional impacts, breakdown in informal increased intermingling of urban people
institutions and culture, and higher incidence (with higher incidence of HIV/AIDS) and rural
of poverty and disease (see also Thaxton populations, and—because death from HIV/
2005). Butler (2004) suggests a Malthusian AIDS is more remote than the bullet around
‘check’ in Rwanda and relates the spread of the corner—lack of concern about the future
HIV/AIDS there to conditions brought about by both for individuals and for countries.
population pressure (both quantity and speed Anyonge (2005) provides statistics for HIV/
of increase). AIDS prevalence in the miombo woodlands of
Road and transport networks play an southern Africa in 2001: 33.7% in Zimbabwe,
important role in the spread of HIV/AIDS 21.5% in Zambia, 15% in Malawi, 13% in
(Helman 1994). Orubuloye et al. (1993) Mozambique, 7.8% in Tanzania and 5.5%
describe the frightening level of sexual activity in Angola. She identifies gender and other
(and thus exposure to AIDS) in Nigeria among inequalities, exclusion from resources,
truck drivers and female hawkers. This study, seasonal migration and separation of families
though focused on major roads, is pertinent as factors that increase vulnerability to AIDS.
for forest-dwelling populations because of the And she explicitly notes the roles of medicinal
transport of logs by truck. Higher HIV infection plants and forest foods in patient care, with
rates among loggers in Côte d’Ivoire have in suggestions for increasing access to firewood
fact been observed by Colfer in 1995 and also (to reduce the harvesting labour requirement),
reported by van Haaften (1995). Tsey and developing woodland-based income-generating
Short (1995) describe a parallel situation when activities, and sharing forest revenues to
the railroad was introduced in Ghana: Syphilis support community initiatives to deal with
followed the railway in the early 1900s. In his HIV/AIDS in local households.
wider African study, Hunt (1993) found that Gillespie and Kadiyala (2005) document the
AIDS was most likely to occur among migrant nutritional implications of HIV/AIDS, observing
laborers, suggesting a similar social dynamic. that people who are undernourished are more
Michael Whyte (personal communication, 19 affected by the depradations of HIV/AIDS and
September 2005) sees the main HIV/AIDS- may be more susceptible to contracting it.
forest intersection to be “… about armed And HIV/AIDS leads to undernourishment—in
conflict—in Sierra Leone and Liberia and, some cases directly, but more often indirectly,
above all, eastern DRC and Rwanda. It is about through general destitution because of loss of
weapons, sexual and other violence, fear and labor, reduction in agricultural outputs, loss
drugs/drink.” Elbe (2002) supports this view, of parents and other caretakers (particularly
maintaining that prevalence rates in the mothers), etc. Their study suggests specific
military tend to be two to five times the rates policies to address the HIV/AIDS problem;
among the general populace (parts of the they provide practical tips for ‘scaling up,
Zimbabwean army have 80% infection rates). mainstreaming and capacity building’ and
Besides directly affecting the functioning of recommend using an ‘HIV/AIDS lens’ to look
Africa’s military forces, HIV/AIDS has provided at problems19 and greater cooperation among
them with a tactical weapon: Rape has been disciplines.
used as a systematic tool of warfare in Liberia, Lengkeek’s (2005) tragic account of
Mozambique, Rwanda and Sierra Leone—all HIV/AIDS in sub-Saharan Africa emphasizes
countries with significant forest areas, some of agrobiodiversity and indigenous knowledge
which have been both sites and partial causes as important internal and underrecognized
of their wars (cf. Richards 1992 on Sierra strengths of Africa’s communities. He calls
Leone and Liberia). In Rwanda, where 200 them potent coping mechanisms for dealing
Forests and Human Health: Assessing the Evidence 41
with the weakened labour force, which is for a substantial number of miscarriages and
already relying more on forest gathering for low birth weight babies (http://www-micro.
daily subsistence. msb.le.ac.uk/224/Malaria.html). There is
One interesting finding is that SIV infection currently no vaccine to prevent this disease,
is present in numerous African primate and about 200 million people suffer from
species without inducing disease symptoms. malaria each year. In fact, malaria causes 2
Courgnaud et al. (2004) attribute this to host- million deaths each year, mostly children in
virus adaptations that have evolved over time sub-Saharan Africa.
in naturally infected primates. In another, Working in tropical forests, one becomes
earlier study of 788 monkeys in the forests and inured to the prevalence of malaria, and yet it is
households of Cameroon, Peeters et al. (2002) in fact a major killer. A recent report indicates
report that humans who hunt and handle that there are nearly 50% more clinical cases
bushmeat are exposed to many viruses that of malaria worldwide than previous estimates
are genetically highly divergent. suggested. Whereas WHO had estimated 273
million cases of malaria worldwide in 1998,
with 90% of them in Africa, a recent report
3.2 Malaria raises the estimate of active cases in 2002 to
Currently an estimated 500,000,000 people 515 million, with only 70% in Africa. Snow et
are infected with malaria and infection rates al. (2005) make a strong case for obtaining
are increasing in many parts of the world. better data on malaria, in the effort to attain
Epidemics have even affected traditionally the United Nation’s Millennium Development
endemic zones where transmission had been Goals. Table 7 provides a longitudinal global
eliminated. These outbreaks are generally overview.
associated with deteriorating social and Plasmodium, the malaria parasite, is a
economic conditions, and the main victims are single-celled protozoan, living as a parasite
underserved rural populations, particularly in human beings (and a few other hosts) and
pregnant women since the disease is responsible the Anopheles genus of mosquitoes. There are
forests. Nakazawa et al. (1994) examined Siberut). In Ruteng, on the other hand, they
people in four villages in the Gidra of lowland found positive correlations between secondary
Papua New Guinea and found rates of malarial forest regrowth and malarial incidence among
infection from 35.3% to 100% in males and children.
31.6% to 100% in females. Men who hunt in Brinkman (1994), summarizing the work
mangrove swamps and collect coconuts in the of others, links an increase in malaria to the
bush and men who dive in rivers were the most introduction of coffee cultivation in southern
frequently bitten: Cumulative prevalence was Thailand in 1986. Malaria was endemic in the
higher in males than in females in a coastal area, and adults tended to have acquired
village for Plasmodium falciparum and in a immunity. But forest clearing to establish the
riverine village for the less virulent P. vivax. coffee plantations resulted in an excellent
Bustos et al. (1997) report on low levels habitat for Anopheles minimus. The in-
of malaria in Morong, Bataam, Philippines. migrants, working with local people who
Saul et al. (1997) confirm low but stable were asymptomatic carriers, were provided
levels of malaria in the same locale, with a inadequate housing, which increased their
fair amount of asymptomatic malaria. They vulnerability to mosquito bites. Brinkman
note also that local people do not believe notes a similar pattern of increasing malaria
mosquitoes are vectors. Colfer has observed incidence with the mixing of populations in
the same belief among educated Indonesian Ethiopia, Somalia and the Amazon. In another
community workers in Sumatra, where both area of Thailand, malaria had disappeared
community members and community workers with the introduction of cassava cultivation
regularly suffer from malaria. These authors but reemerged when cassava fields became
all note that the severity of malaria attacks in rubber gardens and orchards. Colfer, who spent
Asia seems much lower than in many African a year in a village in central East Kalimantan
countries. in 1979 and has returned repeatedly, has
Pattanayak et al. (2005a, b) conducted anecdotal evidence of an increase in the
careful studies of deforestation, poverty and incidence of malaria, concomitant with
malaria in two protected areas in Indonesia: overall deforestation through logging, large-
Ruteng, Flores, and Siberut Island. They found scale conversion to oil palm and industrial tree
inverse correlations between primary forest crop plantations, government resettlement
and malarial infection in both places (for schemes and fire. Others have noted links
children in Ruteng and for household heads in among logging, standing water and malarial
infection.
An increasing number of studies consider
the relationship between climate change and
malaria. Some (e.g., Matola et al. 1987) have
proposed that malaria creeps up mountains as
they become deforested and hotter. Hay et
al. (2002a), on examining the available data,
questioned this link, arguing that the hotter
climate has no effect on malaria incidence,
but Sheil questions that conclusion, noting the
differences in temperature between urban-
based recording stations and rural conditions.
Zhou et al. 2004 consider the use by Matola
et al. (1987) of spatially interpolated climate
data to be inappropriate for trend analysis in
areas known to have high spatial temperature
heterogeneity (see below). Haggett (1994)
proposes some possible health implications for
climate change, mostly linked to expansion of
tropical organisms into temperate zones, as do
Patz and Wolfe (2002).23 Mayer (2000) discusses
Typical housing various possible health implications of warmer
in central Gabon
(Photo by
temperatures, including an estimate that
Carol J. P. Colfer) the population at risk of developing malaria
Forests and Human Health: Assessing the Evidence 45
could rise to 2.5 billion people under some such tools in managing and targeting vector
temperature scenarios.24 and disease control measures. Ginwalla et
In another article, Hay et al. (2002b) al. (2004) also used remote sensing imagery
acknowledge that forecast climate changes to study the effects of deforestation on the
“may cause some modification to the present incidence of malaria among household heads
global distribution of malaria close to its in the Indonesian island of Siberut. They found
present boundaries,” but they think that the relative abundance of primary forest
attributing recent malaria outbreaks in East associated with a lower incidence of malaria.
African highlands to climate change is “at best Patz et al. (1998) demonstrated the value of
equivocal, at worst unfounded.” using soil moisture (rather than rainfall data)
Zhou et al. (2004) acknowledge the in predicting changes in malaria transmission
difficulty of sorting out the variables and use a intensity, based on data from Kisian, Kenya.
nonlinear mixed-regression analysis to look at Malaria incidence rose sixfold between
autoregression (number of malaria outpatients 1987 and 1998 in the northern region of the
in the previous period), seasonality and climate Peruvian Amazon. Using Landsat Thematic
variability, and the number of monthly malaria Mapper and field surveys, a team from
outpatients in the past 10–20 years in seven the Johns Hopkins School of Public Health
highland sites in East Africa. Nonlinear and examined the relationship between the extent
synergistic effects of temperature and rainfall of deforestation and entomological risk factors
on the number of malaria outpatients were associated with malaria. Their findings support
found in all seven sites. These authors conclude the idea that deforestation may contribute to
that the number of malaria outpatients was the increase in malaria in the Amazon (http://
highly sensitive to climate fluctuations and www.jhsph.edu/globalchange/deforestation.
that climate variability was important in the html).
initiation of malaria epidemics there.
They also hypothesized the mechanisms
that might explain the reemergence of 3.3 Ebola and Marburg Viruses
Plasmodium falciparum epidemic malaria in Sommerfield (1994, 277) stresses the importance
East African highlands: 1) increased travel from of ecological degradation in ‘the epidemic
malaria-endemic Lake Victoria, 2) degradation emergence of Lassa, Marburg, Ebola and many
of the health care infrastructure, 3) resistance other viruses’. Schou and Hansen (2000), by
to antimalarial drugs, 4) land-use changes and reviewing the literature on Marburg and Ebola
5) global warming. They reject the first three viruses, discovered 23 outbreaks since the first
hypotheses and focus on human population outbreak of Marburg in Germany in 1967. They
increase and movement (including the presence found that nearly 800 of the 1,100 deaths in
of people without functional immunity to local Africa followed direct, intimate contact with
strains), land-use change and temperature infected patients (and very few from contact
variability. They note that human mortality with nonhuman primates used for scientific
is increased by drug resistance, inadequate purposes). These ailments belong to a larger
access to drugs, failure to seek treatment in a group of illnesses called viral hemorrhagic
timely manner and HIV infection. fevers, many of which are life-threatening.
Hay et al. (2004) used geographic All depend on vertebrate hosts and arthropod
information systems and historical maps to vectors, commonly rodents and insects, and
quantify human impacts on the distribution are therefore restricted to the host’s habitat.
of malaria in the 20th century (see Figure Humans are not the natural reservoir, though
2). Among their conclusions: During the past once infected, people can sometimes transmit
century, despite a halving of the land area the disease; http://www.health.state.nd.us/
supporting malaria (due to human activities), EPR/public/viral/VHFeverFacts.htm.
2 billion more people are currently exposed to Ebola and Marburg are quintessential forest
malaria because of demographic changes. diseases in the Filoviridae family, with high
Using remotely sensed data on waterways, fatality rates for humans and other primates.
elevation, amount of forest between houses Although found in and around tropical
and selected waterways, and presence rainforests, these viruses have been linked
of humans, Roberts and Rodriquez (1994) to forest degradation and other processes
predict malarial vector abundance in several that put people in contact with previously
locations. They argue for greater use of inaccessible forest-based pathogens (Borchert
46 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
et al. 2000). The disease outbreaks occur million deaths from HIV since the beginning of
during transitional periods between wet and the AIDS epidemic in the 1980s (UNAIDS 1999).
dry seasons (Pourut et al. 2005). They note that even if the cases and fatalities
Three distinct genotypes, Ebola-Zaire, from Ebola and Marburg were multiplied by
Ebola-Sudan and Ebola-Côte d’Ivoire, affect 100 to account for underreporting, these
humans, and a fourth, Ebola-Reston affects filoviral diseases would make only a marginal
only nonhuman primates (Cohen 2004). But contribution to the global burden of infectious
there is little genetic variability, so this disease. These authors do not, however,
factor does not seem to be important in the underestimate the seriousness of the diseases,
emergence of filoviruses, as it is with other both at the local level (where damage is serious)
RNA viruses (Feldmann et al. 2002; Pourut and potentially nationally or globally. Impacts
et al. 2005). Ebola-Reston virus was first on those providing health services, which have
isolated in nonhuman primates in Cynomolgus been found often to be at the epicenter of the
monkeys (Macaca fascicularis) imported to the outbreak, have been devastating.
