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R u
u t
t 30
30 phin/3
phin/3 chng
chng
BAN T CHC
Chng
Chng II :: Phin
Phin 1-10
1-10 phin:
phin: Xut
Xut Pht
Pht =>
=>
Bo co
Chng II: Phin11-20 :
Cng c
=>
Bo
Bo co
co
Chng
Chng III:
III: Phin
Phin 2130
2130 ::
Cc chuyn gia
n
n ch
ch =>
=>
Tng
kt
thanh
Nguyn
tc
ngha
v i vi NT
Tng
kt
thanh l
l
Nguyn tc hot ng (Lut)
Nguyn tc vn hnh (Nghip v)
i A
i B
A
A
R
R U
U
T
T
B
B
i C
tch - Phn
R
R U
U
T
T
C
C
CNG
CHNG
THAM GIA
CNG
CHNG
THAM GIA
CNG
CHNG
THAM GIA
Yu cu thng tin
Yu cu bo co & hp bt thng
KHO R U T
1. Cc thnh phn d khng ng k.
2. Kho danh sch
3. Lch Hp NT + i iu hnh
DMT.
4. Trin khai (heo quy tc cuc chi)
* M hnh hot ng tng t nh 1 Qu
u t v tun th theo lut + nguyn
tc hot ng th trng hin hnh.
BC
BC 1:
1:
Nhn nh tng quan tnh hnh TTCK; nh gi =>
Nguy c C hi
Gii
Gii thiu
thiu R
R u
u t:
t: Phn
Phn tch
tch tim
tim nng
nng K
K vng
vng
Cc ri ro.
BC
BC 2:
2:
Cc
Cc thnh
thnh phn
phn d
d khng
khng truy
truy vn;
vn; i
i trnh
trnh by
by phn
phn
bin.
BC 3:
Hiu
Hiu chnh
chnh R
R u
u t
t ;; B
B sung
sung (nu
(nu c).
c).
BC 4:
KHO
KHO R
R U
U T
T
Trong qu trnh i trnh by & cc thnh phn d khng truy vn. Ban Gim kho s hiu chnh v mt nghip v. Khng can thip v M CP.
Trong trng hp c du hiu b tc ng hoc chi phi. Ban Gim kho c quyn loi tr (Theo quy tc ca cuc chi)