United States from the Philippines in 1989–90 The worst outbreaks have occurred where
(Feldmann et al. 2002). Suzuki and Gojobori the health system is dysfunctional, whether
(1997) used genetic sequencing data to show from economic crisis, public sector breakdown
that the Marburg and Ebola viruses originated or war. An August 1976 epidemic, for instance,
from a common ancestor 7000 to 8000 years killed 318 people in 55 villages around the
ago. Catholic mission in Yambuku, Democratic
Republic of Congo; 88% of the cases were fatal,
Cohen (2004) describes the illness: and both sexes and all ages were affected.
Hygiene was deplorable, with five needles
Ebola is transmitted person to person by per day being shared among outpatient,
direct contact with infected body fluids, prenatal and inpatient wards, with (at best) a
or by direct inoculation via contaminated rinse in warm water between injections, and
instruments such as needles or razors. The occasional boiling at the end of the day. An
incubation period of Ebola haemorrhagic injection at the hospital was the only plausible
fever is usually between four and 21 days. mode of transmission for 26% of the cases,
The illness is characterised by an acute and 13 of the 17 hospital staff were infected,
onset of fever, malaise, myalgia, severe with 11 dying. In some cases outbreaks have
frontal headache, and pharyngitis. not been detected or reported in a timely
manner, or higher levels of the health system
These symptoms are common to many did not respond adequately or appropriately.
other acute infections in Ebola-endemic areas, Sometimes national governments have not
rendering diagnosis difficult. After about a recognized the seriousness of outbreaks or
week, patients develop a maculopapular rash, have tried to hide them from the international
followed by vomiting and bloody diarrhea community.
and uncontrollable haemorrhaging from Filovirus diseases can be transmitted to
body orifices and needle sites. Death is from distant places: infected Philippine monkeys
blood loss and shock. Treatment is largely appeared in a lab in Reston, Virginia, U.S.,
supportive (Borchert et al. 2000; Cohen 2004). for example, and an infected Yambuku staff
Pourut et al. (2005) report case fatality rates member who went to Kinshasa, 1000 km away,
in the literature between 50% (Sudan) and infected three more people there. Although
80% (Zaire). Good hygiene is effective in transmission is normally via direct contact
controlling the spread of the virus (Feldmann with the bodily fluids of diseased individuals,
et al. 2002). rendering caregivers the most vulnerable, there
Borchert et al. (2000) provide a thorough is some evidence of air-borne transmission
discussion of Ebola and Marburg viruses (e.g., the Reston strain). Should these viruses
(summarized in the subsequent paragraphs). mutate to become transmissible to humans by
They note that since 1967, when Ebola and air, the consequences would be dreadful.
Marburg were discovered, 1209 cases and 873 The reservoir of the filoviruses remains
deaths have been diagnosed (see also Figure a mystery (Feldmann et al. 2002; Pourut et
3), slightly more than Schou and Hansen al. 2005). Initially, nonhuman primates were
(2000). Borchert et al. compare their own considered likely suspects, but the death rate
statistics to the 1998 UN estimate of 13.9 for these animals is so high that this seems
Forests and Human Health: Assessing the Evidence 47
unlikely. Fruit and insectivorous bats have been gorilla, vervet monkey, duiker) is involved. In
shown experimentally to be infected without several well-known cases, the victims had been
symptoms. Such a persistently infected host is in close contact with bats in the days preceding
almost a requirement for a zoonotic disease. their illness, and bats are implicated in the
Central Africa (between the 10th parallels transmission of related families of viruses
north and south of the Equator) and perhaps (Rhabdoviridae and Paramyxoviridae25).
the Philippines appear to be an endemic focus Dobson (2005) reports additional evidence
for filoviruses. The relative infrequency of of links between bats and various emerging
transmission to humans suggests that people diseases. Arthropods, including Aedes
do not normally come into contact with the mosquitoes, are also possibilities, though the
reservoir, reinforcing the idea that human evidence is minimal.
‘invasion’ of remote forested areas may play Between 2001 and 2003, in Gabon and
a role. This hypothesis is also supported by RC (when there were also significant human
the outbreaks in Kikwit, Democratic Republic Ebola outbreaks), 50 gorilla, 15 chimpanzee
of Congo, in 1995 and multiple outbreaks in and 14 duiker carcasses were found in the
extremely remote areas of Gabon. outbreak areas—this in a climate wherein
Pourut et al. (2005) thoroughly examine bodies decompose within 3 weeks. Fourteen of
each of the known occurrences of Ebola and the 34 dead animals tested positive for Ebola
Marburg in an effort to sort out the ‘natural infection. This evidence, combined with other
history’ (summarized below). In many of the observational data, suggest very high mortality
cases the human index case is unknown; in rates among these animals. In 2002 and 2003,
others a known animal carcass (chimpanzee, gorilla and duiker populations are estimated
48 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
to have fallen by 50% in the Lossi sanctuary 3.4 Mercury Poisoning (Minamata
in RC; chimpanzee populations fell by 88%. Disease)
Analysis of animal carcasses in Central Africa Mercury has adverse neurological and other
confirm that the great apes particularly are at effects on humans and is particularly damaging
serious risk from Ebola. Antibodies were also to fetuses, causing mental retardation. Mercury
found in a number of monkey species (drills, poisoning is the subject of a significant body
a baboon, a mandrill and a Cercopithecus of health-related literature on people living in
monkey), suggesting that the transmission forests. Mercury levels have been particularly
of the virus may be complex, going beyond well studied in the Amazon area, though we
direct passage from the reservoir to the great also reviewed studies in the Philippines,
apes. John Wolfe, of Johns Hopkins School of Zimbabwe and Tanzania. Moran and Fleming-
Public Health, found that chimpanzees that Moran (1996) describe the multiple sources
hunted were more likely to become infected of mercury related to gold mining in the
with Ebola than chimpanzees with other risk Amazon; they also discuss how significant
factors, including direct physical contact with amounts of organic mercury are emitted into
dead Ebola victims. the atmosphere when forests are cleared by
Pourut et al. (2005) conclude that all burning.
three main subtypes occur in a homogeneous In the Amazon, gold mining has been
ecological area (African equatorial forest). assumed to be a primary culprit. Leino and
Great apes and other species are naturally Lodenius (1995) estimated that between 1980
infected by the virus, probably directly from and 1986, mercury emissions totalled around
the reservoir. These intermediate animal 590 tons in the Serra Pelada goldfields of
species become ill, usually fatally. Their eastern Amazonia. This study took place in
carcasses are infectious for humans who in turn Tucurui on the Tocantins River, downriver
infect their neighbours. Better understanding from the goldfields. These authors found
of the reservoir and natural life cycle of the that predatory fish were particularly badly
virus would be helpful in preventing human contaminated, and the mercury in people’s
outbreaks and reducing the impacts on hair was positively correlated with the number
seriously endangered species like the great of predatory fish meals consumed. Although
apes. this study did not find symptoms of mercury
poisoning, the authors expressed concern
about the likely impacts on fetuses.
Gorilla hunting in
Cameroon (Photo by
Edmond Dounias)
Forests and Human Health: Assessing the Evidence 49
Boischio and Henshel (2000), besides neuromotor and cognitive functioning and found
providing an excellent review of studies of adverse effects from fish consumption in both
mercury and fish consumption in the Amazon populations. Blood mercury concentrations
and elsewhere, report the levels of mercury were 25 times higher along the Tapajos than
based on fish consumption levels and human in the St. Lawrence river population, probably
hair samples in the Upper Madeira River in because the Amazonian population consumed
Rondonia, Brazil. In 1991 and 1993 fish was more fish.26
one of the most common foods consumed, Mergler and her interdisciplinary team
and many fish species had dangerous levels of (Mergler 2003), having worked in the Amazon,
mercury. Harada et al. (2001) also conducted particularly Brasilia Real, for nearly a decade,
a study of mercury poisoning in the Tapajos have come to the surprising conclusion that
River area of eastern Amazonian Brazil, in the much of the mercury comes naturally from the
communities of Barreiras, Rainha, and Sao Luis soil, rather than from gold mining (which does
do Tapajos, between 1994 and 1998 (see also exacerbate the problem). Forest clearance and
Lebel et al. 1998). Harada et al. also found soil erosion, and consequent leaching into the
high levels of mercury in the people’s hair water, are central causes. On the encouraging
and evidence of clinical symptoms of mercury side, the team has worked closely with local
poisoning. women, who have changed local eating habits
De Oliveria-Santos et al. (2002b) interviewed (reducing consumption of piscivorous fish),
and examined volunteers in two communities with the predicted reductions in mercury
located downriver from artisanal gold mining levels in people’s hair.
in Pará State in the eastern Amazon. Mercury Maurice-Bourgoin et al. (2000) did similar
levels in the exposed communities were studies in the Madeira River watershed of
higher than in Santana do Ituqui, outside the Bolivia, in the upper Amazon basin, between
area. Although levels of mercury in the fish 1995 and 1998, including water, fish and
were below the limits set in Brazilian health hair sampling. Piscivorous fish in the Beni
guidelines, the high rates of fish consumption River showed mercury concentration levels
were cause for concern. De Oliveria-Santos et four times WHO safety limits. The Essejas
al. (2002a) did a similar study among Munduruku indigenous communities living along the banks
Indians in the community of Sai Cinza, also on of the river showed the highest concentrations
the Tapajos River (with gold mining upstream) of mercury, related to the amount of fish in
in Pará, with similar results. Dorea (in press) their diet; the gold miners themselves were
provides a very thorough summary of studies more dramatically affected by malaria (which
done on mercury in the Amazon, and basically could reflect lowered immune systems because
concludes that the nutritional benefits of fish of exposure to mercury).
consumption outweigh the mercury-related Akagi et al. (2000) examined water, fish
dangers. and children to study mercury connected with
De Oliveria-Santos et al. (2002b) conducted gold mining in the Philippines. Apokon, Tagum,
a subsequent, comparative study of mercury Davao del Norte, is home to 29 gold processing
in four areas in the Amazon considered not and refining plants. Levels of total mercury in
exposed to gold mining. They found lower water and in three fish species were elevated.
levels of mercury in the water, the fish and Of 163 children tested, 6% had elevated T-
hair samples than in the areas exposed to gold hg blood levels, and 3% had elevated total
mining, but the levels were still considerably mercury in their hair samples; all the children
higher than those found in northern latitudes. had abnormalities (underheight, gingival
The authors postulate that it may be necessary discoloration, underweight, adenopathy and
to develop new standards for ‘normal’ levels dermatologic abnormalities).
in tropical areas. Drasch et al. (2001) report more worrying
Mergler (2002), who also provides a survey results from the Philippines, where his team
of the literature on mercury contamination examined gold miners and others living in
in the Amazon, compares findings from three Diwalwal (near Mount Diwata on Mindanao),
sites along the Tapajos River (two in Brasilia people in the downstream area of Monkayo
Legal and one in Cametá) with those from and a control group from Davao. Among
the population around the St. Lawrence River the gold miners themselves, evidence of
in Canada (which is more polluted than the mercury intoxication was obvious: ‘They
Tapajos). This study included various tests of reported fatigue, tremor, memory problems,
50 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Figure 4. Domestic and Wild Cycles of Gambian and Rhodesian Types of African
Sleeping Sickness
(A) In West Africa, riverine tsetse flies (palpalis group) living in the bush transmit the Gambian forms to humans (man-
fly cycle) and sometimes to domestic animals, particularly pigs. (B) In East Africa, morsitans group tsetse flies of the
open savannah transmit the Rhodesian form to various mammals, mainly antelopes, and to humans. The Gambian
cycle can result in an epidemic. Source: http://gsbs.utmb.edu/microbook/ch082.htm.
Central and East Africa to deforestation. clinical depth by Boussinesq et al. 2003). By
Walsh et al. (1993) provide examples of how overlaying maps from rapid epidemiological
onchocerciasis interacts with humans, flies mapping of onchocerciasis (REMO) and maps
and the environment in Africa and Central and showing risks of high concentrations of loa
South America, with varying relationships to loa, Cameroon and the Democratic Republic
deforestation. Thomson et al. (2000, reported of Congo were identified as potentially
in Ostfield et al. 2005) explained ~50% of the problematic for the use of ivermectin. Walsh
variation in onchocerciasis incidence in West et al. (1993) describe loiasis as being caused
African villages by a nonlinear and multifactor by the filarial worm loa loa, and occurring only
function of variation in measures of forest in West and Equatorial Africa, transmitted by
cover and land cover class. horse flies (Chrysops). Thomson et al. (2000,
Petney (2001) refers to the work of 1077) report these horse flies to be ‘associated
Katabarwa et al. (2000), which documented with forest and forest-fringe habitats with the
a successful program of dealing with larval stages restricted to wet, organically
onchocerciasis in Uganda. These authors rich, and muddy low-lying habitats within the
attributed their success to the way in which forest’. The worm does not appear to survive
the drug distributors were chosen and the in deforested areas, though the presence of
involvement of the participants in the choice Chrysops seems to increase in areas being
of the method of drug distribution. degraded (Molyneux 2002; Patz et al. 2000).
Thomson et al. (2000) address a problem Thomson et al. (2004), following up on
with use of the drug ivermectin in community- initial work on loa loa in Cameroon, find that
based efforts to control onchocerciasis in infection rates increase with increasing age,
Central and West Africa. Severe and sometimes in elevations between 0 and 1000 (decreasing
fatal encephalopathic reactions to ivermectin above that), and male gender. Rates also
were reported in patients with high blood increased with increasing standard deviation
concentrations of loa loa (studied in more of NDVI and maximum normalized difference
Forests and Human Health: Assessing the Evidence 53
fraction index (NDFI), but decreased with the Spanish landfall. The equatorial areas of
maximum NDVI itself (indicating a nonlinear Africa and South America are now considered
relationship to maximum NDVI). the ‘endemic areas’, including wide ranges of
tropical rain and dry forest.
Galat and Galat-Luong (1997) stress the
3.5.3 Yellow Fever role of environmental change in yellow fever
Yellow fever is an acute hemorrhagic fever transmission. In primary forest, mosquitoes
caused by an arbovirus (arthropod-borne infect monkeys (which do not become ill), high
virus), transmitted by mosquitoes (usually in the canopy. But in modified forest-savanna
Aedes aegypti, a daytime biter), that affects contact zones or forest mosaics, where monkey
around 200 000 people per year in 33 countries; populations have been decimated, mosquitoes
90% of the cases occur in Africa (http://www- turn to human beings. Digoutte (1999)
micro.msb.le.ac.uk/3035/Flaviviruses.html expands on this information, reporting 1970s
Cooper and Kiple 1993). Monath (1999, 2003) conclusions from Senegal and Côte d’Ivoire
considers the disease grossly underreported that the males of several mosquito species
and says that 15% of those infected develop (Aedes furcifer, A. taylori, A. luteocephalus)
the hepatitis syndrome, and 20% to 50% die— were infecting monkeys in the canopy. Recent
evidence that yellow fever is a much more epidemics have struck West Africa. In Haddow,
serious problem than other viral hemorrhagic East Africa, the virus circulates in the canopy
fevers. between monkeys and A. africanus. These
The virus originates in Africa but was mosquitoes, visiting banana plantations to
brought to other regions very early, probably feed, in turn infect A. bromeliae—a cycle that
via mosquitoes in ships’ bilge water. This virus does not occur in West Africa but caused an
is unusual in that it can be transmitted from outbreak in Kenya in the late 1990s. Digoutte
adult to juvenile mosquitoes without needing concludes that the virulence for human beings
to pass through a host. The virus is believed to of the wild yellow fever virus is quite low, in
have had a very severe impact on susceptible contrast to urban yellow fever, where humans
neotropical primates, and may also have are the only vertebrate host for the virus (with
joined the many other western diseases that the vector being A. aegypti).
depleted indigenous populations soon after
54 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Cordellier (1991) identified three types of the various vectors, whereas rodents serve
yellow fever epidemic, based on differences as reservoir species for L. mexicana, with
in vectors: urban, with strictly interhuman transmission accomplished primarily by forest
transmission; intermediate, with transmission floor sand flies (http://www.ncbi.nlm.nih.
among humans and with A. aegypti; and gov/books/bv.fcgi?rid=mmed.section.4376).
sylvatic, with occurrence in villages, almost See Box 2.
always involving A. furcifer and no strictly WHO has recently declared leishmaniasis
interhuman transmission. to be one of the world’s most serious parasitic
Mondet (2001) studied yellow fever in diseases. It affects 88 countries, including
Amazonian Brazil (all of which was sylvatic) 72 in the developing world. Ninety percent
from 1954 to 1999. S/he followed the disease of VL cases occur in five countries: Brazil,
incidence (along river systems) and noted Bangladesh, India, Nepal and Sudan (all
the significance of a) human and monkey but Sudan having significant tropical and
populations that were only partially immunized subtropical forest areas). Ninety percent of
against yellow fever, and b) locations where CL cases occur in Afghanistan, Algeria, Brazil,
contact with mosquitoes was intense (in the Iran, Peru, Saudi Arabia and Syria (with only
narrow strip of trees along watercourses). Brazil and Peru having significant tropical
Mondet concludes that forest clearing will forest cover). Overall prevalence is 12 million
inevitably increase human contact with people, and 350 million are at risk. The burden,
vectors, and that the easily transmitted urban calculated in disability-adjusted life years, is
variety could emerge. 860 000 DALYs for men and 1.2 million DALYs
for women. Recently, Leishmaniasis-HIV co-
infections have become a problem in Europe,
3.5.4 Leishmaniasis East Africa and India (http://www.who.int/
Leishmaniasis is a zoonotic disease that occurs tdr/diseases/leish/direction.htm).
in two forms. Cutaneous leishmaniasis (CL) can CL, which WHO considers an occupational
vary from a minor skin infection in the form disease of forest workers, has been increasing
of sores and boils to a severe form that rots dramatically in Brazil—from 21 800 cases
away the nose and mouth (muco-cuteneous in 1998 to 35 000 cases in 2000—because of
leishmaniasis). Visceral leishmaniasis (VL) behavioural and environmental changes that
attacks internal organs, particularly the liver increase exposure to sand flies. The changes
and spleen, causing anemia and eventually include new settlements, intrusion into primary
killing the sufferer. The epidemiology of forest, deforestation, dam and irrigation
the disease is extremely diverse, with 20 construction, as well as more urban-oriented
Leishmania species pathogenic for humans. factors. Walsh et al. (1993) report worldwide
Two million new cases occur worldwide every increases in VL as well, in Neotropical outer
year, with about 350 million people currently city zones and war- and drought-stricken
at risk (Campos-Neto et al. 2001; http://www. regions of Africa.
targethealth.com/ontarget/2005/03282005. Andrade-Narvaez et al. (2003) studied
htm). localized cutaneous leishmaniasis in the
The parasite is carried by bloodsucking Yucatan Peninsula in Mexico. Covering 1993–
female sand flies of the genus Phlebotomus in 1995, they found chicleros (gum collectors)
the Old World and Lutzomyia in the New World. and agricultural workers to be the main
The sand fly larvae need organic matter, heat victims, with a seasonal transmission pattern
and humidity for growth and inhabit household restricted to November through March. In the
rubbish, tree holes, animal burrows and cracks Yucatan Peninsula, the disease is a typical
in walls of human dwellings. Only about 30 of the wild zoonosis restricted to the forests, and the
500-plus species of Phlebotomus sand flies are population at risk is men between 14 and 45
known to transmit Leishmania parasites. A 1997 years who overnight in the forest.
WHO report notes that Lutzomyia logipalpis is Walsh et al. (1993) provide an excellent
the only known vector of L. d. chagasi (WHO overview of the incidence and behaviour of
website, 1997; http://homepages.uel.ac.uk/ leishmaniasis in South and Central America,
D.P.Humber/akhter/trans.htm). All New where it is typically spread from opossums
World sand fly species except L. peruviana (Didelphis marsupialis), rats (Proechimys)
are zoonotic and mainly sylvatic. The main and foxes (Cerdocyon thous) via sand flies
reservoir for L. panamensis is arboreal, as are to humans. Continuing deforestation and the
Forests and Human Health: Assessing the Evidence 55
human colonization of new areas, combined Ahorlu et al. (1999) describe the dreaded
with the biodiversity and adaptability of the conditions, including adenolymphangitis (ADL),
Leishmania parasites and sand flies, suggest lymphoedema, elephantiasis and hydrocele,
that leishmaniasis will remain with us as a in the coastal, once-forested areas of western
health problem; their assessment is reinforced Ghana, where these authors estimate that
by Cross (2005). 50 million people suffer from this ailment. In
Patz et al. (2000) link increases in the study sites, the people generally did not
leishmaniasis to deforestation, migration accept the mosquito’s role in transmission,
and agricultural development in parts of attributing their sickness to physical, spiritual
Latin America, the Amazon and the Nile (also or hereditary causes (see also Patz et al.
discussed, linked to afforestation efforts, 2000; Hunter 2003). Walsh et al. (1993)
in Molyneux 2002). Ostfield et al. (2005), discuss several manifestations in Malaysia
however, identify forests and pastures rather and Indonesia, concluding that deforestation,
than peridomestic habitats as particularly though inadequately documented, has probably
risky, implying wildlife rather than domestic been effective in reducing the incidence of
reservoirs for leishmaniasis in northern Brazil this disease.
(based partially on work by Werneck et al.
2002).
Peterson and Shaw (2003) used ecological 3.5.6 Schistosomiasis (Bilharzia)
niche modeling to identify the geographic and Schistosomiasis is by no means restricted to
ecological distributions of three Lutzomya sand forested areas; it is a problem in many parts
flies that are CL vectors in South America. Using of the world. The examples presented here
climate change scenarios, these researchers come—to the best of our knowledge—from
predict that Lutzomyia whitmani will thrive, forested or recently forested areas. Brouwer
given dramatic improvements in conditions that et al. (2003) document the frightening levels
favor this species in southeastern Brazil, where of kidney and bladder problems in children
CL is reemerging. Climatic conditions for L. in a roughly 200 km2 section of Chikwaka
intermedia and L. migonei are improving more Communal Land in Zimbabwe, where 60% were
subtly, with unclear implications. All three are infected with Schistosoma haematobium, and
forest species that appear to be adapting to half of those had bladder damage. Boys were
other habitats. There are indications of higher at significantly greater risk than girls. Ndekha
transmission rates in Pernambuco State, Brazil, et al. (2003) worked with communities to
where forests are being degraded extensively, control schistosomiasis in the community of
and in peridomestic habitats in deforested Guruve, where the prevalence rate was 37.5%,
regions of Brazil. Surprisingly, Teodoro et al. by encouraging the use of the molluscicidal
(1999) found that despite tree removals and plant Phytolacca dodecandra. They had
applications of low-volume insecticide along some success and also accomplished other
the forest edge, L. whitmani populations development-related goals by being responsive
continued to increase (originally reported in to community needs and capabilities.
Brandão-Filho et al. 1999). Hunter’s (2003) findings document dramatic
increases in genito-urinary schistosomiasis
immediately following Ghana’s program
3.5.5 Lymphatic Filariasis of building 164 dams in the late 1950s.
Often called elephantiasis from the grotesquely Regionwide, prevalence of the disease rose
swollen limbs that afflict sufferers, lymphatic immediately from 17% to 51%.27 A 1997 study in
filariasis is rarely life threatening but causes Ghana showed an overall average of 54% of the
widespread suffering, disability and social children tested infected with schistosomes—
stigma. It is endemic in 80 countries, with 40% with some areas strikingly higher, again with
of infected people living in India and 33% in boys much more affected than girls. See also
Africa. The parasites responsible are nematode Lerer and Scudder (1999) or Mayer (2000) for
worms of the family Filariidae, of which three more on the adverse impacts of dams.
species are particularly important: Wuchereria Brinkman (1994) notes similar patterns in
bancrofti, Brugia malayi and B. timori. Female Mali, where prevalence rates for schistosomiasis
mosquitoes transmit the immature larvae from exceed 50% in areas of irrigated agriculture and
person to person (http://www.who.int/tdr/ 20% in other parts of the country; he reports
diseases/lymphfil/default.htm). prevalence rising after the introduction of
56 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
People living in places where bats are common among the populace of the transmission cycle,
generally take necessary precautions, but and creation of domestic and peridomestic
other animals—such as dogs—are bitten, breeding sites for mosquitoes.
infected, and pose the threat that people see
and fear.
3.5.14 Kyasanur Forest Disease
Haggett (1994) explicitly links India’s Kyasanur
3.5.11 Q Fever forest disease to forests, noting that this
‘Query fever’ (http://www.emedicine.com/ problem emerged when the tick vector
EMERG/topic589.htm) is an acute infectious increased as sheep pasture replaced forests
disease most commonly spread by inhalation (also stressed by Sommerfield 1994, drawing
or ingestion but also by ticks. Mammals, birds on Nichter 1987). 28 Walsh et al. (1993) give a
and ticks all serve as reservoirs, but ticks are thorough description of the interactions among
the most common vector for humans. Gardon forest clearance, an ensuing thick undergrowth
et al. (2001) report on the annual incidence of Lantana camara, ticks (Haemaphysalis spp.)
of Q fever in French Guiana, with 37 per 100 and their larval and nymph stages, forest and
000 population being affected during the last domestic animals, and human population
four years of the 1990s. A case control study increase in this Indian outbreak. Haggett also
revealed that residence near a forest was a discusses the recent phenomenal growth in
major risk factor, and the authors identified recognized viruses, which he attributes both
the wild reservoir of bacteria responsible. to improvements in our ability to recognize
and identify viruses, and to the increasing
attention viruses receive when they impinge on
3.5.12 Taenia solium Cysticercosis temperate, as opposed to tropical, settings—a
(Tapeworm) point made by other authors as well.
A study by Carrique-Mas et al. (2001) in a
village in the Chaco region of Bolivia (an area
characterized by scrubby forest) revealed a 3.5.15 Giardiasis
serious problem of Taenia solium cysticercosis, Patz et al. (2000) describe the spread of
with a seroprevalence of 22% in humans giardiasis from human hosts visiting the
and 37% in pigs. People become infected by mountain gorillas of Uganda to the animals.
ingesting cysticerci in undercooked pork. In Wolfe et al. (2001) studied antibodies to
endemic areas, tapeworm is responsible for a dengue-2, Japanese encephalitis, Zika, Langat,
high percentage of neurological disorders and Tembusu, Sindbis, Chikungunya and Batai
epilepsy. viruses in orangutans in Sabah, concluding
that the animals are also susceptible to
arboviral infections in the wild (cf. John
3.5.13 Dengue Wolfe’s observations on chimpanzees and Ebola
Though not specifically a forest-related in Cameroon).
disease, dengue has affected many tropical
forest peoples. Globally, Gratz and Knudsen
(1997) report about 20 million cases annually, 3.5.16 Genetic Predispositions
with 500 000 people (90% of whom are under Differing genetic predispositions represent
age 15) requiring hospitalization and around another, increasingly researchable issue, with
24 000 deaths. Though previously considered controversial implications. The intolerance of
a primarily urban problem, it now significantly many Asians for milk and the malaria-protective
affects rural areas in China, India, Thailand, effects of sickle cell anemia are well-known
Malaysia, Indonesia and other Southeast Asian examples of genetic predispositions with
countries. Spread by mosquitoes (A. aegypti), health-related effects. From an ecological
the disease is now the most common of all perspective, we know that people are
the arboviral diseases and causes massive often relatively well adapted to diseases
epidemics in nonimmune populations in Asia, and conditions to which they and/or their
the Pacific Islands, Africa and the Americas. ancestors have long been exposed. Similarly,
In Southeast Asia, the attack rate increased they may be poorly adapted to new diseases
from 15 per 100 000 in 1979 to 170 per 100 and conditions. Balter (2005) discusses genetic
000 in 1987. Problems with control include differences that affect humans’ differing
lack of resources, lack of understanding capacity to coexist with malaria.
Forests and Human Health: Assessing the Evidence 59
Other factors which have probably striking, as is the difficulty of predicting future
contributed to the emergence of ORO fever disease outbreaks and trends. That indigenous
as a human pathogen are deforestation, populations have certain immunities—and that
urbanization and agricultural development. mixing populations poses dangers to both in-
This has to do with the breeding habits migrants and indigenous groups—is apparent.
of the presumed peri-domestic vector, Several recurring issues in the forest-health
Culicoides paraensis. Two of the favorite relationship are important:
larval habitats of this biting midge are • the usually deleterious effects of
rotting cacao husks and banana stumps. deforestation on health via complex
Such decomposing plant material remains and variable means addressed in various
moist even during dry periods and sections of this review;
serves as an excellent medium for the • The widespread tendency to replace forests
microorganisms on which the Culicoides with crop farming, ranching and small
larvae feed. As a consequence, very dense animals;
populations of Culicoides paraensis are • the creation in disrupted areas of bodies of
often found in rural communities near water that serve as habitats for dangerous
cacao or banana plantations. Furthermore, vectors;
since these and other ceratopogonids serve • the additional opportunities for contagion
as pollinators of the cacao flowers, farmers that come with increased human movement,
often place rotting plant material among particularly as vulnerable populations move
the cacao plants to intentionally increase into forested areas;
the ceratopogonid population in order to • variation and change in vector behaviour
enhance pollination and improve fruit yield. that render control difficult; and
Even in urban areas of the neotropics, many • increases and often adverse effects of
people have banana trees in their gardens, water control projects and roads on human
which can serve as breeding places for health (see Patz et al. 2000 for a thorough,
insects. (135–36) holistic analysis of such factors).
Given the probable impossibility of Compounding the fact that forests can
predicting the emergence of such diseases, be hospitable habitats for disease is the
Tesh argues that we can deal better with comparative lack of attention in the formal
them when they do arise if we have an medical establishment to these diseases—
active surveillance network and trained disproportionately suffered by those with little
epidemiological field teams ready to analyze money, prestige, or influence (see Section 4
new occurrences and respond with targeted for further discussion of this issue)—a point
interventions. also made by Coimbra et al. (2002).29
In addition to the dangers these diseases
pose to humans living in forests, the transfer
3.6 Major Forest Diseases and of diseases between humans and forest animals
Health Problems: Conclusions has potentially lethal implications for faunal
The longstanding diseases described above have biodiversity. In Gabon, virtually all the gorillas
obvious and adverse impacts on human beings. in a recent ethological study were wiped out
The capacity of various disease vectors to adapt by a very localized Ebola outbreak (Colfer’s
to new environments is legendary. The variety discussion with two ethologists who had been
in manifestations of disease and interactions studying the population, May 2004).
with environmental and human factors is Summary
Forests and Human Health: Assessing the Evidence 61
Summary
Individual characteristics, physical and social contexts, and values and norms affect people’s
health in any given place. Deforestation, disease, population growth, human movement,
economics and power are also intimately interconnected. People’s perceptions about
disease can influence health status of the population. Several emerging viral diseases pose
threats to human (and wildlife) populations.
3.1 HIV/AIDS interacts with political conflict, nutrition, and women’s low status in East
and Central Africa. Globally, we see a downward spiral for affected households
involving gender inequities, poor nutrition, cultural breakdown, more poverty and
disease. Roads and other transport networks play an important role in the spread of
the disease. Gender and other inequities in access to resources, seasonal labour and
separation of families all increase people’s vulnerability to AIDS. Undernutrition can
make people more susceptible to HIV/AIDS infection and interfere with working or
finding food. Agrobiodiversity and indigenous knowledge are seen by some as potent
coping mechanisms for dealing with the prevalence of HIV/AIDS in Africa. Handling of
bushmeat increases one’s exposure to many viruses.
3.2 Malaria is a major killer and factor in the burden of disease in and near forested areas,
particularly in Africa. The causal links between deforestation and incidence of malaria
are difficult to sort out and vary with location: In many areas there appears to be
a clear link; in others malaria incidence increases with amount of forest cover. The
logging process can create standing water and thus mosquito breeding sites. In a few
cases, such as the terai of Nepal and Panama, forest clearing has allowed populations
to enter areas that had previously been uninhabitable because of the prevalence of
malaria. Local populations often have some immunity, but the movement of peoples
with little or no immunity into malarial areas has increased the number of cases. The
enormous variability and adaptability of mosquitoes contribute significantly to the
difficulty of sorting out causal factors and developing effective health maintenance
strategies. The current and future impact of climate change remains unknown.
3.3 Although not necessarily related to forests, mercury poisoning is common in some
forested areas. Exposure to mercury can lead to lowered resistance to disease,
insanity, mental retardation, and other adverse health impacts. Two decades of study
in the Amazon basin have established the dangers of piscivorous fish consumption,
particularly in areas downstream from gold mining. Collaborative efforts between
researchers and community members have some places reduced exposure to mercury
by altering local diets. Recently, researchers have discovered that much of the mercury
found in Amazonian populations comes naturally from the area’s old soils, and the
situation is exacerbated by forest clearing and other erosion-producing processes.
Studies of gold mining areas in the Philippines have found worrisome levels of mercury,
particularly in children. Mercury levels in soil and water have been studied in gold
mining areas in Tanzania and Zimbabwe as well, without direct links to human health
impacts.
3.4 A huge variety of diseases and ailments affect forest peoples, most notably vector-
borne diseases. These have varying relationships with deforestation, but in most cases
deforestation appears to increase the disease load of local people. However, analysis
of local conditions will be necessary to assess or predict the impact of land cover
change on human health.
62 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Chapter 4
Forests and Medicine
Six topics emerged as significant in our parts of slow-growing species. Such slow-
investigation of forests and medicinal plants: growing species, which are particularly well
1. medicinal plants and animals from the defended, may be late-successional and
forest; understorey plants or plants that grow on
2. local knowledge about forest medicines; poor soils. See Stepp and Moerman (2001)
3. the role and costs of these medicines; for a thorough discussion of why some of
4. threats to the sustainability of traditional these defenses are more common in weedy
medicines; secondary growth than in primary forests.
5. health care providers in forests; and For thousands of plant species, a vast arsenal
6. financial benefits from forest medicines. of bitter alkaloids undoubtedly provides a
competitive advantage by repelling hungry
We devote a section to each and conclude herbivorous mammals. Some of the defenses
in Section 4.7 with a discussion of some involve chemicals that have medicinal, toxic or
recurrent themes in this literature. stimulant properties (see http://waynesword.
palomar.edu/chemid2.htm, or Raffauf 1996).
Many of the bioactive compounds found in
4.1 Medicinal Plants and Animals tropical forest plants are highly toxic if used
from the Forest in high doses. Such toxicity is often associated
Forests are important repositories of medicinal with medicinal values. Many poisonous
compounds from wild organisms (Seters 1997; medicinal resources from forests are or have
Bryant 2002), including some common foods been used for hunting, fishing and war.31
and drinks. This role is the basis for many Raffauf (1996) has identified more than 10
arguments for rainforest conservation (Seters 000 alkaloids in species from more than 300
1997; Kate and Laird 1999; Simpson et al. 1996; plant families. We draw heavily on his work
and many others).30 Wild forest resources in the following examples of poisonous forest
include alkaloids, like cocaine, reserpine, plants that are useful medicinally (see http://
quinine, ipecac, ephedrine, caffeine, and waynesword.palomar.edu/chemid2.htm).
nicotine, and antibacterial compounds, as well An extract from the South American vine,
as antifertility compounds. Rao et al. (2004b, Chondodendron tomentosum, is the source
2) give some examples: “These drugs carry of the isoquinoline alkaloid used in curare.
important therapeutic properties including Amazonian Indians coat their poison darts with
contraceptives, steroids and muscle relaxants the gummy extract. D-tubocurarine has been
for anesthesia and abdominal surgery (all made used in the West to relax the heart muscle
from the wild yam, Dioscorea villosa); quinine during open-heart surgery and to treat the
and artemisinin against malaria; digitalis spastic paralysis of tetanus toxin.
derivatives for heart failure; and the anti- Another indole alkaloid, bufotenine, occurs
cancer drugs vinblastin, etoposide and taxol.” in the seeds of yopo or paricá (Anadenanthera
Certain plant ecologies, associated with peregrina) from the Orinoco River basin.
specific taxonomic groups, encourage chemical Indians of this region use a powder from
defenses in plants. These include toxic seeds the ground seeds as a hallucinogenic snuff.
in fruits, the skins and bark on high-energy Bufotenine (5-hydroxydimethyltryptamine)
storage organs (e.g., tubers), and the delicate is a secondary derivative of the amino acid
64 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Animal 20 3 17 — 20.5%
Plant 19 6 13 — 19.5%
Fungus 10 2 8 — 10%
Bacteria 4 3 1 — 3%
Marine 1 1 0 — 1%
Synthetic 45 — — 45 46%
Total (top 99) 99 15 39 45 100%
with various reputed characteristics, from a plants are much larger than represented here.
mild stimulant to a pleasant aphrodisiac. We organize this information geographically.
Joshi and Joshi (2000) survey studies of
indigenous medicinal plant knowledge in Nepal
4.2 Local Knowledge about (see Table 9) and express concern about the loss
Forest Medicines of such knowledge as cultures and landscapes
Indian and Chinese medical traditions are change. Their study demonstrates both the
ancient and well established, but even within ethnobotanical knowledge of the people of
those countries, local people have their own the Kali Gandaki Watershed in central Nepal
versions of health care. Forest communities, and its utility in treating local illnesses. Like
particularly, usually have experts who may or many other researchers, they find traditional
may not be willing to share their knowledge; medicines important for primary health care.
their skills are often passed down orally from Many students of ethnomedicine in Nepal
generation to generation, with people adopting have emphasized the importance of local
and adapting new knowledge and techniques. medicinal knowledge for remote people who
Some local healers become famous over have little cash (Satyal et al. 2002; Bhattarai
larger regions. Healing is often associated 1997; Shrestha and Dhillion 2003). Ghimire et
with religious and spiritual practices, such al. (2005) demonstrated the heterogeneity
as divination and the appeasement of spirits. of knowledge among members of two
This complexity can make it hard to assess the communities where medicinal plant use was
wider validity of local practices. widespread in Shey-Phoksundo National
A wealth of indigenous and local Park, in Nepal. Shankar and Majumdar (1997)
knowledge about forest medicines exists. explore knowledge and traditions relating to
Anyinam (1995) provides an overview of the biodiversity and the historical use of medicinal
links between ethnomedicine and the biotic plants in Nepal. De Alwis (1997) describes the
environment, giving many examples of the importance of ancient Ayurvedic traditions in
kinds of cultural perceptions and practices the medical system of Sri Lanka and estimate
that intertwine with ecology. Farnsworth and that traditional medicinal species number 550
Soejarto (1988) maintained NAPRALERT, a to 700.
database of 33 000 species, of which around Voeks and Sercombe (2000) describe the
9200 have ethnomedical uses. They believe poverty of ethnomedical knowledge among
that roughly 28% of plants on earth have been the Penan of Brunei; similarly, in Malinau, the
used medicinally. The studies cited below are Punan look to swiddening groups for medicinal
representative; both the amount of recorded products. The authors’ explanation is that
traditional knowledge and the number of known the Penan, who lived deep within the forest,
Indian medicines
for sale, Myanmar
(Photo by Brian
Belcher)
Forests and Human Health: Assessing the Evidence 67
were less exposed to dangerous disease and ‘semiwild’—the medicinal plants found among
therefore had less need of complex medical the densely populated Hausa settlements of
knowledge (see Section 3, above, and Dounias northern Nigeria)34—and report 374 medicinal
et al. 2004 on the greater resistance to local plants used in 3,165 distinct remedies. Laird
forest diseases of some true forest-dwelling and Wynberg (1997) report 3000 species of
populations). However Dounias also points out higher plants used as medicines in South
(personal communication, 2005) that, while Africa, with 300 in common use.
the Penan do not have high levels of medical Similarly in the Americas, Stepp and
expertise, some African pygmy groups (Aka, Moerman (2001) note the abundance of
Baka, Medjan, Mbuti and probably others) are Mayan medicinal plants in disturbed areas
renowned for their skills as traditional healers, in the highlands in Chiapas, Mexico. They
with their expertise widely sought. also provide evidence from several studies,
Indeed Africa has extensive ethnobotanical including their own, showing that medicinal
knowledge of medicinals. Noumi et al. (1999) plants are often weeds (defined in appendix).
examined 26 plants used by traditional Voeks (1996) makes the same point for Bahía,
practitioners to treat hypertension in Bafia Brazil, where he found many medicinal
(120 km from Yaoundé, Cameroon) and warned plants---planted, wild, native, and exotic---in
of the possibility of undesired abortions. Etkin secondary regrowth. Of the 99 plant species
and Ross (1994) distinguish between wild and Milliken (1997) found used to treat malaria in
68 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
a value of over US$ one billion annually during five medicinal plant species were the major
the 1990s. Akerele (1991) reports results from contributors to household incomes. Olsen and
WHO (1987) and values the production of Bhattarai (2005), who have conducted studies
traditional plant remedies in China at US $571 in the Himalayas (including forested areas),
million annually. In Sri Lanka, for instance, developed a typology of 13 kinds of ‘economic
the number of Ayurvedic hospitals using these actors’ involved in medicinal plant trade, from
medicinal plants increased from fewer than 15 collectors to wholesalers. A quarter of the
to 42 over a 10-year period (de Alwis 1997). collectors were female specializing in small-
Medicinal uses of wild forest herbs may be scale trade (none of the more wide-ranging
unsustainable: Munronia pumila is a common economic actors were women). Olsen and
ingredient in local prescriptions in Sri Lanka, Larsen (2003), in a systematic study that cross-
but 200 plants must be uprooted to produce 1 checked data from local to international levels,
kg of material. This, compounded with very low found that annual values of the medicinal plant
prices to collectors, exacerbates sustainability trade (including both forest and nonforest-
problems (de Alwis 1997). based species) to rural harvesters ranged from
Cunningham (1993) estimates that 70% to US $0.7 million to $3.3 million, with 85% of the
80% of Africans consult traditional medical value coming from three products. The value
practitioners for health care and expects the in 1997–1998 was US $2.3 million. The total
demand to rise. More than 400 indigenous trade in alpine species in 1997–1998 amounted
species of medicinal plants are sold in Nalta, to approximately 1600 tons, indicating the
South Africa (Cunningham 1993). Achieng involvement of an estimated 25 000 to 35 000
(1999) reports that the bark of Prunus africana harvesters. Official government estimates of
(used for prostate cancer in the West) is medicinal plant trade accounted for only about
worth US $220 million to the pharmaceutical 20% of the estimates from this study, largely
industry, based on an average annual harvest because of the difficulties governments have
of 3,500 tons and prices up to US $60 per kg. collecting accurate data on illegal exports
Cunningham and Mbenkum (1995) consider (see also Olsen 2005).
increased domestication of this species, Medicinal plants are common and
for which demand is likely to rise (see also profitable, but what about their efficacy?
Cunningham et al. 2002). Many have been found to be efficacious from
Sales of medicinals in African local markets a western perspective, many not. Some
are often handled by women. Cunningham medicinal plants are useful universally, some
noted large numbers of women in the regional are useful locally, and some are harmful.
markets of Abidjan, Côte d’Ivoire, and in Research on differentiation should take
South Africa. He also presents a case from into account placebo effects, cultural and
Ethiopia where 95% of the sellers are women psychological uses, and preventive effects, as
from a marginalized ethnic group, with low well as chemically confirmed efficacy from a
social status. Ndoye et al. (1997) and Perez western point of view.
et al. (2003) found that women dominated Barsh’s (1997) study is unusual in its care
the collection and sale of nontimber forest and thoroughness. He studied 100 research
products, including medicinals, in Cameroon: reports, published between 1990 and 1994
94% of the traders were females who special from the MedLine CD-ROM database, to
ized in small-scale (and less profitable) trade. determine the efficacy of traditional remedies
Cunningham’s (1993) dental stick data based on lab tests or clinical data. He reports
focus on urban sales but reflect wider usage. on traditional medicines that were found to
In Mozambique, Euclea divinorum and E. be effective for 23 medical uses, from both
natalensis and in Côte d’Ivoire, Garcinia literate and indigenous-folk traditions all over
afzelii and G. kola, are the most commonly the world, including in forested areas. He
sold species; in Cameroon, G. mannii and also provides numerous examples of studies
Randia acuminate formed a chewing stick showing high levels of efficacy for the total
‘cottage industry.’ In Ghana the favorites pharmacopoeia in individual traditions. He
were G. afzelii and G. epunctata. warns of the importance of getting accurate
Satyal et al. (2002) studied medicinal information about collection, preparation and
plants among the Bhotia tribes of Nepal’s dosage from knowledgeable practitioners,
Kumaun Higher Himalaya area and found that rather than from the general public.
in three valleys of the region, the sale of
70 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Shanley and Luz (2003) argue that market respiratory and dermatological diseases and
sales, which they demonstrate in Brazil for other ailments.
all socio-economic groups, are evidence for Elisabetsky and Siqueira (1996) examined
the efficacy of many medicinal plants. Sheil the psychopharmacologic basis for ‘nerve
disagrees, citing as counterexamples the tonics’ used in the Amazon, made from the roots
widespread use of nutmeg and clove as a cure of Ptychopetalum olacoides. They concluded
for the bubonic plague in Europe in the 16th that such tonics do affect the central nervous
and 17th centuries, and the use of tiger bone, system, with desired effects on the symptoms
seahorse and rhino horn today. This question for which they are commonly used.
remains open. Traditional treatment of wounds, a very
Handa (1996), building on the Ayurvedic important health risk in tropical forested
tradition, examines spices and their potential areas, is addressed in Bodeker and Hughes
roles in health promotion. In clinical trials, (1996). They argue for the utility of indigenous
Piper longum, P. nigrum and Zingiber knowledge about wound treatment, detail
officinale, for example, were effective in the the laboratory and tests they have done at
treatment of tuberculosis (TB), by enhancing Oxford Wound Healing Institute to assess
the bioavailability of a drug (rifampicin). efficacy, and describe their own plans to use
That quinine and quindine, derived from the local remedy, Aloe spp., to treat the
Andean forest trees of the genus Cinchona, sores associated with HIV/AIDS in Tanzania.
have for many decades been the world’s main Kambizi and Afolayan (2001) conducted an
defense against malaria and the saviour of ethnobotanical study of herbal medicines
countless lives underlines just how important used to treat venereal diseases in rural
plants can be. The latest malaria treatment southern Zimbabwe and subjected six common
is also based on a plant, Artemesia, from medicines to antibacterial screening. Most of
the traditional Chinese pharmacopia (though the plants were found to have broad-spectrum
American companies have tried to patent antibacterial effects, and these authors
it). ICRAF and others are gearing up to grow stressed the importance of such traditional
it in East Africa (Clifford Mutero, personal knowledge in people’s daily lives—and the
communication, 2005; see also Dalrymple danger of losing it.
2005). Brandão et al. (1992) conducted a Etkin (1992) raises the question of
study of herbal medicines in use in Pará and how western pharmaceuticals are used
Rondonia, in the Amazon. They found that and perceived in nonwestern settings—an
the plants used to treat malaria symptoms important health issue in the developing
were all from the local flora, and 4 of the 22 world, including forested areas. She focuses
plants tested, or 18%, showed activity against specifically on the idea of ‘side effects’ so
Plasmodium berghei in mice. They also tested prominent in western biomedicine, explaining
273 species based on random selection, finding some of the different possible interpretations
only 2, or 0.7%, that were active (see similar of these phenomena in nonwestern practice:
experimental evidence of nonrandomness in Side effects can be seen as part of the process,
activity in Bornean ethnomedicine, Leaman as differential appropriateness for different
1996). patients, as dosage markers, and as indicators
Cunningham (1993) highlights the of the need for additional medications. Her
importance of chewing sticks, which have point is consistent with the widely held view
been proven effective in maintaining dental in the field of system dynamics that there are
hygiene by effectively removing food particles no side effects, just effects. Such a holistic
that cause decay, in African contexts where view recognizes interactions among parts—an
dentists are in short supply. approach that the evidence in this review
Heinrich et al. (1998), in an attempt suggests is very important for forests and
to get beyond lists of species, report human health.
on a comparative study of four Mexican
communities to determine to what degree the
same plants are used for the same diseases 4.4 Threats to the Sustainability
(locally defined), both within communities of Medicinal Plants
and between them. These authors found a The World Conservation Union (IUCN) concludes
fair amount of agreement about medications that more than 20 000 species are used as
for gastrointestinal disturbances, but less for medicine worldwide, and half of these are
Forests and Human Health: Assessing the Evidence 71
many millions of dollars drug companies can 1996; Leaman 1996). Plants recognized by
potentially make from undiscovered tropical local people as medicinally useful have greater
forest drugs. Laird and Wynberg (1997), for bioactivity (Section 4.5), and many traditional
instance, quote research showing that the remedies are efficacious (Section 4.3). The
price of Aloe ferox crystal after crushing and number of recognized forest plants that have
packaging is 1700% of what is paid to aloe not been tested suggests that many more
tappers in South Africa, with pharmacies useful compounds remain unknown to science.
adding another 30% to 50%. Laird (2002) has Cox and Balick (1994) argue that working with
edited an excellent collection on equitable local people is more effective than random
partnerships between traditional groups and collection methods. Soejarto (1996) concludes
the pharmaceutical industry, considered from that since more than half of all plant species
many perspectives. She and Wynberg (1997) are found in tropical forests, which cover
provide a careful case study of bioprospecting only 7% of the earth’s surface, the search for
in South Africa, with practical suggestions for new plant-derived medicines should begin
ways forward. Moran (1997) also describes in tropical forests. Both Soejarto (1996) and
some practical attempts to address this issue, Artuso (1997) suggest ways to better manage
including long-term compensation mechanisms bioprospecting and subsequent testing.
through trust funds, pilot projects, an Shaman Pharmaceuticals is the best-known
ethnobiomedical plant reserve in Belize, proponent of a partnership approach. See King
and training in ethnobotany. Mays et al. et al. (1996) for a description of its activities
(1997), working with the U.S. National Cancer and approach. This firm made serious efforts
Institute, have used ‘letters of collection’ to involve local people in the search and to
that guarantee compensation and transfer of ensure that some of the benefits were returned
technology to source countries in the form of to the communities from which medicines were
royalties and scientific exchange. Such letters obtained (Bryant 2002). Dorsey (2003) reports
do not, however, promise intellectual property that Shaman used more than 15% of expedition
rights (IPR). costs to fund projects or programs based on
UNEP (1996, 11) notes, the expressed needs of the communities with
which they worked, yet he found “ambivalent
Generally, researchers whose inventions and even antagonistic reactions to Shaman” in
qualified for IPR protection resided in the Ecuadorian Oriente. King (1996) describes
developed countries, while the communities his own efforts to work with local communities
that lived near genetic resources and in the Ecuadorian Amazon in the search for
associated biological resources used in new drugs with Shaman Pharmaceuticals.
such inventions resided in developing However,
countries and did not generally participate
in the ‘advanced’ research that led to IPR- In February 1999, Shaman Pharmaceuticals
protected inventions. Such indigenous and ceased its pharmaceutical operations,
local communities generally did not receive laying off 65 percent of its work force, and
significant compensation if traditional moving its assets into operations of the
knowledge or practices helped identify privately-held Shaman Botanicals (Pollack
a naturally occurring compound that led 1999) … Some interpreted Shaman’s
to the development of a commercially closure as a failure of the ethnobotanical
valuable pharmaceutical or other product. approach to drug discovery (Economist
Generally, traditional knowledge has not 1999); however, others identified Shaman’s
qualified for IPR protection under current problems as indicative of issues typical to
laws. small biotechnology companies: ‘Shaman is
just one of many biotechnology companies
Although determining how profits should that have virtually collapsed after their first
be divided and who should receive them product hit setbacks. It is also one of many
is difficult, the current state of affairs is that are running out of money and unable
considered by many authors to be inequitable. to raise new capital because of depressed
Contributing to the sense of injustice is the stock prices’ (Pollack 1999). (Laird and
oft-cited utility of using indigenous medical Kate 1999, p.61)
knowledge as a sieve to narrow down the pool
of plants to investigate (Balick 1990; UNEP
78 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Karasov (2001) is optimistic that provisions may be avoiding controversy about intellectual
in the Convention on Biodiversity will improve property rights, but their proprietary interests
matters.42 See Swiderska (2001) for the preclude an objective evaluation of the extent
provisions relating to indigenous knowledge to which they use random screening versus
and benefit sharing, including case studies local knowledge.
of participatory processes in Peru, India,
Philippines and South Africa. Karasov describes
programs of Costa Rica’s Instituto Nacional 4.7 Forest Medicines: Conclusions
de Biodiversidad (INBio), which worked with This chapter has marshaled evidence relating to
the pharmaceutical company, Merck, and the medicines that come from forests and their
the International Cooperative Biodiversity probable effects on human health. Regarding
Groups Program; both have sought benign the health of people living in forests, three
bioprospecting (as opposed to biopiracy). issues dominate: traditional versus western
See Dutfield (1997) for a critique of the INBio health care systems, interdisciplinary versus
example, focusing on the near-total exclusion monodisciplinary efforts, and participatory
of indigenous peoples from direct benefits; versus nonparticipatory approaches.
but the company did pay US $1 million for Improving people’s health in remote forested
research rights in Costa Rica and agreed to areas is likely to require greater attention to
contribute 25% of profits made from Costa traditional health care systems, approached in
Rican plants to rainforest conservation in the an interdisciplinary and participatory fashion.
country (Sittenfeld and Gamez 1993, quoted Our reason for thinking this derives from the
in Seters 1997). Soejarto (1996) focuses on inaccessibility of forest communities, their low
national rights vis-à-vis “biotechnologically priority status in formal health care systems43
developed countries” but mentions the and the diversity of forests and their human
traditional knowledge available from local communities, which makes standardized
communities. Other companies that use solutions typically ineffective. Regarding the
traditional knowledge to guide them to drug causal links between forests and human health,
discovery include Pfizer and Monsanto (Laird we see a larger role for single-discipline and
and Kate 1999), but large-scale, random nonparticipatory research in cooperation with
screening remains the dominant approach in the formal health establishment.
the pharmaceutical industry. The companies
Forests and Human Health: Assessing the Evidence 79
Summary
4.1 Forest ecosystems encourage the evolutionary development of poisons as defense
mechanisms for plants and animals. Many of these poisons also have medicinal uses—
some known by local people and used traditionally, some used in western medicine.
Forests also produce commonly used compounds, such as cola, caffeine, chocolate and
chili peppers, as well as cocaine.
4.2 Local people in tropical Asia, Africa and Latin America have considerable knowledge of
medicinal plants. Their traditional health care systems are widely considered important,
especially given the absence of more formal health care services.
4.3 Medicinal plants are used widely across the world, and the market for traditional
medicines is large and expanding. The less valuable medicinal plants are often collected
and sold by women. Evidence of the efficacy of some traditional remedies is growing.
4.4 Medicinal plants, particularly those with slow growth patterns, are threatened globally.
Some of the threats include commercialization and global markets, loss of traditional
mechanisms that contributed to sustainable use, and competing uses of the same species.
Certification and better management techniques offer two possible partial solutions.
4.5 Traditional practitioners are dominant providers of health care and greatly outnumber
personnel from formal health care systems in many forested areas. These practitioners,
with varying specialties, tend to take an empirical and often holistic approach to health
care. Local people often use both traditional and ‘modern’ health care systems and
sometimes prefer traditional practitioners.
4.6 The distribution of benefits from forests is a controversial issue, rendered emotional by a
widespread sense of injustice. Forest peoples are considered by many to be inadequately
compensated for their knowledge of forest medicinal plants, and many believe that
pharmaceutical companies reap unacceptably large profits, given the poverty of forest
peoples. The issues are complex and include intellectual property rights, as well as amounts
and recipients of benefits. Attempts to work collaboratively with local communities in
bioprospecting have yielded mixed results.
Chapter 5
Role of Culture in Linking Health
and Forests
… the health and illness views of every people are a part of their innermost being, not to be cast aside
lightly until overwhelming evidence indicates that there are better explanations.
—Foster and Anderson (1978, 226)
Culture, or way of life, is vitally important have traditionally talked about cultural
to all peoples’ well-being, and in fact disintegration and adverse culture change.
encompasses the other issues addressed in Many cultural systems are intimately
this review. Foster and Anderson (1978), in interconnected with forested environments,
a classic work, delineate the multiple links whether the people live within the forest or
between culture and health. Participation in a on the forest fringe (including city dwellers
cultural system is a defining characteristic of and researchers studying culture). Forest-
human beings. The links between forests and based cultures have evolved within the forest
food, health and medicine are closely related environment, and their survival requires that
to cultural integrity, since each culture has that environment be sustained. Cultural links
its mechanisms for providing these human to the forest include subsistence, income
needs. Peoples whose cultural systems are generation, medicinal plants, gender roles,
under attack—as are many in forested areas— knowledge and symbolic systems, and spiritual
manifest social problems, such as increases in links. Fundamentally, this kind of intertwining
alcoholism, prostitution, domestic violence, between culture and forests creates important
child abuse, stress and even war.44 Researchers elements in the meaning of people’s lives.45
in the field of forestry tend to see such Without the forest, such people can be set
issues as interfering with human well-being. adrift. As the forest is destroyed, the related
Health professionals tend to phrase them aspects of their culture are adversely affected.
as mental health problems. Anthropologists This in turn leads to both mental health
problems and loss of forest-related knowledge also a useful reminder of how food, disease
systems. The effects are even more likely and medicine are integrated in functioning,
when forest loss is unplanned, uncontrolled, complex and changing human systems. People
and/or initiated externally—leading to interpret and interact with their environment
feelings of disempowerment, inferiority and through a cultural lens.
impotence among local people. Mental illness
can destroy both motivation and capacity to
manage remaining resources effectively. Loss 5.1 Culture, Cultural Integrity and
of environmental knowledge can have a similar Mental Health
effect. A vicious downward cycle ensues, Much anthropological and sociological
further adversely affecting the environment. literature in the mid-20th century focused
One general caveat: Culture is mutable, on the adverse effects of ‘modernization’ or
and people change. The points we stress here ‘development’ on the integrity of people’s
are a) all human beings are enmeshed in and cultures, persuasively showing the deleterious
dependent on their own cultures for mental effects of rapid changes to cultural and
and social well-being; b) rapid, uncontrolled, environmental contexts.46 Van Haaften (1996,
and/or forced cultural changes are harmful to 2002) has shown the mental health impacts
people’s health and may be harmful to their of the changes wrought by environmental
environment; and c) voluntary and typically devastation in West Africa, including increased
gradual changes can be beneficial. depression, hopelessness and anomie. Clark
The dependence of forest-dwelling peoples’ (1993), studying the people working in a
cultures on the environment in which those gold mine in Mount Kare, Papua New Guinea,
cultures evolved fully captures this review’s discusses the potent symbolic intersection
two central concerns—the health conditions of a kind of gold fever, concepts of pollution
of people living in and around forests and the connected with women, and the interplay of
causal links between human health and forests. the local culture with the colonial experience
People’s mental health has been closely tied in people’s interpretations of their frequent
to the idea of cultural integrity: They live and illnesses. Local people say that ‘men have
die within a particular cultural and ecological been … polluted by development’ (747). Trying
context, and they derive meaning in their to cure illnesses without understanding local
lives—a central component of human well being interpretations of causation often results in
(and therefore, health)—from these contexts. ineffective treatment, lack of follow-through
When such contexts change—whether through by patients, and misuse of medications. De
accelerated rates of deforestation or exposure Boeck (1994) examines symbolic meanings of
to alien cultures or other forces—people tend hunger in the context of what might be termed
to suffer adverse emotional and stress-related cultural breakdown among the aLuunde of
physical effects. Zaire in an area affected by the diamond trade
Here we highlight some examples of with Angola. Attempts to address hunger may
cultural differences to illustrate the variety of be ineffective if local concepts of hunger are
approaches to health and illness among forest not understood; a common error is providing
peoples. Such cultural differences can explain culturally unacceptable foods. Redford (1995)
forest dwellers’ sometimes-negative responses notes the links between hunting and the male
to medical and public health approaches based gender role in some societies, urging attention
on assumptions of the universality of human to women’s sometimes subsidiary roles
health care preferences, needs and beliefs. connected with the hunt (see also Siskind 1975;
Although the examples may seem alien to Murphy and Murphy 1985; or Tiani et al. 2005
many readers, we are convinced of their for a recent Cameroonian example). Attention
importance in dealing with the health (and to gender roles is important for addressing
other) problems of forest peoples. nutritional problems in forest communities,
Forest peoples’ conceptual models and as well as differences in knowledge about
values are critical to understanding their medicines and health care in general.
health problems and behaviour and developing Barrett (1995), based on data from
solutions. Such features are as important to Nicaragua where ‘cultural syncretisms abound
study as specific diseases, forest species, in a labyrinth of ethnomedical interaction’
landscape changes and other more ‘concrete’ (1613),47 argues against the use of positivist
topics. Concluding with cultural issues is science48 to understand people’s health
82 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
centrality of the forest-people-health links. interest in personal gain, use of yaje and coca in
Other important issues include the degree healing, differences in pedagogical traditions,
to which health beliefs and practices are and the integration and possible inextricability
integrated with other parts of cultural of medical issues within culture.
systems (their ‘embeddedness’), the differing Gittelsohn et al. (1997, 1742) briefly
theoretical orientations and philosophical summarize a widespread set of beliefs about
assumptions about health and health care, and foods, based on their experience in western
the variety of approaches to health and illness Nepal:
among the world’s forest peoples. Maintaining
human health requires attention to the holistic A version of the hot-cold food classification
nature of culture and the interconnections system is common throughout Nepal.
among forest peoples, their cultures, and Almost all foods can be assigned to one
their forests. of three ‘valence’ categories: hot, cold,
or neutral. In Nepal, it is perceived that
when an individual consumes a lot of food
5.2 Traditional Knowledge and of a particular valence, illness can result,
Beliefs which can be corrected by consuming foods
Traditional knowledge can be straightforward, of the opposite valence.
as in systems of classification; or it can be
complex, as in total worldviews (see Ellen et Messer (1997) expands on this issue in
al. 2000 for an excellent critique of some of relation to women’s lesser nutritional status
the more extractive approaches to looking at in many areas, suggesting that in some cases
indigenous or traditional knowledge; see also women’s inadequate diets are related not to
Section 4.2). Some indigenous knowledge is so purposeful discrimination but rather to cultural
much a part of the culture that it becomes less notions like the hot-cold differentiation of
meaningful and helpful or even meaningless food types. Aumeeruddy (1994) found the Participatory
outside that context. ‘Knowledge’ implies same classification into hot and cold in Kerinci approaches can tap
truth or accuracy, but what one group believes Seblat (Sumatra, Indonesia), encompassing the knowledge of the
to be true may be seen as false by another, medicines as well as soil, water and foods. She elderly, a community
meeting in Muluy,
and universal agreement may be elusive. This finds that many groups do not differentiate Pasir, East Kalimantan,
is particularly true of issues pertaining to clearly between foods and medicines (cf. Indonesia (Photo by
health. the current fascination with ‘health foods’, Carol J. P. Colfer)
Numerous studies have tried to tap widely
useful indigenous knowledge. Martin et al.
(2002), for instance, describe their efforts
to train indigenous ethnobotanists in Sabah,
Malaysia. Leaman (1996; Leaman et al. 1991)
and Gollin (1997, 2001) have done thorough
studies of the uses of medicinal plants among
the Kenyah Dayaks of East Kalimantan. Madge’s
(1994) study of Gambian women’s knowledge
and practice of collecting and processing
collected foods is unusual in its emphasis on
women’s work.
Jackson (1995) writes of a group in Colombia
that in 1983 brought shamans together to
study ‘ecological medicine’ (which addresses
the cosmos and the community as well as
individuals) in the town of Acaricuara on the
Papuri River. This effort was part of a broader
Colombian policy of ‘ethnoeducation,’ which
strove, according to the Ministry of Education,
to be ‘flexible, participative, bilingual,
intercultural and systematic’ (308). But
Jackson’s article highlighted a set of related
dilemmas and problems: shamanic secrecy,
84 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
including sale of medicinals as health foods; kinds of food that could assuage hunger;
also noted in Balick and Cox 1996; or the these food exchanges symbolically reproduced
collection by Prendergast et al. 1996). the human systems of exchange of men and
A central cultural element related to food women in marriage in the village. The aLuunde
from forests is the traditional knowledge would not cultivate new crops and were less
local people have about forest foods (see interested in domestic animals, since these
Section 2.3). Local knowledge of foods can foods did not carry the symbolism of the
contribute to our global understanding and traditional ones. De Garine and Pagezy (1990)
better use of forest resources, as well as write of the ‘meat hunger’in Central Africa
being a source of self-confidence and pride for that is less a physiological than a psychological
forest peoples in the wider world—something problem. A conservation biologist who was
that is important for improving their mental unaware of the importance of meat to these
health and strengthening their capacity to act people might well make elaborate and well-
collectively to obtain better treatment by the meaning plans to reduce local hunting, which
wider society. might have little chance of success. Or a
No centralized database on indigenous nutritionist could develop protein substitutes
knowledge about forest foods exists, but a that would be unacceptable to people whose
vast literature documents individual cases. hunger for meat is psychological. Examples
Among the Kenyah Dayaks in Indonesia, for abound of plans that came to naught because
instance, Soedjito identified 59 species of of ignorance of local people’s way of life,
forest foods (TAD 1981), and in a subsequent beliefs, knowledge and culture. Successful
study among the same group, Tamen Uyang development and conservation efforts will
found an additional 38 forest foods (Colfer require institutionalizing mechanisms to
et al. 1997). Some of the literature focuses strengthen mutual understanding, through
on people’s food preferences and uses: wild discussion and negotiation.
plants in Amazonia (Dufour and Wilson 1994), Many anthropologists have studied the
insects in Mexico (Ramos-Elorduy 1993),50 cultural aspects of food (e.g., Douglas 1966;
game and hunting in the Neotropics (Redford de Garine 2001; Bahuchet 1988). Grivetti
1993) and Kalimantan (Wadley et al. 1997) (1981), though dated, provides an overview of
and food taboos in Zaire (Aunger 1994). One different theoretical approaches pertaining to
popular topic is food practices relating to food and culture. A central concern in some
children and pregnant and nursing women, of the literature is varying values. Bowman
with their different immune status (e.g., de (2001), for instance, conducted research in
Garine 1982). Cameroon on attitudes about gorillas and
Different groups attach different meanings chimpanzees (reporting similar attitudes in
to foods, which can in turn lead to different Botswana). Based on in-depth interviews
health outcomes. The physical presence of a with those involved in hunting primates, he
food resource does not mean that it is available found the following common ideas that justify
and utilized in the manner outsiders might hunting, in local perceptions:
assume. In Kalimantan, for instance, Colfer
found that some people literally could not Religion/providence: Animals are provided
imagine subsisting without rice. Milton (1991) for human beings by God
compares four forest-dwelling Amazonian Infinity of resource: There is no end to the
groups (the Arara, Parakana, Arawete and forest and its products
Mayoruna) with very different dietary patterns Inevitability: Eating any animals is a logical,
and concludes that these differences serve natural and necessary process for people
as mechanisms for distinguishing each group Magical thinking: The fate of the animals is
from others. Colfer et al. (1989) found a in God’s hands or in a magical realm (81)
similar result for the Minang, Javanese and
Sundanese in a transmigration location in A more holistic approach is taken by
central Sumatra. Such differentiation also Grenand and Grenand (1996), who describe
serves to reduce conflict over resources. De the way the Wayampi of French Guiana see
Boek (1994) found that the aLuunde of Zaire and interact with their world—using indigenous
considered the crops that women cultivated knowledge, sustainable practices, human-
(especially manioc, but also maize and beans) nature interactions and socialization—to ensure
and the animals that men hunted to be the a continuing supply of such forest products as
Forests and Human Health: Assessing the Evidence 85
food. Ellen (2002) also recommends a holistic situations, among other factors, have created
view that recognizes the embeddedness (or a wide variety of practices and preferences for
integration) of indigenous knowledge in its wildlife species (Ramos-Elorduy 1993; also see
cultural context (see Ellen et al. 2000). Ellen Section 6, “Cultural factors in food choices,”
(2002) concludes that those less involved in in Hladik et al. 1993). In Africa and Asia, for
regular agriculture are likely to have greater instance, increased income generally leads
substantive knowledge of uncultivated to an increased demand for wild meat. Yet in
resources, even if this knowledge may not be many parts of Latin America, people prefer
verbalized. Coimbra et al. (2002) examine the domestic protein sources and make a dietary
health experience of the Xavánte of Central change away from wild sources when they can
Brazil from both a holistic, cultural viewpoint afford to do so (Bennett and Robinson 2000b).
and a historical perspective. They emphasize Although some bushmeats are traditionally
the importance of looking at context, from taboo, shortages can erode these norms (Mainka
a particularistic point of view,51 in trying and Trivedi 2002). Government officials and
to understand people’s health status and missionaries also have influence. For example,
experience. some Dayak groups that are short on preferred
Barrett and Lucas (1993) provide a forms of meat will now eat monkey and snake—
quintessentially anthropological analysis of ‘because the church says it is OK now’—which
‘depth’ and ‘shallowness’ of meaning and the older people still view as taboo (Sheil,
‘heat’ and ‘cold’ among the Iban of Sarawak personal observation).
in Malaysia. They trace these ideas through Pragmatically, these diverse and evolving
various components of the Iban way of life, norms can undermine the application of
including birth, death, illness, and the actions standardized solutions from one society to
of shamans. Voeks and Sercombe (2000) another. Ignoring cultural difference in efforts
contrast the medical views of the hunter- to improve human health and well being has
gatherer Penan of Brunei with the more been hazardous.
elaborate and complex medical systems of
other settled inhabitants of Borneo, such as
the Kenyah (also discussed in Section 4.2). 5.3 Culture: Conclusions
The Penan often attribute illness to offended This section has raised the issue of the
spirits. Their system of belief includes some importance of culture in the health—
food taboos (e.g., pregnant women must not particularly mental health—of forest peoples.52
eat reticulated python), gift-giving to offended We have tried in passing to use culture as a
spirits, bird augury and dream reading, and they device to demonstrate the interrelationships
recognize and use perhaps 20 medicinal plants. among health-related issues, like food, disease
The authors conclude: ‘With a low population and medicine. And we have introduced some
density, lack of domesticated animals, and a spheres of health-related indigenous knowledge
nomadic lifestyle, they were never subject to found among forest peoples.
the panoply of diseases that affected settled Cultural perceptions about human health
groups. As a result, the Penan, and perhaps among forest-dwelling peoples represent
other tropical forest, hunter-gatherer groups a treasure trove of diversity, which can be
were never forced to develop a complex comparable in value to biodiversity. Forest
system of etiology and healing’ (688–89). peoples vary in their knowledge of their own
Local attitudes and norms can influence health and the health-related features of their
forest land-use choices. Peoples in Central surroundings. Some of their understandings
Africa have seldom taken to rearing cattle, about medicinal plants and their preparation
not because of low profits, but because of may be of use more widely for addressing the
cultural predispositions regarding animal health concerns of others; some of their ideas
rearing; similar considerations apply to Borneo may be effective in treating the health problems
(Sheil and Wunder 2002). Similarly, the Dayak only of those with similar worldviews; some of
people in Borneo place a high importance their theories of health may provide insights
on wild forest pigs and consider them one of for health practitioners and students of health
the most valuable forest resources, whereas more generally—and some of their ideas are in
Muslim in-migrants see them as pests (Colfer fact dangerous to human health.
et al. 1997; Sheil and Wunder 2002). These different understandings of health and
Cultural norms, habits and economic illness have serious implications for addressing
86 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Summary
5.1 The centrality of the forest-people-health links is clear, particularly among hunter-
gatherers and many swidden farming groups. Other important issues include the
degree to which health beliefs and practices are integrated with other parts of cultural
systems (their embeddedness), the differing theoretical orientations and philosophical
assumptions about health and health care, and the variety of approaches to health and
illness that exist in the world’s forests. Maintaining human health requires attention to
the holistic nature of culture and the interconnections between forest peoples, their
cultures and their forests. On a more global scale, protection of cultural diversity can
serve as an insurance policy against overreliance on western cultural models.
5.2 Effective communication with forest peoples requires understanding of their world
views and openness to learning about their perceptions. Indigenous knowledge about
foods and medicines varies in its wider applicability and should be assessed but is likely
to include useful elements for health and forest professionals. Wider recognition of
useful indigenous knowledge can contribute to the self-confidence of forest peoples,
with positive implications for mental health.
Chapter 6
Conclusions and Recommendations
for Further Study
We discuss three implications of our peoples live, it recognizes the holistic nature
research, three ways we need to improve our of their lives, it allows the world to make
communications, and three ideas for future benign (and appropriately compensated) use of
research. their indigenous knowledge, and it takes into
First, what have we learned about the account the impossibility of supplying trained
condition of people’s health in and around medical doctors and public health personnel
forests? Tropical forests provide essential to every village.
foods, medicines, health care and meaning to Having explored the causal links between
peoples all over the world—with the benefits forests and people, we have seen the usually
generally increasing with proximity to the negative effects of forest loss on the health
forest. However, forest communities are not of peoples living in and around forests; we
high on the agenda of most governmental have seen how diseases originating in forests
health care institutions because the people can spread to neighbouring habitats and even
involved are often few and the logistics of around the world (and vice versa); and we
serving them formidable. Although there is have seen how the diversity in forest types,
some evidence that hunter-gatherers—the wildlife, disease vectors, human populations,
most pristine forest-dwellers—may have better cultures and interactions among these factors
health than other rural peoples, most people all affect human health. As the climate
in and around forests suffer from debilitating changes, some project that disease incidence
and fatal ailments, including many of the in forested areas and elsewhere will increase.
same problems that beset nonforest dwellers Here, the pressing needs are more
in developing countries. Conversely, there conventionally scientific, but they also
is ample evidence that dams, roads, mines, require acknowledgement of the diversity in
and other development activities leading to ecosystems and their interaction with divergent
deforestation have in many cases worsened human systems, and attention to scale and
the health of those living nearest to the forest. time. The specific interactions among vectors,
These two contradictory trends compel us to populations and the biophysical environment
consider undertaking further research on the need to be addressed locally—each place
forest – human health links, but also suggest and each community is different, though
that we may need to address these links commonalities in disease-forest-human links
individually, taking a holistic and case-by-case may emerge. The transmission of particular
approach. forest-based diseases involves detective work
The need to fashion solutions to the health that can span the globe.
care needs of these people is pressing. This The review has revealed a significant, if
urgency, combined with the diversity of factors dispersed, body of knowledge on what is and
affecting the health of forest peoples lead us to is not known about forests and human health.
believe that the most direct and cost-effective But communication needs to be improved if
way is to use participatory, interdisciplinary we seek better health for people living in and
approaches that marry traditional with around forests and better understanding of
‘modern’ health care. Such an approach the forest-human health link.
acknowledges and builds on the cultural and First, better communication between local
biological diversity that exists where forest communities and researchers, practitioners
88 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
Endnotes
1
The anthropologist believes that true 6
In October 2003, Anthony Cunningham,
objectivity is impossible because the observer Lisa Gollin and Erin Sills joined about 15 CIFOR
him/herself is a human being and brings his or staff to present their views of important issues
her own perspectives, biases and opinions to in the field and to share perspectives on how
issues relating to human beings; the ecologist CIFOR might best go forward.
believes objectivity is possible. 7
Bhat (1995) maintained that
2
Goal 2 is to achieve universal primary ‘approximately a quarter of the total volume
education; Goal 3 is to promote gender of literature currently being generated on
equality and empower women; Goal 5 is to medical and related groups of plants appears
improve maternal health. in less than ten periodicals. Approximately
3 50% of the total literature is contained in
Taylor (1997) provides a readable
overview of some linkages between changes some 50 titles. However, the remaining 50% of
in forest cover and health, including food the literature is scattered across some 2,500
security, nutrition and modern medicine. He periodicals in a wide range of disciplines’
emphasizes the need for collaboration between (Bhat, quoted in FAO 1997, 61).
ecologists and health specialists. See also the 8
In many areas, shrimp farms replace
new journal Ecohealth (www.ecohealth.net) mangroves, the monoculture shrimp become
or Margoluis et al. (n.d.); both documents lay infected with disease and the farms are
out important connections between health abandoned, creating ideal conditions
and conservation issues and provide examples for mosquito larvae and thence malarial
of projects that link the two. See also Patz et infestations in the local populace (an example
al. (2000) for an excellent review related to brought to mind by Robert Bos of WHO, 7
environment and disease. September 2005).
4
We sought common definitions for certain 9
Although the potential to improve
key terms used in this review (see appendix), agricultural productivity suggests that the
such as moist forest, rainforest, wild and relationship is not 1:1, current rates of
domesticated, but few papers defined these population growth nevertheless make it
terms. Ogden (1996), in an FAO publication, probable that forest conversion will continue.
notes, ‘Forest foods or “bush foods” are often 10
See also Fairhead and Leach (1996) and
associated with wild or non-cultivated plants the collection by Leach and Mearns (1996),
and animals. The dichotomy between “wild” which provide examples showing the fallacies
and “domesticated” is however often artificial of ‘received wisdom’ about the African
as the analysis of local farming systems in landscape and its management. In many
forested areas world-wide shows a continuum cases, the intentional indigenous management
from subsistence foraging to commercial and productivity of landscapes, such as
agriculture’ (no page numbers). secondary forests, are considered marginal by
5
In some places (e.g., Indonesia) the colonial and postcolonial decisionmakers. The
boundary between foods and medicines is importance of such landscapes in women’s
not entirely clear (Gollin 1997). Kuhnlein and livelihood strategies has also been documented
Receveur (1996) report this tendency more by many.
generally.
90 CIFOR Occasional Paper No. 45 Carol J. Pierce Colfer, Douglas Sheil, and Misa Kishi
11
Groups traditionally referred to as disease in many sectors, including considering
‘pygmies’ in Cameroon, such as the Baka and the possibility of HIV/AIDS causal links when
Bakola, prefer to be known by these latter examining problems in sectors that at first
terms. In this review, we are forced to follow glance appear to be unrelated to disease.
the original authors’ usage of the more familiar 20
A project summary in Peden (2000)
term, pygmy—with no disrespect intended. argues the reverse, that increases in irrigation
12
In Malinau, East Kalimantan, as hunting and changes in water management have not
becomes more difficult, people are turning increased malaria in West Africa, despite an
to raising chickens and pigs and hunting increase in anopheline mosquito populations.
previously ignored species (Sheil, personal His research sites were in Côte d’Ivoire and
observation, 2005). Dounias notes that Mali; another project summary, in Sri Lanka,
hunting pressure is related to proximity to the supports the Ghanaian findings, and addresses
periurban environment rather than a general other health problems related to irrigation
decrease in the resource (Dounias, personal (pesticide poisoning, Japanese encephalitis,
communication, 2005). See Box 1. schistosomiasis, etc.).
13
See Latham (1997) for an overview of 21
These same authors report WHO statistics
important nutritional problems in developing that 90% of the malaria cases in the Americas
countries and the 4th Report on the World occur in Brazil.
Nutrition Situation, January 2000. Neither 22
See also Spielman and d’Antonio (2001)
document focuses on forested areas per se, for a thorough discussion of mosquitoes and
however. their variability.
14
Although the aged also have problems of 23
Russell (1998), although concerned about
access, demographically, women’s and girls’ the implications of global warming for certain
problems are more obvious in the developing arbo-viruses, also does not consider the panic
world. in some quarters about increasing incidence
15
We use quotes, as Ferguson (1990) of malaria to be warranted. Specific ailments
does for ‘development’, in recognition of he anticipates increasing under conditions of
both the implied accompanying discourses global warming, and which he discusses in
of ‘modernity’ and ‘development’, and the some detail for northern (tropical) Australia,
unintended consequence of these wider include Murray Valley encephalitis and Kunjin
societal trends. viruses, with the arthritides Ross River and
16
Lyme disease is a quintessentially Barmah Forest viruses causing more infections.
forest-related disease that has emerged He concludes by noting that risk of increased
with the reforestation of former farmland in transmission will vary by locality, vector, host
the northeastern United States. Though well and human factors.
described in the literature, it is a temperate 24
Robert Bos, of WHO (personal
zone problem and thus outside the bounds of communication, 2005) considers the most
this review. important factor to be “the minimum night
17
Important poisons that we do not discuss temperature below which the development of
in this review include Agent Orange (used malaria parasites in the mosquito guts stops.”
to defoliate huge areas of Vietnam during 25
Rhabdoviridae includes rabies;
the U.S.-Vietnam conflict) and poisonous Paramyxoviridae includes Hendra virus, Nipah
snakebites. But see Section 5.1 for discussion encephalitis virus, measles virus, and more.
of forest poisons, some of which can be useful 26
Mergler (2002) briefly describes an
medicinally. interdisciplinary network of researchers
18
Field activities in the Adaptive (COMERN, Collaborative Mercury Research
Collaborative Management Program at the Network), with a 5 year project to study “the
Center for International Forestry Research sources, transmission and health impact of
were routinely and frequently disrupted when mercury from an ecosystemic and participatory
community members became incapacitated research perspective” (p. 6). In the Amazon,
by HIV/AIDS and died—specifically in the they are working with a community on the
miombo woodlands of Zimbabwe (Matose et Tapajos River to reduce mercury absorption
al. 2005) and Malawi (Kamoto et al. 2005), less while maintaining fish consumption. They
obviously, in Cameroon. address three topics: (i) diet (short term),
19
Use of an ‘HIV/AIDS lens’ refers to (ii) ‘hot spots’ or areas that are propitious
being alert to the widespread effects of the to methylation in the areas of fish capture
Forests and Human Health: Assessing the Evidence 91
47
That is, individual aspects of the medical and other rural peoples, comparatively little
systems of various cultures come together has been written on mental health ‘normalcy’,
in any given individual’s mind in complex, beyond western concepts. Assessing levels
interrelated ways that may be difficult to of mental illness remains a difficult task in
understand. nonwestern cultures. Many forest peoples’
48
Positivist science is sometimes called behaviour that might be indicative of mental
reductionist science. It is what westerners illness in the West may be considered locally
have in mind when they use the term science, normal, and vice versa. Jenkins et al. (1991),
and it includes the belief that there exists an for instance, outline the major issues in the
objective truth that we can all see in the same cross-cultural study of depression, concluding
way if we use systematic, replicable methods that any such study should include a major
that yield statistically significant results. ethnographic component to take into account
49
Richards’ (1992) chapter includes a cultural difference.
fascinating discussion of the conceptual 53
Participatory approaches have been
differences in the ways environmentalists and called for by various authors. See Margoluis
the Mende think about the forest—differences et al. (n.d.), Melnyk (2001); and Ribaira
that need attention as we deal with these (n.d.) for conservation-oriented participatory
people and this forest. approaches. Bennett and Robinson (2000a)
50
See also Redford (1995) for a discussion have called for collaborative approaches in
of edible caterpillars (Papilio polytes and improving wildlife management. Courtright
Conimbrasia belina) and beetles; or Vantomme (1995) worked with traditional healers to
et al. (2004) on the value of caterpillars in address eye problems. Ndekha et al. (2003),
the diets of the people of Cameroon, Central having worked with the health provider
African Republic, Republic of the Congo community in addressing schistosomiasis
(Brazzaville) and the Democratic Republic of in Zimbabwe, described the difficulties
Congo. of collaborative work with communities
51
‘Particularistic’, implying an understanding and the importance of viewing community
that comes from looking at things contextually participation as a process of social learning,
and individually, is opposed conceptually to rather than focusing exclusively on the results
‘universalistic’, implying common standards of the specific effort. Murray and Sanchez-Choy
applied everywhere. (2001) describe an approach similar to CIFOR’s
52
Despite the abundant literature on the Adaptive Collaborative Management approach,
adverse effects of ‘culture change’ on forest described in detail in Colfer (2005a, b).
Forests and Human Health: Assessing the Evidence 93
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Appendix
Definitions
arbovirus any of a large group of viruses or trophies, but it also can include taking of
transmitted by arthropods, such as live animals as pets, or for the biomedical
mosquitoes and ticks, that include the or zoo trades. It also encompasses taking
causative agents of encephalitis, yellow animals both for personal consumption and
fever and dengue (http://www.answers. for commercial sale’ (Bennett and Robinson
com/topic/arbovirus, accessed 27 May 2000, 2).
2005). The term comes from arthropod- IPR intellectual property rights
borne virus (Haggett 1994). in vitro in an artificial environment outside
biodiversity the variability within and between a living organism (American Heritage®
living organisms and the ecological systems 2000).
of which they are a part, including genetic, in vivo within a living organism (American
species and ecosystem diversity (CBD Heritage® 2000).
2001). in situ 1. In the original position. 2. Confined
biopiracy the stealing of knowledge from to the site of origin (American Heritage®
traditional and indigenous communities or 2000).
individuals (GRAIN and Kalpavriksh 2002). Lp(a), a particle of low-density lipoprotein
BMAA beta-methylamino L-alanine, a cholesterol (LDL-C). Cholesterol is carried
substance that kills motor neurons, causing in the human blood stream by two principal
Chamorro disease. classes of particles known as ‘high-density
DALY ‘disability-adjusted life years’, an lipoproteins’ and ‘low-density lipoproteins’
estimate that combines losses from (sometimes referred to as ‘good’ and ‘bad’
premature death and loss of healthy life cholesterol in popular culture). High levels
resulting from disability (Ginwalla et al. of low-density lipoprotein particles in the
2004). blood have been implicated in arterial
ethnomedicine ‘the totality of health, diseases including athelerosclerosis (a very
knowledge, values, beliefs, skills and common pathology in western peoples)
practices of members of a society including and are therefore frequently assessed in
all the clinical and nonclinical activities modern health checks.
that relate to their health needs’ (Foster medicinal plants ‘… all higher plants that have
and Anderson 1978). been alleged to have medicinal properties,
ex situ ‘ex-situ conservation is the conservation i.e., effects that relate to health, or which
of components of biological diversity have been proven to be useful as drugs
outside their natural habitats (CBD 1992)’ by Western standards, or which contain
CBD: convention on biological diversity, constituents that are used as drugs’
www.biodiv.org, (Farnsworth and Soejarto 1988, 26).
filovirus a family of viruses (Filoviridae) NDVI normalized difference vegetation index,
responsible for Marburg and Ebola considered a good proxy for forest cover.
diseases. nontimber forest products ‘… biological
hunting ‘… all capture by humans of wild resources other than timber which are
mammals, birds, and reptiles, whether harvested from either natural or managed
dead or alive, irrespective of the techniques forests. Examples include fruits, nuts, oil
used to capture them. This usually involves seeds, latexes, resins, gums, medicinal
killing animals for human use, especially plants, spices, wildlife and wildlife
meat for eating, for traditional medicines
Forests and Human Health: Assessing the Evidence 111
21. Promoting Forest Conservation through Ecotourism Income? A case study 42. Payments for environmental services: Some nuts and bolts
from the Ecuadorian Amazon region Sven Wunder
Sven Wunder 43. Recent Experience in Collaborative Forest Management: A Review
Paper
22. Una de Gato: Fate and Future of a Peruvian Forest Resource
Jane Carter with Jane Gronow
Wil de Jong, Mary Melnyk, Luis Alfaro Lozano, Marina Rosales and
Myriam García 44. • Fighting forest crime and promoting prudent banking for sustainable
forest management: The anti money laundering approach
23. Les Approches Participatives dans la Gestion des Ecosystemes Forestiers • Memerangi Kejahatan Kehutanan dan Mendorong Prinsip Kehati-
d’Afrique Centrale: Revue des Initiatives Existantes hatian Perbankan untuk Mewujudkan
Jean-Claude Nguinguiri • (Indonesian edition) Pengelolaan Hutan yang Berkelanjutan:
24. Capacity for Forestry Research in Selected Countries of West and Central Pendekatan Anti Pencucian Uang
Africa Bambang Setiono and Yunus Husein
Michael J. Spilsbury, Godwin S. Kowero and F. Tchala-Abina
C e n t e r f o r I n t e r n a t i o n a l F o r e s t r y R e s e a r c h
The Center for International Forestry Research (CIFOR) is a leading international forestry
research organization established in 1993 in response to global concerns about the social,
environmental, and economic consequences of forest loss and degradation. CIFOR is
dedicated to developing policies and technologies for sustainable use and management
of forests, and for enhancing the well-being of people in developing countries who
rely on tropical forests for their livelihoods. CIFOR is one of the 15 Future Harvest
centres of the Consultative Group on International Agricultural Research (CGIAR). With
headquarters in Bogor, Indonesia, CIFOR has regional offices in Brazil, Burkina Faso,
Cameroon and Zimbabwe, and it works in over 30 other countries around the world.